MacKay Shields

MacKay Shields as of March 31, 2013

Portfolio Holdings for MacKay Shields

MacKay Shields holds 117 positions in its portfolio as reported in the March 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Icahn Enterprises Lp conv bnd 4.4 $85M 85M 1.00
Gilead Sciences conv 3.9 $75M 34M 2.17
MetroPCS Communications 3.8 $72M 6.6M 10.90
Apache Corp. 6% Mandatory Conv pfd cv 2.9 $56M 1.3M 44.54
Danaher Corp Del debt 2.8 $54M 30M 1.81
Stanley Black & Decker Inc unit 99/99/9999 2.6 $50M 393k 126.59
E M C Corp Mass note 1.750%12/0 2.4 $47M 32M 1.49
Teva Pharm Finance Llc Cvt cv bnd 2.4 $47M 45M 1.04
Metlife Inc 5% 10/0/14 Conv Pr cv prf 2.3 $45M 908k 49.40
United Technol conv prf 2.2 $43M 714k 59.89
Teleflex Inc note 3.875% 8/0 2.1 $40M 27M 1.45
Covanta Holding Conv conv bnd 1.9 $37M 29M 1.29
Chart Industries 2% conv 1.8 $35M 26M 1.36
General Motors Company (GM) 1.8 $35M 1.2M 27.82
Goldcorp 1.8 $34M 1.0M 33.63
Peabody Energy Corp sdcv 4.750%12/1 1.7 $33M 40M 0.82
Microchip Technology Inc sdcv 2.125%12/1 1.7 $32M 23M 1.42
Citigroup (C) 1.6 $32M 717k 44.24
Allegheny Technologies Inc note 4.250% 6/0 1.6 $30M 28M 1.08
Biomarin Pharmaceutical Inc note 1.875% 4/2 1.5 $29M 9.3M 3.09
Mylan Inc note 3.750% 9/1 1.4 $28M 12M 2.22
Wabash National Corp 3.375 '18 conv 1.4 $27M 23M 1.21
Sba Communications Corp note 4.000%10/0 1.4 $27M 11M 2.39
Ford Motor Company (F) 1.4 $26M 2.0M 13.15
Continental Airls Inc note 4.500% 1/1 1.4 $26M 15M 1.79
Intel Corp. Jr. Sub. Cv. Deb. conv 1.4 $26M 21M 1.21
General Mtrs Co jr pfd cnv srb 1.3 $26M 600k 42.94
Omnicom Group Inc note 7/0 1.3 $26M 22M 1.19
Verisign Inc sdcv 3.250% 8/1 1.3 $25M 17M 1.49
Salix Pharmaceuticals Inc note 2.750% 5/1 1.3 $25M 19M 1.29
Ford Mtr Co Del note 4.250%11/1 1.2 $24M 15M 1.61
Omnicare Inc note 3.750%12/1 1.2 $23M 14M 1.62
GAME Technolog debt 1.2 $23M 21M 1.08
Helix Energy Solutions note 1.1 $22M 18M 1.23
Hologic Inc cnv 1.1 $21M 20M 1.05
U.s. Concrete Inc Cmn 1.0 $19M 1.4M 13.81
On Semiconductor Corp note 2.625%12/1 1.0 $19M 17M 1.14
Bank Of America Corporation preferred (BAC.PL) 1.0 $19M 15k 1220.76
Cien 4 12/15/20 0.9 $18M 15M 1.20
Arcc 4 7/8 03/15/17 0.9 $18M 17M 1.06
Novellus Systems, Inc. note 2.625% 5/1 0.8 $16M 12M 1.37
Xilinx Inc Cvt 2.625 6-15-17 convert 0.8 $16M 11M 1.42
Priceline.com debt 1.000% 3/1 0.8 $16M 14M 1.11
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.8 $15M 12k 1288.71
Medivation Inc note 2.625% 4/0 0.8 $15M 12M 1.23
Holdings Inc Note 5.25 0.8 $15M 5.5M 2.71
Insulet Corporation Cvt 3.75 0 convert 0.8 $15M 12M 1.19
Wesco Intl Inc dbcv 6.000% 9/1 0.8 $14M 5.5M 2.63
Mgm Mirage conv 0.8 $14M 13M 1.09
Ppl Corp unit 99/99/9999 0.7 $14M 260k 54.85
Apollo Invt Corp note 5.750% 1/1 0.7 $14M 13M 1.06
Lam Research Corp note 0.500% 5/1 0.7 $14M 13M 1.02
Sandisk Corp note 1.500% 8/1 0.7 $13M 10M 1.29
Airtran Hldgs Inc note 5.250%11/0 0.7 $13M 9.2M 1.44
Bottomline Tech Del Inc note 1.500%12/0 0.7 $13M 11M 1.17
Nuance Communications Inc note 2.750%11/0 0.7 $13M 13M 1.04
Goodyear Tire Rubr Pfd 5.875% p 0.7 $13M 299k 43.51
Akorn Inc note 3.500% 6/0 0.7 $13M 7.5M 1.73
Omnicare Cap Tr Ii pfd b tr 4.00% 0.6 $12M 235k 51.50
Boston Pptys Ltd Partnership note 3.750% 5/1 0.6 $12M 11M 1.03
Merck & Co (MRK) 0.6 $11M 240k 44.23
Jns 3.25% 7/15/2014 note 0.5 $11M 10M 1.05
Kb Home note 0.5 $11M 9.5M 1.10
Textron Inc note 4.500% 5/0 0.5 $10M 4.5M 2.26
Intel Corp sdcv 0.5 $10M 9.6M 1.06
Xpo Logistics note 4.5% 10/1 0.5 $10M 8.4M 1.19
Baker Hughes Incorporated 0.5 $9.3M 201k 46.41
Cit 0.5 $9.0M 208k 43.48
Affiliated Managers Group note 3.950% 8/1 0.5 $8.9M 7.1M 1.25
Ttm Technologies Inc note 3.250% 5/1 0.4 $8.5M 8.5M 1.00
Sothebys note 3.125% 6/1 0.4 $8.4M 7.5M 1.12
Alza Corp sdcv 7/2 0.4 $8.5M 7.6M 1.12
Radian Group Inc note 0.4 $8.5M 7.0M 1.21
Newmont Mining Corp Cvt cv bnd 0.4 $8.0M 6.5M 1.23
Rti Intl Metals Inc note 3.000%12/0 0.4 $8.0M 6.9M 1.16
Comtech Telecommunications Cor conv 0.4 $8.0M 7.8M 1.03
Halliburton Company (HAL) 0.4 $7.9M 195k 40.41
Steel Dynamics Inc note 5.125% 6/1 0.4 $7.5M 6.7M 1.12
Sba Communications Corp note 1.875% 5/0 0.3 $6.6M 3.8M 1.73
ION Geophysical Corporation 0.3 $6.1M 891k 6.81
Molson Coors Brewing Co note 2.500% 7/3 0.3 $5.8M 5.7M 1.03
Ares Capital Corp 5.75 16 convert 0.3 $5.5M 5.1M 1.08
Volcano Corporation note 1.750%12/0 0.3 $5.5M 5.5M 0.99
Symantec Corp note 1.000% 6/1 0.3 $5.2M 4.0M 1.29
Symantec Corporation 0.3 $5.3M 213k 24.68
Notes Gencorp Inc. 4.0625% dbcv 0.3 $5.0M 3.2M 1.56
Industries N shs - a - (LYB) 0.2 $4.2M 67k 63.30
Nuance Communications Inc dbcv 2.750% 8/1 0.2 $3.6M 3.0M 1.22
Tibco Software 0.2 $3.7M 182k 20.22
Newmont Mining Corp note 1.250% 7/1 0.2 $3.2M 2.9M 1.12
Archer Daniels Midland Co note 0.875% 2/1 0.2 $3.0M 3.0M 1.01
Hartford Finl Svcs Group Inc dep conv p 0.1 $2.9M 122k 23.77
Hornbeck Offshore Svcs Inc N frnt 1.625%11/1 0.1 $2.9M 2.7M 1.08
Newpark Res Inc note 4.000%10/0 0.1 $2.8M 2.4M 1.17
Ensco Plc Shs Class A 0.1 $2.8M 47k 60.00
Ciena Corp note 0.875% 6/1 0.1 $2.8M 3.1M 0.90
Medtronic Inc note 1.625% 4/1 0.1 $2.8M 2.8M 1.00
Tidewater 0.1 $2.5M 50k 50.50
Lam Research Corp conv 0.1 $2.6M 2.4M 1.07
Quantum Corp note 3.500%11/1 0.1 $2.4M 2.6M 0.92
Walter Invt Mgmt Corp note 0.1 $2.2M 2.0M 1.08
Schlumberger (SLB) 0.1 $1.6M 22k 74.91
Alcoa Inc debt 0.1 $1.7M 1.2M 1.39
Nuveen Michigan Qlity Incom Municipal 0.1 $1.8M 120k 15.15
United States Stl Corp New note 4.000% 5/1 0.1 $1.5M 1.5M 1.05
Nuveen Pennsylvania Premium Income Munic (NPY) 0.1 $1.6M 110k 14.44
Nuveen PA Investnt Quality Municipal (NQP) 0.1 $1.2M 82k 14.99
Blackrock Muniyield California Ins Fund 0.1 $1.1M 68k 16.22
Lear Corporation (LEA) 0.1 $994k 18k 54.87
Spdr Series Trust cmn (HYMB) 0.1 $1.1M 18k 58.50
BlackRock Florida Municipal 2020 Term Tr 0.0 $835k 53k 15.73
Nextera Energy Inc unit 0.0 $503k 9.2k 54.58
Alpha Natural Resources Inc note 2.375% 4/1 0.0 $353k 371k 0.95
Dynegy 0.0 $315k 13k 24.01
Chesapeake Energy Corp note 2.500% 5/1 0.0 $192k 200k 0.96
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 0.0 $246k 17k 14.44
Nuveen California Municipal Market Op (NCO) 0.0 $196k 12k 15.86