Kornitzer Capital Management as of Sept. 30, 2012
Portfolio Holdings for Kornitzer Capital Management
Kornitzer Capital Management holds 0 positions in its portfolio as reported in the September 2012 quarterly 13F filing
{C}{C}
KORNITZER CAPITAL MANAGEMENT, INC
FORM 13F
September 30, 2012
Voting Authority
--------------------------
Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
21VIANTET GROUP INC-ADR COM 90138A103 531 46000 SH Sole 46000
3M CO COM 88579Y101 15641 169234 SH Sole 169234
3SBIO INC-ADR COM 88575Y105 1573 121093 SH Sole 121093
8X8 INC. COM 282914100 689 105000 SH Sole 105000
A T & T INC COM 00206R102 739 19611 SH Sole 19611
ABB LTD (SW) COM 000375204 3423 183070 SH Sole 183070
ABBOTT LABORATORIES COM 002824100 46697 681110 SH Sole 681110
ABERCROMBIE & FITCH CO. CL A COM 002896207 16831 496203 SH Sole 496203
ABRAXAS PETROLEUM CORP COM 003830106 149 65000 SH Sole 65000
ACI WORLDWIDE INC COM 004498101 83659 1979625 SH Sole 1959175 20450
ADELPHIA 13% PFD *ESCROWED FOR COM 006esc982 0 22985 SH Sole 22985
ADELPHIA RECOVER TR SER ACC-6B COM 00685r839 0 2298500 SH Sole 2298500
ADIDAS AG - SPONSORED ADR (GE) COM 00687A107 605 14740 SH Sole 14740
ADTRAN INC COM 00738A106 97101 5619246 SH Sole 5558396 60850
ADVENT SOFTWARE COM 007974108 18765 763725 SH Sole 753625 10100
ADVISORY BOARD CO COM 00762W107 15320 320311 SH Sole 320311
AFFILIATED MANAGERS GROUP COM 008252108 27884 226700 SH Sole 226700
AGILENT TECHNOLOGIES INC COM 00846U101 17572 457002 SH Sole 457002
AKAMAI TECHNOLOGIES COM 00971T101 49298 1288500 SH Sole 1288500
AKORN INC COM 009728106 27570 2085475 SH Sole 2068725 16750
ALCATEL-LUCENT SPONS ADR COM 013904305 112 102000 SH Sole 102000
ALIGN TECHNOLOGY INC COM 016255101 178644 4832125 SH Sole 4784025 48100
ALLERGAN INC COM 018490102 17693 193195 SH Sole 193195
ALLSTATE CORP COM 020002101 18930 477915 SH Sole 477915
ALPHA NATURAL RESOURCES INC COM 02076X102 66 10000 SH Sole 10000
ALTERA CORP COM 021441100 10620 312346 SH Sole 312346
ALTRIA GROUP (FORMERLY PHILIP COM 02209s103 268 8025 SH Sole 8025
AMERESCO INC - CL A COM 02361E108 501 42400 SH Sole 42400
AMERICA MOVIL SAB DE CV ADR (M COM 02364W105 534 21000 SH Sole 21000
AMERICAN EXPRESS COMPANY COM 025816109 712 12525 SH Sole 12525
AMGEN COM 031162100 1929 22889 SH Sole 22889
ANCESTRY.COM, INC. COM 032803108 50807 1689050 SH Sole 1674950 14100
ANGIES'S LIST INC. COM 034754101 17825 1684800 SH Sole 1662150 22650
ANSYS INC COM 03662q105 15750 214575 SH Sole 214575
APACHE CORP COM 037411105 11109 128470 SH Sole 128470
APPLE INC COM 037833100 43310 64923 SH Sole 64923
APPLIED MATERIALS COM 038222105 13419 1201915 SH Sole 1201915
APPROACH RESOURCES COM 03834A103 1657 55000 SH Sole 55000
ARUBA NETWORKS, INC. COM 043176106 61515 2735825 SH Sole 2703575 32250
ASML HOLDING NV ORD COM N07059186 714 13300 SH Sole 13300
ATHENAHEALTH INC COM 04685W103 92435 1007250 SH Sole 994700 12550
AUTOLIV INC (SE) COM 052800109 16470 265775 SH Sole 265775
AVAGO TECHNOLOGIES COM Y0486S104 560 16070 SH Sole 16070
BAKER HUGHES INC COM 057224107 43191 954930 SH Sole 954930
BANK OF AMERICA CORP COM 060505104 240 27200 SH Sole 27200
BAXTER INTL INC COM 071813109 30138 500055 SH Sole 500055
BAYER AKTIENGES - SPONSORED AD COM 072730302 2260 26289 SH Sole 26289
BECTON DICKINSON & CO. COM 075887109 885 11260 SH Sole 11260
BOARDWALK PIPELINE (Annual K-1 COM 096627104 1480 53050 SH Sole 53050
BOEING CO. COM 097023105 35589 511378 SH Sole 511378
BORG WARNER INC COM 099724106 16044 232150 SH Sole 232150
BOTTOMLINE TECHNOLOGIES INC COM 101388106 875 35450 SH Sole 35450
BP PLC, INC ADR (UK) COM 055622104 19081 450439 SH Sole 450439
BRISTOL MYERS SQUIBB CO COM 110122108 231 6850 SH Sole 6850
BROADCOM CORP COM 111320107 20939 605700 SH Sole 605700
BROADSOFT INC. COM 11133B409 27266 664700 SH Sole 657400 7300
CABOT MICROELECTRONICS CORP COM 12709P103 37541 1068336 SH Sole 1054861 13475
CALPINE CORP COM 131347304 1121 64800 SH Sole 64800
CAMECO CORP (CA) COM 13321L108 340 17500 SH Sole 17500
CAMPBELL SOUP CO COM 134429109 8741 251025 SH Sole 251025
CANADIAN PACIFIC RAILWAY LTD COM 13645T100 414 5000 SH Sole 5000
CANON INC - SPONS ADR COM 138006309 391 12200 SH Sole 12200
CAPELLA EDUCATION CO COM 139594105 26520 756420 SH Sole 746695 9725
CENTURYLINK INC COM 156700106 1073 26563 SH Sole 26563
CERADYNE INC COM 156710105 7359 301226 SH Sole 301226
CERNER CORP COM 156782104 1817 23475 SH Sole 23475
CHARLES RIVER LABS COM 159864107 24898 628750 SH Sole 628750
CHART INDUSTRIES INC COM 16115Q308 56963 771329 SH Sole 764379 6950
CHECKPOINT SOFTWARE TECH LTD A COM M22465104 10350 214900 SH Sole 214900
CHEVRON CORP COM 166764100 47006 403279 SH Sole 403279
CHINA LIFE INSURANCE CO-ADR COM 16939P106 520 12000 SH Sole 12000
CHUBB CORP COM 171232101 13034 170868 SH Sole 170868
CIA CERVECERIAS UNIDAS-ADR COM 204429104 1526 21400 SH Sole 21400
CINCINNATI FINANCIAL CORP COM 172062101 9583 253041 SH Sole 253041
CISCO SYS INC COM COM 17275R102 17521 917553 SH Sole 917553
CITRIX COM 177376100 5372 70200 SH Sole 70200
CLIFFS NATURAL RESOURCES COM 18683K101 323 8244 SH Sole 8244
CLOROX CO COM 189054109 11465 159130 SH Sole 159130
COACH INC COM 189754104 7697 137400 SH Sole 137400
COCA-COLA COM 191216100 40650 1071698 SH Sole 1071698
COHEN & STEERS INC. COM 19247A100 379 12800 SH Sole 12800
COLGATE PALMOLIVE CO COM 194162103 11023 102805 SH Sole 102805
COMPANHIA DE BEBIDAS(AMBEV)-AD COM 20441W203 2047 53500 SH Sole 53500
COMPUTER PROGRAMS & SYSTEMS COM 205306103 9402 169250 SH Sole 169250
COMSCORE INC. COM 20564W105 610 40000 SH Sole 40000
CONAGRA INC COM 205887102 5980 216750 SH Sole 216750
CONCORD MEDICAL - SPON ADR COM 206277105 70 18642 SH Sole 18642
CONOCOPHILLIPS COM 20825C104 28281 494590 SH Sole 494590
CORNERSTONE ONDEMAND INC. COM 21925Y103 31569 1029649 SH Sole 1004449 25200
CORPORATE EXECUTIVE BOARD CO COM 21988R102 124592 2323176 SH Sole 2295776 27400
COSTAR GROUP INC COM 22160N109 79764 978225 SH Sole 965725 12500
COSTCO WHOLESALE COM 22160K105 21802 217670 SH Sole 217670
COVANTA HOLDING CORP. COM 22282E102 13730 800100 SH Sole 800100
CSX CORP COM 126408103 1164 56100 SH Sole 56100
DEALERTRACK HOLDINGS INC. COM 242309102 85648 3075343 SH Sole 3035743 39600
DECKERS OUTDOOR COM 243537107 44432 1212675 SH Sole 1201075 11600
DENTSPLY INTERNATIONAL INC COM 249030107 7551 197975 SH Sole 197975
DEVRY INC. COM 251893103 712 31275 SH Sole 31275
DIAGEO PLC ADR (UK) COM 25243Q205 4454 39510 SH Sole 39510
DICE HOLDINGS, INC. COM 253017107 32119 3814600 SH Sole 3766825 47775
DISNEY (WALT) CO. COM 254687106 707 13525 SH Sole 13525
DOCTOR REDDY'S LAB - ADR (IN) COM 256135203 873 28300 SH Sole 28300
DOLBY LABORATORIES INC - CL A COM 25659T107 24452 746639 SH Sole 746639
DOVER CORP COM 260003108 768 12911 SH Sole 12911
DOW CHEMICAL COM 260543103 13236 457125 SH Sole 457125
DR PEPPER SNAPPLE GROUP INC COM 26138E109 7187 161400 SH Sole 161400
DTS, INC COM 23335C101 20327 872400 SH Sole 860550 11850
E I DUPONT DE NEMOURS & CO COM 263534109 29973 596233 SH Sole 596233
E2OPEN, INC. COM 29788A104 815 60000 SH Sole 60000
EATON VANCE CORP-NON VTG COM 278265103 10074 347850 SH Sole 347850
EBAY INC COM 278642103 11795 243850 SH Sole 243850
ELECTRO SCIENTIFIC INDS INC COM 285229100 551 45100 SH Sole 45100
ELECTRONIC ARTS INC COM 285512109 25596 2017000 SH Sole 2017000
ELI LILLY & CO COM COM 532457108 30364 640452 SH Sole 640452
ELLIE MAE INC COM 28849P100 817 30000 SH Sole 30000
EMC CORPORATION MASSACHUSETTS COM 268648102 21291 780750 SH Sole 780750
EMERALD OIL, INC COM 29101U100 33 40000 SH Sole 40000
EMERSON ELECTRIC CO COM 291011104 14480 299975 SH Sole 299975
ENTERPRISE PRODUCTS PARTNERS COM 293792107 445 8300 SH Sole 8300
ENVESTNET INC COM 29404K106 679 58000 SH Sole 58000
EQT MIDSTREAM PARTNERS LP COM 26885B100 3600 125000 SH Sole 125000
EQUINIX INC COM 29444U502 18581 90175 SH Sole 90175
ERHC ENERGY INC COM 26884J104 7 50000 SH Sole 50000
ERICSSON L.M. CO CLASS B-SPON COM 294821608 806 88400 SH Sole 88400
EXA CORP. COM 300614500 690 63600 SH Sole 63600
EXELIS INC. COM 30162A108 614 59375 SH Sole 59375
EXELON CORP COM 30161N101 395 11100 SH Sole 11100
EXFO INC. COM 302046107 400 81600 SH Sole 81600
EXPONENT INC COM 30214U102 794 13900 SH Sole 13900
EXXON MOBIL CORP COM COM 30231G102 27241 297876 SH Sole 297876
F5 NETWORKS INC COM 315616102 5420 51800 SH Sole 51800
FACEBOOK, INC. COM 30303M102 17296 798500 SH Sole 798500
FARO TECHNOLOGIES INC COM 311642102 3918 94814 SH Sole 94814
FEDEX CORPORATION COM 31428X106 7703 91025 SH Sole 91025
FERRELLGAS PARTNERS L P COM 315293100 349 18000 SH Sole 18000
FGBC BANCSHARES INC *private s COM 30246U104 0 30000 SH Sole 30000
FINANCIAL ENGINES INC. COM 317485100 55101 2313650 SH Sole 2287750 25900
FIRSTSERVICE CORPORATION COM 33761N109 41622 1489164 SH Sole 1470014 19150
FISERV INC COM 337738108 9494 128250 SH Sole 128250
FLUOR CORP 'NEW' COM 343412102 1958 34789 SH Sole 34789
FMC CORP COM 302491303 25508 460600 SH Sole 460600
FORD MOTOR CO COM 345370860 1769 179404 SH Sole 179404
FOREST LABS COM 345838106 27522 772880 SH Sole 772880
FOREST OIL CORP COM 346091705 364 43050 SH Sole 43050
FORTINET INC. COM 34959E109 23589 978000 SH Sole 978000
FORUM ENERGY TECHNOLOGIES, INC COM 34984V100 16117 662725 SH Sole 662725
FRANKLIN RESOURCES INC COM 354613101 972 7775 SH Sole 7775
FREEPORT MCMORAN COPPER & GOLD COM 35671D857 1215 30694 SH Sole 30694
FRESH MARKET INC/THE COM 35804H106 75328 1256952 SH Sole 1240352 16600
FRONTIER COMMUNICATIONS CORP COM 35906A108 94 19167 SH Sole 19167
GENERAL CABLE CORP. (DE) (NEW) COM 369300108 251 8550 SH Sole 8550
GENERAL DYNAMICS CORP COM 369550108 226 3417 SH Sole 3417
GENERAL ELECTRIC COM 369604103 47791 2104389 SH Sole 2104389
GENERAL MILLS COM 370334104 18350 460485 SH Sole 460485
GENESEE & WYOMING INC - CL A COM 371559105 31839 476210 SH Sole 474710 1500
GENTEX CORP COM 371901109 60430 3556805 SH Sole 3525605 31200
GENUINE PARTS CO COM 372460105 226 3698 SH Sole 3698
GILEAD SCIENCES INC COM 375558103 11420 172165 SH Sole 172165
GLAXO SMITHKLINE ADR COM 37733W105 15147 327572 SH Sole 327572
GOLDMAN SACHS GROUP INC. COM 38141G104 8731 76800 SH Sole 76800
GOOGLE INC-CL A COM 38259P508 20718 27459 SH Sole 27459
GREAT PLAINS ENERGY INC COM 391164100 390 17500 SH Sole 17500
GUIDEWIRE SOFTWARE INC COM 40171V100 1490 48000 SH Sole 48000
H.J. HEINZ COM 423074103 1905 34050 SH Sole 34050
HAEMONETICS COM 405024100 73912 921600 SH Sole 910525 11075
HALLIBURTON CO. COM 406216101 203 6025 SH Sole 6025
HARMAN INTERNATIONAL INDUSTRIE COM 413086109 101382 2196325 SH Sole 2176525 19800
HEALTHSOUTH CORP COM 421924309 6044 251200 SH Sole 251200
HERBALIFE LTD. COM G4412G101 6375 134500 SH Sole 134500
HERITAGE-CRYSTAL CLEAN INC. COM 42726M106 953 48000 SH Sole 48000
HERSHEY FOODS COM 427866108 440 6200 SH Sole 6200
HESS CORP COM 42809H107 3707 69010 SH Sole 69010
HEXCEL CORP COM 428291108 105303 4383975 SH Sole 4328550 55425
HOLLYFRONTIER CORP (HFC) COM 436106108 7105 172150 SH Sole 172150
HORSEHEAD HOLDING CORP. COM 440694305 686 73300 SH Sole 73300
HOSPIRA COM 441060100 33942 1034200 SH Sole 1034200
HUANENG POWER INTERNATIONAL IN COM 443304100 449 15000 SH Sole 15000
ICON PLC - SPONSORED ADR COM 45103T107 55701 2285650 SH Sole 2256075 29575
ICU MEDICAL, INC. COM 44930G107 992 16400 SH Sole 16400
ILLINOIS TOOL WORKS INC COM 452308109 1148 19300 SH Sole 19300
ILLUMINA INC COM 452327109 27071 561764 SH Sole 561764
IMPERVA INC COM 45321L100 636 17200 SH Sole 17200
INT'L BUSINESS MACHINES COM 459200101 7900 38082 SH Sole 38082
INTEL CORP COM 458140100 32826 1448931 SH Sole 1448931
INTERNAP NETWORK SERVICES CORP COM 45885A300 29580 4195750 SH Sole 4139250 56500
INTERNATIONAL GAME TECHNOLOGY COM 459902102 15435 1179158 SH Sole 1179158
INTERXION HOLDINGS NV COM N47279109 227 10000 SH Sole 10000
IROBOT CORP COM 462726100 592 26000 SH Sole 26000
ITT CORPORATION COM 450911201 368 18250 SH Sole 18250
J P MORGAN CHASE COM 46625h100 15128 373723 SH Sole 373723
JOHNSON & JOHNSON COM 478160104 39862 578467 SH Sole 578467
JOHNSON CONTROLS INC COM 478366107 13101 478145 SH Sole 478145
JUNIPER NETWORKS COM 48203R104 44867 2622250 SH Sole 2622250
KANSAS CITY SOUTHERN INC COM 485170302 507 6688 SH Sole 6688
KELLOGG CO COM 487836108 16339 316275 SH Sole 316275
KEYNOTE SYSTEMS COM 493308100 887 61275 SH Sole 61275
KIMBERLY-CLARK CORP COM 494368103 15285 178187 SH Sole 178187
KINDER MORGAN INC COM 49456B101 1886 53100 SH Sole 53100
KLA TENCOR CORP COM 482480100 27088 567818 SH Sole 567818
KRAFT FOODS CL A (KFT- EXCH TO COM 50075N104 17049 412302 SH Sole 412302
LANDAUER INC COM 51476K103 657 11000 SH Sole 11000
LANDMARK BANCORP INC. COM 51504L107 1037 50723 SH Sole 50723
LENTUO INTERNATIONAL INC - SPO COM 526353107 627 418210 SH Sole 418210
LIFE TIME FITNESS INC COM 53217R207 125989 2754455 SH Sole 2723980 30475
LIONS GATE ENTERTAINMENT COM 535919203 43560 2852664 SH Sole 2852664
LKQ CORP COM 501889208 11667 631500 SH Sole 631500
LOCKHEED MARTIN CORP COM 539830109 201 2152 SH Sole 2152
LOGMEIN INC COM 54142L109 48525 2163382 SH Sole 2136282 27100
LUFKIN INDUSTRIES INC COM 549764108 84084 1562325 SH Sole 1545475 16850
LUXOTTICA GROUP SPA SPONSORED COM 55068R202 934 26500 SH Sole 26500
MAGELLAN PETROLEUM CORP COM 559091301 396 377000 SH Sole 377000
MAGNUM HUNTER RESOURCES CORP COM 55973B102 444 100000 SH Sole 100000
MANHATTAN ASSOCIATES COM 562750109 41406 723000 SH Sole 714100 8900
MARATHON OIL CORP COM 565849106 13371 452170 SH Sole 452170
MARATHON PETROLEUM CORP COM 56585A102 4972 91075 SH Sole 91075
MARKETAXESS HOLDINGS, INC. COM 57060D108 69577 2201106 SH Sole 2174206 26900
MARRIOTT INTERNATIONAL CLASS A COM 571903202 995 25450 SH Sole 25450
MCDONALD'S CORP COM 580135101 45590 496891 SH Sole 496891
MEDIDATA SOLUTIONS INC COM 58471A105 1233 29700 SH Sole 29700
MERCK & CO NEW COM 58933Y105 9130 202463 SH Sole 202463
MERIDIAN BIOSCIENCE COM 589584101 804 41925 SH Sole 41925
MGP INGREDIENTS INC COM 55303J106 115 30020 SH Sole 30020
MICROS SYSTEMS INC COM 594901100 14012 285025 SH Sole 285025
MICROSOFT CORP COM 594918104 29475 990411 SH Sole 990411
MILLENNIAL MEDIA INC COM 60040N105 26935 1877000 SH Sole 1856950 20050
MINDRAY MEDICAL INTL LTD -ADR COM 602675100 571 17000 SH Sole 17000
MKS INSTRUMENTS, INC COM 55306N104 69438 2724121 SH Sole 2689271 34850
MONSANTO CO COM 61166W101 27809 305521 SH Sole 305521
MOODY'S CORPORATION COM 615369105 18561 420225 SH Sole 420225
MORNINGSTAR INC. COM 617700109 89940 1435829 SH Sole 1422854 12975
MOTOROLA SOLUTIONS INC COM 620076307 6883 136157 SH Sole 136157
MSCI INC COM 55354G100 25234 705050 SH Sole 705050
MYR GROUP INC. COM 55405W104 1196 59950 SH Sole 59950
NATIONAL AMERICAN UNIVERSITY COM 63245Q105 500 100000 SH Sole 100000
NATIONAL INSTRUMENTS CORP COM 636518102 72420 2881819 SH Sole 2856119 25700
NATIONAL OILWELL VARCO INC COM 637071101 1012 12630 SH Sole 12630
NATIONAL RESEARCH CORP COM 637372103 985 19600 SH Sole 19600
NEOGEN CORP COM 640491106 843 19750 SH Sole 19750
NESTLE S A SPONSORED ADR REPST COM 641069406 380 6025 SH Sole 6025
NETAPP INC COM 64110D104 23231 706550 SH Sole 706550
NEUSTAR, INC. COM 64126X201 113123 2825961 SH Sole 2798496 27465
NEWMONT MINING CORP COM 651639106 41992 749663 SH Sole 749663
NIKE INC COM 654106103 8188 86275 SH Sole 86275
NORTHERN TRUST CORP COM 665859104 41298 889745 SH Sole 889745
NORTHROP GRUMMAN CORP COM 666807102 406 6108 SH Sole 6108
NUSTAR ENERGY LP (Annual K1s) COM 67058H102 3236 63610 SH Sole 63610
NVE CORP COM 629445206 852 14400 SH Sole 14400
OGE ENERGY CORP COM 670837103 1392 25100 SH Sole 25100
OMNICELL INC COM 68213N109 867 62400 SH Sole 62400
OPNET TECHNOLOGIES INC COM 683757108 53908 1582275 SH Sole 1560475 21800
ORACLE CORP COM 68389X105 21695 689600 SH Sole 689600
OXFORD INDUSTRIES INC COM 691497309 66427 1176734 SH Sole 1162034 14700
PANDORA MEDIA, INC. COM 698354107 50676 4627900 SH Sole 4582900 45000
PATTERSON-UTI ENERGY INC. COM 703481101 4846 306290 SH Sole 306290
PAYCHEX COM COM 704326107 883 26525 SH Sole 26525
PDF SOLUTIONS, INC COM 693282105 1398 102350 SH Sole 102350
PEET'S COFFEE & TEA *ACQ BY JA COM 705560100 24657 336200 SH Sole 331950 4250
PEPSICO INC. COM 713448108 22201 313710 SH Sole 313710
PETROLEO BRASILEIRO S.A. ADR COM 71654V408 239 10400 SH Sole 10400
PETROLEO BRASILEIRO S.A.-ADR C COM 71654V101 1142 51725 SH Sole 51725
PETSMART COM 716768106 8840 128150 SH Sole 128150
PFIZER COM 717081103 14198 571340 SH Sole 571340
PHILIP MORRIS INTERNATIONAL COM 718172109 670 7453 SH Sole 7453
PHILLIPS 66 COM 718546104 11161 240703 SH Sole 240703
PIONEER NATURAL RESOURCES CO. COM 723787107 2506 24000 SH Sole 24000
PITNEY BOWES INC COM 724479100 12354 893915 SH Sole 893915
PLUM CREEK TIMBER CO LP COM 729251108 1184 27000 SH Sole 27000
POLYPORE INTERNATIONAL COM 73179V103 57363 1622725 SH Sole 1602225 20500
POTASH CORP OF SASKATCHEWAN COM 73755L107 352 8100 SH Sole 8100
PRAXAIR INC COM 74005P104 5968 57455 SH Sole 57455
PRECISION CASTPARTS CORP COM 740189105 1062 6500 SH Sole 6500
PROCERA NETWORKS, INC. COM 74269U203 900 38300 SH Sole 38300
PROCTER & GAMBLE COM 742718109 32403 467171 SH Sole 467171
PROOFPOINT, INC. COM 743424103 875 58900 SH Sole 58900
PROS HOLDINGS INC COM 74346Y103 1144 60000 SH Sole 60000
PROTO LABS INC COM 743713109 700 20700 SH Sole 20700
QEP RESOURCES INC COM 74733V100 8467 267445 SH Sole 267445
QUALCOMM INC COM 747525103 21894 350473 SH Sole 350473
QUANTA SERVICES INC COM 74762E102 30883 1250342 SH Sole 1250342
QUESTAR CORP COM 748356102 16578 815430 SH Sole 815430
QUIDEL CORPORATION COM 74838J101 1999 105600 SH Sole 105600
RALPH LAUREN CORP COM 751212101 6820 45100 SH Sole 45100
RAYTHEON COMPANY COM 755111507 456 7978 SH Sole 7978
RED HAT INC COM 756577102 9761 171425 SH Sole 171425
REPUBLIC SERVICES INC COM 760759100 2832 102950 SH Sole 102950
RIMAGE CORP COM 766721104 186 27492 SH Sole 27492
ROPER INDUSTRIES INC COM 776696106 7264 66100 SH Sole 66100
ROYAL DUTCH SHELL PLC CL A ADR COM 780259206 37930 546465 SH Sole 546465
RealD, Inc COM 75604l105 25537 2856450 SH Sole 2817450 39000
SAMSON OIL & GAS LTD-SP ADR COM 796043107 77 75000 SH Sole 75000
SAP AKTIENGESLLSCHAFT AG ADR ( COM 803054204 1705 23900 SH Sole 23900
SCHLUMBERGER LTD COM 806857108 39812 550424 SH Sole 550424
SCIQUEST INC COM 80908T101 1143 62800 SH Sole 62800
SEMTECH CORP COM 816850101 79211 3150815 SH Sole 3112715 38100
SEQUANS COMMUNICATIONS - ADR COM 817323108 83 49000 SH Sole 49000
SERVICESOURCE INTERNATIONAL IN COM 81763U100 18663 1816344 SH Sole 1804444 11900
SHFL ENTERTAINMENT INC COM 78423R105 1056 66800 SH Sole 66800
SIEMENS AG ADR (GE) COM 826197501 451 4500 SH Sole 4500
SMART BALANCE INC. COM 83169Y108 1081 89475 SH Sole 89475
SMITH & NEPHEW PLC - SPONSORED COM 83175M205 821 14900 SH Sole 14900
SOLERA HOLDINGS INC COM 83421A104 13995 319000 SH Sole 319000
SPS COMMERCE INC COM 78463M107 1385 36000 SH Sole 36000
STARWOOD HOTELS AND RESORTS COM 85590A401 8442 145650 SH Sole 145650
STIFEL FINANCIAL CORP COM 860630102 55311 1646150 SH Sole 1625100 21050
STR HOLDINGS INC COM 78478V100 115 37100 SH Sole 37100
STRATASYS INC COM 862685104 80467 1479175 SH Sole 1460575 18600
SUNCOR ENERGY INC COM 867224107 3623 110275 SH Sole 110275
SUSSER PETROLEUM PARTNERS LP ( COM 869239103 7265 302700 SH Sole 302700
SWIFT ENERGY COM 870738101 560 26800 SH Sole 26800
SYNGENTA ADR (SW) COM 87160A100 1609 21490 SH Sole 21490
SYSCO CORP COM 871829107 9052 289490 SH Sole 289490
TAIWAN SEMICONDUCTOR MFG CO LT COM 874039100 1733 109576 SH Sole 109576
TANGOE INC/CT COM 87582Y108 847 64500 SH Sole 64500
TEAVANA HOLDINGS INC COM 87819P102 717 55000 SH Sole 55000
TECHNE CORP COM 878377100 72924 1013675 SH Sole 1001575 12100
TECK RESOURCES LTD COM 878742204 247 8400 SH Sole 8400
TEVA PHARMACEUTICAL ADR (IS) COM 881624209 658 15900 SH Sole 15900
THERMON GROUP HOLDINGS INC COM 88362T103 1499 60000 SH Sole 60000
TIDEWATER INC COM 886423102 5576 114895 SH Sole 114895
TIM PARTICIPACOES S.A. COM 88706P205 1382 71880 SH Sole 71880
TIMKEN CO COM 887389104 4716 126900 SH Sole 126900
TOYOTA MOTOR CORP ADR COM 892331307 1437 18300 SH Sole 18300
U S ENERGY CORP WYOMING COM 911805109 215 100000 SH Sole 100000
ULTIMATE SOFTWARE GROUP INC COM 90385D107 57268 560900 SH Sole 553650 7250
UNDER ARMOUR, INC. COM 904311107 31876 570950 SH Sole 568350 2600
UNILEVER NV NY -ADR (NA) COM 904784709 1313 37000 SH Sole 37000
UNILEVER PLC ADR COM 904767704 901 24680 SH Sole 24680
UNION PACIFIC COM 907818108 214 1800 SH Sole 1800
UNIT CORP COM 909218109 1168 28150 SH Sole 28150
UNITED PARCEL SERVICE - CL B COM 911312106 2042 28532 SH Sole 28532
UNITED TECHNOLOGIES CORP COM 913017109 5916 75565 SH Sole 75565
URBAN OUTFITTERS INC COM 917047102 24851 661625 SH Sole 661625
VAALCO ENERGY, INC COM 91851C201 5360 626850 SH Sole 626850
VALMONT INDUSTRIES COM 920253101 66158 503100 SH Sole 496550 6550
VANGUARD EMERGING MARKETS ETF COM 922042858 209 5000 SH Sole 5000
VARIAN MEDICAL SYSTEMS INC COM 92220P105 5902 97850 SH Sole 97850
VELTI LTD COM G93285107 778 93000 SH Sole 93000
VERA BRADLEY INC COM 92335C106 44028 1846050 SH Sole 1824050 22000
VERIFONE HLDGS INC COM 92342Y109 15518 557200 SH Sole 557200
VERISK ANALYTICS INC- CLASS A COM 92345Y106 14588 306400 SH Sole 306400
VERIZON COMM COM 92343V104 717 15731 SH Sole 15731
VISA INC COM 92826C839 10252 76350 SH Sole 76350
VMWARE INC CLASS A COM 928563402 2728 28200 SH Sole 28200
WADDELL & REED FINANCIAL COM 930059100 97902 2987557 SH Sole 2949157 38400
WAL MART STORES INC. COM 931142103 30767 416896 SH Sole 416896
WAL-MART DE MEXICO SA DE CV SP COM 93114W107 445 15800 SH Sole 15800
WALGREEN CO COM 931422109 804 22050 SH Sole 22050
WALKER & DUNLOP INC (WD) COM 93148P102 154 10000 SH Sole 10000
WARNER CHILCOTT PLC COM G94368100 6205 459625 SH Sole 459625
WASTE MANAGEMENT COM 94106L109 19120 596007 SH Sole 596007
WATERS CORPORATION COM 941848103 234 2807 SH Sole 2807
WHOLE FOODS MARKET INC COM 966837106 9974 102400 SH Sole 102400
WPP PLC-SPONS ADR COM 92933H101 436 6400 SH Sole 6400
XO GROUP INC COM 983772104 342 40900 SH Sole 40900
XYLEM INC. COM 98419M100 1947 77435 SH Sole 77435
YUM! BRANDS INC COM 988498101 6128 92370 SH Sole 92370
ZIXIT CORP COM 98974P100 744 260100 SH Sole 260100
MAGNUM HUNTER buy $10.50 sh, e WT 55973G119 0 10000 SH Sole 10000
AMG CAPITAL TR I CONV PRFD 5.1 PFD CV 00169X203 2742 52700 SH Sole 52700
CARRIAGE SERVICES CAP 7% PFD CV 14444T309 4455 101825 SH Sole 101825
HEALTHSOUTH CORP (HLS) 6.5% CO PFD CV 421924408 2730 2500 SH Sole 2500
INTERPUBLIC GRP 5.25% CONV PRF PFD CV 460690803 2111 2005 SH Sole 2005
CHARLES RIVER LABORATORIES (CR CONV 159864AB3 3545 3490000 PRN Sole 3490000
CHART INDUSTRIES (GTLS) CONV 16115QAC4 327 250000 PRN Sole 250000
COVANTA HOLDING (CVA) CONV 22282EAC6 1167 1000000 PRN Sole 1000000
DEALERTRACK HOLDINGS INC (TRAK CONV 242309AA0 3127 3000000 PRN Sole 3000000
GENERAL CABLE CORP (BGC) CONV 369300AL2 2140 2000000 PRN Sole 2000000
GROUP 1 AUTOMOTIVE (GPI) - Dis CONV 398905AE9 536 460000 PRN Sole 460000
HOLOGIC INC (HOLX) Discrete P CONV 436440AA9 932 940000 PRN Sole 940000
HORNBECK OFFSHORE SERVICES (HO CONV 440543AE6 4680 4500000 PRN Sole 4500000
INTERPUBLIC GROUP (IPG) - Disc CONV 460690BE9 1094 1000000 PRN Sole 1000000
JANUS CAPITAL GROUP (JNS) non CONV 47102XAG0 1413 1335000 PRN Sole 1335000
LIBERTY MEDIA INC SR EXCHANGEA CONV 530715AR2 24 25000 PRN Sole 25000
LIONS GATE ENTERTAINMENT (LGF) CONV 53626YAA6 3978 2072000 PRN Sole 2072000
LIONS GATE ENTERTAINMENT (LGF) CONV 53626YAH1 69806 45000000 PRN Sole 45000000
LIVE NATION INC (LYV) - Discre CONV 538034AB5 4710 4800000 PRN Sole 4800000
MOLYCORP INC (MCP) CONV 608753AF6 11469 10000000 PRN Sole 10000000
NUVASIVE INC (NUVA) CONV 670704AB1 1985 2000000 PRN Sole 2000000
PANTRY INC (PTRY) CONV 698657AL7 2455 2455000 PRN Sole 2455000
PHILIP SERVICES CORP 3% BEGINS CONV 718193AB1 0 21178 PRN Sole 21178
ROVI CORP (ROVI) CONV 779376AB8 10586 10700000 PRN Sole 10700000
STEEL DYMANICS (STLD) CONV 858119AP5 209 200000 PRN Sole 200000
WESCO INTL (WCC) CONV 95082PAH8 1682 785000 PRN Sole 785000
REPORT SUMMARY 383 DATA RECORDS 6241442 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
{C}{C}