MacKay Shields

Mackay Shields as of Sept. 30, 2014

Portfolio Holdings for Mackay Shields

Mackay Shields holds 135 positions in its portfolio as reported in the September 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Gilead Sciences conv 4.1 $80M 17M 4.67
Intel Corp. Jr. Sub. Cv. Deb. conv 4.1 $79M 47M 1.68
Danaher Corp Del debt 3.1 $60M 27M 2.21
Teva Pharm Finance Llc Cvt cv bnd 2.7 $53M 41M 1.29
Novellus Systems, Inc. note 2.625% 5/1 2.6 $50M 23M 2.18
Metlife Inc 5% 10/0/14 Conv Pr cv prf 2.5 $49M 1.6M 30.79
Teleflex Inc note 3.875% 8/0 2.5 $48M 28M 1.73
Stanley Black & Decker Inc unit 99/99/9999 2.3 $45M 344k 130.85
Continental Airls Inc note 4.500% 1/1 2.3 $44M 18M 2.48
Jarden Corp note 1.875% 9/1 2.1 $41M 30M 1.37
Helix Energy Solutions note 2.1 $40M 34M 1.17
Xilinx Inc Cvt 2.625 6-15-17 convert 2.0 $38M 26M 1.48
Verint Sys Inc note 1.5% 6/1 2.0 $38M 35M 1.09
Microchip Technology Inc sdcv 2.125%12/1 1.9 $37M 20M 1.86
Spansion Llc conv 1.9 $37M 21M 1.75
General Motors Company (GM) 1.9 $36M 1.1M 31.94
Omnicare Inc bond 1.8 $34M 31M 1.10
On Semiconductor Corp note 2.625%12/1 1.7 $33M 29M 1.13
Wabash National Corp 3.375 '18 conv 1.6 $32M 24M 1.32
Wellpoint Inc Note cb 1.6 $32M 19M 1.65
Salesforce.com Inc conv 1.6 $31M 28M 1.12
Chart Industries 2% conv 1.6 $31M 26M 1.16
Slxp 1 1/2 03/15/19 1.4 $28M 11M 2.42
Ford Motor Company (F) 1.4 $27M 1.8M 14.79
Bottomline Tech Del Inc note 1.500%12/0 1.4 $27M 24M 1.13
Al Us conv 1.4 $26M 19M 1.36
Rpm International Inc convertible cor 1.4 $26M 23M 1.13
Biomarin Pharmaceutical Inc note 0.750%10/1 1.3 $26M 24M 1.06
Xpo Logistics note 4.5% 10/1 1.3 $25M 11M 2.36
Macquarie Infrastructure conv 1.2 $24M 21M 1.11
Priceline Grp Inc note 0.350% 6/1 1.2 $24M 21M 1.12
Airtran Hldgs Inc note 5.250%11/0 1.2 $23M 9.0M 2.49
Nuance Communications Inc note 2.750%11/0 1.1 $22M 23M 0.99
Mgm Mirage conv 1.1 $22M 17M 1.26
Crown Castle International Corp. pfd stk 1.1 $22M 204k 105.18
Pacira Pharmaceuticals conv 1.1 $21M 5.5M 3.91
Rti Intl Metals Inc note 1.625%10/1 1.1 $21M 22M 0.96
Priceline.com debt 1.000% 3/1 1.0 $20M 14M 1.35
Arcelormittal Sa Luxembourg mand cv nt 16 1.0 $19M 907k 21.13
Stanley Black & Decker Inc Uni p 1.0 $19M 171k 112.28
Ford Mtr Co Del note 4.250%11/1 1.0 $19M 11M 1.72
Hologic Inc cnv 1.0 $19M 18M 1.06
X 2 3/4 04/01/19 1.0 $19M 12M 1.64
Citigroup (C) 0.9 $18M 347k 51.82
Shutterfly Inc note 0.250% 5/1 0.9 $17M 16M 1.04
Medidata Solutions Inc conv 0.9 $17M 16M 1.08
United Technol conv prf 0.8 $16M 276k 58.89
Bank Of America Corporation preferred (BAC.PL) 0.8 $16M 14k 1146.47
Lam Research Corp note 0.500% 5/1 0.8 $16M 12M 1.28
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.8 $16M 13k 1202.54
Hos Us conv 0.8 $16M 16M 0.98
Tyson Foods Inc cnv p 0.8 $15M 304k 50.30
Wright Medical Group Inc note 2 000 8/1 0.7 $14M 11M 1.34
Baker Hughes Incorporated 0.7 $13M 201k 65.06
Cubist Pharmaceuticals conv 0.7 $13M 11M 1.11
Halliburton Company (HAL) 0.6 $12M 191k 64.51
Ares Capital Corporation convertible cor 0.6 $12M 11M 1.04
Alza Corp sdcv 7/2 0.6 $12M 7.9M 1.47
Wesco Intl Inc dbcv 6.000% 9/1 0.6 $11M 4.1M 2.78
Apollo Invt Corp note 5.750% 1/1 0.6 $11M 11M 1.05
Newpark Res Inc note 4.000%10/0 0.6 $11M 8.3M 1.33
Radian Group Inc note 0.6 $11M 7.4M 1.43
Alcoa Inc cnv p 0.5 $10M 200k 49.90
Intel Corp sdcv 0.5 $9.6M 7.5M 1.28
Cubist Pharmaceuticals conv 0.5 $9.2M 8.5M 1.08
Sba Communications Corp note 4.000%10/0 0.5 $9.0M 2.5M 3.63
Rambus Inc Del note 1.125% 8/1 0.5 $8.9M 7.3M 1.22
Medicines Co dbcv 1.375% 6/0 0.4 $7.6M 7.1M 1.07
Insulet Corp note 2.000% 6/1 0.4 $7.3M 6.8M 1.07
Depomed Inc conv 0.4 $7.4M 7.0M 1.06
Triumph (TGI) 0.4 $7.0M 107k 65.05
Lam Research Corp conv 0.4 $7.0M 5.2M 1.35
Chesapeake Energy Corp note 2.750%11/1 0.3 $5.9M 5.9M 1.01
Nuveen PA Investnt Quality Municipal (NQP) 0.3 $5.9M 437k 13.62
BlackRock MuniHolding Insured Investm 0.3 $5.9M 426k 13.90
Health Care Reit Pfd I 6.5% 0.3 $5.6M 98k 57.66
Newmont Mining Corp Cvt cv bnd 0.3 $5.3M 5.2M 1.03
Cameron International Corporation 0.3 $5.3M 80k 66.38
Van Kampen Advantage Muni Incm Tr II (VKI) 0.3 $5.2M 456k 11.38
American Tower Corp New Pfd Co p 0.3 $5.2M 48k 108.51
Spdr Series Trust cmn (HYMB) 0.3 $5.0M 88k 56.81
Blackrock Muniyield California Ins Fund 0.2 $4.8M 328k 14.57
Seacor Holdings Inc note 2.500%12/1 0.2 $4.7M 4.3M 1.09
Ttm Technologies Inc note 3.250% 5/1 0.2 $4.5M 4.4M 1.01
Nuveen Performance Plus Municipal Fund 0.2 $4.5M 313k 14.50
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.2 $4.2M 291k 14.47
New Gold Inc Cda (NGD) 0.2 $4.1M 815k 5.05
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.2 $4.1M 291k 14.23
Cadence Design Sys Cvt 2.625 6 convert 0.2 $4.0M 1.8M 2.28
Volcano Corporation note 1.750%12/0 0.2 $3.9M 4.4M 0.87
Nuveen Quality Income Municipal Fund 0.2 $3.6M 265k 13.69
Nuveen Insured Municipal Opp. Fund 0.2 $3.3M 235k 14.25
Blackrock MuniHoldings Insured 0.1 $2.8M 220k 12.97
Nuveen Premium Income Muni Fund 2 0.1 $2.7M 196k 13.75
Liberty Media Corp deb 3.500% 1/1 0.1 $2.4M 4.5M 0.55
Ciena Corp note 0.875% 6/1 0.1 $2.5M 2.6M 0.98
Ares Capital Corp 5.75 16 convert 0.1 $2.4M 2.3M 1.04
Stone Energy Corp Sr Nt Conv 1.750% 03/01/17 B/e Dtd 03/06/12 0.1 $2.6M 2.4M 1.06
Fluidigm Corporation convertible cor 0.1 $2.4M 2.7M 0.89
Weyerhaeuser C conv prf 0.1 $2.4M 44k 54.03
Nuveen Premium Income Muni Fd 4 0.1 $1.8M 145k 12.73
BlackRock MuniHoldings Fund (MHD) 0.1 $1.9M 121k 16.10
Nuveen Dividend Advantage Municipal Fd 2 0.1 $2.0M 143k 13.93
Goldcorp 0.1 $1.8M 78k 23.03
BlackRock Florida Municipal 2020 Term Tr 0.1 $1.7M 116k 14.98
Blackrock Muniyield Quality Fund II (MQT) 0.1 $1.5M 121k 12.79
Blackrock Muniyield Fund (MYD) 0.1 $1.5M 105k 14.19
Nuveen Michigan Qlity Incom Municipal 0.1 $1.6M 120k 13.64
Blackrock Muniyield Insured Fund (MYI) 0.1 $1.2M 90k 13.72
Dominion Res D Ser A Units 6.375% 01-jul-2017 convprf 0.1 $1.2M 23k 49.70
Nuveen CA Dividend Advantage Muni. Fund (NAC) 0.1 $1.1M 74k 14.25
Nextera Energy Inc unit 0.1 $928k 16k 59.91
Infinera Corporation dbcv 1.750% 6/0 0.1 $1.0M 936k 1.12
BlackRock MuniYield Insured Investment 0.0 $815k 61k 13.33
BlackRock Municipal Bond Investment Tst 0.0 $718k 50k 14.36
Nuveen Premier Mun Income 0.0 $666k 50k 13.46
Alpha Natural Resources Inc note 2.375% 4/1 0.0 $356k 371k 0.96
BlackRock MuniHoldings New Jersey Ins Fn (MUJ) 0.0 $308k 22k 13.97
Dynegy 0.0 $379k 13k 28.89
Take-two Interactive Softwar note 1.000% 7/0 0.0 $300k 242k 1.24
Cornerstone Ondemand Inc conv 0.0 $409k 409k 1.00
Jds Uniphase Corp conv 0.0 $350k 346k 1.01
Health Care Reit Inc note 3.000%12/0 0.0 $108k 88k 1.23
Rti Intl Metals Inc note 3.000%12/0 0.0 $181k 176k 1.03
Blackrock MuniEnhanced Fund 0.0 $280k 25k 11.20
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 0.0 $218k 17k 12.80
BlackRock MuniYield California Fund 0.0 $284k 19k 15.13
Nuveen Ny Divid Advntg Mun F (NAN) 0.0 $172k 13k 13.35
Cien 4 12/15/20 0.0 $180k 150k 1.20
Kb Home note 0.0 $155k 160k 0.97
Tibco Software Inc. 2.25 05-01 conv 0.0 $170k 168k 1.01
Alcoa 0.0 $50k 3.1k 16.08
Verint Systems (VRNT) 0.0 $3.0k 53.00 56.60
SPDR Barclays Capital Convertible SecETF (CWB) 0.0 $28k 566.00 49.47
Broadsoft Inc. 1.5% 07/01/2018 conv 0.0 $91k 92k 0.99