Mariner Investment as of Sept. 30, 2012
Portfolio Holdings for Mariner Investment
Mariner Investment holds 0 positions in its portfolio as reported in the September 2012 quarterly 13F filing
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FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
A H BELO CORP COM CL A 001282102 564 116847 SH DEFINED 0 116847 0
ABERCROMBIE & FITCH CO CL A 002896207 3 14300 SH CALL DEFINED 0 14300 0
ABERCROMBIE & FITCH CO CL A 002896207 63 14300 SH PUT DEFINED 0 14300 0
AEROPOSTALE COM 007865108 1143 84500 SH DEFINED 0 84500 0
AETNA INC NEW COM 00817Y108 45 38300 SH CALL DEFINED 0 38300 0
AETNA INC NEW COM 00817Y108 4 9700 SH PUT DEFINED 0 9700 0
AMERICAN INTL GROUP INC COM NEW 026874784 0 0 SH DEFINED 0 0 0
AMERICAN INTL GROUP INC COM NEW 026874784 82 30000 SH CALL DEFINED 0 30000 0
ANNALY CAP MGMT INC COM 035710409 44 236400 SH PUT DEFINED 0 236400 0
ANNALY CAP MGMT INC NOTE 4.000% 2/1 035710AA0 3947 3100000 PRN DEFINED 0 3100000 0
APACHE CORP COM 037411105 3 14300 SH CALL DEFINED 0 14300 0
APACHE CORP COM 037411105 38 14300 SH PUT DEFINED 0 14300 0
BAKER HUGHES INC COM 057224107 9 17900 SH CALL DEFINED 0 17900 0
BAKER HUGHES INC COM 057224107 34 17900 SH PUT DEFINED 0 17900 0
BAKER HUGHES INC COM 057224107 371 8192 SH DEFINED 0 8192 0
BED BATH & BEYOND INC COM 075896100 2029 32200 SH DEFINED 0 32200 0
BHP BILLITON LTD SPONSORED ADR 088606108 515 7500 SH DEFINED 0 7500 0
BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 698 25000 SH DEFINED 0 25000 0
BP PLC SPONSORED ADR 055622104 16 14300 SH CALL DEFINED 0 14300 0
BP PLC SPONSORED ADR 055622104 10 14300 SH PUT DEFINED 0 14300 0
CAMERON INTERNATIONAL CORP COM 13342B105 230 4096 SH DEFINED 0 4096 0
CAZADOR ACQUISITION CORPORAT *W EXP 99/99/999 G19867129 13 31400 SH DEFINED 0 31400 0
CHESAPEAKE ENERGY CORP COM 165167107 0 0 SH DEFINED 0 0 0
CHESAPEAKE ENERGY CORP COM 165167107 2 50000 SH CALL DEFINED 0 50000 0
CHESAPEAKE ENERGY CORP COM 165167107 21 53600 SH PUT DEFINED 0 53600 0
CITIGROUP INC COM NEW 172967424 9 28600 SH PUT DEFINED 0 28600 0
COMCAST CORP NEW CL A SPL 20030N200 3655 105000 SH DEFINED 0 105000 0
COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 246 40000 SH DEFINED 0 40000 0
COOPER INDUSTRIES PLC SHS G24140108 4504 60000 SH DEFINED 0 60000 0
COSI INC COM 22122P101 110 143570 SH DEFINED 0 143570 0
DECKERS OUTDOOR CORP COM 243537107 2 14300 SH CALL DEFINED 0 14300 0
DECKERS OUTDOOR CORP COM 243537107 91 14300 SH PUT DEFINED 0 14300 0
DELPHI AUTOMOTIVE PLC SHS G27823106 3952 127499 SH DEFINED 0 127499 0
ENBRIDGE ENERGY PARTNERS L P COM 29250R106 566 19241 SH DEFINED 0 19241 0
EXPRESS INC COM 30219E103 212 14300 SH DEFINED 0 14300 0
FREEPORT-MCMORAN COPPER & GO COM 35671D857 340 307400 SH CALL DEFINED 0 307400 0
FURNITURE BRANDS INTL INC COM 360921100 247 170000 SH DEFINED 0 170000 0
GASTAR EXPL LTD COM NEW 367299203 83 50000 SH DEFINED 0 50000 0
GENCOR INDS INC COM 368678108 201 27200 SH DEFINED 0 27200 0
GENERAL MTRS CO *W EXP 07/10/201 37045V118 5865 423797 SH DEFINED 0 423797 0
GENON ENERGY INC COM 37244E107 127 50000 SH DEFINED 0 50000 0
GEOEYE INC COM 37250W108 745 28181 SH DEFINED 0 28181 0
GOODRICH PETE CORP COM NEW 382410405 358 28300 SH DEFINED 0 28300 0
GUESS INC COM 401617105 7 28600 SH CALL DEFINED 0 28600 0
HALLIBURTON CO COM 406216101 379 11264 SH DEFINED 0 11264 0
IDENIX PHARMACEUTICALS INC COM 45166R204 182 40000 SH DEFINED 0 40000 0
ILLUMINA INC COM 452327109 482 10000 SH DEFINED 0 10000 0
INVESCO VAN KAMP DYN CRDT OP COM 46132R104 1311 103412 SH DEFINED 0 103412 0
ISHARES INC MSCI BRAZIL 464286400 1081 20000 SH DEFINED 0 20000 0
ISHARES TR RUSSELL 2000 464287655 22 50000 SH PUT DEFINED 0 50000 0
JOY GLOBAL INC COM 481165108 5 10000 SH CALL DEFINED 0 10000 0
JOY GLOBAL INC COM 481165108 49 10000 SH PUT DEFINED 0 10000 0
KINDER MORGAN MANAGEMENT LLC SHS 49455U100 4202 55000 SH DEFINED 0 55000 0
KRAFT FOODS INC CL A 50075N104 827 20000 SH DEFINED 0 20000 0
LIBERTY GLOBAL INC COM SER C 530555309 989 17500 SH DEFINED 0 17500 0
LIBERTY MEDIA CORP NEW DEB 3.125% 3/3 530718AF2 34224 24491000 PRN DEFINED 0 24491000 0
MACK CALI RLTY CORP COM 554489104 559 21000 SH DEFINED 0 21000 0
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 16 20000 SH PUT DEFINED 0 20000 0
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 35 20000 SH CALL DEFINED 0 20000 0
MARKET VECTORS ETF TR RUSSIA ETF 57060U506 360 12500 SH DEFINED 0 12500 0
MATTEL INC COM 577081102 23 28600 SH PUT DEFINED 0 28600 0
MBIA INC COM 55262C100 328 32349 SH DEFINED 0 32349 0
NATIONAL OILWELL VARCO INC COM 637071101 369 4608 SH DEFINED 0 4608 0
NEXEN INC COM 65334H102 1810 71500 SH DEFINED 0 71500 0
NEXEN INC COM 65334H102 8 6000 SH PUT DEFINED 0 6000 0
NIKE INC CL B 654106103 0 0 SH DEFINED 0 0 0
NIKE INC CL B 654106103 19 10000 SH CALL DEFINED 0 10000 0
NIKE INC CL B 654106103 20 10000 SH PUT DEFINED 0 10000 0
NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 202 5632 SH DEFINED 0 5632 0
OAKTREE CAP GROUP LLC UNIT 99/99/9999 674001201 205 5000 SH DEFINED 0 5000 0
OCCIDENTAL PETE CORP DEL COM 674599105 19 14300 SH CALL DEFINED 0 14300 0
OCCIDENTAL PETE CORP DEL COM 674599105 23 14300 SH PUT DEFINED 0 14300 0
OMNICARE CAP TR II PFD B TR 4.00% 68214Q200 26250 562217 SH DEFINED 0 562217 0
OWENS ILL INC COM NEW 690768403 265 14100 SH DEFINED 0 14100 0
PERMIAN BASIN RTY TR UNIT BEN INT 714236106 341 22214 SH DEFINED 0 22214 0
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 33 90000 SH CALL DEFINED 0 90000 0
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 320 180000 SH PUT DEFINED 0 180000 0
PPL CORP UNIT 99/99/9999 69351T601 5376 100000 SH DEFINED 0 100000 0
QUICKSILVER RESOURCES INC COM 74837R104 102 25000 SH DEFINED 0 25000 0
RESEARCH IN MOTION LTD COM 760975102 131 17500 SH DEFINED 0 17500 0
RMR REAL ESTATE INCOME FUND COM 76970B101 2396 135166 SH DEFINED 0 135166 0
ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 2669 38454 SH DEFINED 0 38454 0
SANOFI RIGHT 12/31/2020 80105N113 202 120000 SH DEFINED 0 120000 0
SBA COMMUNICATIONS CORP NOTE 1.875% 5/0 78388JAN6 6859 4500000 PRN DEFINED 0 4500000 0
SCHLUMBERGER LTD COM 806857108 611 8448 SH DEFINED 0 8448 0
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 40 14300 SH CALL DEFINED 0 14300 0
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 12 14300 SH PUT DEFINED 0 14300 0
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 29 7200 SH CALL DEFINED 0 7200 0
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 20 7200 SH PUT DEFINED 0 7200 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 33 33600 SH CALL DEFINED 0 33600 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 16 33600 SH PUT DEFINED 0 33600 0
SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 29 14300 SH CALL DEFINED 0 14300 0
SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 20 14300 SH PUT DEFINED 0 14300 0
SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 30 15800 SH CALL DEFINED 0 15800 0
SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 21 15800 SH PUT DEFINED 0 15800 0
SHAW GROUP INC COM 820280105 436 10000 SH DEFINED 0 10000 0
SPDR GOLD TRUST GOLD SHS 78463V107 373 100000 SH CALL DEFINED 0 100000 0
SPDR S^P 500 ETF TR TR UNIT 78462F103 7832 54400 SH DEFINED 0 54400 0
SPDR S^P 500 ETF TR TR UNIT 78462F103 2518 1214300 SH PUT DEFINED 0 1214300 0
SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 471 33600 SH DEFINED 0 33600 0
STAPLES INC COM 855030102 346 30000 SH DEFINED 0 30000 0
SUNOCO INC COM 86764P109 1405 30000 SH DEFINED 0 30000 0
SUPERIOR ENERGY SVCS INC COM 868157108 513 25000 SH DEFINED 0 25000 0
TIME WARNER TELECOM INC DBCV 2.375% 4/0 887319AC5 4259 3000000 PRN DEFINED 0 3000000 0
TRANSOCEAN LTD REG SHS H8817H100 253 5632 SH DEFINED 0 5632 0
TRANSOCEAN LTD REG SHS H8817H100 11 14300 SH CALL DEFINED 0 14300 0
TRANSOCEAN LTD REG SHS H8817H100 31 14300 SH PUT DEFINED 0 14300 0
TRONOX LTD SHS CL A Q9235V101 1085 47900 SH DEFINED 0 47900 0
UNITED STATES STL CORP NEW COM 912909108 20 42900 SH PUT DEFINED 0 42900 0
URBAN OUTFITTERS INC COM 917047102 2 20000 SH PUT DEFINED 0 20000 0
VERIFONE SYS INC COM 92342Y109 4 28600 SH CALL DEFINED 0 28600 0
VERIZON COMMUNICATIONS INC COM 92343V104 2 28600 SH PUT DEFINED 0 28600 0
VIVUS INC COM 928551100 47 17900 SH PUT DEFINED 0 17900 0
VIVUS INC COM 928551100 8 17900 SH CALL DEFINED 0 17900 0
VORNADO RLTY TR SH BEN INT 929042109 8 25000 SH CALL DEFINED 0 25000 0
WELLPOINT INC COM 94973V107 7 14300 SH CALL DEFINED 0 14300 0
WELLPOINT INC COM 94973V107 25 14400 SH PUT DEFINED 0 14400 0
XERIUM TECHNOLOGIES INC COM NEW 98416J118 374 106779 SH DEFINED 0 106779 0
ZYNGA INC CL A 98986T108 284 100000 SH DEFINED 0 100000 0