Horizon Kinetics as of Sept. 30, 2012
Portfolio Holdings for Horizon Kinetics
Horizon Kinetics holds 0 positions in its portfolio as reported in the September 2012 quarterly 13F filing
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VALUE SHARES/ SH/ PUT/INVSTMT VOTING AUTHORITY
NAME OF ISSUER TITLE CUSIP (x$1000) PRN AMT PRN CALLDSCRETN MANAGERS SOLE SHARED
ABBOTT LABS COM 002824100 1261 18392 SH DEFINED 1 18392 0
ABBOTT LABS COM 002824100 1303 19000 SH DEFINED 2 19000 0
AFFILIATED MANAGERS GROUP 3.950% 08/15/38 NOTE 008252AL2 1758 1578000 PRN DEFINED 1 1578000 0
AFFYMETRIX INC COM 00826T108 451 104000 SH DEFINED 2 104000 0
AIR LEASE CORP CL A CL A 00912X302 21883 1072678 SH DEFINED 1 1072678 0
AIR LEASE CORP CL A CL A 00912X302 4364 213934 SH DEFINED 2 213934 0
AIRCASTLE LTD COM COM G0129K104 742 65515 SH DEFINED 1 65515 0
ALBANY MOLECULAR RESH INC COM COM 012423109 194 56000 SH DEFINED 2 56000 0
ALERIAN MLP ETF OCT 12P 16 PUT 00162Q956 1 17300 PUT DEFINED 1 17300 0
ALEXANDERS INC COM 014752109 671 1570 SH DEFINED 1 1570 0
ALEXANDERS INC COM 014752109 3195 7475 SH DEFINED 2 7475 0
ALKERMES PLC COM G01767105 519 25000 SH DEFINED 2 25000 0
ALLIANCE BERNSTEIN NATL MUN INCOME FD COM 01864U106 394 23845 SH DEFINED 1 23845 0
ALLIANCE BERNSTEIN NEW YORK MUN INC FD COM 018714105 525 33313 SH DEFINED 1 33313 0
ALLIANCE WORLD DLR GVT FD II COM 01879R106 1297 81671 SH DEFINED 1 81671 0
ALPINE GLOBAL PREMIER PPTYS SBI COM 02083A103 90 12291 SH DEFINED 1 12291 0
ALPINE TOTAL DYNAMIC DIVID FCOM SBI COM 021060108 151 34059 SH DEFINED 1 34059 0
ALTRIA GROUP INC COM 02209S103 926 27747 SH DEFINED 1 27747 0
AMC NETWORKS INC CL A CL A 00164V103 779 17905 SH DEFINED 1 17905 0
AMC NETWORKS INC CL A CL A 00164V103 329 7555 SH DEFINED 2 7555 0
AMERICAN CAPITAL LTDCOM COM 02503Y103 229 20186 SH DEFINED 1 20186 0
AMERICAN INCOME FD INC COM 02672T109 113 13364 SH DEFINED 13364 0
AMERICAN INTERNATIONAL GROUP INC COM 026874784 667 20351 SH DEFINED 1 20351 0
AMERICAN INTL GROUP INC WT EXP 011921 WT 026874156 2055 152800 SH DEFINED 3 152800 0
AMERICAN MUN INCOME PORTFOLI COM 027649102 767 46915 SH DEFINED 1 46915 0
AMERICAN MUN INCOME PORTFOLI COM 027649102 217 13300 SH DEFINED 3 13300 0
AMERICAN REAL ESTATE FLOAT 4.000% 08/15/13NOTE 451102AB3 19258 19229000 PRN DEFINED 1 192290000
AMERICAN REAL ESTATE FLOAT 4.000% 08/15/13NOTE 451102AB3 4777 4770000 PRN DEFINED 2 4770000 0
AMERICAN SELECT PORTFOLIO INC COM 029570108 921 82827 SH DEFINED 1 82827 0
AMERICAN STRATEGIC INCM PTFL COM 030098107 184 14912 SH DEFINED 1 14912 0
AMERICAN STRATEGIC INCOME II COM 03009T101 128 17144 SH DEFINED 1 17144 0
AMERN STRATEGIC INCOME PTFL COM 030099105 110 12178 SH DEFINED 12178 0
AMTRUST FINANCIAL SERVICES ICOM COM 032359309 3130 122176 SH DEFINED 1 122176 0
AMTRUST FINANCIAL SERVICES ICOM COM 032359309 1664 64963 SH DEFINED 2 64963 0
ANALOG DEVICES INC COM 032654105 404 10305 SH DEFINED 1 10305 0
API TECHNOLOGIES CORP COM NEW COM 00187E203 198 69033 SH DEFINED 1 69033 0
APOLLO GLOBAL MGMT LLC CL A SHS CL A 037612306 861 58747 SH DEFINED 1 58747 0
APOLLO GLOBAL MGMT LLC CL A SHS CL A 037612306 218 14900 SH DEFINED 2 14900 0
APPLE INC COM 037833100 3336 5000 SH DEFINED 2 5000 0
APPOLO INVT CORP SHS BEN INT BEN INT 03761U106 221 28000 SH DEFINED 1 28000 0
ARCHER DANIELS MIDLAND CO COM 039483102 661 24332 SH DEFINED 2 24332 0
ARENA PHARMACEUTICALS INC COM COM 040047102 374 45000 SH DEFINED 2 45000 0
ASCENT CAPITAL GROUP INC COM 043632108 3176 58801 SH DEFINED 1 58801 0
ASCENT CAPITAL GROUP INC COM 043632108 1664 30800 SH DEFINED 2 30800 0
AUTONATION INC COM COM 05329W102 159169 3644807 SH DEFINED 1 3644807 0
AUTONATION INC COM COM 05329W102 120934 2769270 SH DEFINED 2 2769270 0
AUTOZONE INC COM 053332102 9649 26102 SH DEFINED 1 26102 0
AUTOZONE INC COM 053332102 30020 81207 SH DEFINED 2 81207 0
AVON PRODS INC COM 054303102 832 52148 SH DEFINED 1 52148 0
BANK AMER CORP COM 060505104 6507 736957 SH DEFINED 1 736957 0
BANK OF NEW YORK MELLON CORP COM 064058100 391 17287 SH DEFINED 1 17287 0
BARCLAYS BK PLC IPATH INVS^P S COM 06740L592 294 7785 SH DEFINED 1 7785 0
BAXTER INTL INC COM 071813109 264 4372 SH DEFINED 1 4372 0
BEAM INC COM COM 073730103 555 9646 SH DEFINED 1 9646 0
BERKSHIRE HATHAWAY INC DEL CL A 084670108 6104 46 SH DEFINED 1 46 0
BERKSHIRE HATHAWAY INC DEL CL A 084670108 10483 79 SH DEFINED 2 79 0
BERKSHIRE HATHAWAY INC DEL CL B NEW CL B 084670702 56443 639940 SH DEFINED 1 639940 0
BERKSHIRE HATHAWAY INC DEL CL B NEW CL B 084670702 3362 38121 SH DEFINED 2 38121 0
BIOGEN IDEC INC COM 09062X103 260 1740 SH DEFINED 1 1740 0
BIOGEN IDEC INC COM 09062X103 1380 9250 SH DEFINED 2 9250 0
BLACK DIAMOND INC COM 09202G101 877 100034 SH DEFINED 1 100034 0
BLACK DIAMOND INC COM 09202G101 403 46000 SH DEFINED 2 46000 0
BLACKROCK CORPOR HI YLD III COM 09255M104 81 10000 SH DEFINED 10000 0
BLACKROCK CREDIT ALLOCATION INC TR II, INCCOM 09255H105 891 77192 SH DEFINED 1 77192 0
BLACKROCK CREDIT ALLOCATION INC TRST III ICOM 09249V103 215 17785 SH DEFINED 1 17785 0
BLACKROCK CREDIT ALLOCATION INCOME TST I ICOM 09255J101 2962 278644 SH DEFINED 1 278644 0
BLACKROCK CREDIT ALLOCATION INCOME TST I ICOM 09255J101 111 10400 SH DEFINED 3 10400 0
BLACKROCK DEBT STRAT FD INC COM 09255R103 142 31423 SH DEFINED 1 31423 0
BLACKROCK DEBT STRAT FD INC COM 09255R103 45 10000 SH DEFINED 3 10000 0
BLACKROCK DEFINED OPPRTY CR COM 09255Q105 276 19688 SH DEFINED 1 19688 0
BLACKROCK FL RATE OME STRA I SHS COM 09255Y108 2706 196969 SH DEFINED 1 196969 0
BLACKROCK FL RATE OME STRA I SHS COM 09255Y108 207 15100 SH DEFINED 3 15100 0
BLACKROCK FLOAT RATE OME STR COM 09255X100 2805 186145 SH DEFINED 1 186145 0
BLACKROCK FLOAT RATE OME STR COM 09255X100 229 15200 SH DEFINED 3 15200 0
BLACKROCK FLOATING RATE INCOME COM 091941104 4575 310591 SH DEFINED 1 310591 0
BLACKROCK FLOATING RATE INCOME COM 091941104 234 15900 SH DEFINED 3 15900 0
BLACKROCK MUNI INTER DR FD ICOM COM 09253X102 181 10308 SH DEFINED 1 10308 0
BLACKROCK MUNIC BD INVST TR COM 09249K107 674 39123 SH DEFINED 1 39123 0
BLACKROCK MUNICIPAL INCOME INVEST TRUST COM 09248H105 1055 65764 SH DEFINED 1 65764 0
BLACKROCK MUNIENHANCED FD INCOM COM 09253Y100 133 10198 SH DEFINED 1 10198 0
BLACKROCK MUNIHLDGS QUALITY FUND II, INC COM 09254C107 367 23287 SH DEFINED 1 23287 0
BLACKROCK MUNIHLDGS QUALITY FUND INC COM 09254A101 331 21175 SH DEFINED 1 21175 0
BLACKROCK MUNIHOLDINGS N Y QUALITY FUND COM 09255C106 989 60104 SH DEFINED 1 60104 0
BLACKROCK MUNIYIELD INVST FDCOM COM 09254R104 376 22000 SH DEFINED 1 22000 0
BLACKROCK MUNIYIELD MICH QUALITY FUND II COM 09254W103 156 10536 SH DEFINED 1 10536 0
BLACKROCK MUNIYIELD N Y QUALITY FUND INC COM 09255E102 1327 87701 SH DEFINED 1 87701 0
BLACKROCK MUNIYIELD QLTY FD COM COM 09254E103 532 33545 SH DEFINED 1 33545 0
BLACKROCK MUNIYIELD QUALITY COM 09254F100 336 18862 SH DEFINED 1 18862 0
BLACKROCK MUNIYIELD QUALITY COM 09254G108 1645 109013 SH DEFINED 1 109013 0
BLACKROCK NY MUN INC QUALITY TRUST COM 09249U105 1832 109920 SH DEFINED 1 109920 0
BLACKROCK NY MUN INC QUALITY TRUST COM 09249U105 175 10500 SH DEFINED 3 10500 0
BLACKROCK NY MUN INCOME TR I COM 09249R102 178 10395 SH DEFINED 1 10395 0
BLACKROCK NY MUNICIPAL BOND COM 09249P106 237 14105 SH DEFINED 14105 0
BLACKROCK REAL ASSET EQUITY COM 09254B109 500 46406 SH DEFINED 1 46406 0
BLACKROCK SR HIGH INCOME FD COM 09255T109 655 149316 SH DEFINED 1 149316 0
BLACKROCK SR HIGH INCOME FD COM 09255T109 140 32000 SH DEFINED 3 32000 0
BLACKSTONE GROUP L PCOM UNIT REPSTG LTD PAUNIT 09253U108 4019 281441 SH DEFINED 1 281441 0
BLACKSTONE GROUP L PCOM UNIT REPSTG LTD PAUNIT 09253U108 4166 291757 SH DEFINED 2 291757 0
BOEING CO COM 097023105 578 8302 SH DEFINED 1 8302 0
BOK FINL CORP COM NEW COM 05561Q201 10202 172625 SH DEFINED 1 172625 0
BOK FINL CORP COM NEW COM 05561Q201 1445 24450 SH DEFINED 2 24450 0
BOSTON SCIENTIFIC CORP COM 101137107 129 22439 SH DEFINED 1 22439 0
BP PLC SPONS ADR ADR 055622104 1406 33202 SH DEFINED 1 33202 0
BRISTOL MYERS SQUIBBCO COM 110122108 990 29334 SH DEFINED 1 29334 0
BRISTOL MYERS SQUIBBCO COM 110122108 1181 35000 SH DEFINED 2 35000 0
BROOKFIELD ASSET MGMT INC VTG SHS COM 112585104 136068 3942846 SH DEFINED 1 3942846 0
BROOKFIELD ASSET MGMT INC VTG SHS COM 112585104 92145 2670102 SH DEFINED 2 2670102 0
BROOKFIELD ASSET MGMT INC VTG SHS COM 112585104 4826 139848 SH DEFINED 3 139848 0
BROOKFIELD INFRASTRUCTURE PART COM G16252101 518 14581 SH DEFINED 1 14581 0
BROOKFIELD INFRASTRUCTURE PART COM G16252101 5345 150360 SH DEFINED 2 150360 0
BROOKFIELD RESIDENTIAL PPTY I COM COM 11283W104 33065 2365150 SH DEFINED 1 2365150 0
BROOKFIELD RESIDENTIAL PPTY I COM COM 11283W104 17791 1272599 SH DEFINED 2 1272599 0
BUNGE LIMITED SHS COM G16962105 847 12630 SH DEFINED 2 12630 0
CABLEVISION SYS CORP CL A SHS COM 12686C109 1057 66695 SH DEFINED 1 66695 0
CACI INTL CONV 2.125% 05/01/2014 NOTE 127190AD8 3438 3089000 PRN DEFINED 1 3089000 0
CACI INTL INC CL A COM 127190304 2486 48000 SH DEFINED 2 48000 0
CADIZ INC COM NEW COM 127537207 510 52500 SH DEFINED 2 52500 0
CALAMOS STRATEGIC TOTL RETN COM SH BEN INTBEN INT 128125101 182 17933 SH DEFINED 1 17933 0
CALPINE CORP COM NEW COM 131347304 840 48568 SH DEFINED 1 48568 0
CALPINE CORP COM NEW COM 131347304 286 16527 SH DEFINED 2 16527 0
CANADIAN NAT RES LTD COM 136385101 3968 128859 SH DEFINED 1 128859 0
CANADIAN NAT RES LTD COM 136385101 31300 1016559 SH DEFINED 2 1016559 0
CANADIAN NAT RES LTD COM 136385101 665 21600 SH DEFINED 3 21600 0
CARBO CERAMICS INC COM 140781105 201 3197 SH DEFINED 1 3197 0
CARNIVAL CORP PAIREDCTF 1 COM CARNIVAL CORCOM 143658300 1779 48846 SH DEFINED 1 48846 0
CATERPILLAR INC COM 149123101 754 8759 SH DEFINED 1 8759 0
CBOE HLDGS INC COM COM 12503M108 75302 2561295 SH DEFINED 1 2561295 0
CBOE HLDGS INC COM COM 12503M108 61697 2098526 SH DEFINED 2 2098526 0
CBOE HLDGS INC COM COM 12503M108 5347 181863 SH DEFINED 3 181863 0
CBOE VOLATILITY BIN FEB13P 23 PUT 06740C951 63 15000 PUT DEFINED 1 15000 0
CBOE VOLATILITY BIN FEB13P 23 PUT 06740C951 63 15000 PUT DEFINED 1 15000 0
CBOE VOLATILITY BIN JAN 13P 23 PUT 06740C951 404 82500 PUT DEFINED 1 82500 0
CBOE VOLATILITY BIN JAN 13P 23 PUT 06740C951 404 82500 PUT DEFINED 1 82500 0
CBOE VOLATILITY BIN NOV 12C 29 CALL 06740C901 3 4400 CALL DEFINED 1 4400 0
CBOE VOLATILITY BIN OCT 12C 29 CALL 06740C901 4 20800 CALL DEFINED 1 20800 0
CBOE VOLATILITY BIN OCT 12C 29 CALL 06740C901 4 20800 CALL DEFINED 1 20800 0
CBS CORP NEW CL B COM 124857202 14516 399565 SH DEFINED 1 399565 0
CBS CORP NEW CL B COM 124857202 34511 949920 SH DEFINED 2 949920 0
CBS CORP NEW CL B COM 124857202 877 24130 SH DEFINED 3 24130 0
CELLDEX THERAPEUTICS INC COM 15117B103 166 26294 SH DEFINED 2 26294 0
CENOVUS ENERGY INC COM COM 15135U109 4956 142214 SH DEFINED 2 142214 0
CENTERPOINT ENERGY INC COM 15189T107 2867 134585 SH DEFINED 1 134585 0
CHARLES RIVER LAB 2.250% 06/15/13 NOTE 159864AB3 2438 2400000 PRN DEFINED 1 2400000 0
CHARLES RIVER LAB 2.250% 06/15/13 NOTE 159864AB3 102 100000 PRN DEFINED 2 100000 0
CHESAPEAKE ENERGDTD 05/27/0 2.250% 12/15/3NOTE 165167CB1 11143 13831000 PRN DEFINED 1 138310000
CHESAPEAKE ENERGDTD 05/27/0 2.250% 12/15/3NOTE 165167CB1 2924 3630000 PRN DEFINED 2 3630000 0
CHESAPEAKE ENERGDTD 11/08/0 2.750% 11/15/3NOTE 165167BW6 2380 2500000 PRN DEFINED 1 2500000 0
CHESAPEAKE ENERGDTD 11/08/0 2.750% 11/15/3NOTE 165167BW6 619 650000 PRN DEFINED 2 650000 0
CHESAPEAKE ENERGY CORP 2.500% 05/15/37 NOTE 165167BZ9 1626 1810000 PRN DEFINED 1 1810000 0
CHEVRON CORP COM 166764100 1438 12341 SH DEFINED 1 12341 0
CHINA HYDROELECTRIC CORPORATWT EXP 012514 WT G2112E145 1 40000 SH DEFINED 2 40000 0
CHINA UNICOM HONG KONG LTD ADR ISIN ADR 16945R104 1151 70600 SH DEFINED 2 70600 0
CINCINNATI FINL CORP COM 172062101 403 10653 SH DEFINED 1 10653 0
CLAYMORE EXCHANGE TRD FD TR GUGG INSDR SENCOM 18383M209 357 10240 SH DEFINED 1 10240 0
CLAYMORE EXCHANGE TRD FD TR GUGG SHIPPNG ECOM 18383Q796 561 36744 SH DEFINED 1 36744 0
CME GROUP INC COM COM 12572Q105 39705 693048 SH DEFINED 1 693048 0
CME GROUP INC COM COM 12572Q105 4005 69915 SH DEFINED 2 69915 0
CMS ENERGY CORP COM 125896100 1188 50446 SH DEFINED 1 50446 0
CNOOC LTD SPONSORED ADR ISIN ADR 126132109 2459 12129 SH DEFINED 1 12129 0
COGNIZANT TECHNLGY SLTNS CORCL A CL A 192446102 1398 20000 SH DEFINED 2 20000 0
COHEN & STEERS DIV MJRS FDIN COM 19248G106 445 29850 SH DEFINED 1 29850 0
COHEN & STEERS INC COM COM 19247A100 6170 208298 SH DEFINED 1 208298 0
COHEN & STEERS INC COM COM 19247A100 7328 247386 SH DEFINED 2 247386 0
COHEN & STEERS QUALITY RLTY COM COM 19247L106 1718 159959 SH DEFINED 1 159959 0
COLFAX CORP COM COM 194014106 22649 617648 SH DEFINED 1 617648 0
COLFAX CORP COM COM 194014106 7984 217715 SH DEFINED 2 217715 0
COLFAX CORP COM COM 194014106 1144 31200 SH DEFINED 3 31200 0
CONTINENTAL RESOURCES INC COM COM 212015101 25692 334094 SH DEFINED 1 334094 0
CONTINENTAL RESOURCES INC COM COM 212015101 20387 265108 SH DEFINED 2 265108 0
CONTINENTAL RESOURCES INC COM COM 212015101 1046 13600 SH DEFINED 3 13600 0
COPART INC COM 217204106 1111 40060 SH DEFINED 2 40060 0
CORELOGIC INC COM COM 21871D103 990 37317 SH DEFINED 1 37317 0
COWEN GROUP INC NEW CL A CL A 223622101 522 193103 SH DEFINED 2 193103 0
CRESUD S A C I F Y A SPONSORED ADR ADR 226406106 701 85835 SH DEFINED 1 85835 0
CRESUD S A C I F Y A SPONSORED ADR ADR 226406106 7840 959566 SH DEFINED 2 959566 0
CSX CORP COM 126408103 15187 731919 SH DEFINED 2 731919 0
CUBIC CORP COM 229669106 459 9169 SH DEFINED 1 9169 0
CUBIST PHARMACEUTICALS INC COM COM 229678107 1288 27000 SH DEFINED 2 27000 0
D R HORTON INC COM 23331A109 12460 604110 SH DEFINED 2 604110 0
DANAHER CORP COM 235851102 1989 36060 SH DEFINED 1 36060 0
DELUXE CORP COM 248019101 957 31300 SH DEFINED 1 31300 0
DENDREON CORP COM COM 24823Q107 139 29000 SH DEFINED 2 29000 0
DISCOVERY COMMUNICATNS NEW SER A COM 25470F104 17452 292815 SH DEFINED 1 292815 0
DISCOVERY COMMUNICATNS NEW SER A COM 25470F104 45347 760848 SH DEFINED 2 760848 0
DISH NETWORK CORP CL A CL A 25470M109 51934 1696628 SH DEFINED 1 1696628 0
DISH NETWORK CORP CL A CL A 25470M109 52695 1721498 SH DEFINED 2 1721498 0
DISH NETWORK CORP CL A CL A 25470M109 2542 83060 SH DEFINED 3 83060 0
DISNEY WALT CO DISNEY COM COM 254687106 1552 29691 SH DEFINED 2 29691 0
DORMAN PRODUCTS INC COM COM 258278100 1212 38454 SH DEFINED 1 38454 0
DORMAN PRODUCTS INC COM COM 258278100 630 20000 SH DEFINED 2 20000 0
DR PEPPER SNAPPLE GROUP INC COM 26138E109 497 11158 SH DEFINED 1 11158 0
DREAMWORKS ANIMATION SKG INCCL A CL A 26153C103 80754 4199393 SH DEFINED 1 4199393 0
DREAMWORKS ANIMATION SKG INCCL A CL A 26153C103 86967 4522444 SH DEFINED 2 4522444 0
DREAMWORKS ANIMATION SKG INCCL A CL A 26153C103 4042 210190 SH DEFINED 3 210190 0
DREYFUS MUN INCOME INC COM 26201R102 697 62551 SH DEFINED 1 62551 0
DREYFUS STRATEGIC MUN BD FD COM COM 26202F107 188 19074 SH DEFINED 1 19074 0
DREYFUS STRATEGIC MUNS INC COM 261932107 697 69591 SH DEFINED 1 69591 0
DWS MUN INCOME TR COM 23338M106 1186 78495 SH DEFINED 1 78495 0
EATON VANCE CA MUN BD FD COM 27828A100 449 35468 SH DEFINED 1 35468 0
EATON VANCE CORP NON VTG NON VTG 278265103 607 20965 SH DEFINED 2 20965 0
EATON VANCE FLTING RATE INC COM 278279104 1569 93827 SH DEFINED 1 93827 0
EATON VANCE LTD DUR INCOME F COM 27828H105 9026 531590 SH DEFINED 1 531590 0
EATON VANCE MUN BD FD COM 27827X101 492 34008 SH DEFINED 1 34008 0
EATON VANCE MUNI INCOME TRUSSH BEN INT BEN INT 27826U108 705 49772 SH DEFINED 1 49772 0
EATON VANCE NY MUN BD FD COM 27827Y109 544 37133 SH DEFINED 1 37133 0
EATON VANCE NY MUNI INCOME TSH BEN INT BEN INT 27826W104 703 45214 SH DEFINED 1 45214 0
EATON VANCE SH TM DR DIVR INC COM 27828V104 563 31962 SH DEFINED 1 31962 0
EATON VANCE SR FLTNG RTE TR COM 27828Q105 2644 159256 SH DEFINED 1 159256 0
EATON VANCE SR INCOME TR SH BEN INT BEN INT 27826S103 2523 331935 SH DEFINED 1 331935 0
EBAY INC COM 278642103 3932 81290 SH DEFINED 2 81290 0
ECHOSTAR CORP CL A CL A 278768106 8663 302257 SH DEFINED 1 302257 0
ECHOSTAR CORP CL A CL A 278768106 32642 1138937 SH DEFINED 2 1138937 0
ECHOSTAR CORP CL A CL A 278768106 1637 57111 SH DEFINED 3 57111 0
ELECTRONIC ARTS INC CONV 0.750% 07/15/16 CONV 285512AA7 5475 6000000 PRN DEFINED 1 6000000 0
ELECTRONIC ARTS INC CONV 0.750% 07/15/16 CONV 285512AA7 1141 1250000 PRN DEFINED 2 1250000 0
EMERSON ELEC CO COM 291011104 1046 21676 SH DEFINED 1 21676 0
ENCANA CORP COM SHS ISIN COM 292505104 459 20948 SH DEFINED 1 20948 0
ENCANA CORP COM SHS ISIN COM 292505104 2658 121255 SH DEFINED 2 121255 0
ENCANA CORP COM SHS ISIN COM 292505104 463 21117 SH DEFINED 3 21117 0
ENERGY RECOVERY INC COM COM 29270J100 151 51108 SH DEFINED 2 51108 0
ENSTAR GROUP LIMITED SHS COM G3075P101 722 7249 SH DEFINED 1 7249 0
ENTERPRISE PRODS PARTNERS L COM 293792107 995 18567 SH DEFINED 1 18567 0
EQUITY LIFESTYLE PPTYS INC COM COM 29472R108 39612 581505 SH DEFINED 1 581505 0
EQUITY LIFESTYLE PPTYS INC COM COM 29472R108 38910 571194 SH DEFINED 2 571194 0
EQUITY LIFESTYLE PPTYS INC COM COM 29472R108 2065 30310 SH DEFINED 3 30310 0
EXPEDIA INC DEL COM NEW COM 30212P303 1870 32339 SH DEFINED 1 32339 0
EXPEDIA INC DEL COM NEW COM 30212P303 1168 20200 SH DEFINED 2 20200 0
EXXON MOBIL CORP COM 30231G102 14018 153286 SH DEFINED 1 153286 0
FEDERATED PREM INTR MUN INC COM COM 31423M105 348 22335 SH DEFINED 1 22335 0
FIDELITY NATL FINANCIAL INC COM 31620R105 844 39481 SH DEFINED 1 39481 0
FIDELITY NATL INFORMATION SVC COM 31620M106 334 10690 SH DEFINED 1 10690 0
FIRST TR ABERDEEN GLBL OPP FCOM SHS COM 337319107 2206 118418 SH DEFINED 1 118418 0
FIRST TR/FOUR CRNRS SR FLOAT COM 33733U108 849 53800 SH DEFINED 1 53800 0
FIRST TRUST MORTGAGE INCOME FUND COM 33734E103 555 27069 SH DEFINED 1 27069 0
FIRST TRUST STRATEGIC HIGH INCOME FD II COCOM 337353304 635 35575 SH DEFINED 1 35575 0
FIRSTENERGY CORP COM 337932107 1040 23585 SH DEFINED 1 23585 0
FISERV INC COM 337738108 332 4486 SH DEFINED 2 4486 0
FLOWERS FOODS INC COM COM 343498101 948 46960 SH DEFINED 1 46960 0
FOREST CITY ENT 4.250% 08/15/18 NOTE 345550AP2 3348 3200000 PRN DEFINED 2 3200000 0
FOREST CITY ENTERPRISES INC CL A CL A 345550107 28256 1782715 SH DEFINED 1 1782715 0
FOREST CITY ENTERPRISES INC CL A CL A 345550107 57672 3638581 SH DEFINED 2 3638581 0
FOREST CITY ENTERPRISES INC CL A CL A 345550107 730 46054 SH DEFINED 3 46054 0
FORTUNE BRANDS HOME & SEC INCOM COM 34964C106 698 25841 SH DEFINED 1 25841 0
FRANCO NEVADA CORP COM COM 351858105 69009 1171041 SH DEFINED 1 1171041 0
FRANCO NEVADA CORP COM COM 351858105 46593 790644 SH DEFINED 2 790644 0
FRANCO NEVADA CORP COM COM 351858105 1533 26008 SH DEFINED 3 26008 0
FRANKLIN TEMPLETON LTD DUR I COM 35472T101 343 23246 SH DEFINED 1 23246 0
GENERAL ELECTRIC CO COM 369604103 1472 64830 SH DEFINED 1 64830 0
GENERAL GROWTH PPTYS INC NEWCOM COM 370023103 42293 2171077 SH DEFINED 1 2171077 0
GENERAL GROWTH PPTYS INC NEWCOM COM 370023103 22556 1157913 SH DEFINED 2 1157913 0
GENIE ENERGY LTD CL B CL B 372284208 236 32974 SH DEFINED 1 32974 0
GENON ENERGY COM 37244E107 48 18888 SH DEFINED 1 18888 0
GENUINE PARTS CO COM 372460105 288 4720 SH DEFINED 1 4720 0
GLAXOSMITHKLINE PLC ADR SPONSORED ADR 37733W105 1095 23673 SH DEFINED 2 23673 0
GOOGLE INC CL A CL A 38259P508 23149 30681 SH DEFINED 1 30681 0
GOOGLE INC CL A CL A 38259P508 12077 16006 SH DEFINED 2 16006 0
GREENLIGHT CAPITAL RE LTD CLASS A CL A G4095J109 49474 1998951 SH DEFINED 1 1998951 0
GREENLIGHT CAPITAL RE LTD CLASS A CL A G4095J109 3631 146702 SH DEFINED 2 146702 0
GRUPO TELEVISA SA DE CV SP ADR REP ORD ADR 40049J206 288 12247 SH DEFINED 1 12247 0
GUGGENHEIM CHINA REAL ESTATE ETF COM 18383Q861 3144 156639 SH DEFINED 1 156639 0
HARRIS CORP DEL COM 413875105 1151 22463 SH DEFINED 1 22463 0
HARRY WINSTON DIAMOND CORP COM COM 41587B100 1073 90609 SH DEFINED 1 90609 0
HEINZ H J CO COM 423074103 1158 20705 SH DEFINED 1 20705 0
HELIOS ADVANTAGE INCOME FUND COM 42327W206 1367 148385 SH DEFINED 1 148385 0
HELIOS ADVANTAGE INCOME FUND COM 42327W206 149 16200 SH DEFINED 3 16200 0
HELIOS HIGH INCOME FUND COM 42327X204 838 94802 SH DEFINED 1 94802 0
HELIOS HIGH INCOME FUND COM 42327X204 126 14200 SH DEFINED 3 14200 0
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