MacKay Shields

MacKay Shields as of Sept. 30, 2012

Portfolio Holdings for MacKay Shields

MacKay Shields holds 146 positions in its portfolio as reported in the September 2012 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Icahn Enterprises Lp conv bnd 4.4 $95M 95M 1.00
Apache Corp. 6% Mandatory Conv pfd cv 3.3 $72M 1.5M 48.68
Gilead Sciences conv 3.2 $70M 46M 1.51
E M C Corp Mass note 1.750%12/0 2.6 $56M 33M 1.72
Teva Pharm Finance Llc Cvt cv bnd 2.6 $56M 53M 1.06
Amgen Inc note 0.375% 2/0 2.5 $55M 49M 1.12
Allegheny Technologies Inc note 4.250% 6/0 2.5 $54M 47M 1.15
Goldcorp 2.1 $46M 1.0M 45.85
Stanley Black & Decker Inc unit 99/99/9999 2.0 $43M 342k 125.95
Peabody Energy Corp sdcv 4.750%12/1 2.0 $43M 50M 0.85
Teleflex Inc note 3.875% 8/0 1.9 $42M 33M 1.26
United Technol conv prf 1.9 $41M 729k 56.01
Biomarin Pharmaceutical Inc note 1.875% 4/2 1.7 $37M 18M 2.09
Danaher Corp Del debt 1.7 $37M 23M 1.61
Metlife Inc 5% 10/0/14 Conv Pr cv prf 1.6 $34M 494k 69.07
Citigroup Inc unit 1.5 $33M 344k 96.89
Covanta Holding Conv conv bnd 1.5 $33M 28M 1.17
Sba Communications Corp note 4.000%10/0 1.5 $32M 15M 2.12
Sandisk Corp note 1.500% 8/1 1.4 $32M 28M 1.14
On Semiconductor Corp note 2.625%12/1 1.4 $31M 30M 1.05
General Motors Company (GM) 1.4 $30M 1.3M 22.75
Xilinx Inc Cvt 2.625 6-15-17 convert 1.4 $30M 23M 1.31
Salix Pharmaceuticals Inc note 2.750% 5/1 1.3 $29M 24M 1.17
Ttm Technologies Inc note 3.250% 5/1 1.3 $28M 27M 1.02
GAME Technolog debt 1.2 $27M 26M 1.05
Omnicom Group Inc note 7/0 1.2 $27M 24M 1.10
Bank Of America Corporation preferred (BAC.PL) 1.2 $27M 24k 1089.31
Omnicare Inc note 3.750%12/1 1.2 $26M 18M 1.42
Chart Industries 2% conv 1.2 $26M 20M 1.31
Wesco Intl Inc dbcv 6.000% 9/1 1.2 $26M 12M 2.15
Hologic Inc cnv 1.1 $24M 24M 0.98
General Mtrs Co jr pfd cnv srb 1.0 $23M 610k 37.28
Molson Coors Brewing Co note 2.500% 7/3 1.0 $21M 20M 1.04
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 1.0 $21M 17k 1238.01
Helix Energy Solutions note 1.0 $21M 19M 1.12
Intel Corp sdcv 0.9 $21M 19M 1.09
Coinstar Inc note 4.000% 9/0 0.9 $21M 16M 1.31
Verisign Inc sdcv 3.250% 8/1 0.9 $20M 13M 1.53
Ford Motor Company (F) 0.9 $20M 2.0M 9.86
Wabash National Corp 3.375 '18 conv 0.9 $20M 20M 1.00
Newmont Mining Corp note 1.250% 7/1 0.9 $19M 14M 1.35
Mgm Mirage conv 0.9 $19M 19M 1.04
Akorn Inc note 3.500% 6/0 0.9 $20M 12M 1.67
Mylan Inc note 3.750% 9/1 0.9 $19M 10M 1.92
Anixter Intl Inc note 1.000% 2/1 0.9 $19M 17M 1.09
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.9 $19M 167k 112.00
Ppl Corp unit 99/99/9999 0.8 $18M 334k 53.78
L-3 Communications Corp debt 3.000% 8/0 0.8 $18M 18M 1.01
Medtronic Inc note 1.625% 4/1 0.8 $18M 18M 1.00
Market Vectors High Yield Muni. Ind 0.8 $18M 530k 32.97
Goodyear Tire Rubr Pfd 5.875% p 0.8 $17M 379k 44.17
Medivation Inc note 2.625% 4/0 0.8 $17M 13M 1.35
Merck & Co (MRK) 0.7 $16M 346k 45.10
Apollo Invt Corp note 5.750% 1/1 0.7 $15M 14M 1.03
Electronic Arts Inc conv 0.7 $15M 16M 0.92
Insulet Corporation Cvt 3.75 0 convert 0.6 $14M 12M 1.12
Boston Pptys Ltd Partnership note 3.750% 5/1 0.6 $14M 12M 1.15
Incyte Corp note 4.750%10/0 0.6 $14M 6.2M 2.16
Symantec Corp note 1.000% 6/1 0.6 $13M 12M 1.09
Costco Companies Inc note 8/1 0.6 $13M 5.5M 2.28
Transocean Inc note 1.500%12/1 0.6 $12M 13M 0.99
Core Laboratories 0.6 $12M 101k 121.48
Citigroup (C) 0.6 $12M 378k 32.72
Steel Dynamics Inc note 5.125% 6/1 0.6 $12M 12M 1.05
Hartford Finl Svcs Group Inc dep conv p 0.6 $12M 627k 19.10
Exelixis Inc cnv 0.6 $12M 12M 1.05
Jns 3.25% 7/15/2014 note 0.5 $11M 11M 1.06
Intermune Inc note 2.500% 9/1 0.5 $11M 15M 0.77
Continental Airls Inc note 4.500% 1/1 0.5 $11M 8.6M 1.30
Omnicare Cap Tr Ii pfd b tr 4.00% 0.5 $11M 241k 46.53
Spartan Stores Inc note 3.375% 5/1 0.5 $11M 11M 0.97
Rovi Corp conv 0.5 $11M 11M 0.99
Note 3.50 0.5 $10M 8.3M 1.22
U.s. Concrete Inc Cmn 0.4 $9.5M 1.5M 6.48
Lam Research Corp note 0.500% 5/1 0.4 $9.6M 10M 0.95
Viropharma Inc note 2.000% 3/1 0.4 $9.3M 5.3M 1.76
Baker Hughes Incorporated 0.4 $9.1M 202k 45.23
Central European Media sr nt cv 5%15 0.4 $9.2M 9.6M 0.95
Alza Corp sdcv 7/2 0.4 $8.9M 8.9M 0.99
Valeant Pharmaceuticals Int 0.4 $8.8M 159k 55.27
Sba Communications Corp note 1.875% 5/0 0.4 $8.5M 5.6M 1.52
Sothebys note 3.125% 6/1 0.4 $8.4M 7.5M 1.12
Cit 0.4 $8.3M 211k 39.39
Microchip Technology Inc sdcv 2.125%12/1 0.4 $7.8M 6.2M 1.26
Nuance Communications Inc dbcv 2.750% 8/1 0.4 $7.8M 5.4M 1.43
Symantec Corporation 0.4 $7.8M 431k 18.00
Industries N shs - a - (LYB) 0.4 $7.8M 151k 51.66
Affiliated Managers Group note 3.950% 8/1 0.4 $7.9M 7.0M 1.12
Netapp Inc note 1.750% 6/0 0.3 $7.0M 6.2M 1.14
Halliburton Company (HAL) 0.3 $6.7M 200k 33.69
Iconix Brand 0.3 $6.7M 369k 18.24
Notes Gencorp Inc. 4.0625% dbcv 0.3 $6.6M 5.3M 1.26
ION Geophysical Corporation 0.3 $6.2M 891k 6.94
Tidewater 0.3 $5.6M 116k 48.53
Mentor Graphics 4% 2031 conv 0.3 $5.7M 5.1M 1.13
Ford Mtr Co Del note 4.250%11/1 0.2 $5.1M 3.7M 1.38
Lam Research Corp conv 0.2 $5.0M 5.2M 0.97
Arcelormittal Sa Luxembourg note 5.000% 5/1 0.2 $4.7M 4.6M 1.03
Hornbeck Offshore Svcs Inc N frnt 1.625%11/1 0.2 $4.8M 4.6M 1.04
Hollyfrontier Corp 0.2 $4.7M 114k 41.27
Newpark Res Inc note 4.000%10/0 0.2 $4.4M 4.2M 1.04
Archer Daniels Midland Co note 0.875% 2/1 0.2 $4.0M 4.0M 1.01
Home Inns & Hotels Mgmt Inc note 2.000%12/1 0.2 $4.3M 5.0M 0.85
Novellus Systems, Inc. note 2.625% 5/1 0.2 $3.9M 3.5M 1.12
Tibco Software 0.2 $3.7M 123k 30.23
Bpz Resources Inc bond 0.2 $3.8M 4.8M 0.80
United States Stl Corp New note 4.000% 5/1 0.2 $3.4M 3.3M 1.02
MGM Resorts International. (MGM) 0.1 $3.3M 309k 10.75
Omnicom Group Inc debt 0.1 $2.7M 2.5M 1.10
Micron Technology Inc. conv 0.1 $2.9M 3.2M 0.90
Arvinmeritor Inc frnt 4.000% 2/1 0.1 $2.6M 3.4M 0.75
Ensco Plc Shs Class A 0.1 $2.6M 47k 54.55
Intel Corp. Jr. Sub. Cv. Deb. conv 0.1 $2.5M 2.0M 1.24
Quantum Corp note 3.500%11/1 0.1 $2.5M 2.6M 0.96
International Game Technology 0.1 $2.2M 167k 13.09
Qlik Technologies 0.1 $2.2M 100k 22.41
InterMune 0.1 $2.0M 218k 8.97
Hologic (HOLX) 0.1 $2.0M 100k 20.24
Alcoa Inc debt 0.1 $1.7M 1.1M 1.49
Nuveen Pennsylvania Premium Income Munic (NPY) 0.1 $1.7M 110k 15.20
Nuveen Michigan Qlity Incom Municipal 0.1 $1.8M 113k 16.00
Schlumberger (SLB) 0.1 $1.6M 22k 72.32
Cadence Design Sys Cvt 2.625 6 convert 0.1 $1.5M 857k 1.78
Nuveen PA Investnt Quality Municipal (NQP) 0.1 $1.3M 82k 16.36
Blackrock Muniyield California Ins Fund 0.1 $1.3M 79k 16.65
Alpha Natural Resources Inc note 2.375% 4/1 0.1 $1.0M 1.2M 0.88
Nuveen California Municipal Market Op (NCO) 0.1 $1.1M 67k 16.40
Spdr Series Trust cmn (HYMB) 0.1 $1.0M 18k 57.67
Forest Oil Corporation 0.0 $931k 110k 8.45
Quantum Corporation 0.0 $771k 479k 1.61
Gulf Island Fabrication (GIFI) 0.0 $836k 30k 27.87
McDermott International 0.0 $805k 66k 12.22
Babcock & Wilcox 0.0 $839k 33k 25.46
Teradyne Inc note 4.500% 3/1 0.0 $521k 198k 2.63
Health Care REIT 0.0 $374k 6.5k 57.81
Hewlett-Packard Company 0.0 $515k 30k 17.05
TTM Technologies (TTMI) 0.0 $472k 50k 9.44
Meritor 0.0 $397k 94k 4.24
Chesapeake Energy Corp note 2.500% 5/1 0.0 $180k 200k 0.90
Compuware Corporation 0.0 $257k 26k 9.90
Nuveen Insured New York Prem Inco Mun (NNF) 0.0 $268k 16k 16.46
On Semiconductor Corp note 2.625%12/1 0.0 $18k 18k 1.00
Massey Energy Co note 3.250% 8/0 0.0 $93k 100k 0.93
Lucent Technologies Inc dbcv 2.875% 6/1 0.0 $25k 25k 1.00
SPDR Barclays Capital Convertible SecETF (CWB) 0.0 $74k 1.9k 39.34
Ixia note 0.0 $16k 14k 1.14