Nomura Holdings as of Dec. 31, 2011
Portfolio Holdings for Nomura Holdings
Nomura Holdings holds 0 positions in its portfolio as reported in the December 2011 quarterly 13F filing
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
--------------------------- -------------- --------- ----------- ------------------- ---------- -------- ---------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
--------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
3M CO COM USD0.01 CMN 88579Y101 681 8337 SH DEFINED 2 0 8337 0
3M CO COM USD0.01 CMN 88579Y101 34 411 SH DEFINED 1 0 411 0
99 CENTS ONLY STORES COM CMN 65440K106 15531 707541 SH DEFINED 2 0 707541 0
NPV
99 CENTS ONLY STORES COM CMN 65440K106 5002 227899 SH DEFINED 1 0 227899 0
NPV
A123 SYSTEM INC COM NPV CMN 03739T108 29 18127 SH SOLE 2 18127 0 0
A123 SYSTEM INC COM NPV CNV 03739TAA6 1123 34722.22 SH SOLE 1 34722.22 0 0
ABBOTT LABORATORIES COM NPV CMN 002824100 2489 44269 SH DEFINED 2 0 44269 0
ABBOTT LABORATORIES COM NPV CMN 002824100 53 942 SH DEFINED 1 0 942 0
ABERCROMBIE & FITCH CO CMN 002896207 367 7517 SH DEFINED 2 0 7517 0
CL'A'COM USD0.01
ABERCROMBIE & FITCH CO CMN 002896207 332 6803 SH DEFINED 2 0 6803 0
CL'A'COM USD0.01
ACADIA PHARMACEUTICALS INC CMN 004225108 11 10000 SH SOLE 2 10000 0 0
COM USD0.001
ACCENTURE PLC CLS'A'COM CMN G1151C101 555 10421 SH SOLE 2 10421 0 0
USD0.0000225
ACCLAIM ENTMT INC COM PAR CMN 004325205 0 80 SH SOLE 1 80 0 0
$0.02
ACCURAY INC COM STK CMN 004397105 261 61592 SH SOLE 2 61592 0 0
USD0.001
ACCURIDE CORP NEW CMN 00439T206 5136.874 721471 SH SOLE 4 610046 0 111425
ACTIVISION BLIZZARD INC CMN 00507V109 1345 109152 SH SOLE 2 109152 0 0
COM USD0.000001
ACTUANT CORP CL'A' COM CNV 00508XAB0 2587 21428.57 SH SOLE 1 21428.57 0 0
USD0.20
ADVANCED MARKETING CMN 00753T105 0 168 SH SOLE 1 168 0 0
SERVICES
ADVANCED MEDICAL ISOTOPE CMN 00765X102 2 20000 SH SOLE 1 20000 0 0
CORP USD0.001
ADVANCED MICRO DEVICES INC CMN 007903107 357 66108 SH SOLE 2 66108 0 0
COM USD0.01
ADVANCED OPTICS CMN 00754V109 0 38000 SH SOLE 1 38000 0 0
ELECTRONICS COM
ADVANTA CORP-CLASS A CMN 007942105 0 22 SH SOLE 1 22 0 0
AETNA INC COM USD0.01 CMN 00817Y108 849 20112 SH SOLE 2 20112 0 0
AFLAC INC COM USD0.10 CMN 001055102 191 4411 SH DEFINED 2 0 4411 0
AFLAC INC COM USD0.10 CMN 001055102 26 600 SH DEFINED 3 0 600 0
AGCO CORP COM USD0.01 CNV 001084AM4 2601 21139.2 SH SOLE 1 21139.2 0 0
AGILENT TECHNOLOGIES INC CMN 00846U101 344 9836 SH SOLE 2 9836 0 0
COM STK USD0.01
AGNICO-EAGLE MINES LTD COM CMN 008474108 315 8678 SH SOLE 2 8678 0 0
NPV
AGRIUM INC COM NPV CMN 008916108 1748 26044 SH DEFINED 2 0 26044 0
AGRIUM INC COM NPV CMN 008916108 93 1389 SH DEFINED 2 0 1389 0
AIR LEASE CORP COM NPV 144A CNV 00912XAA2 336 3308.35 SH SOLE 1 3308.35 0 0
AK STEEL HOLDING CORP COM CMN 001547108 843 102034 SH SOLE 2 102034 0 0
USD0.01
AKAMAI TECHNOLOGIES INC CMN 00971T101 100 3100 SH DEFINED 2 0 3100 0
COM USD0.01
AKAMAI TECHNOLOGIES INC CMN 00971T101 1851 57343 SH DEFINED 1 0 57343 0
COM USD0.01
AKORN INC COM STK NPV CMN 009728106 121 10894 SH SOLE 2 10894 0 0
ALASKA COMMSS SYSTEMS CNV 01167PAB7 61195 620010.85 SH SOLE 1 620010.85 0 0
GROUP INC COM USD0.01
ALCATEL-LUCENT EUR2 CMN 013904305 145 92916 SH SOLE 2 92916 0 0
ALCATEL-LUCENT EUR2 CNV 549463AH0 756 8677.52 SH SOLE 1 8677.52 0 0
ALCOA INC COM USD1 CMN 013817101 558 64499 SH DEFINED 2 0 64499 0
ALCOA INC COM USD1 CMN 013817101 3218 371994 SH DEFINED 2 0 371994 0<br /><br />FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
--------------------------- -------------- --------- ----------- ------------------- ---------- -------- ---------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
--------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
ALCOA INC COM USD1 CNV 013817AT8 75353 494930.96 SH SOLE 1 494930.96 0 0
ALEXION PHARMACEUTICALS CMN 015351109 304 4250 SH SOLE 2 4250 0 0
INC COM USD0.0001
ALLEGHENY TECHNOLOGIES INC CNV 01741RAD4 512 3684.65 SH SOLE 1 3684.65 0 0
COM USD0.10
ALLERGAN INC/UNITED STATES CMN 018490102 348 3965 SH SOLE 2 3965 0 0
USD0.01
ALLIANCE DATA SYSTEMS CORP CNV 018581AC2 12128 53736.08 SH SOLE 1 53736.08 0 0
COM USD0.01
ALLIANCE DATA SYSTEMS CORP CNV 018581AD0 13358 97327.44 SH SOLE 1 97327.44 0 0
COM USD0.01
ALLIED IRISH BANKS PLC CMN 019228808 175 257080 SH SOLE 2 257080 0 0
EUR0.01
ALPHA NAT RES LLC COM CNV 02076XAA0 1703 18296.18 SH SOLE 1 18296.18 0 0
USD0.01
ALTRIA GROUP INC COM CMN 02209S103 1119 37737 SH DEFINED 2 0 37737 0
USD0.333333
ALTRIA GROUP INC COM CMN 02209S103 34 1161 SH DEFINED 1 0 1161 0
USD0.333333
ALUMINA LTD NPV CMN 022205108 148 32000 SH SOLE 2 32000 0 0
AMAZON.COM INC COM USD0.01 CMN 023135106 381 2202 SH DEFINED 2 0 2202 0
AMAZON.COM INC COM USD0.01 CMN 023135106 1896 10951 SH DEFINED 2 0 10951 0
AMAZON.COM INC COM USD0.01 CMN 023135106 1316 7605 SH DEFINED 1 0 7605 0
AMBAC FINANCIAL GROUP INC CMN 023139108 0 10500 SH SOLE 2 10500 0 0
COM USD0.01
AMERICA MOVIL SAB DE CV CMN 02364W105 10006 442760 SH SOLE 2 442760 0 0
COM SER 'L' NPV (L/VTG)
AMERICAN BRANDS INC CMN 024703100 0 200 SH SOLE 1 200 0 0
AMERICAN CAPITAL AGENCY CMN 02503X105 1107 39410 SH SOLE 2 39410 0 0
CORP COMMON STOCK USD(NPV)
AMERICAN CAPITAL LTD COM CMN 02503Y103 92 13683 SH SOLE 2 13683 0 0
USD0.01
AMERICAN DENTAL PARTNERS CMN 025353103 2009 106700 SH SOLE 1 106700 0 0
INC COM STK USD0.01
AMERICAN ELECTRIC POWER CO CMN 025537101 218 5279 SH SOLE 2 5279 0 0
INC COM USD6.50
AMERICAN EQUITY INVLIFE CNV 025676AJ6 8104 80000 SH SOLE 1 80000 0 0
HOLDING CO COM USD1
AMERICAN EXPRESS CO COM CMN 025816109 1334 28282 SH DEFINED 2 0 28282 0
USD0.20
AMERICAN EXPRESS CO COM CMN 025816109 2269 48096 SH DEFINED 1 0 48096 0
USD0.20
AMERICAN INTERNATIONAL CMN 026874784 738 31830 SH DEFINED 2 0 31830 0
GROUP INC COM USD2.50
AMERICAN INTERNATIONAL CMN 026874784 39 1701 SH DEFINED 3 0 1701 0
GROUP INC COM USD2.50
AMERICAN INTERNATIONAL CMN 026874784 4026 173527 SH DEFINED 1 0 173527 0
GROUP INC COM USD2.50
AMERICAN SUPERCONDUCTOR CMN 030111108 284 76855 SH SOLE 2 76855 0 0
CORP COM USD0.01
AMERICAN TOWER CORP CMN 029912201 152 2536 SH DEFINED 2 0 2536 0
CL'A'COM USD0.01
AMERICAN TOWER CORP CMN 029912201 2526 42094 SH DEFINED 1 0 42094 0
CL'A'COM USD0.01
AMERIGROUP CORP COM USD0.01 CNV 03073TAB8 9914 70534.13 SH SOLE 1 70534.13 0 0
AMERIPRISE FINANCIAL INC CMN 03076C106 365 7359 SH SOLE 2 7359 0 0
COM STK USD0.01
AMGEN INC COM USD0.0001 CMN 031162100 1142 17786 SH SOLE 2 17786 0 0
AMR CORP COM USD1 CMN 001765106 10 27265 SH DEFINED 2 0 27265 0
AMR CORP COM USD1 CMN 001765106 36 104166 SH DEFINED 1 0 104166 0<br /><br />FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
--------------------------- -------------- --------- ----------- ------------------- ---------- -------- ---------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
--------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
AMR CORP COM USD1 CNV 001765BC9 215 10101.01 SH SOLE 2 10101.01 0 0
AMWEST ENVIRONMENTAL GROUP CMN 03234M103 0 8800 SH SOLE 1 8800 0 0
INC COM
AMYLIN PHARMACEUTICALS INC CMN 032346108 574 50400 SH SOLE 2 50400 0 0
COM USD0.001
ANADARKO PETROLEUM CORP CMN 032511107 179 2351 SH DEFINED 2 0 2351 0
COM USD0.10
ANADARKO PETROLEUM CORP CMN 032511107 74 976 SH DEFINED 1 0 976 0
COM USD0.10
ANESIVA INC COM STK CMN 03460L100 0 10000 SH SOLE 2 10000 0 0
USD0.001
ANIXTER INTERNATIONAL INC CNV 035290AJ4 448 3947.57 SH SOLE 1 3947.57 0 0
COM USD1
ANN INC COM USD0.0068 CMN 035623107 96 3882 SH DEFINED 2 0 3882 0
ANN INC COM USD0.0068 CMN 035623107 452 18252 SH DEFINED 1 0 18252 0
ANNALY CAPITAL MANAGEMENT CMN 035710409 1739 108937 SH SOLE 2 108937 0 0
INC COM USD0.01
ANNALY CAPITAL MANAGEMENT CNV 035710AA0 14763 130066.52 SH SOLE 1 130066.52 0 0
INC COM USD0.01
APOLLO INVESTMENT CORP COM CNV 03761UAA4 4225 50909.09 SH SOLE 1 50909.09 0 0
USD0.001
APPLE INC COM NPV CMN 037833100 4044 9985 SH SOLE 2 9985 0 0
APPLIED MATERIALS INC COM CMN 038222105 7753 723902 SH DEFINED 2 0 723902 0
USD0.01
APPLIED MATERIALS INC COM CMN 038222105 124 11593 SH DEFINED 2 0 11593 0
USD0.01
APPLIED MATERIALS INC COM CMN 038222105 33 3092 SH DEFINED 1 0 3092 0
USD0.01
AQUAPRO CORP COM CMN 037940103 0 8425 SH SOLE 1 8425 0 0
ARADIGM CORP COM STK NPV CMN 038505301 51 489791 SH SOLE 2 489791 0 0
ARCELORMITTAL NY REGISTRY CMN 03938L104 3255 178967 SH SOLE 2 178967 0 0
SHARES
ARCH COAL INC COM USD0.01 CMN 039380100 269 18566 SH SOLE 2 18566 0 0
ARCH WIRELESS INC COM CMN 039392105 0 57 SH SOLE 1 57 0 0
ARCHER-DANIELS-MIDLAND CO CMN 039483102 376 13145 SH DEFINED 2 0 13145 0
COM NPV
ARCHER-DANIELS-MIDLAND CO CMN 039483102 429 15000 SH DEFINED 1 0 15000 0
COM NPV
ARCHER-DANIELS-MIDLAND CO CNV 039483AW2 8155 81180.59 SH SOLE 1 81180.59 0 0
COM NPV
ARIAD PHARMACEUTICALS INC CMN 04033A100 807 65900 SH SOLE 2 65900 0 0
COM USD0.001
ARM HOLDINGS PLC ORD CMN 042068106 216 7803 SH SOLE 2 7803 0 0
GBP0.0005
ARMITEC INC COM CMN 042242107 0 10 SH SOLE 1 10 0 0
ARRIS GROUP INC COM USD0.01 CMN 04269Q100 162 15013 SH SOLE 1 15013 0 0
ARROWHEAD RESEARCH CORP CMN 042797209 84 20000 SH SOLE 2 20000 0 0
COM STK USD0.001
ASPEN GROUP RES CORP COM CMN 045297207 0 71 SH SOLE 1 71 0 0
NEW
ASTRAZENECA PLC ORD USD0.25 CMN 046353108 465 10036 SH SOLE 2 10036 0 0
AT HOME CORP COM SER A CMN 045919107 0 10 SH SOLE 1 10 0 0
(WORTHLESS)
AT^T INC COM USD1 CMN 00206R102 300 9909 SH DEFINED 2 0 9909 0
AT^T INC COM USD1 CMN 00206R102 9 287 SH DEFINED 1 0 287 0
ATC HEALTHCARE INC CL A CMN 00209C102 0 700 SH SOLE 1 700 0 0
ATCHISON CASTING CORP COM CMN 046613105 0 100 SH SOLE 1 100 0 0
ATLANTIC GULF COMMUNITIES CMN 048556104 0 3 SH SOLE 1 3 0 0
CORP COM
ATP OIL & GAS CORP COM CMN 00208J108 97 13200 SH SOLE 2 13200 0 0
USD0.001<br /><br />FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
--------------------------- -------------- --------- ----------- ------------------- ---------- -------- ---------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
--------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
ATRICURE INC COM USD0.001 CMN 04963C209 191 17203 SH SOLE 2 17203 0 0
ATX COMMUNICATIONS INC COM CMN 002113108 0 7 SH SOLE 1 7 0 0
AU OPTRONICS CORP TWD10 CMN 002255107 432 100000 SH SOLE 2 100000 0 0
AUTOZONE INC COM USD0.01 CMN 053332102 1012 3114 SH DEFINED 2 0 3114 0
AUTOZONE INC COM USD0.01 CMN 053332102 392 1205 SH DEFINED 1 0 1205 0
AVALON CAP HLDGS CORP COM CMN 053422200 0 5 SH SOLE 1 5 0 0
NEW
AVI BIOPHARMA INC COM CMN 002346104 23 31000 SH SOLE 2 31000 0 0
USD0.0001
AVIS BUDGET GROUP INC COM CMN 053774105 123 11432 SH SOLE 2 11432 0 0
STK USD0.01
AVON PRODUCTS INC COM CMN 054303102 383 21912 SH DEFINED 2 0 21912 0
USD0.25
AVON PRODUCTS INC COM CMN 054303102 64 3652 SH DEFINED 1 0 3652 0
USD0.25
AXCELIS TECHNOLOGIES INC CMN 054540109 15 11000 SH SOLE 2 11000 0 0
COM USD0.001
BAIDU INC/CHINA UNLISTED CMN 056752108 1119 9608 SH SOLE 2 9608 0 0
NPV
BAKER HUGHES INC COM USD1 CMN 057224107 542 11146 SH SOLE 2 11146 0 0
BANCO SANTANDER BRASIL CMN 05967A107 1182 145167 SH DEFINED 2 0 145167 0
SA/BRAZIL UNIT NPV
BANCO SANTANDER BRASIL CMN 05967A107 41 4997 SH DEFINED 2 0 4997 0
SA/BRAZIL UNIT NPV
BANCO SANTANDER SA CMN 05964H105 224 29850 SH SOLE 2 29850 0 0
EUR0.50(REGD)
BANK OF AMERICA CORP COM CMN 060505104 23014 4139284 SH DEFINED 2 0 4139284 0
USD0.01
BANK OF AMERICA CORP COM CMN 060505104 16269 2926129 SH DEFINED 2 0 2926129 0
USD0.01
BANK OF AMERICA CORP COM CMN 060505104 6 1160 SH DEFINED 3 0 1160 0
USD0.01
BANK OF AMERICA CORP COM CMN 060505104 10727 1929243 SH DEFINED 1 0 1929243 0
USD0.01
BANK OF AMERICA CORP COM CMN 060505153 4 11504.31 SH SOLE 1 11504.31 0 0
USD0.01
BANK OF IRELAND /THE CMN 46267Q202 4196 989560 SH SOLE 2 989560 0 0
GOVERNOR & CO EUR0.05
BANK OF NEW YORK MELLON CMN 064058100 327 16408 SH SOLE 2 16408 0 0
CORP/THE COM STK USD0.01
BANK OF NOVA SCOTIA COM NPV CMN 064149107 643 12910 SH SOLE 2 12910 0 0
BARCLAYS PLC ORD GBP0.25 CMN 06738E204 181 16476 SH SOLE 2 16476 0 0
BARRICK GOLD CORP COM NPV CMN 067901108 83 1836 SH DEFINED 2 0 1836 0
BARRICK GOLD CORP COM NPV CMN 067901108 931 20576 SH DEFINED 2 0 20576 0
BAXTER INTERNATIONAL INC CMN 071813109 692 13984 SH SOLE 2 13984 0 0
COM USD1
BED BATH & BEYOND INC COM CMN 075896100 1237 21337 SH SOLE 2 21337 0 0
USD0.01
BERKSHIRE HATHAWAY INC CMN 084670108 7803 68 SH SOLE 2 68 0 0
CLASS 'A'USD0.0033
BERKSHIRE HATHAWAY INC CMN 084670702 1589 20822 SH SOLE 2 20822 0 0
CLASS B NONVTG USD0.0033
BEST BUY CO INC COM USD0.10 CMN 086516101 626 26799 SH SOLE 2 26799 0 0
BHP BILLITON PLC USD0.50 CMN 05545E209 17132 293398 SH SOLE 2 293398 0 0
BILL BARRETT CORP COM CMN 06846N104 211 6186 SH SOLE 2 6186 0 0
USD0.001
BIOGEN IDEC INC COM STK CMN 09062X103 747 6792 SH SOLE 2 6792 0 0
USD0.0005
BIOLASE TECHNOLOGY INC COM CMN 090911108 389 151500 SH SOLE 2 151500 0 0
USD0.001<br /><br />FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
--------------------------- -------------- --------- ----------- ------------------- ---------- -------- ---------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
--------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
BIOMARIN PHARMACEUTICALS CNV 09061GAD3 751 4223.96 SH SOLE 1 4223.96 0 0
INC COM USD0.001
BIOTIME INC COM NPV CMN 09066L105 110 18955 SH SOLE 2 18955 0 0
BLACKROCK INC/NEW YORK COM CMN 09247X101 24 132 SH DEFINED 2 0 132 0
STK USD0.01
BLACKROCK INC/NEW YORK COM CMN 09247X101 376 2107 SH DEFINED 1 0 2107 0
STK USD0.01
BLUE COAT SYSTEMS INC COM CMN 09534T508 486 19113 SH DEFINED 2 0 19113 0
USD0.0001
BLUE COAT SYSTEMS INC COM CMN 09534T508 1010 39700 SH DEFINED 1 0 39700 0
USD0.0001
BMC SOFTWARE INC COM CMN 055921100 492 15000 SH SOLE 2 15000 0 0
USD0.01
BOEING CO COM USD5 CMN 097023105 1978 26966 SH DEFINED 2 0 26966 0
BOEING CO COM USD5 CMN 097023105 95 1300 SH DEFINED 1 0 1300 0
BORGWARNER INC COM USD0.01 CMN 099724106 515 8081 SH SOLE 2 8081 0 0
BORGWARNER INC COM USD0.01 CNV 099724AF3 3934 20232.49 SH SOLE 1 20232.49 0 0
BOSTON PROPERTIES INC COM CNV 10112RAM6 297 2764.07 SH SOLE 1 2764.07 0 0
USD0.01
BOSTON SCIENTIFIC CORP COM CMN 101137107 70 13160 SH SOLE 2 13160 0 0
USD0.01
BP PLC ORD USD0.25 CMN 055622104 7933 185616 SH SOLE 2 185616 0 0
BPZ RESOURCES INC COM NPV CNV 055639AB4 20794 254356.16 SH SOLE 1 254356.16 0 0
BREAKAWAY SOLUTIONS INC COM CMN 106372105 0 5600 SH SOLE 1 5600 0 0
BRF - BRASIL FOODS SA COM CMN 10552T107 602 30813 SH SOLE 2 30813 0 0
NPV
BRISTOL-MYERS SQUIBB CO CMN 110122108 251 7115 SH SOLE 2 7115 0 0
COM STK USD0.10
BRITISH AMERICAN TOBACCO CMN 110448107 671 7070 SH SOLE 2 7070 0 0
PLC ORD GBP0.25
BROADCOM CORP CL A COM CMN 111320107 341 11626 SH DEFINED 2 0 11626 0
USD0.0001
BROADCOM CORP CL A COM CMN 111320107 1996 68000 SH DEFINED 1 0 68000 0
USD0.0001
BROCADE COMMUNICATIONS CMN 111621306 116 22300 SH DEFINED 2 0 22300 0
SYSTEMS INC COM USD0.001
BROCADE COMMUNICATIONS CMN 111621306 1 215 SH DEFINED 1 0 215 0
SYSTEMS INC COM USD0.001
BROOKLINE BANCORP INC COM CMN 11373M107 686 81257 SH SOLE 1 81257 0 0
USD0.01
BSK & TECH INC USD0.001 CNV 530718AF2 8602 76636.05 SH SOLE 1 76636.05 0 0
CABLEVISION SYS CP NY CMN 12686C109 285 20048 SH SOLE 2 20048 0 0
GROUP CM CLASS'A'USD0.01
CABOT OIL & GAS CORP COM CMN 127097103 546 7191 SH SOLE 2 7191 0 0
USD0.10
CADDO INTL INC COM CMN 127233104 0 63 SH SOLE 1 63 0 0
CADIZ INC COM USD0.01 CMN 127537207 261 27089 SH SOLE 2 27089 0 0
CALLAWAY GOLF CO COM CMN 131193104 330 59600 SH SOLE 2 59600 0 0
USD0.01
CALPINE CORP COM STK CMN 131347304 1304 79839 SH SOLE 2 79839 0 0
USD0.001
CAMECO CORP COM NPV CMN 13321L108 386 21410 SH SOLE 2 21410 0 0
CAMERON INTERNATIONAL CORP CMN 13342B105 153 3101 SH DEFINED 2 0 3101 0
COM USD0.01
CAMERON INTERNATIONAL CORP CMN 13342B105 128 2595 SH DEFINED 1 0 2595 0
COM USD0.01
CANADIAN NATURAL RESOURCES CMN 136385101 165 4412 SH DEFINED 2 0 4412 0
LTD COM NPV
CANADIAN NATURAL RESOURCES CMN 136385101 212 5660 SH DEFINED 2 0 5660 0
LTD COM NPV<br /><br />FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
--------------------------- -------------- --------- ----------- ------------------- ---------- -------- ---------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
--------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
CANADIAN SOLAR INC COM STK CMN 136635109 82 30989 SH SOLE 2 30989 0 0
NPV
CAPITAL ONE FINANCIAL CORP CMN 14040H105 1571 37138 SH DEFINED 2 0 37138 0
COM USD0.01
CAPITAL ONE FINANCIAL CORP CMN 14040H105 343 8117 SH DEFINED 1 0 8117 0
COM USD0.01
CAPSTONE TURBINE CORP COM CMN 14067D102 12 10000 SH SOLE 2 10000 0 0
USD0.001
CARIBBEAN AMERN HLTH CMN 141798108 0 6 SH SOLE 1 6 0 0
RESORTS
CARMAX INC COM USD0.50 CMN 143130102 546 17915 SH SOLE 2 17915 0 0
CARNIVAL CORP COM CMN 143658300 338 10358 SH SOLE 2 10358 0 0
USD0.01(PAIRED STOCK)
CATERPILLAR INC COM USD1 CMN 149123101 1305 14406 SH DEFINED 2 0 14406 0
CATERPILLAR INC COM USD1 CMN 149123101 1389 15331 SH DEFINED 2 0 15331 0
CATERPILLAR INC COM USD1 CMN 149123101 354 3904 SH DEFINED 1 0 3904 0
CATTLESALE COMPANY COM CMN 149479107 0 135 SH SOLE 1 135 0 0
CBS CORP CLASS'B' COM STK CMN 124857202 2708 99797 SH DEFINED 2 0 99797 0
USD0.001
CBS CORP CLASS'B' COM STK CMN 124857202 679 25000 SH DEFINED 1 0 25000 0
USD0.001
CELGENE CORP COM USD0.01 CMN 151020104 959 14180 SH SOLE 2 14180 0 0
CELL THERAPEUTICS INC COM CMN 150934602 12 10116 SH SOLE 2 10116 0 0
NPV
CELSION CORP COM STK CMN 15117N305 34 20000 SH SOLE 2 20000 0 0
USD0.01
CEMEX SAB DE CV CPO CMN 151290889 23815.1 4418378 SH DEFINED 2 0 44183780 0
NPV(REP 2'A' & 1'B')
CEMEX SAB DE CV CPO CMN 151290889 201.8 37431 SH DEFINED 2 0 374310 0
NPV(REP 2'A' & 1'B')
CENTRAIS ELETRICAS CMN 15234Q207 508 52300 SH SOLE 2 52300 0 0
BRASILEIRAS SA COM NPV
CENTRAL EUROPEAN CMN 153435102 410 93772 SH SOLE 2 93772 0 0
DISTRIBUTION CORP COM
USD0.01
CENTURA SOFTWARE CORP COM CMN 15640W103 0 3840 SH SOLE 1 3840 0 0
CENTURYLINK INC COM USD1 CMN 156700106 1222 32846 SH DEFINED 2 0 32846 0
CENTURYLINK INC COM USD1 CMN 156700106 372 10010 SH DEFINED 2 0 10010 0
CERNER CORP COM USD0.01 CMN 156782104 742 12119 SH SOLE 2 12119 0 0
CF INDUSTRIES HOLDINGS INC CMN 125269100 233 1610 SH DEFINED 2 0 1610 0
COM USD0.01
CF INDUSTRIES HOLDINGS INC CMN 125269100 35 238 SH DEFINED 1 0 238 0
COM USD0.01
CH ROBINSON WORLDWIDE INC CMN 12541W209 14 203 SH DEFINED 2 0 203 0
COM USD0.1
CH ROBINSON WORLDWIDE INC CMN 12541W209 355 5089 SH DEFINED 1 0 5089 0
COM USD0.1
CHARLES RIVER LABORATORIES CMN 159864107 1281 46877 SH DEFINED 2 0 46877 0
COM STK USD0.01
CHARLES RIVER LABORATORIES CMN 159864107 1 42 SH DEFINED 2 0 42 0
COM STK USD0.01
CHARLES RIVER LABORATORIES CMN 159864107 1 49 SH DEFINED 1 0 49 0
COM STK USD0.01
CHART INDUSTRIES INC COM CNV 16115QAC4 1920 18194.98 SH SOLE 1 18194.98 0 0
STK USD0.01
CHECK POINT SOFTWARE CMN M22465104 245 4665 SH SOLE 2 4665 0 0
TECHNOLOGIES LTD ORD
ILS0.01
CHELSEA THERAPEUTICS CMN 163428105 65 12600 SH SOLE 2 12600 0 0
INTERNATIONAL LTD COM STK
NPV<br /><br />FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
--------------------------- -------------- --------- ----------- ------------------- ---------- -------- ---------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
--------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
CHENIERE ENERGY INC COM CMN 16411R208 814 93665 SH SOLE 2 93665 0 0
STK USD0.003
CHESAPEAKE ENERGY CORP COM CMN 165167107 1339 60081 SH SOLE 2 60081 0 0
USD0.01
CHESAPEAKE ENERGY CORP COM CNV 165167BZ9 2498 28056.77 SH SOLE 1 28056.77 0 0
USD0.01
CHEVRON CORP COM USD0.75 CMN 166764100 2159 20291 SH SOLE 2 20291 0 0
CHICAGO BRIDGE & IRON CO CMN 167250109 306 8099 SH SOLE 2 8099 0 0
NV NY REGISTRY SH EUR0.01
CHIEF CONS MNG CO COM CMN 168628105 0 816 SH SOLE 1 816 0 0
CHINA AGRITECH INC USD0.1 CMN 16937A200 35 20025 SH SOLE 2 20025 0 0
CHINA DIGITAL TV CMN 16938G107 170 53741 SH SOLE 2 53741 0 0
HOLDING-ADR ADR EACH REPR
1 ORD SHS
CHINA GERUI ADVANCED CMN G21101103 145 43158 SH SOLE 2 43158 0 0
MATERIALS COM STK
USD0.0001
CHINA GREEN AGRICULTURE CMN 16943W105 31 10300 SH SOLE 2 10300 0 0
INC USD0.001
CHINA INFORMATION CMN 16950L109 7 11500 SH SOLE 2 11500 0 0
TECHNOLOGY INC COM USD0.01
CHINA INTEGRATED ENERGY CMN 16948P105 6 15900 SH SOLE 2 15900 0 0
INC COM NPV
CHINA LIFE INSURANCE CO CMN 16939P106 458 12375 SH SOLE 2 12375 0 0
LTD 'H'CNY1
CHINA NTH EAST PETROLEUM CMN 16941G102 27 13150 SH SOLE 2 13150 0 0
HOLDINGS LTD COM USD0.001
CHINA PETROLEUM & CHEMICAL CMN 16941R108 4832 46000 SH SOLE 2 46000 0 0
CORP 'H'CNY1
CHIPOTLE MEXICAN GRILL INC CMN 169656105 184 544 SH DEFINED 2 0 544 0
CLASS 'A' COM STK USD0.01
CHIPOTLE MEXICAN GRILL INC CMN 169656105 49 146 SH DEFINED 1 0 146 0
CLASS 'A' COM STK USD0.01
CHIQUITA BRANDS CMN 170032809 709 85000 SH SOLE 2 85000 0 0
INTERNATIONAL INC COM
USD.01
CIA BRASILIERA DE CMN 20440T201 610 16740 SH SOLE 2 16740 0 0
DISTRIBUICAO GRUPO PRF NPV
CIA SIDERURGICA NACIONAL CMN 20440W105 1445 176693 SH DEFINED 2 0 176693 0
SA COM NPV
CIA SIDERURGICA NACIONAL CMN 20440W105 701 85750 SH DEFINED 2 0 85750 0
SA COM NPV
CIENA CORP COM STK USD0.01 CMN 171779309 150 12380 SH DEFINED 2 0 12380 0
CIENA CORP COM STK USD0.01 CMN 171779309 866 71594 SH DEFINED 1 0 71594 0
CIENA CORP COM STK USD0.01 CNV 171779AB7 900 9183.94 SH SOLE 1 9183.94 0 0
CIENA CORP COM STK USD0.01 CNV 171779AF8 5695 58229.09 SH SOLE 1 58229.09 0 0
CIENA CORP COM STK USD0.01 CNV 171779AG6 5569 59494.29 SH SOLE 1 59494.29 0 0
CINEMARK HOLDINGS INC COM CMN 17243V102 257 13897 SH SOLE 2 13897 0 0
STK USD0.001
CISCO SYSTEMS INC COM CMN 17275R102 2076 114848 SH SOLE 2 114848 0 0
USD0.001
CITADEL BROADCASTING CORP CMN 17285T106 0 7613 SH SOLE 1 7613 0 0
CITIGROUP INC USD0.01 CMN 172967424 670 25473 SH DEFINED 2 0 25473 0
CITIGROUP INC USD0.01 CMN 172967424 30536 1160636 SH DEFINED 2 0 1160636 0
CITIGROUP INC USD0.01 CMN 172967424 19 724 SH DEFINED 3 0 724 0
CLASSICA GROUP INC COM NEW CMN 18273M202 0 3 SH SOLE 1 3 0 0
CLAYMORE S^P GLBL WAT IDX CMN 18383Q507 253 13500 SH SOLE 2 13500 0 0
ET CLAYMORE S^P GLBL WAT
IDX
CLEARWIRE CORP COM STK CNV 18538TAG4 18410 288559.32 SH SOLE 1 288559.32 0 0
USD0.0001 CLASS 'A'<br /><br />FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
--------------------------- -------------- --------- ----------- ------------------- ---------- -------- ---------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
--------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
CLIFFS NATURAL RESOURCES CMN 18683K101 295 4726 SH DEFINED 2 0 4726 0
INC COM USD1
CLIFFS NATURAL RESOURCES CMN 18683K101 31 491 SH DEFINED 1 0 491 0
INC COM USD1
CLOROX CO COM USD1 CMN 189054109 293 4405 SH DEFINED 2 0 4405 0
CLOROX CO COM USD1 CMN 189054109 34 513 SH DEFINED 1 0 513 0
CMS ENERGY CORP COM USD0.01 CNV 125896BD1 73414 457976.77 SH SOLE 1 457976.77 0 0
CNH GLOBAL NV COM EUR2.25 CMN N20935206 562 15620 SH SOLE 2 15620 0 0
CNINSURE INC ADS EACH REPR CMN 18976M103 175 25220 SH SOLE 2 25220 0 0
20 ORD SHS
CNO FINANCIAL GROUP INC CNV 12621EAF0 9597 71038.25 SH SOLE 1 71038.25 0 0
COM USD0.01
CNOOC LTD HKD0.02 CMN 126132109 5782 33100 SH SOLE 2 33100 0 0
COACH INC COM USD0.01 CMN 189754104 712 11672 SH DEFINED 2 0 11672 0
COACH INC COM USD0.01 CMN 189754104 419 6868 SH DEFINED 1 0 6868 0
COCA-COLA CO/THE COM CMN 191216100 18 260 SH DEFINED 2 0 260 0
USD0.25
COCA-COLA CO/THE COM CMN 191216100 2674 38223 SH DEFINED 2 0 38223 0
USD0.25
COCA-COLA ENTERPRISES INC CMN 19122T109 482 18690 SH SOLE 2 18690 0 0
COM USD1
COEUR D'ALENE MINES CORP CMN 192108504 479 19837 SH SOLE 2 19837 0 0
USD1
COINSTAR INC COM USD0.001 CNV 19259PAF9 1197 9183.42 SH SOLE 1 9183.42 0 0
COLGATE-PALMOLIVE CO COM CMN 194162103 1098 11888 SH DEFINED 2 0 11888 0
USD1
COLGATE-PALMOLIVE CO COM CMN 194162103 34 364 SH DEFINED 1 0 364 0
USD1
COMCAST CORP COM CLS'A' CMN 20030N101 18528 781425 SH SOLE 2 781425 0 0
USD0.01
COMERICA INC COM USD5 CMN 200340107 228 8822 SH DEFINED 2 0 8822 0
COMERICA INC COM USD5 CMN 200340107 1548 60000 SH DEFINED 1 0 60000 0
COMPLETE GENOMICS INC COM CMN 20454K104 63 21412 SH SOLE 2 21412 0 0
NPV
COMPLETE PRODUCTION CMN 20453E109 2279 67906 SH DEFINED 2 0 67906 0
SERVICES INC COM STK
USD0.01
COMPLETE PRODUCTION CMN 20453E109 3490 103988 SH DEFINED 1 0 103988 0
SERVICES INC COM STK
USD0.01
CONAGRA FOODS INC COM USD5 CMN 205887102 213 8067 SH SOLE 2 8067 0 0
CONCUR TECHNOLOGIES INC CMN 206708109 135 2657 SH DEFINED 2 0 2657 0
COM USD0.001
CONCUR TECHNOLOGIES INC CMN 206708109 664 13064 SH DEFINED 1 0 13064 0
COM USD0.001
CONNECTICUT BK COMM CMN 207548108 0 414660 SH SOLE 1 414660 0 0
STAMFORD COM
CONOCOPHILLIPS COM USD0.01 CMN 20825C104 1204 16528 SH SOLE 2 16528 0 0
CONSOL ENERGY INC COM CMN 20854P109 521 14184 SH SOLE 2 14184 0 0
USD0.01
CONSOLIDATED PICTURES CMN 209785104 0 3 SH SOLE 1 3 0 0
GROUP IN COM
CONSTAR INTL INC NEW COM CMN 21036U107 0 82200 SH SOLE 1 82200 0 0
CONSTELLATION ENERGY GROUP CMN 210371100 33 834 SH DEFINED 2 0 834 0
INC COM NPV
CONSTELLATION ENERGY GROUP CMN 210371100 4987 125700 SH DEFINED 1 0 125700 0
INC COM NPV
CONSUMER STAPLES SPDR AMEX CMN 81369Y308 52 1600 SH DEFINED 2 0 1600 0
CONSUMER STAPLES INDEX
CONSUMER STAPLES SPDR AMEX CMN 81369Y308 1695 52163 SH DEFINED 1 0 52163 0
CONSUMER STAPLES INDEX<br /><br />FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
--------------------------- -------------- --------- ----------- ------------------- ---------- -------- ---------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
--------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
CONTINENTAL RESOURCES CMN 212015101 230 3448 SH DEFINED 2 0 3448 0
INC/OK COM STK USD0.01
CONTINENTAL RESOURCES CMN 212015101 31 472 SH DEFINED 1 0 472 0
INC/OK COM STK USD0.01
CONVERGYS CORP COM NPV CNV 212485AE6 17332 129533.46 SH SOLE 1 129533.46 0 0
COORS(ADOLPH)CO COM CNV 60871RAA8 6596 62222.84 SH SOLE 1 62222.84 0 0
CLS'B'COM NON-V USD0.01
CORNING INC COM USD0.50 CMN 219350105 2461 189629 SH DEFINED 2 0 189629 0
CORNING INC COM USD0.50 CMN 219350105 114 8771 SH DEFINED 2 0 8771 0
CORNING INC COM USD0.50 CMN 219350105 42 3224 SH DEFINED 1 0 3224 0
COSTCO WHOLESALE CORP COM CMN 22160K105 825 9901 SH SOLE 2 9901 0 0
STK USD0.005
COVANTA HOLDING CORP COM CMN 22282E102 249 18187 SH SOLE 1 18187 0 0
STK USD0.10
CREDIT SUISSE GROUP CMN 225401108 885 37700 SH SOLE 2 37700 0 0
CHF0.04(REGD)
CROCS INC COM STK USD0.001 CMN 227046109 214 14517 SH SOLE 2 14517 0 0
CSR PLC ORD GBP0.001 CMN 12640Y205 163 14296 SH SOLE 2 14296 0 0
CSX CORP COM USD1 CMN 126408103 379 18005 SH SOLE 2 18005 0 0
CTC MEDIA INC COM STK CMN 12642X106 1580 180198 SH SOLE 2 180198 0 0
USD0.01
CTRIP.COM INTL LTD ADS EA CMN 22943F100 356 15230 SH SOLE 2 15230 0 0
REP 0.5 ORD USD0.01
CUBIST PHARMACEUTICALS INC CNV 229678AC1 20981 155996.1 SH SOLE 1 155996.1 0 0
COM USD0.001
CUMMINS INC COM USD2.50 CMN 231021106 678 7701 SH DEFINED 2 0 7701 0
CUMMINS INC COM USD2.50 CMN 231021106 30 346 SH DEFINED 1 0 346 0
CURIS INC COM USD0.01 CMN 231269101 150 32100 SH SOLE 2 32100 0 0
CVR ENERGY INC COM STK CMN 12662P108 454 24260 SH SOLE 2 24260 0 0
USD0.01
CVS CAREMARK CORP COM STK CMN 126650100 8469 207664 SH DEFINED 2 0 207664 0
USD0.01
CVS CAREMARK CORP COM STK CMN 126650100 1307 32057 SH DEFINED 2 0 32057 0
USD0.01
DANA HLDG CORP CMN 235825205 247.714 20388 SH SOLE 4 16015 0 4373
DANAHER CORP COM USD0.01 CMN 235851102 52 1114 SH DEFINED 2 0 1114 0
DANAHER CORP COM USD0.01 CMN 235851102 691 14693 SH DEFINED 1 0 14693 0
DANAHER CORP COM USD0.01 CNV 235851AF9 980 7178.68 SH SOLE 1 7178.68 0 0
DARDEN RESTAURANTS INC COM CMN 237194105 249 5465 SH SOLE 2 5465 0 0
NPV
DATATEC SYS INC COM CMN 238128102 0 1500 SH SOLE 1 1500 0 0
DDR CORP COM NPV CNV 251591AX1 14861 152035.47 SH SOLE 1 152035.47 0 0
DECKERS OUTDOOR CORP COM CMN 243537107 591 7815 SH SOLE 2 7815 0 0
USD0.01
DELL INC COM USD0.01 CMN 24702R101 1003 68566 SH SOLE 2 68566 0 0
DELPHI FINANCIAL GROUP INC CMN 247131105 239 5400 SH SOLE 2 5400 0 0
CLASS'A'COM USD0.01
DELTA AIR LINES INC COM CMN 247361702 970 119892 SH SOLE 2 119892 0 0
USD0.0001
DELTA PETROLEUM CP USD0.01 CMN 247907306 1 13100 SH SOLE 2 13100 0 0
DENDREON CORP COM USD0.001 CMN 24823Q107 932 122665 SH SOLE 2 122665 0 0
DEUTSCHE BANK AG NPV(REGD) CMN D18190898 967 25546 SH SOLE 2 25546 0 0
DEVON ENERGY CORP COM CMN 25179M103 735 11848 SH SOLE 2 11848 0 0
USD0.10
DEX ONE CORP CMN 25212W100 491.9642 296364 SH SOLE 4 239939 0 55650
DIAMOND EQUITIES INC COM CMN 252592100 0 240 SH SOLE 1 240 0 0
DIAMOND FOODS INC COM CMN 252603105 4418 136903 SH SOLE 2 136903 0 0
USD0.001
DIAMOND OFFSHORE DRILLING CMN 25271C102 194 3515 SH DEFINED 2 0 3515 0
INC COM USD0.01<br /><br />FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
--------------------------- -------------- --------- ----------- ------------------- ---------- -------- ---------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
--------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
DIAMOND OFFSHORE DRILLING CMN 25271C102 31 554 SH DEFINED 1 0 554 0
INC COM USD0.01
DIAMONDS TST SERIES I CMN 78467X109 802 6581 SH SOLE 2 6581 0 0
SER'1' UNITS OF BEN INT
NPV
DIANA SHIPPING INC COM STK CMN Y2066G104 157 21050 SH SOLE 2 21050 0 0
USD0.01
DIGITAL GENERATION INC COM CMN 25400B108 137 11500 SH SOLE 2 11500 0 0
USD0.001
DIGITAL REALTY TRUST INC CNV 25389JAC0 593 3627.29 SH SOLE 1 3627.29 0 0
COM STK USD0.01
DIGITAL RIVER INC COM STK CMN 25388B104 165 11000 SH SOLE 2 11000 0 0
USD0.01
DIGITAL RIVER INC COM STK CNV 25388BAC8 1232 14960.3 SH SOLE 1 14960.3 0 0
USD0.01
DIREXION DAILY 10-YEAR CMN 25459W557 251 9150 SH SOLE 2 9150 0 0
TREASURY BEAR 3X 'Y TR
BEAR 3X'ETP NPV
DIREXION DAILY 30-YEAR CMN 25459Y678 637 9377 SH SOLE 2 9377 0 0
TREASURY BEAR 3X 'Y TR
BEAR 3X'ETP NPV
DIREXION DAILY GOLD MINERS CMN 25459W250 247 12600 SH SOLE 2 12600 0 0
BUL ETP NPV
DISCOVER FINANCIAL CMN 254709108 141 5892 SH DEFINED 2 0 5892 0
SERVICES COM STK USD0.01
DISCOVER FINANCIAL CMN 254709108 365 15218 SH DEFINED 1 0 15218 0
SERVICES COM STK USD0.01
DISCOVERY COMMUNICATIONS CMN 25470F104 212 5182 SH SOLE 2 5182 0 0
INC COM USD0.01 CL 'A'
DIVINE INC CL A NEW CMN 255402406 0 12 SH SOLE 1 12 0 0
DOLLAR THRIFTY AUTOMOTIVE CMN 256743105 301 4290 SH SOLE 2 4290 0 0
GROUP INC COM USD0.01
DOLLAR TREE INC COM USD0.01 CMN 256746108 636 7658 SH SOLE 2 7658 0 0
DONLAR CORP NEW COM CMN 257791103 0 2 SH SOLE 1 2 0 0
DOVER CORP COM USD1 CMN 260003108 36 628 SH DEFINED 2 0 628 0
DOVER CORP COM USD1 CMN 260003108 383 6595 SH DEFINED 1 0 6595 0
DOW CHEMICAL CO/THE COM CMN 260543103 4203 146150 SH DEFINED 2 0 146150 0
USD2.50
DOW CHEMICAL CO/THE COM CMN 260543103 886 30808 SH DEFINED 2 0 30808 0
USD2.50
DOW CHEMICAL CO/THE COM CMN 260543103 1 30 SH DEFINED 3 0 30 0
USD2.50
DOW CHEMICAL CO/THE COM CMN 260543103 23 800 SH DEFINED 1 0 800 0
USD2.50
DPL INC COM USD0.01 CMN 233293109 0 2321 SH SOLE 2 2321 0 0
DR HORTON INC COM USD0.01 CMN 23331A109 234 18585 SH SOLE 2 18585 0 0
DR PEPPER SNAPPLE GROUP CMN 26138E109 226 5721 SH SOLE 2 5721 0 0
INC USD0.01
DRKOOP COM INC COM CMN 262098106 0 435 SH SOLE 1 435 0 0
DRYSHIPS INC COM USD0.01 CMN Y2109Q101 120 60140 SH SOLE 2 60140 0 0
DU PONT EI DE NEMOURS & CO CMN 263534109 1670 36477 SH DEFINED 2 0 36477 0
COM USD0.30
DU PONT EI DE NEMOURS & CO CMN 263534109 1241 27106 SH DEFINED 2 0 27106 0
COM USD0.30
DUKE ENERGY CORP COM STK CMN 26441C105 54 2443 SH DEFINED 2 0 2443 0
NPV
DUKE ENERGY CORP COM STK CMN 26441C105 429 19489 SH DEFINED 1 0 19489 0
NPV
DYNAVAX TECHNOLOGIES CORP CMN 268158102 2644 796500 SH SOLE 2 796500 0 0
COM USD0.001<br /><br />FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
--------------------------- -------------- --------- ----------- ------------------- ---------- -------- ---------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
--------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
E*TRADE FINANCIAL CORP CMN 269246401 487 61164 SH SOLE 2 61164 0 0
USD0.01
EASTMAN CHEMICAL CO COM CMN 277432100 242 6198 SH DEFINED 2 0 6198 0
USD0.01
EASTMAN CHEMICAL CO COM CMN 277432100 106 2714 SH DEFINED 1 0 2714 0
USD0.01
EASTMAN KODAK CO COM CMN 277461109 321 493192 SH SOLE 2 493192 0 0
USD2.50
EASTMAN KODAK CO COM CNV 277461BJ7 715 26990.55 SH DEFINED 2 0 26990.55 0
USD2.50
EASTMAN KODAK CO COM CNV 277461BJ7 4470 168690.95 SH DEFINED 1 0 168690.95 0
USD2.50
EATON CORP COM USD0.50 CMN 278058102 421 9680 SH SOLE 2 9680 0 0
EBAY INC COM USD0.001 CMN 278642103 468 15422 SH DEFINED 2 0 15422 0
EBAY INC COM USD0.001 CMN 278642103 330 10885 SH DEFINED 2 0 10885 0
EBAY INC COM USD0.001 CMN 278642103 156 5131 SH DEFINED 1 0 5131 0
ECOLAB INC COM USD1 CMN 278865100 421 7286 SH SOLE 2 7286 0 0
ECOPETROL SA NPV CMN 279158109 34025 764260 SH SOLE 2 764260 0 0
EDISON INTERNATIONAL COM CMN 281020107 482 11647 SH SOLE 2 11647 0 0
NPV
ELAN CORP PLC ORD EUR0.05 CMN 284131208 1683 122503 SH SOLE 2 122503 0 0
ELDORADO GOLD CORP COM NPV CMN 284902103 4317 314892 SH SOLE 2 314892 0 0
ELECTRONIC ARTS INC COM CMN 285512109 322 15616 SH DEFINED 2 0 15616 0
USD0.01
ELECTRONIC ARTS INC COM CMN 285512109 343 16662 SH DEFINED 1 0 16662 0
USD0.01
ELECTRONIC SENSOR CMN 285835104 78 7750000 SH SOLE 1 7750000 0 0
TECHNOLOGY INC USD0.001
ELI LILLY & CO COM NPV CMN 532457108 837 20147 SH DEFINED 2 0 20147 0
ELI LILLY & CO COM NPV CMN 532457108 37 880 SH DEFINED 1 0 880 0
EMC CORP/MASSACHUSETTS COM CMN 268648102 213 9901 SH DEFINED 2 0 9901 0
USD0.01
EMC CORP/MASSACHUSETTS COM CMN 268648102 202 9367 SH DEFINED 1 0 9367 0
USD0.01
EMC CORP/MASSACHUSETTS COM CNV 268648AM4 2860 19900.49 SH SOLE 1 19900.49 0 0
USD0.01
EMERSON ELECTRIC CO COM CMN 291011104 339 7280 SH DEFINED 2 0 7280 0
USD0.50
EMERSON ELECTRIC CO COM CMN 291011104 43 932 SH DEFINED 1 0 932 0
USD0.50
EMPRESAS ICA SAB DE CV COM CMN 292448206 191 40000 SH SOLE 2 40000 0 0
NPV
ENDO PHARMACEUTICALS CNV 29264FAB2 6483 49657.53 SH SOLE 1 49657.53 0 0
HOLDINGS INC COM USD0.01
ENERGY BEAR 3X SHARES CMN 25459W342 120 10590 SH SOLE 2 10590 0 0
ENERGY BEAR 3X SHARES
ENERGY CONVERSION DEVICES CMN 292659109 6 28755 SH SOLE 2 28755 0 0
INC COM USD0.01
ENRON CORP COM CMN 293561106 0 1300 SH SOLE 1 1300 0 0
ENTERGY CORP COM USD0.01 CMN 29364G103 253 3459 SH SOLE 2 3459 0 0
ENTRADA NETWORKS INC COM CMN 29382Y102 0 1 SH SOLE 1 1 0 0
ENVIRO ENERGY CORP CMN 29403E101 0 43 SH SOLE 1 43 0 0
ENVIRONMENTAL SOLUTIONS CMN 29408K102 1 15000 SH SOLE 2 15000 0 0
WORLDWIDE INC COM USD0.001
EQT CORPORATION COM NPV CMN 26884L109 226 4118 SH SOLE 2 4118 0 0
EQUINIX INC COM NPV CMN 29444U502 13744 135539 SH DEFINED 2 0 135539 0
EQUINIX INC COM NPV CMN 29444U502 73 717 SH DEFINED 2 0 717 0
EQUINIX INC COM NPV CNV 29444UAF3 749 7256.75 SH SOLE 1 7256.75 0 0
EQUINIX INC COM NPV CNV 29444UAH9 4502 31986.16 SH SOLE 1 31986.16 0 0
ESTEE LAUDER COS INC/THE CMN 518439104 274 2438 SH DEFINED 2 0 2438 0
CLASS'A'COM USD0.01<br /><br />FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
--------------------------- -------------- --------- ----------- ------------------- ---------- -------- ---------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
--------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
ESTEE LAUDER COS INC/THE CMN 518439104 32 282 SH DEFINED 1 0 282 0
CLASS'A'COM USD0.01
E-SYNC NETWORKS INC COM CMN 269156105 0 450 SH SOLE 1 450 0 0
ETFS SILVER TRUST ETP NPV CMN 26922X107 407 14800 SH SOLE 2 14800 0 0
EXCEL MARITIME CARRIERS CMN V3267N107 32 22300 SH SOLE 2 22300 0 0
LTD COM USD0.01
EXCELSIOR HENDERSON CMN 300906104 0 250 SH SOLE 1 250 0 0
MOTORCYCLE COM
EXCO RESOURCES INC COM STK CMN 269279402 299 28605 SH SOLE 2 28605 0 0
USD0.001
EXELIS INC COM NPV CMN 30162A108 166 18300 SH SOLE 1 18300 0 0
EXELIXIS INC COM USD0.001 CMN 30161Q104 53 11197 SH SOLE 2 11197 0 0
EXELON CORP COM NPV CMN 30161N101 867 19999 SH DEFINED 2 0 19999 0
EXELON CORP COM NPV CMN 30161N101 254 5859 SH DEFINED 1 0 5859 0
EXPEDIA INC COM STK CMN 30212P303 71 2445 SH DEFINED 2 0 2445 0
USD0.001
EXPEDIA INC COM STK CMN 30212P303 1210 41708 SH DEFINED 1 0 41708 0
USD0.001
EXPRESS SCRIPTS INC COM CMN 302182100 81 1809 SH DEFINED 2 0 1809 0
USD0.01
EXPRESS SCRIPTS INC COM CMN 302182100 192 4294 SH DEFINED 1 0 4294 0
USD0.01
EXTERRAN COM STK USD0.01 CMN 30225X103 182 20000 SH SOLE 2 20000 0 0
EXTERRAN COM STK USD0.01 CNV 30225XAA1 21230 241252.69 SH SOLE 1 241252.69 0 0
EXTINCT AMARIN CORP PLC CMN 023111206 79 10500 SH SOLE 2 10500 0 0
ORD GBP0.50#DISABLED#
EXTINCT BEARINGPOINT INC CNV 074002AA4 0 15238.09 SH SOLE 1 15238.09 0 0
USD0.01
EXTINCT CHINA SUNERGY CO CMN 16942X302 48 43008 SH SOLE 2 43008 0 0
LTD COM NPV
EXTINCT KU6 MEDIA CO LTD CMN 48274B103 42 35400 SH SOLE 2 35400 0 0
COM NPV
EXTINCT TERNIUM SA COM NPV CMN 880890108 419 22770 SH SOLE 2 22770 0 0
EXXON MOBIL CORP COM NPV CMN 30231G102 4659 54964 SH DEFINED 2 0 54964 0
EXXON MOBIL CORP COM NPV CMN 30231G102 6636 78292 SH DEFINED 2 0 78292 0
EXXON MOBIL CORP COM NPV CMN 30231G102 35 414 SH DEFINED 1 0 414 0
F5 NETWORKS INC COM STK NPV CMN 315616102 269 2532 SH DEFINED 2 0 2532 0
F5 NETWORKS INC COM STK NPV CMN 315616102 31 294 SH DEFINED 1 0 294 0
FAIRPOINT COMMUNICATIONS CMN 305560302 140.1015 32356 SH SOLE 4 32356 0 0
INC
FAIRPOINT COMMUNICATIONS CMN 305560104 0 17 SH SOLE 2 17 0 0
INC COM STK USD0.01
FANNIE MAE COM NPV CMN 313586109 53 266050 SH SOLE 2 266050 0 0
FEDERAL MOGUL CORP CMN 313549404 908.6356 61602 SH SOLE 4 61602 0 0
FEDEX CORP COM USD0.10 CMN 31428X106 250 2998 SH SOLE 2 2998 0 0
FERRO CORP COM USD1 CMN 315405100 249 51000 SH SOLE 2 51000 0 0
FIDELITY NTL FIN INC CLASS CNV 31620RAD7 4457 46382.18 SH SOLE 1 46382.18 0 0
'A' COM STK USD0.0001
FIFTH THIRD BANCORP COM NPV CMN 316773100 411 32334 SH DEFINED 2 0 32334 0
FIFTH THIRD BANCORP COM NPV CMN 316773100 1590 124983 SH DEFINED 1 0 124983 0
FIN SELECT SECTOR SPDR CMN 81369Y605 317 24381 SH DEFINED 2 0 24381 0
AMEX FINANCIAL SELECT
INDEX
FIN SELECT SECTOR SPDR CMN 81369Y605 32511 2500825 SH DEFINED 1 0 2500825 0
AMEX FINANCIAL SELECT
INDEX
FINANCIAL BEAR 3X SHARES CMN 25459W144 1814 48584 SH SOLE 2 48584 0 0
FINANCIAL BEAR 3X SHARES
FINET.COM INC COM USD0.01 CMN 317922409 0 41 SH SOLE 1 41 0 0
FIRST CAPITAL HOLDINGS CMN 319417101 0 350 SH SOLE 1 350 0 0
CORP. SYM FCHC<br /><br />FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
--------------------------- -------------- --------- ----------- ------------------- ---------- -------- ---------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
--------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
FIRST FITNESS INC COM NEW CMN 320259203 0 2 SH SOLE 1 2 0 0
FIRST HORIZON NATIONAL CMN 320517105 1223 152900 SH SOLE 2 152900 0 0
CORP COM USD0.625
FIRST SOLAR INC COM STK CMN 336433107 605 17933 SH SOLE 2 17933 0 0
USD0.001
FIRSTENERGY CORP COM CMN 337932107 549 12398 SH DEFINED 2 0 12398 0
USD0.10
FIRSTENERGY CORP COM CMN 337932107 400 9036 SH DEFINED 1 0 9036 0
USD0.10
FLUOR CORP COM USD0.01 CMN 343412102 1206 23998 SH SOLE 2 23998 0 0
FMC TECHNOLOGIES INC COM CMN 30249U101 547 10465 SH SOLE 2 10465 0 0
STK USD0.01
FOCUS MEDIA HOLDING LTD SP CMN 34415V109 4129 211850 SH DEFINED 2 0 211850 0
ADR RP 5 ORD USD0.00005
FOCUS MEDIA HOLDING LTD SP CMN 34415V109 86 4395 SH DEFINED 2 0 4395 0
ADR RP 5 ORD USD0.00005
FORD MOTOR CO COM STK CMN 345370134 2348 978260.86 SH DEFINED 2 0 978260.86 0
USD0.01
FORD MOTOR CO COM STK CMN 345370134 76 31623.26 SH DEFINED 1 0 31623.26 0
USD0.01
FORD MOTOR CO COM STK CMN 345370860 1324 123005 SH DEFINED 2 0 123005 0
USD0.01
FORD MOTOR CO COM STK CMN 345370860 1912 177656 SH DEFINED 2 0 177656 0
USD0.01
FORD MOTOR CO COM STK CMN 345370860 1040 96655 SH DEFINED 1 0 96655 0
USD0.01
FORD MOTOR CO COM STK CNV 345370CN8 47653 334408.6 SH SOLE 1 334408.6 0 0
USD0.01
FOREST CITY ENTS CMN 345550107 1847 156270 SH SOLE 2 156270 0 0
CLASS'A'COM USD0.33 1/3
FOREST CITY ENTS CNV 345550AM9 7976 71889.17 SH SOLE 1 71889.17 0 0
CLASS'A'COM USD0.33 1/3
Fortress Investment Group CMN 34958B106 344779.6962 60487666 SH SOLE 1 60487666 0 0
FOSSIL INC COM USD0.01 CMN 349882100 255 3214 SH DEFINED 2 0 3214 0
FOSSIL INC COM USD0.01 CMN 349882100 30 372 SH DEFINED 1 0 372 0
FOSTER WHEELER AG CHF3 CMN H27178104 395 20616 SH SOLE 2 20616 0 0
FRANCE TELECOM SA EUR4 CMN 35177Q105 483 30825 SH SOLE 2 30825 0 0
FREDDIE MAC COM USD0.21 CMN 313400301 18 85693 SH SOLE 2 85693 0 0
FREEPORT-MCMORAN COPPER & CMN 35671D857 1452 39476 SH DEFINED 2 0 39476 0
GOLD INC COM STK USD0.10
FREEPORT-MCMORAN COPPER & CMN 35671D857 31 841 SH DEFINED 1 0 841 0
GOLD INC COM STK USD0.10
FRONTIER COMMUNICATIONS CMN 35906A108 1 226 SH DEFINED 2 0 226 0
CORP CL B COM USD0.25
FRONTIER COMMUNICATIONS CMN 35906A108 147 28628 SH DEFINED 2 0 28628 0
CORP CL B COM USD0.25
FRONTLINE CAP GROUP COM CMN 35921N101 0 14 SH SOLE 1 14 0 0
FRONTLINE LTD COM USD2.50 CMN G3682E127 85 19701 SH SOLE 2 19701 0 0
FUSHI COPPERWELD INC COM CMN 36113E107 357 47500 SH SOLE 2 47500 0 0
STK USD0.006
GAFISA SA COM NPV CMN 362607301 593 128944 SH SOLE 2 128944 0 0
GANNETT CO INC COM USD1 CMN 364730101 145 10876 SH SOLE 2 10876 0 0
GAYLORD ENTERTAINMENT CO CMN 367905106 2028 84009 SH DEFINED 2 0 84009 0
COM USD0.01
GAYLORD ENTERTAINMENT CO CMN 367905106 7242 300000 SH DEFINED 2 0 300000 0
COM USD0.01
GAYLORD ENTERTAINMENT CO CNV 367905AE6 8112 72587.15 SH SOLE 1 72587.15 0 0
COM USD0.01
GENCORP INC COM USD0.10 CNV 368682AN0 25242 280619.89 SH SOLE 1 280619.89 0 0
GENERAL CABLE CORP COM CNV 369300AD0 914 9928 SH SOLE 1 9928 0 0
USD0.01<br /><br />FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
--------------------------- -------------- --------- ----------- ------------------- ---------- -------- ---------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
--------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
GENERAL DYNAMICS CORP COM CMN 369550108 389 5858 SH SOLE 2 5858 0 0
USD1
GENERAL ELECTRIC CO COM CMN 369604103 637 35576 SH DEFINED 2 0 35576 0
USD0.06
GENERAL ELECTRIC CO COM CMN 369604103 7200 402008 SH DEFINED 2 0 402008 0
USD0.06
GENERAL ELECTRIC CO COM CMN 369604103 497 27764 SH DEFINED 1 0 27764 0
USD0.06
GENERAL MARITIME CORP NEW CMN Y2693R101 1.8125 125000 SH SOLE 4 125000 0 0
GENERAL MILLS INC COM STK CMN 370334104 548 13549 SH DEFINED 2 0 13549 0
USD0.10
GENERAL MILLS INC COM STK CMN 370334104 46 1141 SH DEFINED 1 0 1141 0
USD0.10
GENERAL MOLY INC COM STK CMN 370373102 40 13000 SH SOLE 2 13000 0 0
USD0.001
GENERAL MOTORS CO 0.01 CMN 37045V100 142 7021 SH DEFINED 2 0 7021 0
GENERAL MOTORS CO 0.01 CMN 37045V100 2717 134038 SH DEFINED 2 0 134038 0
GENERAL MOTORS CO 0.01 CMN 37045V100 2659 131199 SH DEFINED 1 0 131199 0
GENERAL MTRS CO CMN 37045V100 121.3565 5987 SH SOLE 4 1825 0 4162
GENERAL MTRS CO CNV 37045V118 63.52752 5439 SH SOLE 4 1656 0 3783
GENERAL MTRS CO CNV 37045V126 42.63393 5438 SH SOLE 4 1656 0 3782
GENESIS SOLAR CORP COM NPV CMN 37186R108 0 51 SH SOLE 1 51 0 0
GENETIC TECHNOLOGIES LTD CMN 37185R109 700 231000 SH SOLE 2 231000 0 0
NPV
GENIE ENERGY LTD 'B'NPV CMN 372284208 103 13015 SH SOLE 1 13015 0 0
GENON ENERGY INC COM CMN 37244E107 65 24986 SH DEFINED 2 0 24986 0
USD0.001
GENON ENERGY INC COM CMN 37244E107 0 14 SH DEFINED 1 0 14 0
USD0.001
GENTIVA HEALTH SERVICES CMN 37247A102 9 1300 SH DEFINED 2 0 1300 0
INC COM USD0.10
GENTIVA HEALTH SERVICES CMN 37247A102 1856 275000 SH DEFINED 1 0 275000 0
INC COM USD0.10
GENUINE PARTS CO COM STK CMN 372460105 281 4590 SH SOLE 2 4590 0 0
USD1
GENWORTH FINANCIAL INC COM CMN 37247D106 77 11828 SH SOLE 2 11828 0 0
CL'A'USD0.001
GERDAU SA PRF NPV CMN 373737105 3542 453583 SH DEFINED 2 0 453583 0
GERDAU SA PRF NPV CMN 373737105 714 91393 SH DEFINED 2 0 91393 0
GERON CORP COM USD0.001 CMN 374163103 222 150001 SH SOLE 2 150001 0 0
GFI GROUP INC COM USD0.01 CMN 361652209 47 11301 SH SOLE 2 11301 0 0
GIANT INTERACTIVE CMN 374511103 169 41300 SH SOLE 2 41300 0 0
GROUP-ADR ADR EACH REPR 1
ORD SH
GILEAD SCIENCES INC COM CMN 375558103 22325 545445 SH DEFINED 2 0 545445 0
USD0.001
GILEAD SCIENCES INC COM CMN 375558103 1522 37189 SH DEFINED 2 0 37189 0
USD0.001
GILEAD SCIENCES INC COM CNV 375558AN3 7440 68034.6 SH SOLE 1 68034.6 0 0
USD0.001
GLAXOSMITHKLINE PLC ORD CMN 37733W105 237 5200 SH SOLE 2 5200 0 0
GBP0.25
GLOBAL EAGLE ACQUISITION CMN 37951D110 0 26086.95 SH SOLE 6 26086.95 0 0
CORP COM NPV
GLOBAL TELESYSTEMS INC COM CMN 37936U104 0 1039 SH SOLE 1 1039 0 0
GLOBAL X URANIUM ETF ETP CMN 37950E754 132 16145 SH SOLE 2 16145 0 0
NPV
GLOBUS MARITIME LTD CMN Y27265209 0 10200 SH SOLE 2 10200 0 0
USD0.00004
GMX RESOURCES INC COM CMN 38011M108 21 17150 SH SOLE 2 17150 0 0
USD0.001<br /><br />FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
--------------------------- -------------- --------- ----------- ------------------- ---------- -------- ---------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
--------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
GO ONLINE NETWORKS CORP CMN 380185108 0 400 SH SOLE 1 400 0 0
COM
GOLDCORP INC COM NPV CMN 380956409 456 10296 SH SOLE 2 10296 0 0
GOODRICH CORP COM USD5 CMN 382388106 15343 124037 SH DEFINED 2 0 124037 0
GOODRICH CORP COM USD5 CMN 382388106 6049 48900 SH DEFINED 1 0 48900 0
GOODRICH PETROLEUM CORP CNV 382410AC2 4882 53003.63 SH SOLE 1 53003.63 0 0
COM USD0.20
GOODRICH PETROLEUM CORP CNV 382410603 304 10000 SH SOLE 1 10000 0 0
PERP PFD CONV SER B
GOODYEAR TIRE & RUBBER CMN 382550101 236 16621 SH SOLE 2 16621 0 0
CO/THE COM NPV
GOOGLE INC COM USD0.001 CMN 38259P508 1602 2480 SH DEFINED 2 0 2480 0
CL'A'
GOOGLE INC COM USD0.001 CMN 38259P508 1489 2305 SH DEFINED 2 0 2305 0
CL'A'
GOOGLE INC COM USD0.001 CMN 38259P508 74 115 SH DEFINED 3 0 115 0
CL'A'
GOOGLE INC COM USD0.001 CMN 38259P508 474 734 SH DEFINED 1 0 734 0
CL'A'
GREAT PLAINS ENERGY INC CNV 391164803 1651 25000 SH SOLE 1 25000 0 0
PRF50
GREAT WESTN LD & REC INC CMN 39142A104 0 93 SH SOLE 1 93 0 0
COM
GREEN MOUNTAIN COFFEE CMN 393122106 1149 25614 SH SOLE 2 25614 0 0
ROASTERS INC COM USD0.10
GREENLAND CORP COM PAR CMN 39530P309 0 19 SH SOLE 1 19 0 0
$0.001
GREENLIGHT COMMUNICATIONS CMN 39536R200 0 400 SH SOLE 1 400 0 0
INC COM NEW
GROUP 1 AUTOMOTIVE INC COM CNV 398905AF6 1271 8510.28 SH SOLE 1 8510.28 0 0
USD0.01
GROUP LONG DISTANCE INC COM CMN 398901108 0 400 SH SOLE 1 400 0 0
GRUBB & ELLIS CO COM STK CMN 400095204 4 30303 SH SOLE 1 30303 0 0
USD0.01
GULF RESOURCES INC USD0.001 CMN 40251W309 19 10400 SH SOLE 2 10400 0 0
H QUOTIENT INC COM CMN 40426E101 0 209 SH SOLE 1 209 0 0
H^R BLOCK INC COM NPV CMN 093671105 185 11299 SH SOLE 2 11299 0 0
HALLIBURTON CO COM USD2.50 CMN 406216101 46 1341 SH DEFINED 2 0 1341 0
HALLIBURTON CO COM USD2.50 CMN 406216101 4116 119258 SH DEFINED 2 0 119258 0
HALLIBURTON CO COM USD2.50 CMN 406216101 31 905 SH DEFINED 1 0 905 0
HANSEN MEDICAL INC COM STK CMN 411307101 166 64440 SH SOLE 2 64440 0 0
USD0.0001
HANSEN NATURAL CORP COM CMN 411310105 195 2119 SH DEFINED 2 0 2119 0
USD0.005
HANSEN NATURAL CORP COM CMN 411310105 33 361 SH DEFINED 1 0 361 0
USD0.005
HANWHA SOLARONE CO LTD ADR CMN 41135V103 14 14546 SH SOLE 2 14546 0 0
EACH REPR 5 ORD SHS
HARLEYSVILLE GROUP INC COM CMN 412824104 243 4304 SH SOLE 2 4304 0 0
USD1
HARMONY GOLD MINING CO LTD CMN 413216300 230 19743 SH SOLE 2 19743 0 0
ZAR0.50
HARTFORD FINANCIAL CMN 416515104 167 10283 SH SOLE 2 10283 0 0
SERVICES GROUP INC COM
USD0.01
HASBRO INC COM USD0.50 CMN 418056107 363 11380 SH SOLE 2 11380 0 0
HDFC BANK LTD INR2 CMN 40415F101 825 31389 SH SOLE 2 31389 0 0
HEALTH CARE REIT INC 6.5% CNV 42217K601 2045 40000 SH SOLE 1 40000 0 0
CNV PREF 31/12/2049
HEALTH CARE REIT INC USD1 CNV 42217KAP1 3820 32971.93 SH SOLE 1 32971.93 0 0<br /><br />FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
--------------------------- -------------- --------- ----------- ------------------- ---------- -------- ---------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
--------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
HEALTH CARE REIT INC USD1 CNV 42217KAQ9 12495 109511.89 SH SOLE 1 109511.89 0 0
HEALTH CARE REIT INC USD1 CNV 42217KAR7 696 6082.53 SH SOLE 1 6082.53 0 0
HEALTHSPRING INC USD0.01 CMN 42224N101 8971 164486 SH SOLE 2 164486 0 0
HECLA MINING CO COM USD0.25 CMN 422704106 311 59500 SH SOLE 2 59500 0 0
HEINZ (HJ) COM USD0.25 CMN 423074103 690 12767 SH SOLE 2 12767 0 0
HELIX ENERGY SOLUTIONS CNV 127914AB5 274 2738.55 SH SOLE 1 2738.55 0 0
GROUP INC COM NPV
HELM CAP GROUP INC COM CMN 423418102 0 2091 SH SOLE 1 2091 0 0
HERBALIFE LTD COM USD0.002 CMN G4412G101 4630 89613 SH SOLE 2 89613 0 0
HERCULES TECHNOLOGY GROWTH CNV 427096AA0 14357 168208.57 SH SOLE 1 168208.57 0 0
CAP INC COM USD0.001
HERSHEY CO/THE COM USD1 CMN 427866108 187 3029 SH DEFINED 2 0 3029 0
HERSHEY CO/THE COM USD1 CMN 427866108 545 8825 SH DEFINED 1 0 8825 0
HERTZ GLOBAL HOLDINGS INC CMN 42805T105 120 10280 SH SOLE 2 10280 0 0
COM STK USD0.01
HERTZ GLOBAL HOLDINGS INC CNV 42805TAA3 77152 494720.96 SH SOLE 1 494720.96 0 0
COM STK USD0.01
HESS CORP COM USD1 CMN 42809H107 1844 32460 SH DEFINED 2 0 32460 0
HESS CORP COM USD1 CMN 42809H107 196 3453 SH DEFINED 2 0 3453 0
HEWLETT-PACKARD CO COM CMN 428236103 12709 493345 SH DEFINED 2 0 493345 0
USD0.01
HEWLETT-PACKARD CO COM CMN 428236103 2031 78824 SH DEFINED 2 0 78824 0
USD0.01
HEXCEL CORP COM USD0.01 CMN 428291108 202 8345 SH SOLE 2 8345 0 0
HICKS ACQUISITION CO II CMN 429090103 0 400000 SH SOLE 6 400000 0 0
INC COM NPV
HOLIDAY RV SUPERSTORES INC CMN 434902201 0 200000 SH SOLE 1 200000 0 0
USD0.01
HOLOGIC INC COM USD0.01 CNV 436440AB7 308 2822.4 SH SOLE 1 2822.4 0 0
HOME DEPOT INC COM USD0.05 CMN 437076102 1346 32012 SH SOLE 2 32012 0 0
HOME SOLUTIONS AMER INC COM CMN 437355100 0 300 SH SOLE 1 300 0 0
HONEYWELL INTERNATIONAL CMN 438516106 1376 25316 SH SOLE 2 25316 0 0
INC COM USD1
HORNBECK OFFSHORE SERVICES CMN 440543106 212 6837 SH DEFINED 2 0 6837 0
INC COM USD0.01
HORNBECK OFFSHORE SERVICES CMN 440543106 344 11090 SH DEFINED 1 0 11090 0
INC COM USD0.01
HOSPIRA INC COM USD0.01 CMN 441060100 209 6894 SH SOLE 2 6894 0 0
HOST HOTELS & RESORTS INC CNV 44107TAG1 4535 36428.19 SH SOLE 1 36428.19 0 0
COM STK USD0.01
HUGHES ELECTRONICS CMN 25490A101 532 12449 SH DEFINED 2 0 12449 0
CORP/OLD COM USD0.01
HUGHES ELECTRONICS CMN 25490A101 30 705 SH DEFINED 1 0 705 0
CORP/OLD COM USD0.01
HUMAN GENOME SCIENCES INC CMN 444903108 112 15223 SH SOLE 2 15223 0 0
COM USD0.01
HUNTINGTON BANCSHARES CMN 446150104 86 15588 SH SOLE 2 15588 0 0
INC/OH COM STK NPV
HYPERDYNAMICS CORP COM CMN 448954107 123 50100 SH SOLE 2 50100 0 0
USD0.001
HYUNDAI MOTOR CO KRW5000 CMN 449187509 0 0.5 SH SOLE 2 0.5 0 0
IAMGOLD CORP COM NPV CMN 450913108 1984 125202 SH SOLE 2 125202 0 0
IBIZ TECHNOLOGY CORP COM CMN 45103B205 0 25 SH SOLE 1 25 0 0
NEW
ICICI BANK LTD INR10 CMN 45104G104 1057 40000 SH DEFINED 2 0 40000 0
ICICI BANK LTD INR10 CMN 45104G104 1271 48086 SH DEFINED 2 0 48086 0
IDEARC INC COM CMN 451663108 0 820 SH SOLE 1 820 0 0
IEMI USD0.001 CMN 44950Q100 0 17500 SH SOLE 1 17500 0 0
IEXALT INC USD0.001 CMN 451691208 0 3 SH SOLE 1 3 0 0
ILLINOIS TOOL WORKS INC CMN 452308109 665 14242 SH DEFINED 2 0 14242 0
COM NPV<br /><br />FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
--------------------------- -------------- --------- ----------- ------------------- ---------- -------- ---------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
--------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
ILLINOIS TOOL WORKS INC CMN 452308109 122 2610 SH DEFINED 2 0 2610 0
COM NPV
ILLUMINA INC COM USD0.01 CMN 452327109 1862 61080 SH SOLE 2 61080 0 0
INCYTE CORP COM USD0.001 CMN 45337C102 255 17001 SH DEFINED 2 0 17001 0
INCYTE CORP COM USD0.001 CMN 45337C102 4647 309567 SH DEFINED 1 0 309567 0
INCYTE CORP COM USD0.001 CNV 45337CAJ1 103830 553758.54 SH SOLE 1 553758.54 0 0
INDEXIQ ETF TR US RL EST CMN 45409B628 4405 250000 SH SOLE 1 250000 0 0
SMCP
INDUSTRIAL SELECT SECT CMN 81369Y704 864 25600 SH DEFINED 2 0 25600 0
SPDR AMEX INDUSTRIAL
SELECT
INDUSTRIAL SELECT SECT CMN 81369Y704 34 1000 SH DEFINED 2 0 1000 0
SPDR AMEX INDUSTRIAL
SELECT
INDUSTRIAL SELECT SECT CMN 81369Y704 7 200 SH DEFINED 1 0 200 0
SPDR AMEX INDUSTRIAL
SELECT
INFORMATION HWY COM INC COM CMN 456723105 0 200 SH SOLE 1 200 0 0
INFORMATION SYSTEMS CMN 45676R108 2 30000 SH SOLE 2 30000 0 0
ASSOCIATES INC COM NPV
INFOSYS LTD INR5 CMN 456788108 2351 45764 SH SOLE 2 45764 0 0
INNOVACOM INC COM NPV CMN 45765K105 0 5000 SH SOLE 1 5000 0 0
INTEGRA LIFESCI HL COM STK CNV 457985AJ8 705 8356.4 SH SOLE 1 8356.4 0 0
USD0.01
INTEGRATED HEALTH SVCS INC CMN 45812C106 0 19 SH SOLE 1 19 0 0
COM
INTEL CORP COM USD0.001 CMN 458140100 487 20087 SH DEFINED 2 0 20087 0
INTEL CORP COM USD0.001 CMN 458140100 3047 125651 SH DEFINED 2 0 125651 0
INTEL CORP COM USD0.001 CNV 458140AF7 13668 109042.31 SH SOLE 1 109042.31 0 0
INTERDIGITAL INC COM STK CNV 458660AA5 1001 9505.63 SH SOLE 1 9505.63 0 0
USD0.01
INTERDIGITAL INC COM STK CMN 45867G101 329 7555 SH SOLE 2 7555 0 0
USD0.01
INTERGRATED COMM NETWORKS CMN 458111101 0 8 SH SOLE 1 8 0 0
INC COM
INTERIORS INC CL A CMN 458688108 0 600 SH SOLE 1 600 0 0
INTERNATIONAL BUSINESS CMN 459200101 426 2315 SH SOLE 2 2315 0 0
MACHINES CORP COM USD0.20
INTERNATIONAL GAME CMN 459902102 8769 509814 SH DEFINED 2 0 509814 0
TECHNOLOGY USD0.00062
INTERNATIONAL GAME CMN 459902102 236 13721 SH DEFINED 2 0 13721 0
TECHNOLOGY USD0.00062
INTEROIL CORP COM NPV CMN 460951106 764 14950 SH SOLE 2 14950 0 0
INTERPUBLIC GROUP OF COS CNV 460690803 1896 2121 SH SOLE 1 2121 0 0
CNV 5.25% CNV PRF SER 'B'
INTERPUBLIC GROUP OF COS CNV 460690BA7 37454 373797.09 SH SOLE 1 373797.09 0 0
INC COM USD0.10
INTL FLAVORS & FRAGRANCES CMN 459506101 234 4471 SH SOLE 2 4471 0 0
INC COM USD0.125
INTUITIVE SURGICAL INC COM CMN 46120E602 408 881 SH DEFINED 2 0 881 0
USD0.001
INTUITIVE SURGICAL INC COM CMN 46120E602 714 1543 SH DEFINED 1 0 1543 0
USD0.001
INVESCO MORTGAGE CAPITAL CMN 46131B100 492 35000 SH SOLE 2 35000 0 0
INC USD0.01
IPATH INVERSE S^P 500 VIX CMN 06740L592 660 20000 SH SOLE 2 20000 0 0
SHOR ETP NPV
IPATH S^P 500 VIX MID-TERM CMN 06740C519 723 11916 SH SOLE 1 11916 0 0
FUTURES ETN IPATH S^P 500
VIX M/T FU ETN<br /><br />FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
--------------------------- -------------- --------- ----------- ------------------- ---------- -------- ---------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
--------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
IPATH S^P 500 VIX CMN 06740C261 6218 175000 SH DEFINED 1 0 175000 0
SHORT-TERM FUTURES ETN ETP
NPV
IPATH S^P 500 VIX CMN 06740C261 17768 500095 SH DEFINED 2 0 500095 0
SHORT-TERM FUTURES ETN
IPATH S^P 500 VIX S/T FU
ETN
IPATH S^P 500 VIX CMN 06740C261 55 1558 SH DEFINED 2 0 1558 0
SHORT-TERM FUTURES ETN
IPATH S^P 500 VIX S/T FU
ETN
IPG PHOTONICS CORP COM CMN 44980X109 177 5219 SH DEFINED 2 0 5219 0
USD0.0001
IPG PHOTONICS CORP COM CMN 44980X109 29 869 SH DEFINED 1 0 869 0
USD0.0001
ISHARES DJ SELECT DIVIDEND CMN 464287168 213 3970 SH SOLE 2 3970 0 0
ISHARES GOLD TRUST COMEX CMN 464285105 79 5200 SH DEFINED 2 0 5200 0
GOLD ETF USD
ISHARES GOLD TRUST COMEX CMN 464285105 92 6017 SH DEFINED 3 0 6017 0
GOLD ETF USD
ISHARES INC - MSCI MEXICO CMN 464286822 208 3860 SH SOLE 2 3860 0 0
FREE INDX FUND
ISHARES INC - MSCI TAIWAN CMN 464286731 577 49260 SH SOLE 2 49260 0 0
INDX FUND
ISHARES INC MSCI JAPAN CMN 464286848 177 19391 SH DEFINED 2 0 19391 0
MSCI JAPAN INDEX FUND
ISHARES INC MSCI JAPAN CMN 464286848 476 52245 SH DEFINED 1 0 52245 0
MSCI JAPAN INDEX FUND
ISHARES INC MSCI SOUTH CMN 464286772 7008 134108 SH SOLE 1 134108 0 0
KOREA INDEX FUND
ISHARES MSCI BRAZIL MSCI CMN 464286400 9 150 SH DEFINED 2 0 150 0
BRAZIL INDEX FUND
ISHARES MSCI BRAZIL MSCI CMN 464286400 1945 33895 SH DEFINED 2 0 33895 0
BRAZIL INDEX FUND
ISHARES MSCI BRAZIL MSCI CMN 464286400 13450 234367 SH DEFINED 1 0 234367 0
BRAZIL INDEX FUND
ISHARES MSCI EAFE INDEX CMN 464287465 1281 25867 SH DEFINED 2 0 25867 0
FUND MSCI EAFE INDEX FUND
ISHARES MSCI EAFE INDEX CMN 464287465 30 600 SH DEFINED 2 0 600 0
FUND MSCI EAFE INDEX FUND
ISHARES MSCI EAFE INDEX CMN 464287465 565 11400 SH DEFINED 1 0 11400 0
FUND MSCI EAFE INDEX FUND
ISHARES MSCI EMERGING CMN 464286566 513 21800 SH SOLE 2 21800 0 0
MARKETS EASTERN EUROPE
INDEX FUND ETP NPV
ISHARES MSCI GERMANY INDEX CMN 464286806 230 11951 SH SOLE 2 11951 0 0
MSCI GERMANY INDEX FUND
ISHARES MSCI SINGAPORE CMN 464286673 458 42315 SH SOLE 2 42315 0 0
MSCI SINGAPORE FREE INDEX
F
ISHARES MSCI TURKEY INDEX CMN 464286715 638 15506 SH SOLE 2 15506 0 0
FD ISHARES MSCI TURKEY
INDEX FD
ISHARES RUSSELL 2000 CMN 464287655 1327 17990 SH DEFINED 2 0 17990 0
RUSSELL 2000 INDEX FUND
ISHARES RUSSELL 2000 CMN 464287655 189 2565 SH DEFINED 2 0 2565 0
RUSSELL 2000 INDEX FUND
ISHARES RUSSELL 2000 CMN 464287655 76768 1040921 SH DEFINED 1 0 1040921 0
RUSSELL 2000 INDEX FUND
ISHARES SILVER TST ISHARES CMN 46428Q109 1228 45601 SH DEFINED 2 0 45601 0<br /><br />FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
--------------------------- -------------- --------- ----------- ------------------- ---------- -------- ---------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
--------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
ISHARES SILVER TST ISHARES CMN 46428Q109 108 4000 SH DEFINED 1 0 4000 0
ISHARES TRUST 1-3 YRS CMN 464287457 212 2504 SH SOLE 2 2504 0 0
TREASURY INDEX FUND
ISHARES TRUST DOW JONES US CMN 464287739 284 5000 SH SOLE 1 5000 0 0
REAL EST IDX F
ISHARES TRUST FUNDS HYG CMN 464288513 6278 70197 SH SOLE 2 70197 0 0
FUNDS HYG
ISHARES TRUST GOLDMAN CMN 464287242 1923 16907 SH SOLE 2 16907 0 0
SACHS CRP BD FD
ISHARES TRUST LEHMAN 20 CMN 464287432 758 6250 SH SOLE 2 6250 0 0
PLUS YR TREASURY
ISHARES TRUST LEHMAN US CMN 464287226 6371 57787 SH SOLE 2 57787 0 0
AGGREGATE BOND FD
ISHARES TRUST MCSI BRIC CMN 464286657 558 15386 SH SOLE 2 15386 0 0
INDEX FUND
ISHARES TRUST MSCI CMN 464287234 1157 30491 SH DEFINED 2 0 30491 0
EMERGING MARKETS INDEX
ISHARES TRUST MSCI CMN 464287234 26531 699278 SH DEFINED 2 0 699278 0
EMERGING MARKETS INDEX
ISHARES TRUST MSCI CMN 464287234 7266 191503 SH DEFINED 1 0 191503 0
EMERGING MARKETS INDEX
ITT CORP USD1 CMN 450911201 39 2001 SH DEFINED 2 0 2001 0
ITT CORP USD1 CMN 450911201 203 10499 SH DEFINED 1 0 10499 0
IVANHOE ENERGY INC COM NPV CMN 465790103 12 10500 SH SOLE 2 10500 0 0
IVANHOE MINES LTD/CA COM CMN 46579N103 3802 214556 SH SOLE 2 214556 0 0
NPV
IXIA COM NPV CMN 45071R109 127 12100 SH SOLE 1 12100 0 0
JAB INTL INC COM CMN 466078102 0 381 SH SOLE 1 381 0 0
JABIL CIRCUIT INC COM CMN 466313103 434 22094 SH SOLE 2 22094 0 0
USD0.001
JAKKS PACIFIC INC COM STK CMN 47012E106 1474 104481 SH SOLE 1 104481 0 0
USD0.001
JANUS CAPITAL GROUP INC CMN 47102X105 60 9500 SH DEFINED 2 0 9500 0
COM USD0.01
JANUS CAPITAL GROUP INC CMN 47102X105 2682 425000 SH DEFINED 1 0 425000 0
COM USD0.01
JAZZ PHARMACEUTICALS INC CMN 472147107 226 5852 SH SOLE 2 5852 0 0
COM STK USD0.0001
JOHNSON & JOHNSON COM USD1 CMN 478160104 368 5619 SH DEFINED 2 0 5619 0
JOHNSON & JOHNSON COM USD1 CMN 478160104 11306 172397 SH DEFINED 2 0 172397 0
JOHNSON CONTROLS INC COM CMN 478366107 374 11976 SH DEFINED 2 0 11976 0
STK USD0.01388
JOHNSON CONTROLS INC COM CMN 478366107 34 1080 SH DEFINED 1 0 1080 0
STK USD0.01388
JOY GLOBAL INC COM USD1 CMN 481165108 313 4173 SH DEFINED 2 0 4173 0
JOY GLOBAL INC COM USD1 CMN 481165108 27 365 SH DEFINED 1 0 365 0
JP MORGAN CHASE BANK NA CMN 46625H100 653 19641 SH DEFINED 1 0 19641 0
COM USD1
JPMORGAN CHASE & CO COM CMN 46625H100 10326 310554 SH DEFINED 2 0 310554 0
USD1
JPMORGAN CHASE & CO COM CMN 46625H100 1873 56319 SH DEFINED 2 0 56319 0
USD1
JPMORGAN CHASE & CO COM CMN 46625H100 6 170 SH DEFINED 3 0 170 0
USD1
JUNIPER NETWORKS INC COM CMN 48203R104 247 12126 SH SOLE 2 12126 0 0
USD0.00001
KAISER ALUMINUM CORP COM CMN 483007704 3498 76243 SH SOLE 2 76243 0 0
USD0.01
KANDI TECHNOLGIES CORP COM CMN 483709101 43 11600 SH SOLE 2 11600 0 0
STK USD0.001<br /><br />FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
--------------------------- -------------- --------- ----------- ------------------- ---------- -------- ---------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
--------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
KB HOME COM STK USD1 CMN 48666K109 129 19200 SH SOLE 2 19200 0 0
KELLOGG CO COM USD0.25 CMN 487836108 244 4827 SH SOLE 2 4827 0 0
KERYX BIOPHARMACEUTICALS CMN 492515101 74 29413 SH SOLE 2 29413 0 0
INC COM USD0.001
KEYCORP COM USD1 CMN 493267108 94 12262 SH SOLE 2 12262 0 0
KILROY REALTY CORP COM STK CNV 49427RAC6 4460 37682.81 SH SOLE 1 37682.81 0 0
USD0.01
KIMBERLY-CLARK CORP COM CMN 494368103 673 9149 SH SOLE 2 9149 0 0
USD1.25
KIMCO REALTY CORP COM CMN 49446R109 292 17975 SH SOLE 2 17975 0 0
USD0.01
KINDER MORGAN INC/DELAWARE CMN 49456B101 12 362 SH DEFINED 2 0 362 0
COM NPV
KINDER MORGAN INC/DELAWARE CMN 49456B101 965 30000 SH DEFINED 1 0 30000 0
COM NPV
KINROSS GOLD CORP COM NPV CMN 496902404 652 57217 SH SOLE 2 57217 0 0
KKR & CO LP LTD PART NPV CMN 48248M102 0 2 SH DEFINED 2 0 2 0
KKR & CO LP LTD PART NPV CMN 48248M102 2088 162742 SH DEFINED 1 0 162742 0
KLA-TENCOR CORP COM CMN 482480100 214 4435 SH SOLE 2 4435 0 0
USD0.001
KNIGHT CAPITAL GROUP INC CMN 499005106 6992 591542 SH DEFINED 2 0 591542 0
CLASS 'A'COM USD0.01
KNIGHT CAPITAL GROUP INC CMN 499005106 1 100 SH DEFINED 2 0 100 0
CLASS 'A'COM USD0.01
KODIAK OIL & GAS CORP COM CMN 50015Q100 291 30600 SH SOLE 2 30600 0 0
NPV
KOHLBERG CAP CORP COM STK CNV 500233AA9 739 8296.78 SH SOLE 1 8296.78 0 0
USD0.01
KOHL'S CORP COM USD0.01 CMN 500255104 1347 27290 SH DEFINED 2 0 27290 0
KOHL'S CORP COM USD0.01 CMN 500255104 337 6825 SH DEFINED 1 0 6825 0
KRAFT FOODS INC COM STK CMN 50075N104 1981 53023 SH DEFINED 2 0 53023 0
NPV CLS'A'
KRAFT FOODS INC COM STK CMN 50075N104 43 1158 SH DEFINED 1 0 1158 0
NPV CLS'A'
KROGER CO/THE COM USD1 CMN 501044101 722 29820 SH SOLE 2 29820 0 0
L 3 COMMUNICATIONS HOLDING CNV 502413AW7 1560 16365.38 SH SOLE 1 16365.38 0 0
COM USD0.01
LAFAYETTE INDUSTRIES INC CMN 506377100 0 750 SH SOLE 1 750 0 0
COM
LAM RESEARCH CORP COM CNV 512807AH1 1490 15820.37 SH SOLE 1 15820.37 0 0
USD0.001
LAS VEGAS SANDS CORP COM CMN 517834107 1636 38277 SH DEFINED 2 0 38277 0
USD0.001
LAS VEGAS SANDS CORP COM CMN 517834107 2141 50097 SH DEFINED 2 0 50097 0
USD0.001
LASERSIGHT INC COM NEW CMN 517924304 0 1491 SH SOLE 1 1491 0 0
LDK SOLAR CO LTD ADR EACH CMN 50183L107 79 18949 SH SOLE 2 18949 0 0
REPR 1 ORD USD0.10
LEAR CORP CMN 521865204 358.2 9000 SH SOLE 4 9000 0 0
LEGGETT & PLATT INC USD0.01 CMN 524660107 444 19270 SH SOLE 2 19270 0 0
LEHMAN BROTHERS HOLDINGS CMN 524908100 1 34803 SH SOLE 2 34803 0 0
INC USD0.1
LENNAR CORP COM CMN 526057104 102 5180 SH DEFINED 2 0 5180 0
CL'A'USD0.10
LENNAR CORP COM CMN 526057104 641 32637 SH DEFINED 1 0 32637 0
CL'A'USD0.10
LEVEL 3 COMMUNICATIONS INC CNV 52729NBQ2 2702 24814.81 SH SOLE 1 24814.81 0 0
USD0.01
LIFE TECHNOLOGIES CORP COM CNV 46185RAK6 9594 96079.2 SH SOLE 1 96079.2 0 0
USD0.01<br /><br />FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
--------------------------- -------------- --------- ----------- ------------------- ---------- -------- ---------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
--------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
LIFEPOINT HOSPITALS INC CNV 53219LAH2 1013 9944 SH SOLE 1 9944 0 0
COM USD0.01
LIGHTNING ROD SOFTWARE INC CMN 532244100 0 20 SH SOLE 1 20 0 0
COM
LIMELIGHT NETWORKS INC COM CMN 53261M104 95 32000 SH DEFINED 2 0 32000 0
STK USD0.001
LIMELIGHT NETWORKS INC COM CMN 53261M104 16 5300 SH DEFINED 1 0 5300 0
STK USD0.001
LINCARE HOLDINGS INC COM CNV 532791AF7 1130 10464.41 SH SOLE 1 10464.41 0 0
USD0.01
LINCOLN NATIONAL CORP COM CMN 534187109 252 12968 SH SOLE 2 12968 0 0
NPV
LINEAR TECHNOLOGY CORP COM CNV 535678AC0 2121 20718.84 SH SOLE 1 20718.84 0 0
USD0.001
LLOYDS BANKING GROUP PLC CMN 539439109 226 143732 SH SOLE 2 143732 0 0
GBP0.1
LOCKHEED MARTIN CORP COM CMN 539830109 325 4014 SH SOLE 2 4014 0 0
USD1
LOOPNET INC COM STK CMN 543524300 32 1748 SH DEFINED 2 0 1748 0
USD0.001
LOOPNET INC COM STK CMN 543524300 6031 329909 SH DEFINED 1 0 329909 0
USD0.001
LORILLARD INC USD0.01 CMN 544147101 898 7877 SH DEFINED 2 0 7877 0
LORILLARD INC USD0.01 CMN 544147101 199 1743 SH DEFINED 1 0 1743 0
LOWE'S COS INC COM USD0.50 CMN 548661107 1207 47553 SH SOLE 2 47553 0 0
LSI CORP COM STK USD0.01 CMN 502161102 87 14601 SH SOLE 2 14601 0 0
LTD BRANDS INC COM USD0.50 CMN 532716107 1644 40738 SH SOLE 2 40738 0 0
LYONDELLBASELL INDUSTRIES CMN N53745100 2623 80720 SH DEFINED 2 0 80720 0
AF SCA NPV
LYONDELLBASELL INDUSTRIES CMN N53745100 107 3301 SH DEFINED 2 0 3301 0
AF SCA NPV
LYONDELLBASELL INDUSTRIES N CMN N53745100 4505.84337 191076 SH SOLE 4 159975 0 31101
LYRIC INTL INC COM NEW CMN 552350209 0 5 SH SOLE 1 5 0 0
MACY'S INC COM STK USD0.01 CMN 55616P104 262 8147 SH SOLE 2 8147 0 0
MAGIC SOFTWARE ENTERPRISES CMN 559166103 0 200 SH SOLE 2 200 0 0
LTD COM ILS0.10
MAGNUM HUNTER RESOURCES CMN 55973G119 0 600 SH SOLE 2 600 0 0
CORP COM USD0.01
MANNKIND CORP COM USD0.01 CMN 56400P201 147 58900 SH SOLE 2 58900 0 0
MANPOWERGROUP COM USD0.01 CMN 56418H100 1384 38711 SH SOLE 2 38711 0 0
MARATHON OIL CORP COM USD1 CMN 565849106 448 15313 SH SOLE 2 15313 0 0
MARC PHARMACEUTICALS INC CMN 566137105 0 3735000 SH SOLE 1 3735000 0 0
COM
MARCHFIRST INC COM CMN 566244109 0 600 SH SOLE 1 600 0 0
MAREX INC COM NEW CMN 566536306 0 520 SH SOLE 1 520 0 0
MARKET VECTORS - GOLD CMN 57060U100 8229 160000 SH DEFINED 2 0 160000 0
MINERS ETF GOLD MINES
MARKET VECTORS - GOLD CMN 57060U100 2819 54816 SH DEFINED 2 0 54816 0
MINERS ETF GOLD MINES
MARKET VECTORS - GOLD CMN 57060U100 6777 131770 SH DEFINED 1 0 131770 0
MINERS ETF GOLD MINES
MARKET VECTORS ETF SBI CMN 57060U506 105 3930 SH DEFINED 2 0 3930 0
USD0.001 RUSSIA ETF TRU
MARKET VECTORS ETF SBI CMN 57060U506 1695 63587 SH DEFINED 2 0 63587 0
USD0.001 RUSSIA ETF TRU
MARKET VECTORS JUNIOR GOLD CMN 57060U589 636 25753 SH DEFINED 2 0 25753 0
MINERS ETF ETP NPV
MARKET VECTORS JUNIOR GOLD CMN 57060U589 1354 54800 SH DEFINED 1 0 54800 0
MINERS ETF ETP NPV
MARKET VECTORS RARE CMN 57060U472 322 21600 SH SOLE 2 21600 0 0
EARTH/STRATEGIC METALS ETF
ETP NPV<br /><br />FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
--------------------------- -------------- --------- ----------- ------------------- ---------- -------- ---------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
--------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
MARKET VECTORS VIETNAM ETF CMN 57060U761 508 34885 SH SOLE 2 34885 0 0
ETP NPV
MARRIOTT INTERNATIONAL INC CMN 571903202 4609 158000 SH DEFINED 1 0 158000 0
COM USD0.01 CLASS 'A'
MARRIOTT INTL INC/DE COM CMN 571903202 207 7096 SH DEFINED 2 0 7096 0
USD0.01 CLASS 'A'
MARRIOTT VACATIONS CMN 57164Y107 475 27700 SH SOLE 1 27700 0 0
WORLDWIDE CORP COM NPV
MARSH & MCLENNAN COS INC CMN 571748102 218 6890 SH SOLE 2 6890 0 0
COM USD1
MARTHA STEWART LIVING CMN 573083102 88 20000 SH SOLE 2 20000 0 0
OMNIMEDIA CLASS'A' USD0.01
MARVELL TECHNOLOGY GROUP CMN G5876H105 142 10285 SH SOLE 2 10285 0 0
LTD COM USD0.002
MASCO CORP COM USD1 CMN 574599106 286 27326 SH SOLE 2 27326 0 0
MASTEC INC COM USD0.10 CNV 576323AM1 11447 85357.97 SH SOLE 1 85357.97 0 0
MASTERCARD INC COM CMN 57636Q104 594 1594 SH DEFINED 2 0 1594 0
USD0.0001 CLASS 'A'
MASTERCARD INC COM CMN 57636Q104 229 613 SH DEFINED 1 0 613 0
USD0.0001 CLASS 'A'
MATERIALS SELECT SECTOR CMN 81369Y100 14 430 SH DEFINED 2 0 430 0
SPDR SBI MATERIALS NPV
MATERIALS SELECT SECTOR CMN 81369Y100 670 20000 SH DEFINED 1 0 20000 0
SPDR SBI MATERIALS NPV
MATTEL INC COM USD1 CMN 577081102 207 7463 SH DEFINED 2 0 7463 0
MATTEL INC COM USD1 CMN 577081102 32 1157 SH DEFINED 1 0 1157 0
MCCORMICK & SCHMICK'S CMN 579793100 932 106598 SH SOLE 1 106598 0 0
SEAFOO COM STK USD0.001
MCDERMOTT INTERNATIONAL CMN 580037109 517 44936 SH SOLE 2 44936 0 0
INC COM STK USD1
MCDONALD'S CORP COM USD0.01 CMN 580135101 3325 33145 SH SOLE 2 33145 0 0
MCGRAW-HILL COS INC/THE CMN 580645109 1148 25523 SH DEFINED 2 0 25523 0
COM USD1
MCGRAW-HILL COS INC/THE CMN 580645109 35 780 SH DEFINED 1 0 780 0
COM USD1
MCKESSON CORP COM USD0.01 CMN 58155Q103 309 3972 SH DEFINED 2 0 3972 0
MCKESSON CORP COM USD0.01 CMN 58155Q103 14 177 SH DEFINED 1 0 177 0
MCMORAN EXPLORATION CO COM CMN 582411104 127 8700 SH DEFINED 2 0 8700 0
USD0.01
MCMORAN EXPLORATION CO COM CMN 582411104 1470 101000 SH DEFINED 1 0 101000 0
USD0.01
MEAD JOHNSON NUTRITION CO CMN 582839106 682 9918 SH DEFINED 2 0 9918 0
COM USD0.01
MEAD JOHNSON NUTRITION CO CMN 582839106 183 2669 SH DEFINED 1 0 2669 0
COM USD0.01
MEADWESTVACO CORP COM CMN 583334107 82 2735 SH DEFINED 2 0 2735 0
USD0.01
MEADWESTVACO CORP COM CMN 583334107 353 11800 SH DEFINED 1 0 11800 0
USD0.01
MECHEL OAO CMN 583840103 9535 1121711 SH SOLE 2 1121711 0 0
MED/WASTE INC COM CMN 583921101 0 2000 SH SOLE 1 2000 0 0
MEDCO HEALTH SOLUTIONS INC CMN 58405U102 14084 251943 SH DEFINED 2 0 251943 0
COM USD0.01
MEDCO HEALTH SOLUTIONS INC CMN 58405U102 7348 131449 SH DEFINED 1 0 131449 0
COM USD0.01
MEDIVATION INC COM USD0.01 CMN 58501N101 3707 80397 SH SOLE 2 80397 0 0
MEDTRAK ELECTRONICS INC COM CMN 58505A105 0 100 SH SOLE 1 100 0 0
MEDTRONIC INC COM USD0.10 CMN 585055106 2083 54468 SH DEFINED 2 0 54468 0
MEDTRONIC INC COM USD0.10 CMN 585055106 299 7807 SH DEFINED 2 0 7807 0
MEDTRONIC INC COM USD0.10 CNV 585055AM8 3298 32703.7 SH SOLE 1 32703.7 0 0<br /><br />FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
--------------------------- -------------- --------- ----------- ------------------- ---------- -------- ---------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
--------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
MEGALITH CORP COM CMN 58515K101 0 50 SH SOLE 1 50 0 0
MELCO PBL ENTERTAI ADR CMN 585464100 149 15516 SH SOLE 2 15516 0 0
REPR 3 ORD SHS USD0.01
MEMC ELECTRONIC MATERIALS CMN 552715104 79 19935 SH SOLE 2 19935 0 0
COM USD0.01
MENTOR GRAPHICS CORP COM CNV 587200AJ5 6388 63534.56 SH SOLE 1 63534.56 0 0
NPV
MERCADOLIBRE INC COM STK CMN 58733R102 279 3502 SH SOLE 2 3502 0 0
USD0.001
MERCK & CO INC COM USD0.01 CMN 58933Y105 1594 42275 SH DEFINED 2 0 42275 0
MERCK & CO INC COM USD0.01 CMN 58933Y105 773 20494 SH DEFINED 2 0 20494 0
METASOURCE GROUP INC COM CMN 59139R209 0 3740 SH SOLE 1 3740 0 0
NEW
METAWAVE COMMUNICATIONS CP CMN 591409107 0 37500 SH SOLE 1 37500 0 0
METLIFE INC COM USD0.01 CMN 59156R108 134 4296 SH DEFINED 2 0 4296 0
METLIFE INC COM USD0.01 CMN 59156R108 1335 42808 SH DEFINED 1 0 42808 0
METROPCS COMMUNICATIONS CMN 591708102 13 1501 SH DEFINED 2 0 1501 0
INC COM STK USD0.0001
METROPCS COMMUNICATIONS CMN 591708102 608 70100 SH DEFINED 1 0 70100 0
INC COM STK USD0.0001
MGM RESORTS INTERNATIONAL CMN 552953101 175 16782 SH SOLE 2 16782 0 0
COM STK USD0.01
MICROCHIP TECHNOLOGY INC CNV 595017AB0 18028 133788.67 SH SOLE 1 133788.67 0 0
COM USD0.001
MICRON TECHNOLOGY INC COM CMN 595112103 478 75996 SH DEFINED 2 0 75996 0
USD0.10
MICRON TECHNOLOGY INC COM CMN 595112103 304 48374 SH DEFINED 1 0 48374 0
USD0.10
MICRON TECHNOLOGY INC COM CNV 595112AH6 8235 86226.28 SH SOLE 1 86226.28 0 0
USD0.10
MICRON TECHNOLOGY INC COM CNV 595112AJ2 22737 159448.81 SH SOLE 1 159448.81 0 0
USD0.10
MICRON TECHNOLOGY INC COM CNV 595112AK9 234 2752.29 SH SOLE 1 2752.29 0 0
USD0.10
MICRON TECHNOLOGY INC COM CNV 595112AM5 14782 166842.1 SH SOLE 1 166842.1 0 0
USD0.10
MICROSOFT CORP COM CMN 594918104 9100 350524 SH DEFINED 2 0 350524 0
USD0.0000125
MICROSOFT CORP COM CMN 594918104 664 25572 SH DEFINED 1 0 25572 0
USD0.0000125
MICROVISION INC WA COM STK CMN 594960106 5 15000 SH SOLE 2 15000 0 0
USD0.01
MILESTONE SCIENTIFIC INC CMN 59935P209 123 341259 SH SOLE 2 341259 0 0
COM USD0.001
MINERALS MINING CORP DEL CMN 603156100 0 6 SH SOLE 1 6 0 0
COM
MIRACOR DIAGNOSTICS INC COM CMN 60461S104 0 25 SH SOLE 1 25 0 0
MOBILE TELESYSTEMS OJSC CMN 607409109 9849 670942 SH SOLE 2 670942 0 0
MOLYCORP INC COM NPV CMN 608753109 372 15496 SH SOLE 2 15496 0 0
MONARCH CAP CORP DEL COM CMN 609023106 0 100 SH SOLE 1 100 0 0
SYM MONP
MONSANTO CO COM STK USD0.01 CMN 61166W101 1362 19433 SH DEFINED 2 0 19433 0
MONSANTO CO COM STK USD0.01 CMN 61166W101 457 6520 SH DEFINED 2 0 6520 0
MONSTER WORLDWIDE INC COM CMN 611742107 207 26050 SH SOLE 2 26050 0 0
USD0.001
MOODY'S CORP COM USD0.01 CMN 615369105 207 6144 SH DEFINED 2 0 6144 0
MOODY'S CORP COM USD0.01 CMN 615369105 32 960 SH DEFINED 1 0 960 0
MORGAN STANLEY COM STK CMN 617446448 928 61329 SH DEFINED 2 0 61329 0
USD0.01
MORGAN STANLEY COM STK CMN 617446448 2315 153023 SH DEFINED 2 0 153023 0
USD0.01<br /><br />FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
--------------------------- -------------- --------- ----------- ------------------- ---------- -------- ---------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
--------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
MORGANS HOTEL GROUP CO COM CNV 61748WAB4 3182 39161.43 SH SOLE 1 39161.43 0 0
STK NPV
MOSAIC CO/THE COM STK CMN 61945C103 671 13312 SH SOLE 2 13312 0 0
USD0.01
MOTOROLA MOBILITY HOLDINGS CMN 620097105 23558 607164 SH DEFINED 2 0 607164 0
INC COM NPV
MOTOROLA MOBILITY HOLDINGS CMN 620097105 8761 225800 SH DEFINED 1 0 225800 0
INC COM NPV
MOTOROLA SOLUTIONS INC CNV 530715AN1 6619 117155 SH SOLE 1 117155 0 0
USD0.01
MOTOROLA SOLUTIONS INC CMN 620076307 555 11997 SH SOLE 2 11997 0 0
USD0.01
MOVADO GROUP INC COM CMN 624580106 182 10000 SH SOLE 2 10000 0 0
USD0.01
MPTV INC COM NEW CMN 553424409 0 3670 SH SOLE 1 3670 0 0
MUELLER WATER PROD COM STK CMN 624758108 180 73800 SH DEFINED 2 0 73800 0
USD0.01 SER 'A'
MUELLER WATER PROD COM STK CMN 624758108 14 5700 SH DEFINED 1 0 5700 0
USD0.01 SER 'A'
MULTI SOLUTIONS INC COM CMN 625430103 0 1500 SH SOLE 1 1500 0 0
MYLAN INC COM USD0.50 CNV 628530AG2 16878 167694.87 SH SOLE 1 167694.87 0 0
MYLAN INC COM USD0.50 CNV 628530AJ6 74321 425300.3 SH SOLE 1 425300.3 0 0
MYREXIS INC NON-VTG USD0.01 CMN 62856H107 59 22156 SH SOLE 2 22156 0 0
MYTURN COM COM CMN 628690109 0 500 SH SOLE 1 500 0 0
NASDAQ 100 INDEX TRACK CMN 73935A104 452 8104 SH DEFINED 2 0 8104 0
STCK UNITS SERIES'1'
NASDAQ 100 INDEX TRACK CMN 73935A104 290 5200 SH DEFINED 1 0 5200 0
STCK UNITS SERIES'1'
NASH FINCH CO COM USD1.66 CNV 631158AD4 4098 89388.93 SH SOLE 1 89388.93 0 0
2/3
NATIONAL MICRONETICS INC CMN 636904104 0 114 SH SOLE 1 114 0 0
COM
NATIONAL BANK OF GREECE SA CMN 633643606 128 64663 SH SOLE 2 64663 0 0
EUR5.00(REGD)
NATIONAL OILWELL VARCO INC CMN 637071101 613 9009 SH SOLE 2 9009 0 0
COM USD0.01
NATIONAL RETAIL PROPERTIES CNV 637417AA4 6402 57057.05 SH SOLE 1 57057.05 0 0
INC COM USD0.01
NATIONAL RETAIL PROPERTIES CNV 637417AC0 5727 50482.16 SH SOLE 1 50482.16 0 0
INC COM USD0.01
NAVIOS MARITIME HOLDINGS CMN Y62196103 54 15265 SH SOLE 2 15265 0 0
INC USD0.0001
NBI INC COM NEW CMN 628735201 0 15 SH SOLE 1 15 0 0
NEKTAR THERAPEUTICS COM CMN 640268108 120 21400 SH SOLE 2 21400 0 0
USD0.0001
NET SERVICOS DE CMN 64109T201 197 20492 SH SOLE 2 20492 0 0
COMUNICACAO SA PRF NPV
NETAPP INC COM USD0.001 CMN 64110D104 251 6909 SH DEFINED 2 0 6909 0
NETAPP INC COM USD0.001 CMN 64110D104 596 16442 SH DEFINED 1 0 16442 0
NETLOGIC MICROSYSTEMS INC CMN 64118B100 23897 482076 SH DEFINED 2 0 482076 0
COM USD0.01
NETLOGIC MICROSYSTEMS INC CMN 64118B100 4090 82500 SH DEFINED 1 0 82500 0
COM USD0.01
NETWORK CN INC USD0.001 CMN 64125G209 5 31800 SH SOLE 2 31800 0 0
NETWORK PLUS CORP COM CMN 64122D506 0 1211 SH SOLE 1 1211 0 0
NEWCARE HEALTH CORP COM CMN 651053100 0 5 SH SOLE 1 5 0 0
NEWELL RUBBERMAID INC COM CMN 651229106 366 22664 SH SOLE 2 22664 0 0
USD1
NEWFIELD EXPLORATION CO CMN 651290108 745 19745 SH SOLE 2 19745 0 0
COM USD0.01<br /><br />FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
--------------------------- -------------- --------- ----------- ------------------- ---------- -------- ---------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
--------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
NEWMONT MINING CORP COM CMN 651639106 3241 54005 SH DEFINED 2 0 54005 0
USD1.60
NEWMONT MINING CORP COM CMN 651639106 779 12984 SH DEFINED 2 0 12984 0
USD1.60
NEWMONT MINING CORP COM CNV 651639AH9 1278 9171.82 SH SOLE 1 9171.82 0 0
USD1.60
NEWMONT MINING CORP COM CNV 651639AK2 3496 26615.06 SH SOLE 1 26615.06 0 0
USD1.60
NEWS CORP COM USD0.01 CMN 65248E104 839 47040 SH DEFINED 2 0 47040 0
CLASS'A'
NEWS CORP COM USD0.01 CMN 65248E104 4090 229287 SH DEFINED 1 0 229287 0
CLASS'A'
NIKE INC CLASS'B'COM NPV CMN 654106103 769 7979 SH DEFINED 2 0 7979 0
NIKE INC CLASS'B'COM NPV CMN 654106103 37 380 SH DEFINED 1 0 380 0
NOBLE CORP CHF3.54 CMN H5833N103 689 22800 SH SOLE 2 22800 0 0
NOBLE ENERGY INC COM CMN 655044105 540 5722 SH DEFINED 2 0 5722 0
USD3.33 1/3
NOBLE ENERGY INC COM CMN 655044105 3 30 SH DEFINED 1 0 30 0
USD3.33 1/3
NOKIA OYJ NPV CMN 654902204 2132 442317 SH SOLE 2 442317 0 0
NORDSTROM INC COM NPV CMN 655664100 321 6452 SH SOLE 2 6452 0 0
NORTHROP GRUMMAN CORP COM CMN 666807102 385 6580 SH DEFINED 2 0 6580 0
USD1
NORTHROP GRUMMAN CORP COM CMN 666807102 924 15795 SH DEFINED 1 0 15795 0
USD1
NORTHWEST PIPE CO COM CMN 667746101 416 18197 SH SOLE 1 18197 0 0
USD0.01
NORTHWESTERN CORP-OLD CMN 668074107 0 2800 SH SOLE 1 2800 0 0
NOVAGOLD RESOURCES INC COM CMN 66987E206 105 12419 SH SOLE 2 12419 0 0
NPV
NOVELLUS SYSTEMS INC COM CNV 670008AC5 11024 92015.99 SH SOLE 1 92015.99 0 0
NPV
NUANCE COMMUNICATIONS INC CMN 67020Y100 105 4169 SH DEFINED 2 0 4169 0
COM USD0.001
NUANCE COMMUNICATIONS INC CMN 67020Y100 210 8327 SH DEFINED 1 0 8327 0
COM USD0.001
NUCOR CORP COM STK USD0.40 CMN 670346105 5253 132760 SH DEFINED 2 0 132760 0
NUCOR CORP COM STK USD0.40 CMN 670346105 233 5892 SH DEFINED 2 0 5892 0
NUVASIVE INC COM USD0.001 CMN 670704105 835 66310 SH DEFINED 2 0 66310 0
NUVASIVE INC COM USD0.001 CMN 670704105 2 130 SH DEFINED 2 0 130 0
NUVASIVE INC COM USD0.001 CMN 670704105 22 1765 SH DEFINED 1 0 1765 0
NVIDIA CORP COM USD0.001 CMN 67066G104 4448 320918 SH DEFINED 2 0 320918 0
NVIDIA CORP COM USD0.001 CMN 67066G104 166 11957 SH DEFINED 1 0 11957 0
NYSE EURONEXT COM STK CMN 629491101 430 16460 SH DEFINED 2 0 16460 0
USD0.01
NYSE EURONEXT COM STK CMN 629491101 55 2110 SH DEFINED 1 0 2110 0
USD0.01
OCCIDENTAL PETROLEUM CORP CMN 674599105 664 7082 SH DEFINED 2 0 7082 0
COM USD0.20
OCCIDENTAL PETROLEUM CORP CMN 674599105 317 3382 SH DEFINED 2 0 3382 0
COM USD0.20
OCCIDENTAL PETROLEUM CORP CMN 674599105 245 2612 SH DEFINED 1 0 2612 0
COM USD0.20
OCEANEERING INTERNATIONAL CMN 675232102 222 4821 SH SOLE 2 4821 0 0
INC COM USD0.25
OLD REPUBLIC INTERNATIONAL CNV 680223AH7 907 10296.01 SH SOLE 1 10296.01 0 0
CORP COM USD1
OMNICARE CAPITAL TRUST II CNV 68214Q200 434 9400 SH SOLE 1 9400 0 0
PRF50
OMNICARE INC COM USD1 CMN 681904108 210 6084 SH SOLE 2 6084 0 0<br /><br />FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
--------------------------- -------------- --------- ----------- ------------------- ---------- -------- ---------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
--------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
OMNICARE INC COM USD1 CNV 681904AN8 18498 132458.21 SH SOLE 1 132458.21 0 0
ON SEMICONDUCTOR CORP COM CNV 682189AG0 2376 21809.52 SH SOLE 1 21809.52 0 0
USD0.01
ONCOR INC COM CMN 682311105 0 15000 SH SOLE 1 15000 0 0
ONEOK INC COM USD0.01 CMN 682680103 239 2752 SH SOLE 2 2752 0 0
ONYX PHARMACEUTICALS INC CMN 683399109 217 4937 SH SOLE 2 4937 0 0
COM USD0.001
OPENWAVE SYSTEMS INC COM CMN 683718308 40 25000 SH SOLE 2 25000 0 0
USD0.001
ORACLE CORP COM USD0.01 CMN 68389X105 8686 338632 SH DEFINED 2 0 338632 0
ORACLE CORP COM USD0.01 CMN 68389X105 1387 54075 SH DEFINED 2 0 54075 0
ORCKIT COMMUNICATIONS LTD CMN M7531S206 10 10000 SH SOLE 2 10000 0 0
NPV
O'REILLY AUTOMOTIVE INC CMN 67103H107 280 3507 SH SOLE 2 3507 0 0
COM USD0.01
ORIENT-EXPRESS HOTELS LTD CMN G67743107 75 10000 SH SOLE 2 10000 0 0
CL'A'COM USD0.01
OSCIENT PHARMACEUTICALS CMN 68812R303 0 29 SH SOLE 1 29 0 0
CORP COM NEW
OWENS-ILLINOIS INC COM CNV 69073TAQ6 977 10617.23 SH SOLE 1 10617.23 0 0
USD0.01
PACIFIC BIOSCIENCES OF CMN 69404D108 38 13500 SH SOLE 2 13500 0 0
CALIFORNIA INC USD0.0001
PACIFIC ETHANOL INC CMN 69423U206 22 20714 SH SOLE 2 20714 0 0
USD0.001
PACIFIC GATEWAY EX COM STK CMN 694327107 0 170 SH SOLE 1 170 0 0
USD0.0001
PACIFIC SUNWEAR OF CMN 694873100 171 100000 SH SOLE 2 100000 0 0
CALIFORNIA INC COM USD0.01
PALLET MGMT SYS INC COM NEW CMN 696435304 0 2200 SH SOLE 1 2200 0 0
PAN AMERICAN SILVER CORP CMN 697900108 263 12036 SH SOLE 2 12036 0 0
COM NPV
PARAGON SHIPPING INC COM CMN 69913R309 24 37780 SH SOLE 2 37780 0 0
STK USD0.001 CL'A'
PATRIOT COAL CORP COM STK CMN 70336T104 180 21224 SH SOLE 2 21224 0 0
USD0.01
PDL BIOPHARMA INC COM STK CMN 69329Y104 484 78000 SH DEFINED 2 0 78000 0
USD0.01
PDL BIOPHARMA INC COM STK CMN 69329Y104 42 6800 SH DEFINED 2 0 6800 0
USD0.01
PDL BIOPHARMA INC COM STK CNV 69329YAA2 48444 454877.34 SH SOLE 1 454877.34 0 0
USD0.01
PDL BIOPHARMA INC COM STK CNV 69329YAC8 6542 64864.42 SH SOLE 1 64864.42 0 0
USD0.01
PEABODY ENERGY CORP COM CMN 704549104 1403 42369 SH DEFINED 2 0 42369 0
STK USD0.01
PEABODY ENERGY CORP COM CMN 704549104 492 14854 SH DEFINED 2 0 14854 0
STK USD0.01
PEABODY ENERGY CORP COM CMN 704549104 530 16000 SH DEFINED 1 0 16000 0
STK USD0.01
PENNICHUCK CORP COM USD1 CMN 708254206 513 17788 SH SOLE 1 17788 0 0
PEPSICO INC CAP USD0.016666 CMN 713448108 1648 24831 SH SOLE 2 24831 0 0
PEREGRINE SYSTEMS INC COM CMN 71366Q101 0 15 SH SOLE 1 15 0 0
PERFECT WORLD CO LTD ADR CMN 71372U104 1312 125340 SH SOLE 2 125340 0 0
EACH REPR 5 COM CLS'B'S
PERRIGO CO COM NPV CMN 714290103 310 3185 SH SOLE 2 3185 0 0
PETROBRAS ARGENTINA SA CMN 71646J109 1754 138980 SH SOLE 2 138980 0 0
CLASS'B'ARS1
PETROLEO BRASILEIRO SA - CMN 71654V408 73370 2952508 SH DEFINED 2 0 2952508 0
PETROBRAS COM NPV<br /><br />FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
--------------------------- -------------- --------- ----------- ------------------- ---------- -------- ---------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
--------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
PETROLEO BRASILEIRO SA - CMN 71654V408 31590 1271222 SH DEFINED 2 0 1271222 0
PETROBRAS COM NPV
PETROLEUM DEVELOPMENT CORP CNV 716578AC3 2621 24646.22 SH SOLE 1 24646.22 0 0
COM USD0.01
PETSMART INC COM USD0.0001 CMN 716768106 135 2639 SH DEFINED 2 0 2639 0
PETSMART INC COM USD0.0001 CMN 716768106 1364 26597 SH DEFINED 1 0 26597 0
PFIZER INC COM USD0.05 CMN 717081103 3879 179259 SH SOLE 2 179259 0 0
PG^E CORP COM NPV CMN 69331C108 203 4933 SH SOLE 2 4933 0 0
PHARMASSET INC COM STK CMN 71715N106 43236 337258 SH DEFINED 2 0 337258 0
USD0.001
PHARMASSET INC COM STK CMN 71715N106 2500 19500 SH DEFINED 1 0 19500 0
USD0.001
PHARMATHENE INC USD0.0001 CMN 71714G102 69 54500 SH SOLE 2 54500 0 0
PHARMERICA CORP COM STK CMN 71714F104 1342 88418 SH SOLE 1 88418 0 0
USD0.01
PHH CORP COM NPV CMN 693320202 1352 126388 SH DEFINED 2 0 126388 0
PHH CORP COM NPV CMN 693320202 26 2384 SH DEFINED 2 0 2384 0
PHILIP MORRIS CMN 718172109 2537 32322 SH DEFINED 2 0 32322 0
INTERNATIONAL INC COM STK
NPV 'WI'
PHILIP MORRIS CMN 718172109 121 1537 SH DEFINED 1 0 1537 0
INTERNATIONAL INC COM STK
NPV 'WI'
PHOENIX RES TECHNOLOGIES CMN 719131203 0 2 SH SOLE 1 2 0 0
INC COM NEW
PINNACLE WEST CAPITAL CORP CMN 723484101 281 5831 SH SOLE 2 5831 0 0
COM NPV
PLATINUM GROUP METALS LTD CMN 72765Q205 11 13000 SH SOLE 2 13000 0 0
COM NPV
PLUM CREEK TIMBER CO INC CMN 729251108 1047.06 27000 SH SOLE 5 27000 0 0
PLURISTEM THERAPEUTICS INC CMN 72940R102 25 10000 SH SOLE 2 10000 0 0
COM STK USD0.00001
PNC FINANCIAL SERVICES CMN 693475105 3398 58930 SH DEFINED 2 0 58930 0
GROUP INC COM USD5
PNC FINANCIAL SERVICES CMN 693475105 8 139 SH DEFINED 2 0 139 0
GROUP INC COM USD5
PNC FINANCIAL SERVICES CMN 693475105 3315 57487 SH DEFINED 1 0 57487 0
GROUP INC COM USD5
POLARIS INDUSTRIES INC COM CMN 731068102 185 3300 SH DEFINED 2 0 3300 0
USD0.01
POLARIS INDUSTRIES INC COM CMN 731068102 31 554 SH DEFINED 1 0 554 0
USD0.01
POLYPORE INTERNATIONAL INC CMN 73179V103 219 4972 SH SOLE 2 4972 0 0
COM STK USD0.01
POTASH CORP OF CMN 73755L107 544 13167 SH SOLE 2 13167 0 0
SASKATCHEWAN COM NPV
POWER-ONE INC COM USD0.001 CMN 73930R102 289 74021 SH SOLE 2 74021 0 0
POWERSHARES DB AGRICULTURE CMN 73936B408 325 11242 SH SOLE 2 11242 0 0
FUND POWERSHARES DB
AGRICULTURE
POWERSHARES DB COMMODITY CMN 73935S105 2226 82929 SH DEFINED 2 0 82929 0
IND UNIT BEN INT
POWERSHARES DB COMMODITY CMN 73935S105 24 900 SH DEFINED 1 0 900 0
IND UNIT BEN INT
POWERSHARES DB OIL FUND CMN 73936B507 293 10255 SH SOLE 2 10255 0 0
POWERSHARES DB OIL FUND
POWERSHARES GLOBAL GLOBAL CMN 73936T623 246 15770 SH SOLE 2 15770 0 0
WATER PORTFOLIO
POWERSHARES INDIA CMN 73935L100 655 40195 SH SOLE 2 40195 0 0
PORTFOLIO POWER SHS INDIA
PORT<br /><br />FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
--------------------------- -------------- --------- ----------- ------------------- ---------- -------- ---------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
--------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
POWERWAVE TECHNOLOGIES INC CMN 739363307 61 29500 SH SOLE 2 29500 0 0
USD0.0001
PPG INDUSTRIES INC COM CMN 693506107 181 2170 SH DEFINED 2 0 2170 0
USD1.666
PPG INDUSTRIES INC COM CMN 693506107 205 2450 SH DEFINED 1 0 2450 0
USD1.666
PPL CORP COM USD0.01 CMN 69351T106 166 5654 SH DEFINED 2 0 5654 0
PPL CORP COM USD0.01 CMN 69351T106 347 11800 SH DEFINED 1 0 11800 0
PPL CORP PRF50 CNV 69351T601 2226 40000 SH SOLE 1 40000 0 0
PRICELINE.COM INC COM CMN 741503403 926 1979 SH DEFINED 2 0 1979 0
USD0.008
PRICELINE.COM INC COM CMN 741503403 79 168 SH DEFINED 1 0 168 0
USD0.008
PRICELINE.COM INC COM CNV 741503AM8 570 3467.98 SH SOLE 1 3467.98 0 0
USD0.008
PRIMUS TELECOMMUNICATIONS CMN 741929301 1554.395 122780 SH SOLE 4 117540 0 5240
GR
PROCTER & GAMBLE CO COM NPV CMN 742718109 22 330 SH DEFINED 2 0 330 0
PROCTER & GAMBLE CO COM NPV CMN 742718109 4210 63114 SH DEFINED 2 0 63114 0
PROCTER & GAMBLE CO COM NPV CMN 742718109 8 117 SH DEFINED 1 0 117 0
PROGRESS ENERGY INC COM NPV CMN 743263105 30 540 SH DEFINED 2 0 540 0
PROGRESS ENERGY INC COM NPV CMN 743263105 5378 96000 SH DEFINED 1 0 96000 0
PROLOGIS INC COM USD0.01 CNV 74340XAT8 3860 37626.21 SH SOLE 1 37626.21 0 0
PROSHARES TRUST ULTRASHORT CMN 74347R867 164 10705 SH SOLE 2 10705 0 0
PROSHARES TRUST ULTRSHORT CMN 74347R883 1004 52067 SH SOLE 2 52067 0 0
S^P500
PROSHARES ULTRA SILVER CMN 74347W841 555 13337 SH SOLE 2 13337 0 0
PROSHARES ULTRA SILVER
PROSHARES ULTRASHORT CMN 74347W668 343 8866 SH SOLE 2 8866 0 0
DJ-AIG CRUDE OIL 'AIG
CRUDE OIL'PROSHRE U/S
DJ-AIG CRUDE OI
PROSHARES ULTRASHORT QQQ CMN 74347X237 211 4670 SH SOLE 2 4670 0 0
ULTRASHORT QQQ PROSHARES
PROSPECT CAPITAL CORP COM CNV 74348TAA0 6397 68710.35 SH SOLE 1 68710.35 0 0
STK USD0.001
PROSPECT CAPITAL CORP COM CNV 74348TAB8 10494 120689.65 SH SOLE 1 120689.65 0 0
STK USD0.001
PROTALIX BIOTHERAPEUTICS CMN 74365A101 234 47500 SH SOLE 2 47500 0 0
INC COM STK USD0.0001
PSIVIDA CORP CDI CMN 74440J101 111 100000 SH SOLE 2 100000 0 0
PSS WORLD MED INC COM CNV 69366AAC4 18142 141402.71 SH SOLE 1 141402.71 0 0
USD0.01
PUBLIC SERVICE ENTERPRISE CMN 744573106 776 23496 SH SOLE 2 23496 0 0
GROUP INC COM NPV
PULTE GROUP INC COM USD0.01 CMN 745867101 399 63195 SH SOLE 2 63195 0 0
QUAD SYSTEMS CORP USD0.03 CMN 74730Q104 0 40 SH SOLE 1 40 0 0
QUALCOMM INC COM USD0.0001 CMN 747525103 45 821 SH DEFINED 2 0 821 0
QUALCOMM INC COM USD0.0001 CMN 747525103 710 12978 SH DEFINED 2 0 12978 0
QUALCOMM INC COM USD0.0001 CMN 747525103 44 800 SH DEFINED 3 0 800 0
QUALITY DISTR INC FLA CMN 74756M102 362.4975 32222 SH SOLE 4 30234 0 1988
QUANTECH LTD COM NEW CMN 74762K306 0 18 SH SOLE 1 18 0 0
QUESTCOR PHARMACEUTICALS CMN 74835Y101 208 5011 SH SOLE 2 5011 0 0
INC COM NPV
QUICKSILVER RESOURCES INC CMN 74837R104 87 12962 SH SOLE 2 12962 0 0
COM USD0.01
QUOKKA SPORTS INC COM NEW CMN 749077400 0 280 SH SOLE 1 280 0 0
RACKSPACE HOSTING INC COM CMN 750086100 307 7145 SH SOLE 2 7145 0 0
NPV
RADIAN GROUP INC COM CMN 750236101 83 35550 SH SOLE 2 35550 0 0
USD0.001<br /><br />FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
--------------------------- -------------- --------- ----------- ------------------- ---------- -------- ---------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
--------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
RADIOSHACK CORP COM USD1 CMN 750438103 581 59876 SH SOLE 2 59876 0 0
RADVISION LTD ILS0.1 CMN M81869105 93 11000 SH SOLE 2 11000 0 0
RALPH LAUREN CORP CMN 751212101 1145 8291 SH DEFINED 2 0 8291 0
CLASS'A'COM USD0.01
RALPH LAUREN CORP CMN 751212101 32 234 SH DEFINED 1 0 234 0
CLASS'A'COM USD0.01
RAMBUS INC COM USD0.001 CMN 750917106 152 20183 SH SOLE 2 20183 0 0
RANDGOLD RESOURCES LTD ORD CMN 752344309 651 6373 SH SOLE 2 6373 0 0
USD0.05
RANGE RESOURCES CORP COM CMN 75281A109 880 14201 SH SOLE 2 14201 0 0
USD0.01
RAPTOR PHARMACEUTICAL CORP CMN 75382F106 2923 466883 SH SOLE 2 466883 0 0
USD0.001
RARE ELEMENT RESOURCES LTD CMN 75381M102 192 59038 SH SOLE 2 59038 0 0
COM NPV
RASER TECHNOLOGIES INC COM CMN 754055101 0 160800 SH SOLE 1 160800 0 0
RAYONIER INC CMN 754907103 1097.52 24000 SH SOLE 5 24000 0 0
RAYONIER INC COM NPV CNV 75508AAB2 8971 71996.02 SH SOLE 1 71996.02 0 0
RAYONIER INC COM NPV CNV 75508AAD8 2295 16239.52 SH SOLE 1 16239.52 0 0
RAYTHEON CO COM USD0.01 CMN 755111507 497 10282 SH SOLE 2 10282 0 0
RED HAT INC COM STK CMN 756577102 248 6015 SH SOLE 2 6015 0 0
USD0.0001
REGENERON PHARMACEUTICALS CMN 75886F107 203 3663 SH SOLE 2 3663 0 0
INC COM USD0.001
REGIONS FINANCIAL CORP CMN 7591EP100 2 503 SH DEFINED 2 0 503 0
(NEW) COM USD0.625
REGIONS FINANCIAL CORP CMN 7591EP100 379 88200 SH DEFINED 1 0 88200 0
(NEW) COM USD0.625
RELIANCE GROUP HOLDINGS CMN 759464100 0 294 SH SOLE 1 294 0 0
INC COM
RENESOLA LTD ORD SHS NPV CMN 75971T103 0 4 SH DEFINED 3 0 4 0
RENESOLA LTD ORD SHS NPV CMN 75971T103 198 129572 SH DEFINED 2 0 129572 0
RENESOLA LTD ORD SHS NPV CNV 75971TAA1 898 18957.34 SH SOLE 2 18957.34 0 0
RESEARCH IN MOTION LTD COM CMN 760975102 686 47333 SH DEFINED 2 0 47333 0
NPV
RESEARCH IN MOTION LTD COM CMN 760975102 4396 303172 SH DEFINED 2 0 303172 0
NPV
RETAIL HOLDRS TR DEP RCPT CMN 76127U101 0 50 SH SOLE 1 50 0 0
REYNOLDS AMERICAN INC COM CMN 761713106 321 7746 SH SOLE 2 7746 0 0
USD0.0001
RIGEL PHARMACEUTICALS INC CMN 766559603 206 26100 SH SOLE 2 26100 0 0
COM USD0.001
RIGHTNOW TECHNOLOGIES INC CMN 76657R106 1822 42634 SH SOLE 2 42634 0 0
COM USD0.001
RIGHTNOW TECHNOLOGIES INC CNV 76657RAB2 429 2978.99 SH SOLE 1 2978.99 0 0
COM USD0.001
RIO TINTO PLC ORD GBP0.10 CMN 767204100 1531 31288 SH SOLE 2 31288 0 0
RIVERBED TECHNOLOGY INC CMN 768573107 266 11331 SH SOLE 2 11331 0 0
COM USD0.0001
ROBOTIC VISION SYS INC COM CMN 771074309 0 378865 SH SOLE 1 378865 0 0
NEW
ROSS STORES INC COM USD0.01 CMN 778296103 836 17594 SH DEFINED 2 0 17594 0
ROSS STORES INC COM USD0.01 CMN 778296103 422 8886 SH DEFINED 1 0 8886 0
ROVI CORP COM USD0.001 CNV 779376AB8 955 9565.05 SH SOLE 1 9565.05 0 0
ROWAN COS INC COM USD0.125 CMN 779382100 427 14067 SH SOLE 2 14067 0 0
ROYAL CARIBBEAN CRUISES CMN V7780T103 494 19935 SH SOLE 2 19935 0 0
LTD COM USD0.01
RPC INC COM USD0.10 CMN 749660106 233 12749 SH DEFINED 2 0 12749 0
RPC INC COM USD0.10 CMN 749660106 31 1707 SH DEFINED 1 0 1707 0
RSC HOLDINGS INC COM STK CMN 74972L102 1708 92350 SH SOLE 2 92350 0 0
NPV<br /><br />FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
--------------------------- -------------- --------- ----------- ------------------- ---------- -------- ---------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
--------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
RTI INTERNATIONAL METALS CNV 74973WAA5 2646 26315.78 SH SOLE 1 26315.78 0 0
INC COM USD0.01
RUSSELL EXCHANGE TRADED CMN 782474696 8910 200000 SH SOLE 1 200000 0 0
FDS TR LOW P/E ETF
RUSSELL EXCHANGE TRADED CMN 782474480 12138 200000 SH SOLE 1 200000 0 0
FDS TR SMALL CAP ETF
RYDER SYSTEM INC COM CMN 783549108 205 3857 SH SOLE 2 3857 0 0
USD0.50
S1 CORP COM USD0.01 CMN 78463B101 422 44074 SH DEFINED 2 0 44074 0
S1 CORP COM USD0.01 CMN 78463B101 6625 692246 SH DEFINED 1 0 692246 0
SAF T LOK INC COM NEW CMN 78636P201 0 130 SH SOLE 1 130 0 0
SAFE BULKERS INC COM NPV CMN Y7388L103 60 10000 SH SOLE 2 10000 0 0
SAKS INC COM USD0.10 CMN 79377W108 3828 392600 SH DEFINED 2 0 392600 0
SAKS INC COM USD0.10 CMN 79377W108 215 22000 SH DEFINED 2 0 22000 0
SAKS INC COM USD0.10 CNV 79377WAL2 28745 284461.15 SH SOLE 1 284461.15 0 0
SALESFORCE.COM INC COM CMN 79466L302 11835 116644 SH DEFINED 2 0 116644 0
USD0.001
SALESFORCE.COM INC COM CMN 79466L302 501 4942 SH DEFINED 2 0 4942 0
USD0.001
SALESFORCE.COM INC COM CNV 79466LAB0 6481 47514.73 SH SOLE 1 47514.73 0 0
USD0.001
SANDERSON FARMS INC COM CMN 800013104 595 11876 SH SOLE 2 11876 0 0
USD1
SANDISK CORP COM USD0.001 CMN 80004C101 10844 220371 SH DEFINED 2 0 220371 0
SANDISK CORP COM USD0.001 CMN 80004C101 541 10990 SH DEFINED 2 0 10990 0
SANDISK CORP COM USD0.001 CMN 80004C101 3306 67175 SH DEFINED 1 0 67175 0
SANDISK CORP COM USD0.001 CNV 80004CAC5 617 6265.17 SH SOLE 1 6265.17 0 0
SANDRIDGE ENERGY INC COM CMN 80007P307 177 21680 SH DEFINED 2 0 21680 0
STK USD0.001
SANDRIDGE ENERGY INC COM CMN 80007P307 408 50000 SH DEFINED 1 0 50000 0
STK USD0.001
SANITAS INC COM PAR $0.10 CMN 801036203 0 380 SH SOLE 1 380 0 0
SARA LEE CORP USD0.01 CMN 803111103 264 13975 SH SOLE 2 13975 0 0
SARATOGA RESOURCES INC CMN 803521103 183 25000 SH SOLE 2 25000 0 0
USD0.001
SAVIENT PHARMACEUTICALS CNV 80517QAA8 1879 44637.05 SH SOLE 1 44637.05 0 0
INC COM USD0.01
SCHLUMBERGER LTD COM CMN 806857108 854 12507 SH SOLE 2 12507 0 0
USD0.01
SCRIPPS NETWORKS CMN 811065101 357 8413 SH DEFINED 2 0 8413 0
INTERACTIVE INC COM NPV
SCRIPPS NETWORKS CMN 811065101 36 837 SH DEFINED 1 0 837 0
INTERACTIVE INC COM NPV
SEA CONTAINERS LTD CL A CMN 811371707 0 391636 SH SOLE 1 391636 0 0
SEASPAN CORP COM STK CMN Y75638109 410 30000 SH SOLE 2 30000 0 0
USD0.01
SEATTLE GENETICS INC COM CMN 812578102 252 15067 SH SOLE 2 15067 0 0
USD0.001
SECTOR SPDR TRUST AMEX CMN 81369Y803 75 2964 SH DEFINED 2 0 2964 0
TECHNOLOGY SELECT IDX
SECTOR SPDR TRUST AMEX CMN 81369Y803 1658 65130 SH DEFINED 1 0 65130 0
TECHNOLOGY SELECT IDX
SELECT SECTOR SPDR ENERGY CMN 81369Y506 675 9765 SH DEFINED 2 0 9765 0
FUND SBI USD0.001 ENERGY
SELECT SECTOR SPDR ENERGY CMN 81369Y506 8372 121100 SH DEFINED 1 0 121100 0
FUND SBI USD0.001 ENERGY
SELECT SECTOR SPDR SBI CMN 81369Y407 6 150 SH DEFINED 2 0 150 0
CONSUMER DISCRETIONARY
SELECT SECTOR SPDR SBI CMN 81369Y407 1680 43055 SH DEFINED 1 0 43055 0
CONSUMER DISCRETIONARY<br /><br />FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
--------------------------- -------------- --------- ----------- ------------------- ---------- -------- ---------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
--------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
SEMICONDUCTOR HLDRS TR DEP CMN 816636203 0 34700 SH SOLE 1 34700 0 0
RCPT
SEMICONDUCTOR HOLDRS TST CMN 57060U233 225 7400 SH SOLE 1 7400 0 0
DEP REC(20 SEMI COND COS)
SHAMAN PHARMACEUTICALS INC CMN 819319500 0 121 SH SOLE 1 121 0 0
COM PAR $.0001
SHANDA INTERACTIVE SPON CMN 81941Q203 1087 27163 SH SOLE 2 27163 0 0
ADR EA REP 2 ORD USD
SHIMODA RES HLDGS INC COM CMN 82454P202 0 57 SH SOLE 1 57 0 0
NEW
SHIRE PLC ORD GBP0.05 CMN 82481R106 206 1980 SH SOLE 2 1980 0 0
SIGA TECHNOLOGIES INC COM CMN 826917106 184 73000 SH SOLE 2 73000 0 0
USD0.0001
SIGMA-ALDRICH CORP COM USD1 CMN 826552101 312 4998 SH SOLE 2 4998 0 0
SILICON GRAPHICS INC CMN 827056102 0 287 SH SOLE 1 287 0 0
SILVER WHEATON CORP COM NPV CMN 828336107 1010 34874 SH SOLE 2 34874 0 0
SILVERCORP METALS INC COM CMN 82835P103 241 37610 SH SOLE 2 37610 0 0
NPV
SIMCERE PHARMACEUT SPONS CMN 82859P104 132 14000 SH SOLE 2 14000 0 0
ADR EA REP 2 ORD SHS
SINA CORP/CHINA ORD CMN G81477104 1140 21932 SH SOLE 2 21932 0 0
USD0.133
SIRIUS XM RADIO INC COM CMN 82967N108 1057 580639 SH DEFINED 2 0 580639 0
USD0.001
SIRIUS XM RADIO INC COM CMN 82967N108 51 28158 SH DEFINED 2 0 28158 0
USD0.001
SIRIUS XM RADIO INC COM CMN 82967N108 0 100 SH DEFINED 1 0 100 0
USD0.001
SIRIUS XM RADIO INC COM CNV 98375YAU0 254714 1993066.66 SH SOLE 1 1993066.66 0 0
USD0.001
SITI-SITES COM INC CMN 82981P105 0 816 SH SOLE 1 816 0 0
SIX FLAGS ENTMT CORP NEW CMN 83001A102 5656.148 137152 SH SOLE 4 99900 0 37252
SKF AB 'B SHARES'NON-VTG CMN 784375404 0 4000 SH SOLE 2 4000 0 0
SEK1.25
SKY-MOBI LTD 'MOBI LTD'NPV CMN 83084G109 85 28000 SH SOLE 2 28000 0 0
SL GREEN REALTY CORP COM CNV 78444FAC0 1200 11653.65 SH SOLE 1 11653.65 0 0
USD0.01
SMALL CAP BEAR 3X SHARES CMN 25459W110 3027 114297 SH SOLE 2 114297 0 0
SMALL CAP BEAR 3X SHARES
SMARTHEAT INC COM STK CMN 83172F104 6 18500 SH SOLE 2 18500 0 0
USD0.001
SMITHFIELD FOODS INC COM CNV 832248AR9 5079 41613.4 SH SOLE 1 41613.4 0 0
USD0.5
SOHU.COM INC COM USD0.001 CMN 83408W103 345 6890 SH DEFINED 2 0 6890 0
SOHU.COM INC COM USD0.001 CMN 83408W103 85 1700 SH DEFINED 1 0 1700 0
SOLUTIA INC/NEW COM STK CMN 834376501 299 17308 SH SOLE 2 17308 0 0
USD0.01
SONIC AUTOMOTIVE INC COM CNV 83545GAQ5 296 2241.73 SH SOLE 1 2241.73 0 0
USD0.01 CL'A'
SONOSITE INC COM USD0.01 CNV 83568GAA2 6725 45996.81 SH SOLE 1 45996.81 0 0
SOUTHERN UNION CO COM USD1 CMN 844030106 20423 485001 SH SOLE 2 485001 0 0
SOUTHWEST AIRLINES CO COM CNV 00949PAD0 8532 66348.42 SH SOLE 1 66348.42 0 0
USD1
SOUTHWEST AIRLINES CO COM CMN 844741108 107 12500 SH SOLE 2 12500 0 0
USD1
SOUTHWESTERN ENERGY CO CMN 845467109 517 16178 SH DEFINED 2 0 16178 0
USD0.1
SOUTHWESTERN ENERGY CO CMN 845467109 21 666 SH DEFINED 1 0 666 0
USD0.1
SPDR GOLD SHARES GOLD CMN 78463V107 34238 225263 SH DEFINED 2 0 225263 0
SHARES NPV<br /><br />FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
--------------------------- -------------- --------- ----------- ------------------- ---------- -------- ---------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
--------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
SPDR GOLD SHARES GOLD CMN 78463V107 40551 266800 SH DEFINED 1 0 266800 0
SHARES NPV
SPDR METALS & MINING ETF CMN 78464A755 255 5200 SH SOLE 1 5200 0 0
SPDR S^P METALS & MNG ETF
SPDR S^P 500 ETF TRUST CMN 78462F103 32666 260286 SH DEFINED 2 0 260286 0
UNITS SER 1 NPV
SPDR S^P 500 ETF TRUST CMN 78462F103 128 1022 SH DEFINED 2 0 1022 0
UNITS SER 1 NPV
SPDR S^P 500 ETF TRUST CMN 78462F103 721316 5747541 SH DEFINED 1 0 5747541 0
UNITS SER 1 NPV
SPDR S^P DIVIDEND ETF CMN 78464A763 242 4500 SH SOLE 1 4500 0 0
DIVIDEND ETF
SPDR S^P MIDCAP 400 ETF CMN 78467Y107 2675 16775 SH SOLE 2 16775 0 0
TRUST UNIT SERIES 1
SPDR SERIES TRUST LEHMAN CMN 78464A417 451 11724 SH SOLE 2 11724 0 0
HIGH YIELD BD ETF
SPECTRA ENERGY CORP COM CMN 847560109 307 9982 SH SOLE 2 9982 0 0
STK USD0.001
SPECTRUM PHARMACEUTICALS CMN 84763A108 300 20508 SH SOLE 2 20508 0 0
INC COM USD0.001
SPRINT NEXTEL CORP COM CMN 852061100 121 51531 SH DEFINED 2 0 51531 0
USD2 SERIE 1
SPRINT NEXTEL CORP COM CMN 852061100 127 54170 SH DEFINED 1 0 54170 0
USD2 SERIE 1
STANLEY BLACK & DECKER INC CMN 854502101 212 3133 SH SOLE 2 3133 0 0
COM USD2.50
STANLEY BLACK & DECKER INC CNV 854616AM1 3327 29987.43 SH SOLE 1 29987.43 0 0
COM USD2.50
STAPLES INC COM STK CMN 855030102 402 28972 SH SOLE 2 28972 0 0
USD0.0006
STAR BULK CARRIERS CORP CMN Y8162K105 0 30000 SH SOLE 2 30000 0 0
COM STK USD0.01
STARBUCKS CORP COM USD0.001 CMN 855244109 895 19463 SH SOLE 2 19463 0 0
STARTER CORP COM CMN 855684106 0 850 SH SOLE 1 850 0 0
STARWOOD HOTELS & RESORTS CMN 85590A401 311 6487 SH SOLE 2 6487 0 0
COM STK USD0.01
STATE BANCORP INC/NY COM CMN 855716106 995 81568 SH SOLE 1 81568 0 0
USD5
STEEL DYNAMICS INC CMN 858119100 339 25807 SH DEFINED 1 0 25807 0
STEEL DYNAMICS INC COM STK CMN 858119100 134 10200 SH DEFINED 2 0 10200 0
USD0.01
STMICROELECTRONICS NV COM CMN 861012102 890 150000 SH SOLE 2 150000 0 0
EUR1.04 (NY REG)
STREETTRACKS GOLD TRUST CMN 78463V107 151 1000 SH DEFINED 2 0 1000 0
GOLD SHARES NPV
STREETTRACKS SERIE SPDR CMN 78464A888 67 3900 SH DEFINED 2 0 3900 0
HOMEBUILDERS ETF
STREETTRACKS SERIE SPDR CMN 78464A888 2986 174620 SH DEFINED 1 0 174620 0
HOMEBUILDERS ETF
STREETTRACKS SPDR O^G CMN 78464A730 969 18400 SH SOLE 1 18400 0 0
EX^PRD
STRYKER CORP COM USD0.10 CMN 863667101 217 4364 SH SOLE 2 4364 0 0
SUCCESSFACTORS INC USD0.001 CMN 864596101 6014 150840 SH SOLE 2 150840 0 0
SULPHCO INC COM USD0.001 CMN 865378103 0 67200 SH SOLE 2 67200 0 0
SUN HBR FINL RES INC COM CMN 866916109 0 5 SH SOLE 1 5 0 0
SUNBEAM CORP COM CMN 867071102 0 8000 SH SOLE 1 8000 0 0
SUNCOR ENERGY INC COM NPV CMN 867224107 246 8518 SH SOLE 2 8518 0 0
SUNOCO INC COM USD1 CMN 86764P109 72 1748 SH DEFINED 2 0 1748 0
SUNOCO INC COM USD1 CMN 86764P109 222 5414 SH DEFINED 1 0 5414 0
SUNPOWER CORP COM USD0.001 CMN 867652406 66 10650 SH SOLE 2 10650 0 0
CLASS'A'<br /><br />FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
--------------------------- -------------- --------- ----------- ------------------- ---------- -------- ---------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
--------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
SUNPOWER CORP COM USD0.001 CNV 867652AE9 2060 25432.75 SH SOLE 1 25432.75 0 0
CLASS'A'
SUNTECH POWER HLDG SPONS CMN 86800C104 196 88660 SH SOLE 2 88660 0 0
ADR EA REPR 1 ORD SHS
SUNTRUST BANKS, INC COM CMN 867914103 185 10449 SH DEFINED 2 0 10449 0
USD1
SUNTRUST BANKS, INC COM CMN 867914103 0 3 SH DEFINED 1 0 3 0
USD1
SUPERIOR WELL SERVICES INC CNV 86837X204 3647 4052 SH SOLE 1 4052 0 0
PRF1000
SUPERVALU INC COM USD1 CMN 868536103 71 8686 SH DEFINED 2 0 8686 0
SUPERVALU INC COM USD1 CMN 868536103 49 5975 SH DEFINED 1 0 5975 0
SUREBEAM CORP CL A CMN 86866R102 0 69 SH SOLE 1 69 0 0
SYNOVUS FINANCIAL CORP COM CMN 87161C105 17 12000 SH SOLE 2 12000 0 0
STK USD1
SYSCO CORP COM USD1 CMN 871829107 635 21665 SH DEFINED 2 0 21665 0
SYSCO CORP COM USD1 CMN 871829107 87 2951 SH DEFINED 1 0 2951 0
T U INTL INC COM PAR $0.10 CMN 873054209 0 500 SH SOLE 1 500 0 0
TAIWAN SEMICONDUCTOR CMN 874039100 41427 3208895 SH SOLE 2 3208895 0 0
MANUFACTURING CO LTD TWD10
TAKE-TWO INTERACTIVE CMN 874054109 6819 503283 SH DEFINED 2 0 503283 0
SOFTWARE INC COM USD0.01
TAKE-TWO INTERACTIVE CMN 874054109 9 686 SH DEFINED 2 0 686 0
SOFTWARE INC COM USD0.01
TAKE-TWO INTERACTIVE CNV 874054AB5 2542 26191.72 SH SOLE 1 26191.72 0 0
SOFTWARE INC COM USD0.01
TALBOTS INC COM USD0.01 CMN 874161102 3 1000 SH DEFINED 2 0 1000 0
TALBOTS INC COM USD0.01 CMN 874161102 196 73500 SH DEFINED 1 0 73500 0
TALISMAN ENERGY INC COM NPV CMN 87425E103 220 17250 SH SOLE 2 17250 0 0
TAM SA PRF NPV CMN 87484D103 6802 351549 SH SOLE 1 351549 0 0
TANZANIAN ROYALTY CMN 87600U104 72 30000 SH SOLE 2 30000 0 0
EXPLORATION CORP COM NPV
TARGET CORP COM STK CMN 87612E106 4745 92636 SH DEFINED 2 0 92636 0
USD0.0833
TARGET CORP COM STK CMN 87612E106 737 14386 SH DEFINED 2 0 14386 0
USD0.0833
TARGET CORP COM STK CMN 87612E106 4 70 SH DEFINED 1 0 70 0
USD0.0833
TARRAGON CORP COM CMN 876287103 0 6845 SH SOLE 1 6845 0 0
TBM HOLDING INC COM CMN 872197108 0 2 SH SOLE 1 2 0 0
TBS INTERNATIONAL PLC COM CMN G8657Q104 3 20370 SH SOLE 2 20370 0 0
USD0.01 CLASS 'A'
TELECOMMNS SYSTEMS COM CMN 87929J103 118 50000 SH SOLE 2 50000 0 0
USD0.01
TELEFONICA SA EUR1 CMN 879382208 443 25785 SH SOLE 2 25785 0 0
TELEKOMUNIKASI INDONESIA CMN 715684106 615 20000 SH SOLE 2 20000 0 0
TBK PT SER'B'IDR250
TELEPHONE & DATA SYSTEMS CMN 879433860 4263 179054 SH SOLE 2 179054 0 0
INC SPECIAL COM USD0.01
TELLABS INC COM USD0.01 CMN 879664100 309 76370 SH SOLE 2 76370 0 0
TEMPLE-INLAND INC COM USD1 CMN 879868107 11410 359838 SH DEFINED 2 0 359838 0
TEMPLE-INLAND INC COM USD1 CMN 879868107 4008 126400 SH DEFINED 1 0 126400 0
TEMPUR-PEDIC INTERNATIONAL CMN 88023U101 872 16593 SH DEFINED 2 0 16593 0
INC COM USD0.01
TEMPUR-PEDIC INTERNATIONAL CMN 88023U101 32 610 SH DEFINED 1 0 610 0
INC COM USD0.01
TENARIS SA USD1 CMN 88031M109 444 11950 SH SOLE 2 11950 0 0
TERADATA CORP COM STK CMN 88076W103 400 8250 SH DEFINED 2 0 8250 0
USD0.01
TERADATA CORP COM STK CMN 88076W103 30 614 SH DEFINED 1 0 614 0
USD0.01<br /><br />FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
--------------------------- -------------- --------- ----------- ------------------- ---------- -------- ---------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
--------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
TERADYNE INC COM USD0.125 CMN 880770102 10944 802907 SH DEFINED 2 0 802907 0
TERADYNE INC COM USD0.125 CMN 880770102 275 20196 SH DEFINED 2 0 20196 0
TEREX CORP COM USD0.01 CNV 880779AV5 8212 73846.15 SH SOLE 1 73846.15 0 0
TESLA MOTORS INC USD0.001 CMN 88160R101 208 7290 SH DEFINED 2 0 7290 0
TESLA MOTORS INC USD0.001 CMN 88160R101 60 2095 SH DEFINED 2 0 2095 0
TESLA MOTORS INC USD0.001 CMN 88160R101 348 12200 SH DEFINED 1 0 12200 0
TESORO CORP COM USD0.1666 CMN 881609101 543 23225 SH DEFINED 2 0 23225 0
TESORO CORP COM USD0.1666 CMN 881609101 33 1395 SH DEFINED 1 0 1395 0
TEVA PHARMACEUTICAL IND CMN 881624209 1903 47161 SH SOLE 2 47161 0 0
LTD ILS0.1 (POST CONS)
TEVA PHARMACEUTICAL IND CNV 88163VAE9 15741 152268.17 SH SOLE 1 152268.17 0 0
LTD ILS0.1 (POST CONS)
TEXAS INSTRUMENTS INC COM CMN 882508104 68 2346 SH DEFINED 2 0 2346 0
USD1
TEXAS INSTRUMENTS INC COM CMN 882508104 8126 279150 SH DEFINED 1 0 279150 0
USD1
TEXTRON INC COM STK CMN 883203101 12643 683781 SH DEFINED 2 0 683781 0
USD0.125
TEXTRON INC COM STK CMN 883203101 166 8967 SH DEFINED 2 0 8967 0
USD0.125
TEXTRON INC COM STK CNV 883203BN0 61128 398095.23 SH SOLE 1 398095.23 0 0
USD0.125
THE CHARLES SCHWAB CMN 808513105 371 32960 SH SOLE 2 32960 0 0
CORPORATION COM USD0.01
THE GOLDMAN SACHS GROUP, CMN 38141G104 11064 122348 SH DEFINED 2 0 122348 0
INC COM USD0.01
THE GOLDMAN SACHS GROUP, CMN 38141G104 5238 57928 SH DEFINED 2 0 57928 0
INC COM USD0.01
THE GOLDMAN SACHS GROUP, CMN 38141G104 1214 13424 SH DEFINED 1 0 13424 0
INC COM USD0.01
THERAVANCE INC COM STK CNV 88338TAA2 11126 104367.99 SH SOLE 1 104367.99 0 0
USD0.01
THERMO ELECTRON CORP COM CMN 883556102 686 15249 SH SOLE 2 15249 0 0
USD1
TIANRONG BUILDING MATERIAL CMN 886305101 0 1500 SH SOLE 1 1500 0 0
USD0.02
TIBCO SOFTWARE INC COM CMN 88632Q103 234 9800 SH SOLE 2 9800 0 0
USD0.001
TIFFANY & CO COM USD0.01 CMN 886547108 682 10289 SH DEFINED 2 0 10289 0
TIFFANY & CO COM USD0.01 CMN 886547108 18 266 SH DEFINED 1 0 266 0
TIME WARNER CABLE INC CMN 88732J207 331 5202 SH SOLE 2 5202 0 0
'A'USD0.01
TIME WARNER INC USD0.01 CMN 887317303 929 25712 SH DEFINED 2 0 25712 0
TIME WARNER INC USD0.01 CMN 887317303 15 410 SH DEFINED 1 0 410 0
TJX COS INC COM USD1 CMN 872540109 602 9331 SH DEFINED 2 0 9331 0
TJX COS INC COM USD1 CMN 872540109 884 13700 SH DEFINED 1 0 13700 0
TOTAL SA EUR2.5 CMN 89151E109 207 4050 SH SOLE 2 4050 0 0
TOTALAXCESS COM INC COM NEW CMN 89151J207 0 333 SH SOLE 1 333 0 0
TOYOTA MOTOR CORP NPV CMN 892331307 244 3690 SH SOLE 2 3690 0 0
TRACKER CORP OF CMN 89234G105 0 50000 SH SOLE 1 50000 0 0
AMERICA/THE COM USD0.001
TRACTOR SUPPLY CO COM CMN 892356106 158 2258 SH DEFINED 2 0 2258 0
USD0.008
TRACTOR SUPPLY CO COM CMN 892356106 384 5480 SH DEFINED 1 0 5480 0
USD0.008
TRANS GLOBAL SVCS INC COM CMN 892916503 0 749 SH SOLE 1 749 0 0
NEW
TRANSATLANTIC HOLDINGS INC CMN 893521104 3581 65432 SH DEFINED 2 0 65432 0
COM USD1
TRANSATLANTIC HOLDINGS INC CMN 893521104 4005 73185 SH DEFINED 1 0 73185 0
COM USD1<br /><br />FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
--------------------------- -------------- --------- ----------- ------------------- ---------- -------- ---------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
--------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
TRANSOCEAN LTD/SWITZERLAND CMN H8817H100 812 21163 SH SOLE 2 21163 0 0
CHF15
TRAVELZOO INC COM USD0.01 CMN 89421Q106 689 28036 SH SOLE 2 28036 0 0
TRIANGLE HOME PRODS INC CMN 895858108 0 225 SH SOLE 1 225 0 0
DEL COM
TRINA SOLAR LIMITE ADR REP CMN 89628E104 282 42165 SH SOLE 2 42165 0 0
50 ORD USD0.00001
TRINITY INDUSTRIES INC COM CMN 896522109 48 1613 SH DEFINED 2 0 1613 0
USD1
TRINITY INDUSTRIES INC COM CMN 896522109 296 9855 SH DEFINED 1 0 9855 0
USD1
TRIPADVISOR INC 'W/I'NPV CMN 896945201 43 1708 SH DEFINED 2 0 1708 0
TRIPADVISOR INC 'W/I'NPV CMN 896945201 1601 63494 SH DEFINED 1 0 63494 0
TTM TECHNOLOGIES INC COM CMN 87305R109 44 4000 SH DEFINED 2 0 4000 0
NPV
TTM TECHNOLOGIES INC COM CMN 87305R109 264 24100 SH DEFINED 1 0 24100 0
NPV
TULLY'S COFFEE CORP COM CMN 899432405 0 75 SH SOLE 1 75 0 0
STK NPV
TUPPERWARE BRANDS CORP COM CMN 899896104 181 3234 SH DEFINED 2 0 3234 0
USD0.01
TUPPERWARE BRANDS CORP COM CMN 899896104 32 572 SH DEFINED 1 0 572 0
USD0.01
TW TELECOM INC CNV 887319AC5 8945 76124.56 SH SOLE 1 76124.56 0 0
CLASS'A'USD0.01
TYCO INTERNATIONAL LTD CMN H89128104 283 6061 SH SOLE 2 6061 0 0
CHF6.7
TYSON FOODS INC CMN 902494103 882 42725 SH SOLE 2 42725 0 0
CLASS'A'COM USD0.10
TYSON FOODS INC CNV 902494AP8 19506 147214.64 SH SOLE 1 147214.64 0 0
CLASS'A'COM USD0.10
ULTRA PETROLEUM CORP COM CMN 903914109 573 19325 SH SOLE 2 19325 0 0
NPV
ULTRASHORT FINS PROSHA CMN 74347X146 587 9889 SH SOLE 2 9889 0 0
ULTRASHORT FINANCIALS
PROSH
ULTRASHORT LEHMAN 20+ YEAR CMN 74347R297 2483 137389 SH SOLE 2 137389 0 0
ULTRASHORT LEHMAN 20+ YEAR
UNISOURCE ENERGY NPV COM CMN 909205106 78 2109 SH DEFINED 2 0 2109 0
NPV
UNISOURCE ENERGY NPV COM CMN 909205106 207 5617 SH DEFINED 1 0 5617 0
NPV
UNITED STATES NATURAL GAS CMN 912318110 1625 251606 SH SOLE 2 251606 0 0
FUND LP UNIT
UNITED STATES STEEL CORP CMN 912909108 601 22723 SH SOLE 2 22723 0 0
COM USD1
UNITED STATES STEEL CORP CNV 912909AE8 4982 45082.35 SH SOLE 1 45082.35 0 0
COM USD1
UNITED TECHNOLOGIES CORP CMN 913017109 1066 14589 SH DEFINED 2 0 14589 0
COM USD1
UNITED TECHNOLOGIES CORP CMN 913017109 397 5435 SH DEFINED 1 0 5435 0
COM USD1
UNITED THERAPEUTICS CORP CNV 91307CAE2 574 4948.62 SH SOLE 1 4948.62 0 0
COM USD0.01
UNITEDHEALTH GROUP INC COM CMN 91324P102 474 9347 SH SOLE 2 9347 0 0
USD0.01
UNIVERSAL CORP 6.75% PERP CNV 913456307 6310 5925 SH SOLE 1 5925 0 0
PFD CONV 15/03/
URANERZ ENERGY CORP COM CMN 91688T104 73 40137 SH SOLE 2 40137 0 0
USD0.001<br /><br />FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
--------------------------- -------------- --------- ----------- ------------------- ---------- -------- ---------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
--------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
URANIUM ENERGY CORP COM CMN 916896103 80 26000 SH SOLE 2 26000 0 0
USD0.001
URANIUM RESOURCES INC COM CMN 916901507 12 16008 SH SOLE 2 16008 0 0
STK USD0.001
US AIRWAYS GROUP INC COM CMN 911905107 0 2449 SH SOLE 1 2449 0 0
US AIRWAYS GROUP INC/NEW CMN 90341W108 58 11453 SH SOLE 2 11453 0 0
COM STK USD0.01
US BANCORP INC COM USD0.01 CMN 902973304 1304 48194 SH DEFINED 2 0 48194 0
US BANCORP INC COM USD0.01 CMN 902973304 378 13985 SH DEFINED 1 0 13985 0
USA BROADBAND INC COM CMN 90335P101 0 4290 SH SOLE 1 4290 0 0
USEC INC COM USD0.10 CMN 90333E108 87 76500 SH SOLE 2 76500 0 0
USEC INC COM USD0.10 CNV 90333EAC2 400 8364 SH SOLE 2 8364 0 0
UTD RENTALS INC COM USD0.01 CNV 911363AL3 50932 185376.82 SH SOLE 1 185376.82 0 0
UTD STS OIL FD LP UNITS CMN 91232N108 482 12660 SH DEFINED 2 0 12660 0
UTD STS OIL FD LP UNITS CMN 91232N108 1253 32873 SH DEFINED 2 0 32873 0
VALE SA COM NPV CMN 91912E105 41360 1928209 SH DEFINED 2 0 1928209 0
VALE SA COM NPV CMN 91912E105 2271 105893 SH DEFINED 2 0 105893 0
VALENCE TECHNOLOGY INC COM CMN 918914102 14 14000 SH SOLE 2 14000 0 0
USD0.001
VALERO ENERGY CORP COM CMN 91913Y100 677 32156 SH SOLE 2 32156 0 0
USD0.01
VANGUARD MSCI EMERGING CMN 922042858 21 542 SH DEFINED 2 0 542 0
MARKETS FUND
VANGUARD MSCI EMERGING CMN 922042858 252 6600 SH DEFINED 1 0 6600 0
MARKETS FUND
VCA ANTECH INC COM USD0.001 CMN 918194101 602 30484 SH SOLE 2 30484 0 0
VECTOR DEV INC COM CMN 92239E109 0 2500 SH SOLE 1 2500 0 0
VELOCITYSHARES DAILY CMN 22542D795 2213 340000 SH SOLE 2 340000 0 0
INVERSE VIX SHORT TERM ETN
'TM'ETP NPV
VELTI PLC ORD GBP0.05 CMN G93285107 762 112098 SH DEFINED 2 0 112098 0
VELTI PLC ORD GBP0.05 CMN G93285107 258 37920 SH DEFINED 2 0 37920 0
VERENIUM CORP USD0.001 CMN 92340P209 109 50000 SH SOLE 2 50000 0 0
VERIFONE SYSTEMS INC COM CNV 92342YAB5 5596 54752.81 SH SOLE 1 54752.81 0 0
USD0.01
VERIZON COMMUNICATIONS INC CMN 92343V104 38 943 SH DEFINED 2 0 943 0
COM USD0.10
VERIZON COMMUNICATIONS INC CMN 92343V104 664 16554 SH DEFINED 2 0 16554 0
COM USD0.10
VERTEX PHARMACEUTICALS INC CMN 92532F100 414 12474 SH SOLE 2 12474 0 0
COM USD0.01
VF CORP COM NPV CMN 918204108 438 3453 SH SOLE 2 3453 0 0
VIACOM INC NEW CL'B' CMN 92553P201 812 17871 SH DEFINED 2 0 17871 0
NON-VTG USD0.001
VIACOM INC NEW CL'B' CMN 92553P201 1268 27927 SH DEFINED 1 0 27927 0
NON-VTG USD0.001
VIDEOLAN TECHNOLOGIES INC CMN 926919309 0 125 SH SOLE 1 125 0 0
COM NEW
VIRGIN MEDIA INC COM STK CNV 92769LAB7 28814 208116.54 SH SOLE 1 208116.54 0 0
USD0.01
VIROPHARMA INC COM USD0.002 CNV 928241AH1 8339 52994.17 SH SOLE 1 52994.17 0 0
VISA INC USD0.0001 CMN 92826C839 576 5675 SH DEFINED 2 0 5675 0
VISA INC USD0.0001 CMN 92826C839 40 393 SH DEFINED 1 0 393 0
VISHAY INTERTECHNOLOGY INC CNV 928298AG3 7941 97676.86 SH SOLE 1 97676.86 0 0
COM USD0.10
VISHAY PRECISION GROUP INC CMN 9289990A0 209 467164 SH SOLE 1 467164 0 0
COM NPV
VISHAY PRECISION GROUP INC CMN 9289990B8 5 121698 SH SOLE 1 121698 0 0
COM NPV
VISTEON CORP CMN 92839U206 8143.916 163074 SH SOLE 4 124640 0 38434<br /><br />FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
--------------------------- -------------- --------- ----------- ------------------- ---------- -------- ---------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
--------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
VMWARE INC COM STK USD0.01 CMN 928563402 365 4388 SH SOLE 2 4388 0 0
CLASS 'A'
VODAFONE GROUP PLC ORD CMN 92857W209 580 20680 SH SOLE 2 20680 0 0
USD0.11428571
VORNADO REALTY TRUST COM CNV 929043AC1 4628 45371.11 SH SOLE 1 45371.11 0 0
USD0.04
VULCAN MATERIALS CO COM CMN 929160109 253 6427 SH SOLE 2 6427 0 0
STK USD1
WADDELL & REED FINANCIAL CMN 930059100 263 10614 SH DEFINED 2 0 10614 0
INC CL A COM USD0.01
WADDELL & REED FINANCIAL CMN 930059100 30 1226 SH DEFINED 1 0 1226 0
INC CL A COM USD0.01
WALGREEN CO COM USD0.078125 CMN 931422109 3665 110846 SH DEFINED 2 0 110846 0
WALGREEN CO COM USD0.078125 CMN 931422109 831 25133 SH DEFINED 2 0 25133 0
WAL-MART STORES INC COM CMN 931142103 2576 43110 SH SOLE 2 43110 0 0
USD0.10
WALT DISNEY CO/THE DISNEY CMN 254687106 1749 46645 SH DEFINED 2 0 46645 0
COM USD0.01
WALT DISNEY CO/THE DISNEY CMN 254687106 915 24407 SH DEFINED 1 0 24407 0
COM USD0.01
WALTER ENERGY INC COM CMN 93317Q105 4498 74278 SH SOLE 2 74278 0 0
USD0.01
WEATHERFORD INTERNATIONAL CMN H27013103 209 14306 SH SOLE 2 14306 0 0
LTD COM USD1
WEBLINK WIRELESS INC CL A CMN 94769A101 0 1000 SH SOLE 1 1000 0 0
WEIGHT WATCHERS CMN 948626106 318 5775 SH DEFINED 2 0 5775 0
INTERNATIONAL INC COM NPV
WEIGHT WATCHERS CMN 948626106 31 567 SH DEFINED 1 0 567 0
INTERNATIONAL INC COM NPV
WELLPOINT INC COM USD0.01 CMN 94973V107 34 515 SH DEFINED 2 0 515 0
WELLPOINT INC COM USD0.01 CMN 94973V107 433 6539 SH DEFINED 1 0 6539 0
WELLS FARGO & CO COM USD1 CMN 949746101 2720 98701 SH DEFINED 2 0 98701 0
2/3
WELLS FARGO & CO COM USD1 CMN 949746101 7 266 SH DEFINED 1 0 266 0
2/3
WENDT-BRISTOL HEALTH SVCS CMN 95058J109 0 137 SH SOLE 1 137 0 0
CORP COM
WESTERN REFINING INC COM CNV 959319AC8 25422 177407.4 SH SOLE 1 177407.4 0 0
STK USD0.01
WESTPORT INNOVATIONS INC CMN 960908309 326 9800 SH SOLE 2 9800 0 0
COM NPV
WHIRLPOOL CORP COM USD1 CMN 963320106 208 4391 SH DEFINED 2 0 4391 0
WHIRLPOOL CORP COM USD1 CMN 963320106 66 1400 SH DEFINED 1 0 1400 0
WHITEHALL ENTERPRISES INC CMN 965042104 0 28000 SH SOLE 1 28000 0 0
USD0.0001
WHOLE FOODS MARKET INC COM CMN 966837106 234 3358 SH DEFINED 2 0 3358 0
NPV
WHOLE FOODS MARKET INC COM CMN 966837106 80 1144 SH DEFINED 1 0 1144 0
NPV
WINN-DIXIE STORES INC COM CMN 974280307 68 7277 SH DEFINED 2 0 7277 0
STK USD1
WINN-DIXIE STORES INC COM CMN 974280307 1002 106800 SH DEFINED 1 0 106800 0
STK USD1
WINSTAR COMMUNICATIONS INC CMN 975515107 0 382 SH SOLE 1 382 0 0
COM
WISDOMTREE CHINA YUAN FUND CMN 97717W182 566 22460 SH SOLE 2 22460 0 0
WISDOMTREE CHINA YUAN FUND
WISDOMTREE INDIA EARNINGS CMN 97717W422 521 33420 SH DEFINED 2 0 33420 0
FUND INDIA EARNINGS FUND
WISDOMTREE INDIA EARNINGS CMN 97717W422 30 1900 SH DEFINED 1 0 1900 0
FUND INDIA EARNINGS FUND<br /><br />FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
--------------------------- -------------- --------- ----------- ------------------- ---------- -------- ---------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
--------------------------- -------------- --------- ----------- ---------- --- ---- ---------- -------- ---------- --------- ------
{S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
WORLDCOM INC GA NEW CMN 98157D106 0 12 SH SOLE 1 12 0 0
WRLDCOM GP COM
WORLDCOM INC-MCI GROUP CMN 98157D304 0 13 SH SOLE 1 13 0 0
WYNDHAM WORLDWIDE CORP COM CMN 98310W108 4852 128271 SH DEFINED 2 0 128271 0
STK USD0.01
WYNDHAM WORLDWIDE CORP COM CMN 98310W108 138 3650 SH DEFINED 2 0 3650 0
STK USD0.01
WYNN RESORTS LTD COM CMN 983134107 2128 19260 SH SOLE 2 19260 0 0
USD0.01
XEROX CORP COM USD1 CMN 984121103 177 22227 SH SOLE 2 22227 0 0
XILINX INC COM USD0.01 CMN 983919101 322 10033 SH SOLE 2 10033 0 0
XILINX INC COM USD0.01 CNV 983919AD3 35533 312924.54 SH SOLE 1 312924.54 0 0
XINYUAN REAL ESTATE CO LTD CMN 98417P105 2608 1490012 SH SOLE 2 1490012 0 0
ADR EACH REPR 2 ORD SHS
XO COMMUNICATIONS INC CL A CMN 983764101 0 336 SH SOLE 1 336 0 0
XOMA LTD ORD USD0.0005 CMN G9825R206 22 18966 SH SOLE 2 18966 0 0
XYLEM INC/NY 'W/I'NPV CMN 98419M100 3 99 SH DEFINED 2 0 99 0
XYLEM INC/NY 'W/I'NPV CMN 98419M100 206 8000 SH DEFINED 1 0 8000 0
YAHOO INC COM USD0.001 CMN 984332106 3778 234232 SH DEFINED 1 0 234232 0
YAHOO! INC COM USD0.001 CMN 984332106 165210 10242434 SH DEFINED 2 0 10242434 0
YAHOO! INC COM USD0.001 CMN 984332106 2580 159955 SH DEFINED 2 0 159955 0
YAMANA GOLD INC COM NPV CMN 98462Y100 227 15451 SH SOLE 2 15451 0 0
YANDEX NV COM NPV CMN N97284108 888 45091 SH SOLE 2 45091 0 0
YINGLI GREEN ENERG ADR CMN 98584B103 438 115270 SH SOLE 2 115270 0 0
EACH REP 1 ORD SHS
YUM! BRANDS INC COM NPV CMN 988498101 702 11904 SH DEFINED 2 0 11904 0
YUM! BRANDS INC COM NPV CMN 988498101 35 594 SH DEFINED 1 0 594 0
ZAGG INC COM USD0.001 CMN 98884U108 119 16790 SH SOLE 2 16790 0 0
ZALICUS INC COM STK CMN 98887C105 138 114400 SH SOLE 2 114400 0 0
USD0.001
ZYNGA INC COM NPV CMN 98986T108 4 400 SH DEFINED 2 0 400 0
ZYNGA INC COM NPV CMN 98986T108 8940 950000 SH DEFINED 1 0 950000 0