Linden Advisors

Linden Advisors as of March 31, 2020

Portfolio Holdings for Linden Advisors

Linden Advisors holds 237 positions in its portfolio as reported in the March 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Microchip Technology Inc sdcv 2.125%12/1 7.2 $406M 393M 1.03
Mercadolibre Inc convertible security 6.8 $381M 292M 1.30
Tesla Inc note 2.000% 5/1 6.7 $374M 204M 1.83
Exact Sciences Corp note 0.375% 3/0 5.6 $318M 404M 0.79
Sea Ltd bond 5.5 $309M 133M 2.32
Splunk Inc note 1.125% 9/1 4.1 $232M 211M 1.10
Dexcom Inc convertible security 3.3 $184M 106M 1.74
Huazhu Group Ltd convertible security 2.8 $157M 162M 0.97
Sarepta Therapeutics note 1.500% 11/1 2.6 $146M 95M 1.53
Splunk Inc note 0.500% 9/1 2.4 $135M 125M 1.08
Apollo Commercial Real Estate Finance Inc note 4.750% 8/2 1.9 $108M 155M 0.70
Gds Hldgs Ltd note 1.8 $102M 80M 1.28
Exact Sciences convertible/ 1.8 $99M 117M 0.85
Synaptics Inc note 0.500% 6/1 1.7 $94M 90M 1.04
Lumentum Holdings Inc convertible security 1.6 $92M 68M 1.36
8x8 Inc New note 0.500% 2/0 1.6 $92M 108M 0.85
Herbalife Ltd convertible security 1.4 $81M 100M 0.81
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 1.4 $79M 96M 0.82
Fireeye Inc note 0.875% 6/0 1.4 $76M 90M 0.84
Rapid7 Inc convertible security 1.3 $73M 60M 1.21
Thrx 2 1/8 01/15/23 1.3 $73M 78M 0.93
Momo Inc note 1.250% 7/0 1.1 $64M 80M 0.80
Churchill Capital Iii Corp 1.1 $61M 6.0M 10.00
Ari 5.375% 10/15/23 1.0 $59M 89M 0.66
Cree Inc note 0.875% 9/0 1.0 $58M 63M 0.92
Innoviva Inc note 2.500% 8/1 1.0 $58M 59M 0.98
Kkr Real Estate Fin Tr Inc note 6.125% 5/1 1.0 $56M 67M 0.84
Iqiyi Inc convertible security 1.0 $55M 54M 1.02
Nutanix Inc convertible security 1.0 $55M 68M 0.81
Plug Power Inc note 5.500% 3/1 1.0 $54M 32M 1.68
Altair Engr Inc note 0.250% 6/0 0.9 $51M 58M 0.89
Ship Finance deb 0.8 $44M 48M 0.91
Mesa Labs Inc note 1.375% 8/1 0.7 $42M 41M 1.01
Golar Lng Ltd convertible security 0.7 $40M 62M 0.65
Nuance Communications Inc note 1.250% 4/0 0.7 $38M 35M 1.08
Live Nation Entertainmen convertible security 0.7 $38M 40M 0.95
Flying Eagle Acquisition Cor unit 99/99/9999 0.6 $35M 3.5M 9.97
Mfa Financial note 6.250 6/1 0.6 $34M 57M 0.59
Envestnet Inc note 1.750% 6/0 0.6 $33M 33M 1.03
Ezcorp Inc note 2.875% 7/0 0.5 $31M 39M 0.78
Collegium Pharmaceutical Inc note 2.625% 2/1 0.5 $30M 33M 0.89
New Mtn Fin Corp note 5.750% 8/1 0.5 $28M 33M 0.84
Helix Energy Solutions Grp I note 4.250% 5/0 0.5 $27M 37M 0.74
Intercept Pharmaceuticals In Note 2.000 5/1 bnd 0.5 $27M 31M 0.88
Evolent Health Inc convertible security 0.5 $26M 41M 0.63
Encore Cap Europe Fin Ltd note 4.500% 9/0 0.4 $25M 33M 0.77
Opko Health Inc convertible security 0.4 $24M 37M 0.66
Replay Acquisition Corp 0.4 $24M 2.3M 10.11
Seacor Holdings Inc convertible security 0.4 $23M 30M 0.77
Prft 2 3/8 9/15/23 convertible bond 0.4 $23M 24M 0.96
Chegg Inc note 0.250% 5/1 0.4 $22M 16M 1.42
Helix Energy Solutions Group convertible security 0.4 $22M 34M 0.66
Twilio Inc cl a (TWLO) 0.4 $22M 243k 89.49
Prospect Capital Corporation note 0.4 $22M 25M 0.86
Ezcorp Inc note 2.375% 5/0 0.4 $22M 31M 0.70
Spartan Energy Acquisition Cl A Ord 0.4 $21M 2.0M 10.12
Sunpower Corp dbcv 4.000% 1/1 0.4 $21M 26M 0.80
Karyopharm Therapeutics Inc note 3.000%10/1 0.4 $20M 14M 1.45
Colony Finl Inc note 5.00% 0.3 $19M 24M 0.80
Ringcentral (RNG) 0.3 $17M 82k 211.90
Teekay note 5.000 1/1 0.3 $17M 20M 0.83
Ctrip Com Intl Ltd Note 1.000% 7/0 bond 0.3 $16M 17M 0.98
Netfin Acquisition Corp shs cl a 0.3 $15M 1.5M 9.87
Microchip Technology Inc sdcv 2.125%12/1 0.3 $15M 16M 0.94
Exact Sciences Corp convertible/ 0.3 $14M 13M 1.09
Twilio Inc Note 0.250 6/0 bnd 0.2 $14M 9.9M 1.40
Citic Capital Acquisition unit 0.2 $14M 1.4M 9.90
Granite Pt Mtg Tr Inc note 6.375%10/0 0.2 $13M 23M 0.56
Silver Spike Acquisition Cor cl a 0.2 $13M 1.3M 9.84
Insurance Acquisition Corp cl a 0.2 $13M 1.3M 10.06
Act Ii Global Acquisition Co Cl A (ACTT) 0.2 $13M 1.3M 9.87
Union Acquisition Corp Ii 0.2 $13M 1.3M 9.78
Stable Rd Acquisition Corp 0.2 $12M 1.3M 9.75
Trine Acquisition Cl A Ord 0.2 $12M 1.2M 9.94
Diamondpeak Hldgs Cor 0.2 $12M 1.2M 9.97
Lgl Sys Acquisition Corp unit 10/24/2024 0.2 $12M 1.2M 10.07
Haymaker Acquisition Corp Ii 0.2 $12M 1.2M 9.79
Vishay Intertechnology convertible security 0.2 $12M 13M 0.90
Acamar Partners Acqsition Co cl a 0.2 $11M 1.2M 9.85
Gores Metropoulos 0.2 $11M 1.1M 10.15
Proptech Acquisition Corp A 0.2 $11M 1.1M 9.85
Ironwood Pharmaceuticals Inc dbcv 2.250% 6/1 0.2 $11M 10M 1.05
Fintech Acquisition Corp Iii 0.2 $11M 1.1M 9.99
Vectoiq Acquisition Corp 0.2 $11M 1.0M 10.64
Pegasystems (PEGA) 0.2 $10M 145k 71.23
Merida Merger Corp I 0.2 $10M 1.1M 9.50
Blackstone Mtg Tr Inc Note 4.750 3/1 bond 0.2 $10M 13M 0.79
Tuscan Holdings Ii Acq Corp 0.2 $10M 1.0M 9.75
Redwood Tr Inc note 4.750% 8/1 0.2 $9.6M 16M 0.60
Tortoise Acquisition Corp cl a 0.2 $9.5M 923k 10.32
Far Pt Acquisition Corp cl a founders sh 0.2 $9.5M 939k 10.12
Legacy Acquisition Corp 0.1 $8.2M 795k 10.37
Dmy Technology Group Inc unit 99/99/9999 0.1 $8.2M 838k 9.83
Accelerate Diagnostics Inc bond 0.1 $8.0M 15M 0.55
Galileo Acquisition Corp 0.1 $7.8M 802k 9.68
New Providence Acquisitin 0.1 $7.3M 750k 9.80
Proficient Alpha Acqustn Cor 0.1 $7.3M 721k 10.08
Scvx Corp unit 99/99/9999 (SCVXU) 0.1 $7.2M 725k 9.97
Sc Health Corp 0.1 $7.1M 705k 10.05
Gores Hldgs Iv Inc unit 02/01/2023 0.1 $7.0M 700k 10.07
Rmg Acquisition Corp cl a 0.1 $7.0M 704k 9.92
Gigcapital2 Acq Corp 0.1 $7.0M 701k 9.95
Switchback Energy Acquisitio 0.1 $6.8M 700k 9.65
Square Inc cl a (SQ) 0.1 $6.6M 127k 52.38
South Mtn Merger Corp 0.1 $6.5M 675k 9.70
Blackstone Group Inc Com Cl A (BX) 0.1 $6.4M 141k 45.57
Grid Dynamics Hldgs (GDYN) 0.1 $6.2M 780k 8.00
Software Acquisition Group I 0.1 $6.0M 625k 9.63
Alussa Energy Acquisition A 0.1 $6.0M 625k 9.60
Baozun (BZUN) 0.1 $5.8M 208k 27.94
Interprivate Acquisition Cor 0.1 $5.6M 600k 9.37
Churchill Cap Corp Ii cl a 0.1 $5.5M 554k 9.95
Canopy Gro 0.1 $5.3M 365k 14.42
Weibo Corp note 1.250%11/1 0.1 $5.1M 6.0M 0.86
Crescent Acquisition Corp 0.1 $4.9M 500k 9.85
Flexion Therapeutics convertible security 0.1 $4.8M 6.1M 0.78
Redwood Trust Inc convertible security 0.1 $4.7M 7.6M 0.62
East Stone Acquisition Corp unit 12/31/2026 0.1 $4.2M 425k 9.80
Nebula Acquisition Corp 0.1 $4.1M 407k 10.15
Blackstone Mtg Tr Inc note 4.375% 5/0 0.1 $3.9M 5.0M 0.79
Amci Acquisition Corp class a 0.1 $3.3M 326k 10.16
Trulia Inc. 2.750% December 15, 2020 ccb 0.1 $3.1M 2.1M 1.53
Apex Technology Acquisitn 0.1 $3.1M 319k 9.77
Collier Creek Holdings 0.1 $3.1M 300k 10.23
Hannon Armstrong Sust Infr C note 4.125% 9/0 0.1 $3.0M 3.2M 0.95
Theravance Biopharma Inc note 3.250%11/0 0.1 $2.9M 3.0M 0.97
Hennessy Cap Acqustion Corp Cl A 0.0 $2.5M 250k 10.11
Appollo Global Mgmt Inc Cl A 0.0 $2.5M 74k 33.50
General Electric Company 0.0 $2.4M 301k 7.94
Cf Fin Acquisition Corp 0.0 $2.2M 217k 10.29
Gx Acquisition Corp 0.0 $2.2M 223k 9.80
Chp Merger Corp 0.0 $2.1M 220k 9.70
Orisun Acquisition Corp 0.0 $2.1M 215k 9.92
Viavi Solutions Inc convertible security 0.0 $2.1M 2.0M 1.06
Grid Dynamics Hldgs Inc *w exp 03/05/202 0.0 $1.9M 1.1M 1.72
Healthcare Merger Corp A 0.0 $1.9M 189k 9.80
Haymaker Acquisition Corp Ii *w exp 10/31/202 0.0 $1.7M 1.6M 1.07
Thunder Brdg Acquistion Ii L Cl A 0.0 $1.6M 167k 9.85
Apex Technology Acquisitn Co *w exp 09/18/202 0.0 $1.6M 1.6M 0.98
Nebula Acquisition Corp *w exp 03/12/202 0.0 $1.6M 1.6M 0.96
Churchill Cap Corp Ii *w exp 07/02/202 0.0 $1.6M 1.3M 1.18
Braemar Hotels & Res 5.5 cum cv pfd b (BHR.PB) 0.0 $1.5M 277k 5.55
Intrexon Corp note 3.500% 7/0 0.0 $1.5M 3.0M 0.50
Osprey Technlgy Aquistion 0.0 $1.4M 149k 9.72
Liv Cap Acquisition Corp cl a 0.0 $1.4M 150k 9.52
Ranpak Hldgs Corp *w exp 06/03/202 0.0 $1.4M 1.1M 1.34
Intl Gnrl Insurance Hldngs (IGIC) 0.0 $1.4M 175k 8.00
Finserv Acquisition Corp cl a 0.0 $1.4M 145k 9.63
Bridgebio Pharma (BBIO) 0.0 $1.4M 47k 28.99
Five9 Inc note 0.125% 5/0 0.0 $1.3M 687k 1.90
Thunder Brdg Acquistion Ii L *w exp 11/30/202 0.0 $1.3M 2.1M 0.60
Amplitude Hlthcre Aqustin 0.0 $1.3M 131k 9.59
Vectoiq Acquisition Corp *w exp 05/16/202 0.0 $1.2M 631k 1.86
Accel Entmt Inc *w exp 11/20/202 (ACEL.WS) 0.0 $1.1M 675k 1.57
Dfp Healthcare Acquisitns Co unit 03/31/2025 0.0 $992k 100k 9.92
Landcadia Hldgs Ii Inc cl a 0.0 $988k 100k 9.88
Greenvision Acquisition Corp 0.0 $977k 100k 9.77
Brooge Hldgs Ltd *w exp 12/20/202 (BROGW) 0.0 $968k 1.3M 0.75
Pivotal Acq Corp Ii 0.0 $961k 97k 9.91
Pae Inc pae inc-cw23 0.0 $931k 642k 1.45
Us Ecology Incorporated Warrant Exp 101723 *w exp 10/17/202 0.0 $896k 224k 4.00
Replay Acquisition -cw20 warrants 0.0 $818k 1.3M 0.64
Vertiv Holdings Llc vertiv holdings-cw23 0.0 $792k 405k 1.96
Act Ii Global Acquisiti-cw24 warrants (ACTTW) 0.0 $765k 1.2M 0.65
Oaktree Acquisition Corp shs cl a 0.0 $749k 75k 9.99
Diamond Eagle Acquisit-cl A diamond eagle acq cw26 0.0 $705k 251k 2.81
Healthcare Merger Corp *w exp 12/17/202 0.0 $675k 872k 0.77
Chp Merger Corp *w exp 11/22/202 0.0 $667k 1.2M 0.54
Gx Acquisition Corp *w exp 05/24/202 0.0 $652k 1.4M 0.48
Legacy Acquisition Corp wt 0.0 $635k 2.8M 0.22
Gigcapital2 Inc right 02/28/2026 0.0 $631k 3.1M 0.20
Netfin Acquisition Corp *w exp 08/01/202 0.0 $621k 1.8M 0.34
Proptech Acquisition Corp *w exp 05/26/202 0.0 $584k 1.2M 0.50
Osprey Technlgy Aquistion Co *w exp 10/30/202 0.0 $553k 725k 0.76
South Mtn Merger Corp *w exp 06/20/202 0.0 $539k 745k 0.72
Mosaic Acqu-cw22 equity wrt 0.0 $510k 367k 1.39
Fintech Acquisition Corp Iii *w exp 12/01/202 0.0 $503k 732k 0.69
Tracon Pharmaceuticals (TCON) 0.0 $475k 284k 1.67
Gigcapital2 Inc *w exp 02/28/202 0.0 $465k 1.3M 0.35
Spaq/ws Us 01 Oct 23 C11.5 w exp 08/27/202 0.0 $459k 992k 0.46
Mudrick Cap Acquisition Corp *w exp 02/12/202 0.0 $449k 1.4M 0.32
Insurance Acquisition Corp *w exp 03/31/202 0.0 $437k 633k 0.69
Glry Str Nw Mdia Grup Hldg L 0.0 $431k 105k 4.12
Evolent Health Inc bond 0.0 $423k 500k 0.85
Trine Acquisition Corp *w exp 03/31/202 0.0 $410k 712k 0.58
Finserv Acquisition Corp *w exp 11/04/202 0.0 $402k 700k 0.57
Pensare Acquisition Corp right 0.0 $370k 2.7M 0.14
Stable Rd Acquisition Corp *w exp 05/15/202 0.0 $368k 636k 0.58
Pivotal Invt Corp Ii *w exp 06/01/202 0.0 $355k 605k 0.59
Sc Health Corp *w exp 99/99/999 0.0 $331k 350k 0.95
Cf Finance Acquisition Corp cf finance acquisition -cw25 0.0 $318k 668k 0.48
Precigen (PGEN) 0.0 $306k 90k 3.39
Rmg Acquisition Corp *w exp 02/21/202 0.0 $302k 500k 0.60
Diamond Eagle Acquisition Corp diamond eagle acq cl a 0.0 $289k 23k 12.34
Broadmark Rlty Cap Inc *w exp 11/15/202 0.0 $286k 1.3M 0.21
Intl Gnrl Insurance Hldngs L *w exp 03/17/202 0.0 $275k 686k 0.40
Union Acquisition Corp Ii *w exp 04/01/202 0.0 $272k 1.5M 0.18
Alussa Energy Acquisition Co *w exp 10/31/202 0.0 $268k 313k 0.86
Galileo Acquisition Corp *w exp 10/31/202 0.0 $260k 1.1M 0.23
Far Pt Acquisition Corp w exp 06/01/202 0.0 $258k 446k 0.58
Gores Metropoulos Inc *w exp 01/28/202 0.0 $255k 346k 0.74
Atlas Technical Consultants *w exp 11/26/202 0.0 $252k 346k 0.73
Diamondpeak Hldgs Cor *w exp 02/22/202 0.0 $240k 534k 0.45
Forum Merger Ii Corp warrant 0.0 $230k 1.2M 0.19
Five9 (FIVN) 0.0 $218k 2.8k 76.60
Merida Merger Corp I *w exp 11/07/202 0.0 $217k 538k 0.40
Acamar Partners Acquisi-cw26 warrants 0.0 $217k 418k 0.52
Hennessy Cap Acqustion Corp *w exp 09/05/202 0.0 $210k 600k 0.35
New Providence Acquisitin Co *w exp 09/11/202 0.0 $206k 375k 0.55
Tuscan Holdings Corp tuscan holdings corp-cw26 0.0 $204k 600k 0.34
Software Acquisition Group I *w exp 10/01/202 0.0 $190k 313k 0.61
Brooge Hldgs (BROG) 0.0 $178k 15k 12.28
Proficient Alpha Acqustn Cor right 04/30/2026 0.0 $177k 920k 0.19
New Frontier Health Corp *w exp 11/30/202 0.0 $176k 169k 1.04
Crescent Acquisition Corp *w exp 03/08/202 0.0 $176k 250k 0.70
Silver Spike Acquisition Cor *w exp 08/02/202 0.0 $173k 550k 0.31
Gordon Pointe Acquisition Co w exp 07/30/202 0.0 $162k 1.0M 0.16
Tuscan Hldgs Corp Ii *w exp 04/01/202 0.0 $155k 515k 0.30
Tortoise Acquisition Corp *w exp 03/04/202 0.0 $149k 600k 0.25
Collier Creek Holdings *w exp 99/99/999 0.0 $147k 138k 1.07
Interprivate Acquisition Cor *w exp 10/24/202 0.0 $129k 300k 0.43
Switchback Energy Acquisitio *w exp 07/25/202 0.0 $127k 233k 0.54
Nesco Holdings In 25 Wts *w exp 01/01/202 0.0 $96k 520k 0.18
Pensare Acquisition Corp *w exp 07/27/202 0.0 $90k 994k 0.09
Liv Cap Acquisition Corp *w exp 12/13/202 0.0 $89k 350k 0.25
Pae Inc gores holdings iii inc-a 0.0 $89k 14k 6.48
Allegro Merger Corp right 12/31/2023 0.0 $62k 759k 0.08
Schultze Spl Purp Acqustn Co *w exp 12/31/202 0.0 $46k 231k 0.20
Allegro Merger Corp *w exp 01/06/202 0.0 $45k 1.0M 0.04
Proficient Alpha Acqustn Cor *w exp 04/30/202 (PAACW) 0.0 $39k 700k 0.06
Orisun Acquisition Corp right 05/31/2024 0.0 $37k 215k 0.17
Amplitude Hlthcre Aqustin Co *w exp 12/01/202 0.0 $36k 66k 0.55
Oaktree Acquisition Corp *w exp 99/99/999 0.0 $26k 25k 1.04
Greenvision Acquisition Corp right 06/01/2021 0.0 $25k 100k 0.25
Big Rock Partners Acquisi Co right 12/01/2022 0.0 $20k 147k 0.14
Greenvision Acquisition Corp *w exp 10/28/202 0.0 $14k 100k 0.14
Orisun Acquisition Corp *w exp 05/31/202 0.0 $14k 215k 0.07