MacKay Shields

Mackay Shields as of Sept. 30, 2013

Portfolio Holdings for Mackay Shields

Mackay Shields holds 116 positions in its portfolio as reported in the September 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Gilead Sciences conv 4.6 $87M 31M 2.79
Danaher Corp Del debt 3.1 $58M 29M 2.02
Stanley Black & Decker Inc unit 99/99/9999 3.0 $57M 413k 137.32
E M C Corp Mass note 1.750%12/0 3.0 $55M 35M 1.60
United Technol conv prf 3.0 $55M 841k 65.29
Chart Industries 2% conv 2.9 $53M 28M 1.87
Novellus Systems, Inc. note 2.625% 5/1 2.6 $48M 30M 1.59
Metlife Inc 5% 10/0/14 Conv Pr cv prf 2.4 $46M 1.6M 28.66
Teva Pharm Finance Llc Cvt cv bnd 2.4 $45M 43M 1.04
General Motors Company (GM) 2.4 $44M 1.2M 35.97
Teleflex Inc note 3.875% 8/0 2.2 $41M 29M 1.41
Intel Corp. Jr. Sub. Cv. Deb. conv 2.1 $40M 32M 1.24
Slxp 1 1/2 03/15/19 2.1 $40M 32M 1.23
Microchip Technology Inc sdcv 2.125%12/1 2.1 $39M 25M 1.57
Covanta Holding Conv conv bnd 2.0 $38M 28M 1.38
General Mtrs Co jr pfd cnv srb 2.0 $37M 728k 50.15
Mylan Inc note 3.750% 9/1 1.9 $35M 12M 2.90
Ford Motor Company (F) 1.8 $34M 2.0M 16.87
Wabash National Corp 3.375 '18 conv 1.8 $33M 25M 1.31
Continental Airls Inc note 4.500% 1/1 1.6 $30M 18M 1.70
Ford Mtr Co Del note 4.250%11/1 1.6 $29M 15M 1.98
Biomarin Pharmaceutical Inc note 1.875% 4/2 1.6 $29M 8.0M 3.59
U.s. Concrete Inc Cmn 1.4 $27M 1.3M 20.06
Rti Intl Metals Inc note 1.625%10/1 1.4 $27M 26M 1.04
Helix Energy Solutions note 1.4 $27M 20M 1.34
Cien 4 12/15/20 1.3 $25M 16M 1.52
Bottomline Tech Del Inc note 1.500%12/0 1.3 $24M 21M 1.15
Priceline.com debt 1.000% 3/1 1.3 $24M 19M 1.29
Nuance Communications Inc note 2.750%11/0 1.3 $24M 24M 1.01
Cobalt Intl Energy Inc note 1.2 $22M 21M 1.06
Omnicare Inc bond 1.2 $22M 23M 0.95
GAME Technolog debt 1.1 $21M 19M 1.11
Allegheny Technologies Inc note 4.250% 6/0 1.1 $21M 20M 1.04
Al Us conv 1.1 $20M 16M 1.28
Hologic Inc cnv 1.0 $19M 19M 1.01
Goodyear Tire Rubr Pfd 5.875% p 1.0 $19M 295k 63.68
Citigroup (C) 1.0 $18M 378k 48.51
Ixia note 1.0 $18M 16M 1.14
Arcc 4 7/8 03/15/17 0.9 $18M 17M 1.04
Akorn Inc note 3.500% 6/0 0.9 $17M 7.4M 2.30
Holdings Inc Note 5.25 0.9 $16M 6.1M 2.69
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.9 $16M 14k 1137.51
Mgm Mirage conv 0.9 $16M 13M 1.28
Sba Communications Corp note 4.000%10/0 0.8 $16M 6.0M 2.66
Goldcorp 0.8 $16M 600k 26.01
Omnicare Cap Tr Ii pfd b tr 4.00% 0.8 $16M 230k 68.27
Xilinx Inc Cvt 2.625 6-15-17 convert 0.8 $16M 9.6M 1.63
Bank Of America Corporation preferred (BAC.PL) 0.8 $16M 14k 1080.81
Omnicom Group Inc debt 0.8 $15M 12M 1.21
Xpo Logistics note 4.5% 10/1 0.8 $15M 10M 1.46
Wesco Intl Inc dbcv 6.000% 9/1 0.8 $15M 5.4M 2.75
Airtran Hldgs Inc note 5.250%11/0 0.8 $15M 9.9M 1.49
Medivation Inc note 2.625% 4/0 0.8 $15M 10M 1.41
Lam Research Corp note 0.500% 5/1 0.8 $15M 13M 1.14
Wright Medical Group Inc note 2 000 8/1 0.7 $14M 11M 1.23
Apollo Invt Corp note 5.750% 1/1 0.7 $13M 12M 1.06
Insulet Corporation Cvt 3.75 0 convert 0.7 $12M 8.4M 1.45
Radian Group Inc note 0.6 $12M 8.0M 1.46
Walter Invt Mgmt Corp note 0.6 $11M 11M 1.05
Hos Us conv 0.6 $11M 8.4M 1.29
Baker Hughes Incorporated 0.5 $9.8M 201k 49.10
Alza Corp sdcv 7/2 0.5 $9.6M 8.0M 1.20
Jns 3.25% 7/15/2014 note 0.5 $9.5M 9.3M 1.02
Kb Home note 0.5 $9.6M 9.4M 1.02
Halliburton Company (HAL) 0.5 $9.2M 191k 48.15
Intel Corp sdcv 0.5 $8.7M 8.0M 1.09
Omnicare Inc note 3.750%12/1 0.5 $8.8M 4.1M 2.12
Ares Capital Corp 5.75 16 convert 0.4 $8.1M 7.5M 1.08
Tidewater 0.4 $7.2M 122k 59.29
Lam Research Corp conv 0.4 $7.0M 5.8M 1.20
Ryland Group Inc Gtd Convertible Fxd Rt 0.250% 06/01/19 B/e Dtd 05/20/13 0.4 $7.1M 7.7M 0.92
Steel Dynamics Inc note 5.125% 6/1 0.3 $6.5M 6.0M 1.09
Bank of America Corporation (BAC) 0.3 $6.5M 468k 13.80
Newmont Mining Corp Cvt cv bnd 0.3 $6.6M 6.0M 1.11
Merck & Co (MRK) 0.3 $6.4M 135k 47.61
Liberty Media Corp deb 3.500% 1/1 0.3 $6.1M 12M 0.52
Notes Gencorp Inc. 4.0625% dbcv 0.3 $5.8M 3.2M 1.81
Health Care Reit Pfd I 6.5% 0.3 $5.8M 100k 57.66
On Semiconductor Corp note 2.625%12/1 0.3 $5.4M 5.0M 1.08
Ttm Technologies Inc note 3.250% 5/1 0.3 $5.2M 5.1M 1.02
Volcano Corporation note 1.750%12/0 0.3 $5.2M 5.1M 1.03
Tibco Software 0.2 $4.7M 182k 25.59
Cameron International Corporation 0.2 $4.7M 80k 58.38
Trak 1 1/2 03/15/17 0.2 $3.8M 3.0M 1.29
Newpark Res Inc note 4.000%10/0 0.2 $3.2M 2.3M 1.38
Hornbeck Offshore Svcs Inc N frnt 1.625%11/1 0.2 $3.1M 2.6M 1.18
Ciena Corp note 0.875% 6/1 0.2 $3.0M 2.9M 1.02
Archer Daniels Midland Co note 0.875% 2/1 0.2 $3.1M 3.0M 1.02
Newmont Mining Corp note 1.250% 7/1 0.1 $2.7M 2.7M 1.01
Comtech Telecommunications Cor conv 0.1 $2.7M 2.6M 1.02
Ensco Plc Shs Class A 0.1 $2.5M 47k 53.74
Rti Intl Metals Inc note 3.000%12/0 0.1 $2.5M 2.2M 1.14
Nuveen Pennsylvania Premium Income Munic (NPY) 0.1 $2.0M 164k 12.25
Nuveen PA Investnt Quality Municipal (NQP) 0.1 $2.0M 158k 12.62
Quantum Corp note 3.500%11/1 0.1 $2.1M 2.2M 0.95
Schlumberger (SLB) 0.1 $1.9M 22k 88.36
BlackRock Florida Municipal 2020 Term Tr 0.1 $1.8M 116k 15.15
Blackrock Muniyield Fund (MYD) 0.1 $1.4M 105k 13.36
Blackrock Muniyield California Ins Fund 0.1 $1.5M 108k 13.86
Nuveen Michigan Qlity Incom Municipal 0.1 $1.5M 120k 12.84
Alcoa Inc debt 0.1 $1.3M 1.0M 1.29
United States Stl Corp New note 4.000% 5/1 0.1 $1.3M 1.2M 1.03
Nuveen Dividend Advantage Municipal Fd 2 0.1 $993k 77k 12.97
Nuveen California Municipal Market Op (NCO) 0.1 $983k 71k 13.91
Spdr Series Trust cmn (HYMB) 0.1 $941k 18k 52.28
Nextera Energy Inc unit 0.1 $846k 16k 54.61
Tibco Software Inc. 2.25 05-01 conv 0.0 $561k 550k 1.02
Alpha Natural Resources Inc note 2.375% 4/1 0.0 $349k 371k 0.94
MetLife (MET) 0.0 $351k 7.5k 46.91
Health Care Reit Inc note 3.000%12/0 0.0 $329k 265k 1.24
BlackRock MuniHoldings New Jersey Ins Fn (MUJ) 0.0 $297k 22k 13.48
Nuance Communications Inc dbcv 2.750% 8/1 0.0 $155k 136k 1.14
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 0.0 $209k 17k 12.27
Nuveen Ny Divid Advntg Mun F (NAN) 0.0 $166k 13k 12.88
Dynegy 0.0 $253k 13k 19.28
Take-two Interactive Softwar note 1.000% 7/0 0.0 $269k 242k 1.11