Mitsubishi UFJ Securities Holdings

Mitsubishi UFJ Securities Holdings as of Sept. 30, 2013

Portfolio Holdings for Mitsubishi UFJ Securities Holdings

Mitsubishi UFJ Securities Holdings holds 59 positions in its portfolio as reported in the September 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Tesla Mtrs Note 1.500% 6/0 (Principal) 8.5 $20M 12M 1.69
Micron Technology Note 1.875% 6/0 (Principal) 8.4 $20M 16M 1.26
Alliance Data Systems Corp Note 4.750% 5/1 (Principal) 7.5 $18M 4.0M 4.45
Goldcorp Note 2.000% 8/0 (Principal) 6.5 $16M 15M 1.01
General Mtrs *w Exp 07/10/201 5.5 $13M 701k 18.60
Agco Corp Note 1.250%12/1 (Principal) 5.3 $13M 8.5M 1.49
Tyson Foods Note 3.250%10/1 (Principal) 5.1 $12M 7.1M 1.71
Mgm Resorts International Note 4.250% 4/1 (Principal) 4.9 $12M 9.2M 1.26
Apple (AAPL) 3.5 $8.3M 17k 476.72
Leap Wireless Intl Note 4.500% 7/1 (Principal) 3.4 $8.1M 8.0M 1.02
Linear Technology Corp Note 3.000% 5/0 (Principal) 3.4 $8.1M 7.6M 1.07
Standard Pac Corp Note 1.250% 8/0 (Principal) 2.8 $6.6M 5.4M 1.23
Alcoa Note 5.250% 3/1 (Principal) 2.7 $6.5M 5.0M 1.29
United States Stl Corp Note 4.000% 5/1 (Principal) 2.7 $6.4M 6.3M 1.02
Bank of America Corporation (BAC) 2.3 $5.5M 400k 13.80
Omnicare DBCV 3.250%12/1 (Principal) 2.2 $5.3M 5.0M 1.06
General Mtrs *w Exp 07/10/201 2.1 $5.0M 188k 26.42
Sandisk Corp Note 1.500% 8/1 (Principal) 2.1 $5.0M 3.8M 1.33
Microchip Technology SDCV 2.125%12/1 (Principal) 1.6 $3.9M 2.5M 1.56
Archer Daniels Midland Note 0.875% 2/1 (Principal) 1.3 $3.1M 3.0M 1.02
Mylan Note 3.750% 9/1 (Principal) 1.2 $2.9M 1.0M 2.89
Chart Inds Note 2.000% 8/0 (Principal) 1.2 $2.9M 1.5M 1.86
Sunpower Corp DBCV 4.500% 3/1 (Principal) 1.1 $2.6M 2.0M 1.31
Starwood Ppty Tr Note 4.000% 1/1 (Principal) 1.1 $2.6M 2.5M 1.04
Teleflex Note 3.875% 8/0 (Principal) 1.0 $2.3M 1.6M 1.41
Intrexon Corp Com Added 0.9 $2.1M 90k 23.69
Regeneron Pharmaceuticals (REGN) 0.7 $1.8M 5.6k 312.86
InterDigital (IDCC) 0.7 $1.8M 47k 37.34
Rovi Corp Note 2.625% 2/1 (Principal) 0.7 $1.7M 1.7M 1.01
Redwood Tr Note 4.625% 4/1 (Principal) 0.7 $1.7M 1.6M 1.05
Jpmorgan Chase & Co *w Exp 10/28/201 0.7 $1.6M 96k 16.76
Mbia (MBI) 0.6 $1.5M 150k 10.23
Arcelormittal Sa Luxembourg Note 5.000% 5/1 (Principal) 0.6 $1.4M 1.4M 1.02
MetLife (MET) 0.6 $1.4M 30k 46.97
Electronic Arts (EA) 0.6 $1.3M 53k 25.55
Hertz Global Holdings Note 5.250% 6/0 (Principal) 0.6 $1.3M 500k 2.70
Alliant Techsystems Note 3.000% 8/1 (Principal) 0.6 $1.3M 1.0M 1.31
Medidata Solutions 0.5 $1.2M 12k 98.92
Evertec (EVTC) 0.5 $1.1M 50k 22.22
Starwood Ppty Tr Note 4.550% 3/0 (Principal) 0.4 $1.0M 1.0M 1.04
Pandora Media 0.4 $1.0M 40k 25.12
Take-Two Interactive Software (TTWO) 0.4 $909k 50k 18.18
Hartford Finl Svcs Group *w Exp 06/26/201 0.3 $825k 37k 22.35
International Game Technology 0.3 $787k 42k 18.92
Annaly Cap Mgmt Note 5.000% 5/1 (Principal) 0.3 $627k 615k 1.02
Facebook Cl A (META) 0.2 $502k 10k 50.20
MannKind Corporation 0.2 $428k 75k 5.71
Blackberry (BB) 0.2 $397k 50k 7.94
VirnetX Holding Corporation 0.2 $367k 18k 20.39
Hertz Global Holdings 0.1 $332k 15k 22.13
priceline.com Incorporated 0.1 $328k 324.00 1012.35
Newmont Mining Corp Note 1.250% 7/1 (Principal) 0.1 $203k 200k 1.01
Toll Brothers (TOL) 0.1 $162k 5.0k 32.40
Chimera Investment Corporation 0.1 $152k 50k 3.04
Ryland 0.1 $122k 3.0k 40.67
General Electric Company Call Option 0.0 $60k 2.5k 24.00
Strategic Global Income Fund 0.0 $18k 1.9k 9.47
Gilead Sciences Note 1.625% 5/0 (Principal) 0.0 $14k 5.0k 2.80
Rambus (RMBS) 0.0 $999.998200 82.00 12.20