MacKay Shields

Mackay Shields as of Sept. 30, 2016

Portfolio Holdings for Mackay Shields

Mackay Shields holds 115 positions in its portfolio as reported in the September 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
American Rlty Cap Pptys Inc note 3.750%12/1 3.9 $87M 85M 1.02
Teleflex Inc note 3.875% 8/0 3.0 $66M 24M 2.73
Danaher Corp Del debt 3.0 $66M 22M 2.99
Xilinx Inc Cvt 2.625 6-15-17 convert 2.9 $64M 34M 1.88
Macquarie Infrastructure conv 2.7 $60M 51M 1.17
Microchip Technology Inc note 1.625% 2/1 2.6 $57M 44M 1.28
Xpo Logistics note 4.5% 10/1 2.3 $51M 23M 2.25
Al Us conv 2.1 $47M 38M 1.24
Medidata Solutions Inc conv 2.1 $46M 39M 1.17
Comstock Res Inc note 9.500% 6/1 2.1 $46M 62M 0.74
Biomarin Pharmaceutical Inc note 0.750%10/1 2.0 $45M 37M 1.20
Nxp Semiconductors N V dbcv 1.000% 12/0 1.9 $43M 36M 1.18
Priceline.com debt 1.000% 3/1 1.8 $39M 25M 1.58
Verint Sys Inc note 1.5% 6/1 1.8 $39M 41M 0.95
American Tower Corp New Pfd Co p 1.7 $38M 338k 111.47
Comstock Res Inc note 7.750% 4/0 1.7 $38M 51M 0.74
Depomed Inc conv 1.7 $37M 26M 1.42
Stone Energy Corp Sr Nt Conv 1.750% 03/01/17 B/e Dtd 03/06/12 1.6 $36M 61M 0.59
Helix Energy Solutions note 1.6 $35M 37M 0.94
Hologic Inc cnv 1.5 $34M 25M 1.36
Allergan Plc pfd conv ser a 1.5 $34M 41k 821.53
Salesforce.com Inc conv 1.5 $34M 28M 1.20
Tyson Foods Inc cnv p 1.5 $34M 411k 81.86
Red Hat Inc conv 1.5 $33M 26M 1.27
Nvidia Corp note 1.000 12/0 1.5 $33M 9.6M 3.40
Molina Healthcare Inc conv 1.5 $32M 27M 1.18
Crown Castle Intl Corp New cnv pfd stk sr a 1.4 $31M 275k 113.02
Wabash National Corp 3.375 '18 conv 1.4 $31M 23M 1.34
Chart Industries 2% conv 1.3 $29M 30M 0.98
Stanley Black & Decker Inc Uni p 1.3 $29M 229k 126.33
Wellpoint Inc Note cb 1.2 $27M 16M 1.76
Nuveen Insured Tax-Free Adv Munici (NEA) 1.2 $26M 1.8M 14.60
On Semiconductor Corp note 2.625%12/1 1.2 $26M 22M 1.19
Weatherford Intl Ltd Note 5.875% 7/0 bond 1.2 $26M 23M 1.12
Servicenow Inc. note 1.1 $25M 21M 1.22
Advanced Micro Devices Inc Note 2.125% 9/0 bond 1.1 $25M 23M 1.09
Lam Research Corp conv 1.1 $24M 15M 1.59
Priceline Grp Inc note 0.350% 6/1 1.1 $24M 19M 1.28
On Semiconductor Corp Note 1.000%12/0 bond 1.1 $24M 23M 1.02
Illumina Inc conv 1.1 $23M 22M 1.09
Teva Pharm Finance Llc Cvt cv bnd 1.0 $23M 19M 1.20
SPDR Gold Trust (GLD) 1.0 $21M 169k 125.64
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.9 $21M 1.3M 15.74
Citrix Systems Inc conv 0.9 $20M 18M 1.14
90184l Ab 8 Twitter Inc Note 0.250% 9/1 twitter 0.9 $20M 21M 0.97
Intercept Pharmas conv 0.9 $19M 17M 1.12
Nuveen Insd Dividend Advantage (NVG) 0.8 $18M 1.1M 16.07
Oasis Pete Inc New Note 2.625% 9/1 bond 0.8 $17M 15M 1.13
Putnam Municipal Opportunities Trust (PMO) 0.7 $17M 1.2M 13.34
Echo Global Logistics Inc note 2.500% 5/0 0.7 $16M 17M 0.95
Delta Air Lines (DAL) 0.7 $16M 400k 39.36
T Mobile Us Inc conv pfd ser a 0.7 $16M 201k 78.16
Carriage Svcs Inc note 2.750% 3/1 0.7 $16M 13M 1.18
Micron Technology Inc conv 0.7 $15M 17M 0.89
1,375% Liberty Media 15.10.2023 note 0.7 $15M 15M 1.04
Atlas Air Worldwide Hldgs In note 2.250% 6/0 0.7 $15M 15M 0.97
Southwestern Energy Co Dep 1/2 dep shs 1/20 b 0.6 $13M 426k 31.57
Fiat Chrysler Auto 0.6 $13M 200k 64.05
Alza Corp sdcv 7/2 0.6 $12M 7.6M 1.63
Mgic Investment Corp note 0.6 $12M 9.8M 1.27
Bank Of America Corporation preferred (BAC.PL) 0.6 $12M 10k 1220.90
Blackrock Muni Intermediate Drtn Fnd 0.6 $12M 800k 15.16
Illumina Inc. 0.00% June 15, 2019 ccb 0.5 $11M 11M 1.04
Proofpoint Inc note 1.250%12/1 0.5 $11M 5.7M 1.94
Intel Corp. Jr. Sub. Cv. Deb. conv 0.5 $11M 5.8M 1.83
Bank of America Corporation (BAC) 0.5 $10M 666k 15.65
Medicines Co dbcv 1.375% 6/0 0.5 $10M 7.1M 1.44
General Motors Company (GM) 0.4 $9.5M 300k 31.77
Newpark Res Inc note 4.000%10/0 0.4 $9.6M 9.7M 0.99
Radian Group Inc note 0.4 $9.6M 7.4M 1.30
Isis Pharmaceuticals Inc Del note 1.000%11/1 0.4 $9.5M 10M 0.93
Proofpoint Inc dbcv 0.750% 6/1 0.4 $9.3M 8.0M 1.16
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 0.4 $9.2M 649k 14.12
Webmd Health Corp 1.5% cnvrtbnd 0.4 $9.1M 7.9M 1.16
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.4 $8.9M 6.8k 1309.27
United Technologies Corporation 0.4 $9.0M 88k 101.60
Rambus Inc Del note 1.125% 8/1 0.4 $8.7M 7.4M 1.18
Halliburton Company (HAL) 0.4 $8.4M 187k 44.88
Intel Corp sdcv 0.4 $8.4M 6.1M 1.38
Nuveen PA Investnt Quality Municipal (NQP) 0.4 $8.4M 563k 14.91
Delaware Inv Mn Mun Inc Fd I 0.4 $8.4M 564k 14.95
Rpm International Inc convertible cor 0.4 $8.3M 6.9M 1.20
Novellus Systems, Inc. note 2.625% 5/1 0.4 $7.9M 2.8M 2.79
Nextera Energy Inc unit 08/31/2018 0.3 $7.9M 132k 59.35
American Rlty Cap Pptys Inc note 3.000% 8/0 0.3 $7.0M 7.0M 1.00
Eaton Vance New York Municipal Bond Fund (ENX) 0.3 $6.8M 474k 14.32
BlackRock MuniYield Michigan Insured Fnd (MIY) 0.3 $6.8M 452k 15.12
Airtran Hldgs Inc note 5.250%11/0 0.3 $6.7M 2.4M 2.74
Alcoa Inc cnv p 0.3 $6.7M 203k 33.09
Welltower Inc 6.50% pfd prepet 0.3 $6.5M 98k 66.87
Marriott International (MAR) 0.3 $5.9M 88k 67.33
Yahoo Inc note 12/0 0.2 $5.4M 5.3M 1.03
Petroquest Energy 0.2 $5.6M 1.6M 3.46
Baker Hughes Incorporated 0.2 $4.5M 90k 50.47
Nuveen Michigan Qlity Incom Municipal 0.2 $4.4M 300k 14.74
Nuance Communications Inc note 2.750%11/0 0.2 $4.4M 4.4M 1.01
Seacor Holdings Inc note 2.500%12/1 0.2 $4.4M 4.3M 1.01
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.2 $4.1M 168k 24.26
Delaware Invt Nat Muni Inc F sh ben int (VFL) 0.2 $3.6M 256k 14.15
BlackRock Florida Municipal 2020 Term Tr 0.1 $3.1M 204k 15.33
Avis Budget (CAR) 0.1 $2.8M 83k 34.21
Nuveen Maryland Premium Income Municipal 0.1 $2.8M 200k 13.86
MFS Municipal Income Trust (MFM) 0.1 $2.6M 348k 7.49
Rex Energy Corporation 0.1 $1.9M 3.3M 0.58
MFS High Income Municipal Trust (CXE) 0.1 $1.9M 362k 5.36
BlackRock MuniHoldings New Jersey Ins Fn (MUJ) 0.1 $2.1M 133k 15.65
Comstock Resources (CRK) 0.1 $1.9M 248k 7.64
Ciena Corp note 0.875% 6/1 0.1 $1.9M 1.9M 0.99
Eaton Vance Mun Income Term Tr (ETX) 0.1 $1.9M 88k 21.18
Hos Us conv 0.1 $1.7M 3.0M 0.58
Invesco Quality Municipal Inc Trust (IQI) 0.1 $1.4M 100k 13.80
BlackRock LT Municipal Advantage Trust (BTA) 0.1 $1.1M 89k 12.64
ProShares UltraShort 7-10 Year Trea (PST) 0.0 $499k 25k 20.12
Invesco Van Kampen Municipal Trust (VKQ) 0.0 $332k 24k 13.78
Live Nation Entertainmen conv 0.0 $262k 240k 1.09