MacKay Shields

Mackay Shields as of Dec. 31, 2016

Portfolio Holdings for Mackay Shields

Mackay Shields holds 118 positions in its portfolio as reported in the December 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
American Rlty Cap Pptys Inc note 3.750%12/1 4.0 $83M 83M 1.00
Xilinx Inc Cvt 2.625 6-15-17 convert 3.4 $71M 34M 2.10
Danaher Corp Del debt 3.1 $65M 22M 2.97
Macquarie Infrastructure conv 2.8 $59M 51M 1.17
Teleflex Inc note 3.875% 8/0 2.8 $58M 22M 2.61
Microchip Technology Inc note 1.625% 2/1 2.7 $57M 44M 1.29
Comstock Res Inc note 9.500% 6/1 2.7 $56M 64M 0.88
Xpo Logistics note 4.5% 10/1 2.5 $52M 20M 2.64
Al Us conv 2.4 $51M 38M 1.34
Comstock Res Inc note 7.750% 4/0 2.1 $44M 51M 0.88
Biomarin Pharmaceutical Inc note 0.750%10/1 2.1 $43M 39M 1.12
Nxp Semiconductors N V dbcv 1.000% 12/0 2.0 $41M 36M 1.14
Hologic Inc cnv 1.9 $39M 29M 1.36
Priceline.com debt 1.000% 3/1 1.9 $39M 25M 1.57
Verint Sys Inc note 1.5% 6/1 1.8 $38M 41M 0.94
Advanced Micro Devices Inc Note 2.125% 9/0 bond 1.7 $36M 23M 1.58
American Tower Corp New Pfd Co p 1.7 $35M 334k 105.00
Helix Energy Solutions Grp I note 4.250% 5/0 1.7 $35M 34M 1.03
Salesforce.com Inc conv 1.6 $32M 28M 1.16
Wellpoint Inc Note cb 1.5 $31M 16M 2.00
Molina Healthcare Inc conv 1.5 $31M 27M 1.14
Allergan Plc pfd conv ser a 1.5 $31M 41k 762.38
Red Hat Inc conv 1.4 $30M 26M 1.17
Chart Industries 2% conv 1.4 $29M 30M 0.98
Tyson Foods Inc cnv p 1.3 $28M 407k 67.65
Priceline Grp Inc note 0.350% 6/1 1.3 $28M 22M 1.28
Lam Research Corp conv 1.3 $27M 15M 1.75
Weatherford Intl Ltd Note 5.875% 7/0 bond 1.2 $25M 23M 1.09
Servicenow Inc. note 1.2 $24M 21M 1.17
Inphi Corp note 1.125%12/0 1.2 $24M 19M 1.29
Nuveen Insured Tax-Free Adv Munici (NEA) 1.1 $24M 1.8M 13.34
On Semiconductor Corp Note 1.000%12/0 bond 1.1 $24M 23M 1.03
1,375% Liberty Media 15.10.2023 note 1.1 $23M 21M 1.07
Nvidia Corp note 1.000 12/0 1.1 $22M 4.2M 5.29
Wabash National Corp 3.375 '18 conv 1.0 $21M 15M 1.40
SPDR Gold Trust (GLD) 1.0 $21M 189k 109.61
Rambus Inc Del note 1.125% 8/1 1.0 $21M 17M 1.25
Oasis Pete Inc New Note 2.625% 9/1 bond 1.0 $21M 15M 1.39
Teva Pharm Finance Llc Cvt cv bnd 1.0 $21M 19M 1.10
Citrix Systems Inc conv 1.0 $21M 18M 1.16
Illumina Inc conv 1.0 $20M 21M 0.96
Carriage Svcs Inc note 2.750% 3/1 0.9 $19M 14M 1.35
90184l Ab 8 Twitter Inc Note 0.250% 9/1 twitter 0.9 $19M 21M 0.94
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.9 $19M 1.3M 14.14
T Mobile Us Inc conv pfd ser a 0.9 $19M 201k 94.28
Amag Pharmaceuticals Inc note 2.500% 2/1 0.9 $18M 13M 1.41
Mercadolibre Inc note 2.250% 7/0 0.8 $18M 13M 1.38
Mgic Investment Corp note 0.8 $17M 12M 1.49
Micron Technology Inc conv 0.8 $17M 17M 1.00
Echo Global Logistics Inc note 2.500% 5/0 0.8 $17M 17M 0.99
Nuveen Insd Dividend Advantage (NVG) 0.8 $16M 1.1M 14.46
Depomed Inc conv 0.8 $16M 14M 1.14
Putnam Municipal Opportunities Trust (PMO) 0.7 $15M 1.3M 11.95
Intercept Pharmas conv 0.7 $15M 17M 0.90
Atlas Air Worldwide Hldgs In note 2.250% 6/0 0.7 $15M 15M 1.01
Delta Air Lines (DAL) 0.7 $15M 303k 49.19
Bank of America Corporation (BAC) 0.7 $15M 666k 22.10
Bank Of America Corporation preferred (BAC.PL) 0.7 $14M 12k 1166.75
Lennar Corporation (LEN) 0.7 $14M 321k 42.93
Webmd Health Corp 1.5% cnvrtbnd 0.6 $13M 12M 1.13
Radian Group Inc note 0.6 $12M 7.4M 1.65
Alza Corp sdcv 7/2 0.6 $12M 7.6M 1.58
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.5 $11M 800k 13.80
Southwestern Energy Co Dep 1/2 dep shs 1/20 b 0.5 $11M 421k 25.47
Proofpoint Inc note 1.250%12/1 0.5 $10M 5.7M 1.83
Illumina Inc. 0.00% June 15, 2019 ccb 0.5 $11M 11M 0.96
Isis Pharmaceuticals Inc Del note 1.000%11/1 0.5 $10M 10M 1.01
Halliburton Company (HAL) 0.5 $10M 187k 54.09
Intel Corp. Jr. Sub. Cv. Deb. conv 0.5 $10M 5.7M 1.76
Medicines Co dbcv 1.375% 6/0 0.5 $9.4M 7.1M 1.32
General Motors Company (GM) 0.4 $9.0M 257k 34.84
Novellus Systems, Inc. note 2.625% 5/1 0.4 $8.8M 2.8M 3.12
Proofpoint Inc dbcv 0.750% 6/1 0.4 $8.9M 7.9M 1.13
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 0.4 $8.3M 649k 12.81
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.4 $8.0M 6.7k 1190.08
Intel Corp sdcv 0.4 $7.9M 5.8M 1.35
Rpm International Inc convertible cor 0.4 $7.9M 6.6M 1.20
Delaware Inv Mn Mun Inc Fd I 0.4 $7.6M 564k 13.52
Nextera Energy Inc unit 08/31/2018 0.4 $7.6M 132k 57.75
Marriott International (MAR) 0.3 $7.3M 88k 82.68
Nuveen PA Investnt Quality Municipal (NQP) 0.3 $7.4M 563k 13.08
Eaton Vance New York Municipal Bond Fund (ENX) 0.3 $7.0M 566k 12.30
Arconic 0.3 $6.2M 203k 30.47
BlackRock MuniYield Michigan Insured Fnd (MIY) 0.3 $6.1M 452k 13.59
United Technologies Corporation 0.3 $5.8M 53k 109.61
Welltower Inc 6.50% pfd prepet 0.3 $5.9M 98k 60.41
Petroquest Energy 0.3 $5.4M 1.6M 3.31
Yahoo Inc note 12/0 0.2 $5.2M 5.3M 0.99
Newpark Res Inc note 4.000%10/0 0.2 $4.8M 4.7M 1.01
Healthsouth Corp conv 0.2 $4.8M 4.1M 1.18
American Rlty Cap Pptys Inc note 3.000% 8/0 0.2 $4.4M 4.4M 1.00
Seacor Holdings Inc note 2.500%12/1 0.2 $4.5M 4.3M 1.04
Nuance Communications Inc note 2.750%11/0 0.2 $4.3M 4.2M 1.01
Nuveen Michigan Qlity Incom Municipal 0.2 $4.0M 300k 13.34
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.2 $3.7M 168k 21.83
Baker Hughes Incorporated 0.2 $3.3M 51k 64.98
Delaware Invt Nat Muni Inc F sh ben int (VFL) 0.2 $3.4M 256k 13.15
BlackRock Florida Municipal 2020 Term Tr 0.1 $3.1M 204k 15.01
BlackRock MuniHoldings New Jersey Ins Fn (MUJ) 0.1 $3.0M 215k 13.91
MFS Municipal Income Trust (MFM) 0.1 $2.6M 394k 6.63
Nuveen Maryland Premium Income Municipal 0.1 $2.5M 200k 12.44
Comstock Resources (CRK) 0.1 $2.1M 208k 9.85
Ciena Corp note 0.875% 6/1 0.1 $1.8M 1.8M 1.00
MFS High Income Municipal Trust (CXE) 0.1 $1.8M 362k 4.90
Eaton Vance Mun Income Term Tr (ETX) 0.1 $1.7M 88k 19.61
Rex Energy Corporation 0.1 $1.2M 2.6M 0.47
SPDR Barclays Capital Convertible SecETF (CWB) 0.1 $1.3M 29k 45.64
Invesco Quality Municipal Inc Trust (IQI) 0.1 $1.3M 107k 12.40
BlackRock LT Municipal Advantage Trust (BTA) 0.1 $1.0M 89k 11.28
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.1 $1.1M 99k 11.38
Arch Coal Inc cl a 0.1 $1.1M 14k 78.04
BlackRock MuniYield New York Insured Fnd (MYN) 0.0 $688k 54k 12.70
BlackRock Insured Municipal Income Trust (BYM) 0.0 $451k 33k 13.87
Invesco Van Kampen Municipal Trust (VKQ) 0.0 $295k 24k 12.25
MFS High Yield Municipal Trust (CMU) 0.0 $150k 34k 4.42
BlackRock MuniHoldings New York Insured (MHN) 0.0 $134k 10k 13.40
Live Nation Entertainmen conv 0.0 $257k 240k 1.07
Medidata Solutions Inc conv 0.0 $24k 22k 1.09