MacKay Shields

Mackay Shields as of Sept. 30, 2015

Portfolio Holdings for Mackay Shields

Mackay Shields holds 128 positions in its portfolio as reported in the September 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Danaher Corp Del debt 3.2 $62M 25M 2.47
Teva Pharm Finance Llc Cvt cv bnd 2.8 $54M 40M 1.36
Jarden Corp note 1.875% 9/1 2.8 $54M 34M 1.61
Teleflex Inc note 3.875% 8/0 2.8 $53M 26M 2.03
Xilinx Inc Cvt 2.625 6-15-17 convert 2.7 $51M 34M 1.49
Macquarie Infrastructure conv 2.5 $48M 42M 1.14
Stanley Black & Decker Inc unit 99/99/9999 2.4 $46M 347k 133.32
Gilead Sciences conv 2.3 $44M 10M 4.29
Stone Energy Corp Sr Nt Conv 1.750% 03/01/17 B/e Dtd 03/06/12 2.3 $44M 51M 0.85
Medidata Solutions Inc conv 2.1 $40M 37M 1.06
Al Us conv 2.0 $39M 31M 1.26
Wellpoint Inc Note cb 1.9 $36M 19M 1.89
Live Nation Entertainmen conv 1.9 $36M 34M 1.05
Priceline.com debt 1.000% 3/1 1.8 $35M 25M 1.41
Verint Sys Inc note 1.5% 6/1 1.8 $35M 36M 0.96
Micron Technology Inc conv 1.8 $34M 40M 0.85
Xpo Logistics note 4.5% 10/1 1.8 $34M 23M 1.49
American Tower Corp New Pfd Co p 1.7 $32M 322k 99.41
Biomarin Pharmaceutical Inc note 0.750%10/1 1.6 $32M 24M 1.30
Helix Energy Solutions note 1.5 $29M 35M 0.82
Salesforce.com Inc conv 1.5 $28M 23M 1.23
Wabash National Corp 3.375 '18 conv 1.4 $26M 23M 1.14
Crown Castle Intl Corp New cnv pfd stk sr a 1.4 $26M 254k 101.86
Priceline Grp Inc note 0.350% 6/1 1.3 $25M 21M 1.18
Sandisk Corp conv 1.3 $25M 26M 0.97
Allergan Plc pfd conv ser a 1.3 $25M 26k 943.44
Chart Industries 2% conv 1.3 $24M 28M 0.88
Bottomline Tech Del Inc note 1.500%12/0 1.3 $24M 23M 1.06
Fiat Chrysler Auto 1.3 $24M 205k 118.62
Hologic Inc cnv 1.2 $23M 17M 1.35
Illumina Inc conv 1.2 $22M 19M 1.17
On Semiconductor Corp note 2.625%12/1 1.1 $22M 19M 1.12
Tyson Foods Inc cnv p 1.1 $21M 416k 51.26
Homeaway Inc conv 1.1 $21M 23M 0.93
Airtran Hldgs Inc note 5.250%11/0 1.1 $21M 7.8M 2.70
Molina Healthcare Inc conv 1.1 $21M 16M 1.30
Lam Research Corp conv 1.0 $20M 16M 1.26
Illumina Inc. 0.00% June 15, 2019 ccb 1.0 $19M 18M 1.10
Stanley Black & Decker Inc Uni p 1.0 $19M 170k 111.49
Nvidia Corp note 1.000 12/0 1.0 $19M 14M 1.32
Citrix Systems Inc conv 1.0 $19M 18M 1.06
SPDR Gold Trust (GLD) 0.9 $18M 169k 106.86
General Motors Company (GM) 0.9 $18M 599k 30.02
Delta Air Lines (DAL) 0.9 $18M 400k 44.87
Jarden Corp note 1.125% 3/1 0.9 $17M 15M 1.15
Intel Corp. Jr. Sub. Cv. Deb. conv 0.9 $17M 11M 1.51
United Technologies Corporation 0.9 $17M 188k 88.99
Mgic Invt Corp Wis note 5.000% 5/0 0.8 $16M 15M 1.07
Rpm International Inc convertible cor 0.8 $15M 14M 1.11
Proofpoint Inc note 1.250%12/1 0.8 $15M 9.1M 1.64
1,375% Liberty Media 15.10.2023 note 0.7 $14M 15M 0.95
Lam Research Corp note 0.500% 5/1 0.7 $14M 12M 1.14
T Mobile Us Inc conv pfd ser a 0.7 $14M 198k 69.06
Nextera Energy Inc unit 08/31/2018 0.7 $14M 267k 51.08
Novellus Systems, Inc. note 2.625% 5/1 0.7 $14M 6.9M 1.96
Southwestern Energy Co Dep 1/2 dep shs 1/20 b 0.7 $14M 433k 31.08
Carriage Svcs Inc note 2.750% 3/1 0.7 $13M 12M 1.11
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.7 $13M 11k 1167.96
Atlas Air Worldwide Hldgs In note 2.250% 6/0 0.7 $13M 16M 0.80
Starwood Hotels & Resorts Worldwide 0.6 $12M 180k 66.48
Wesco Intl Inc dbcv 6.000% 9/1 0.6 $12M 6.9M 1.66
Ares Capital Corporation convertible cor 0.6 $12M 11M 1.03
Bank Of America Corporation preferred (BAC.PL) 0.6 $11M 11k 1077.05
Radian Group Inc note 0.6 $11M 7.4M 1.51
Nuveen Munpl Markt Opp Fund 0.6 $11M 828k 13.10
Bank of America Corporation (BAC) 0.5 $10M 666k 15.58
Newpark Res Inc note 4.000%10/0 0.5 $10M 11M 0.94
Medicines Co dbcv 1.375% 6/0 0.5 $10M 7.1M 1.46
Echo Global Logistics Inc note 2.500% 5/0 0.5 $10M 11M 0.90
Apollo Invt Corp note 5.750% 1/1 0.5 $9.8M 9.7M 1.01
Alza Corp sdcv 7/2 0.5 $9.0M 7.0M 1.29
Rambus Inc Del note 1.125% 8/1 0.5 $8.6M 7.4M 1.17
Depomed Inc conv 0.4 $8.3M 7.0M 1.19
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.4 $7.9M 584k 13.56
Nuveen PA Investnt Quality Municipal (NQP) 0.4 $7.9M 600k 13.12
X 2 3/4 04/01/19 0.4 $7.8M 7.8M 1.00
Invesco Van Kampen Municipal Trust (VKQ) 0.4 $7.6M 619k 12.28
Intel Corp sdcv 0.4 $7.5M 6.2M 1.21
Mgic Investment Corp note 0.4 $7.5M 5.2M 1.44
Homeaway 0.4 $7.1M 269k 26.54
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 0.4 $6.9M 546k 12.59
Alcoa Inc cnv p 0.3 $6.7M 201k 33.40
Halliburton Company (HAL) 0.3 $6.6M 187k 35.35
Insulet Corp note 2.000% 6/1 0.3 $6.3M 6.7M 0.93
Anthem Inc conv p 0.3 $6.4M 132k 48.37
Invensense Inc note 1.750%11/0 0.3 $6.2M 6.9M 0.90
Van Kampen Advantage Muni Incm Tr II (VKI) 0.3 $6.0M 527k 11.35
Welltower Inc 6.50% pfd prepet 0.3 $5.9M 98k 60.73
Nuveen Municipal Advantage Fund 0.3 $5.3M 398k 13.31
Yahoo Inc note 12/0 0.3 $5.1M 5.3M 0.97
Cameron International Corporation 0.3 $4.9M 80k 61.32
Newmont Mining Corp Cvt cv bnd 0.2 $4.8M 4.8M 1.00
Nuance Communications Inc note 2.750%11/0 0.2 $4.8M 4.7M 1.02
Array Biopharma Inc note 3.000% 6/0 0.2 $4.8M 4.9M 0.99
Seacor Holdings Inc note 2.500%12/1 0.2 $4.1M 4.3M 0.96
Invesco Quality Municipal Inc Trust (IQI) 0.2 $4.0M 326k 12.15
Blackrock MuniHoldings Insured 0.2 $3.7M 283k 12.91
Solarcity Corp note 2.750%11/0 0.2 $3.6M 4.0M 0.90
Nuveen Michigan Qlity Incom Municipal 0.2 $3.5M 265k 13.19
Microchip Technology Inc sdcv 2.125%12/1 0.2 $3.1M 1.8M 1.75
Nuveen Quality Income Municipal Fund 0.1 $3.0M 220k 13.49
BlackRock MuniHolding Insured Investm 0.1 $2.6M 184k 14.13
Liberty Media Corp deb 3.500% 1/1 0.1 $2.3M 4.4M 0.52
Hos Us conv 0.1 $2.2M 3.0M 0.74
Ciena Corp note 0.875% 6/1 0.1 $2.0M 2.1M 0.99
Weyerhaeuser C conv prf 0.1 $2.1M 44k 47.71
Nuveen Performance Plus Municipal Fund 0.1 $1.9M 133k 14.18
Ares Capital Corp 5.75 16 convert 0.1 $1.9M 1.8M 1.01
BlackRock Florida Municipal 2020 Term Tr 0.1 $1.8M 118k 14.90
Blackrock Muniyield Fund (MYD) 0.1 $1.5M 105k 14.21
Fluidigm Corporation convertible cor 0.1 $1.5M 2.1M 0.73
MFS Municipal Income Trust (MFM) 0.1 $1.2M 185k 6.39
BlackRock MuniYield Insured Investment 0.1 $1.2M 88k 13.50
Dominion Res D Ser A Units 6.375% 01-jul-2017 convprf 0.1 $1.2M 23k 49.87
MFS High Income Municipal Trust (CXE) 0.1 $950k 200k 4.75
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 0.1 $1.0M 71k 14.67
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.0 $833k 58k 14.37
BlackRock Municipal Bond Investment Tst 0.0 $710k 50k 14.20
Arcelormittal Sa Luxembourg mand cv nt 16 0.0 $756k 92k 8.22
New Gold Inc Cda (NGD) 0.0 $645k 284k 2.27
Nuveen Dividend Advantage Municipal Fd 2 0.0 $528k 39k 13.63
MFS High Yield Municipal Trust (CMU) 0.0 $379k 87k 4.37
BlackRock MuniHoldings New Jersey Ins Fn (MUJ) 0.0 $298k 22k 13.52
Eaton Vance New York Municipal Bond Fund (ENX) 0.0 $184k 15k 12.58
Blackrock Muniyield California Ins Fund 0.0 $243k 16k 14.97
Nuveen Ny Divid Advntg Mun F (NAN) 0.0 $173k 13k 13.43
Dynegy 0.0 $271k 13k 20.66
Cien 4 12/15/20 0.0 $144k 110k 1.31