Northwest & Ethical Investments as of Sept. 30, 2011
Portfolio Holdings for Northwest & Ethical Investments
Northwest & Ethical Investments holds 240 positions in its portfolio as reported in the September 2011 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Toronto Dominion Bk Ont Com New (TD) | 7.7 | $73M | 1.0M | 71.16 | |
| Bk Nova Cad (BNS) | 5.8 | $56M | 1.1M | 50.30 | |
| Bce Com New (BCE) | 3.9 | $37M | 984k | 37.48 | |
| Rogers Communications CL B (RCI) | 3.2 | $30M | 887k | 34.22 | |
| Canadian Natl Ry (CNI) | 2.6 | $25M | 373k | 66.81 | |
| Cibc Cad (CM) | 2.0 | $19M | 272k | 70.01 | |
| Encana Corp | 2.0 | $19M | 984k | 19.24 | |
| Johnson & Johnson (JNJ) | 1.9 | $18M | 286k | 63.71 | |
| Canadian Natural Resources (CNQ) | 1.9 | $18M | 610k | 29.36 | |
| Manulife Finl Corp (MFC) | 1.9 | $18M | 1.6M | 11.39 | |
| Goldcorp | 1.8 | $18M | 382k | 45.86 | |
| International Business Machines (IBM) | 1.7 | $17M | 94k | 175.03 | |
| Shaw Communications Cl B Conv | 1.7 | $16M | 809k | 20.28 | |
| Cenovus Energy (CVE) | 1.7 | $16M | 521k | 30.79 | |
| Rbc Cad (RY) | 1.5 | $14M | 314k | 45.85 | |
| Gildan Activewear Inc Com Cad (GIL) | 1.5 | $14M | 543k | 25.95 | |
| Bank Of Montreal Cadcom (BMO) | 1.4 | $14M | 246k | 55.97 | |
| Transglobe Energy Corp | 1.4 | $14M | 1.7M | 8.05 | |
| Potash Corp. Of Saskatchewan I | 1.4 | $13M | 304k | 43.41 | |
| Cisco Systems (CSCO) | 1.2 | $12M | 764k | 15.49 | |
| Cae (CAE) | 1.1 | $11M | 1.2M | 9.38 | |
| Procter & Gamble Company (PG) | 1.1 | $11M | 173k | 63.18 | |
| Pfizer (PFE) | 1.1 | $11M | 604k | 17.68 | |
| Waste Management (WM) | 1.1 | $10M | 317k | 32.56 | |
| American Express Company (AXP) | 1.1 | $10M | 224k | 44.90 | |
| MetLife (MET) | 0.9 | $9.0M | 322k | 28.01 | |
| Kinross Gold Corp Com No Par (KGC) | 0.9 | $9.0M | 605k | 14.85 | |
| Whole Foods Market | 0.9 | $8.8M | 134k | 65.31 | |
| Vodafone Group Spons Adr New | 0.9 | $8.8M | 341k | 25.65 | |
| Microsoft Corporation (MSFT) | 0.9 | $8.6M | 344k | 24.89 | |
| Comcast Corp Cl A (CMCSA) | 0.8 | $8.0M | 385k | 20.90 | |
| Ingersoll-rand SHS | 0.8 | $7.9M | 283k | 28.09 | |
| Kraft Foods Cl A | 0.8 | $7.6M | 227k | 33.58 | |
| Coca-Cola Company (KO) | 0.8 | $7.5M | 111k | 67.56 | |
| Kroger (KR) | 0.8 | $7.3M | 331k | 21.96 | |
| Teck Resources CL B (TECK) | 0.7 | $6.3M | 212k | 29.50 | |
| Magna Intl Inc cl a (MGA) | 0.6 | $6.2M | 187k | 33.06 | |
| Google Cl A | 0.6 | $6.1M | 12k | 514.38 | |
| Barrick Gold Corp (GOLD) | 0.6 | $6.0M | 128k | 46.85 | |
| Domtar Corp Com New | 0.6 | $5.8M | 86k | 68.08 | |
| Lowe's Companies (LOW) | 0.6 | $5.6M | 291k | 19.34 | |
| Northern Trust Corporation (NTRS) | 0.6 | $5.6M | 159k | 34.98 | |
| Directv Com Cl A | 0.6 | $5.3M | 126k | 42.25 | |
| General Growth Properties | 0.6 | $5.3M | 437k | 12.10 | |
| Waters Corporation (WAT) | 0.5 | $5.2M | 69k | 75.49 | |
| Enbridge (ENB) | 0.5 | $5.2M | 162k | 31.91 | |
| Baytex Energy Corp (BTE) | 0.5 | $5.1M | 122k | 41.80 | |
| Charles Schwab Corporation (SCHW) | 0.5 | $5.0M | 446k | 11.27 | |
| Suncor Energy (SU) | 0.5 | $5.0M | 196k | 25.53 | |
| Disney Walt Com Disney (DIS) | 0.5 | $4.9M | 162k | 30.16 | |
| Cerner Corporation | 0.5 | $4.9M | 71k | 68.52 | |
| EMC Corporation | 0.5 | $4.8M | 229k | 20.99 | |
| Target Corporation (TGT) | 0.5 | $4.8M | 98k | 49.04 | |
| Teva Pharmaceutical Inds Adr (TEVA) | 0.5 | $4.7M | 127k | 37.22 | |
| United Parcel Service CL B (UPS) | 0.5 | $4.6M | 73k | 63.15 | |
| Progressive Waste Solutions | 0.5 | $4.5M | 217k | 20.58 | |
| Dell | 0.4 | $4.3M | 303k | 14.15 | |
| Hess (HES) | 0.4 | $4.2M | 81k | 52.46 | |
| Becton, Dickinson and (BDX) | 0.4 | $4.1M | 57k | 73.32 | |
| Stantec (STN) | 0.4 | $4.1M | 185k | 22.28 | |
| Cameco Corporation (CCJ) | 0.4 | $4.1M | 221k | 18.36 | |
| JPMorgan Chase & Co. (JPM) | 0.4 | $4.1M | 135k | 30.12 | |
| Western Union Company (WU) | 0.4 | $4.0M | 263k | 15.29 | |
| Koninklijke Philips Electrs Ny Reg Sh New (PHG) | 0.4 | $4.0M | 224k | 17.94 | |
| Mastercard Cl A (MA) | 0.4 | $4.0M | 13k | 317.16 | |
| Visa Com Cl A (V) | 0.4 | $4.0M | 47k | 85.72 | |
| Time Warner Com New | 0.4 | $4.0M | 133k | 29.97 | |
| Ishares Tr Rssl Mcrcp Idx (IWC) | 0.4 | $3.9M | 100k | 39.35 | |
| Autodesk (ADSK) | 0.4 | $3.9M | 140k | 27.78 | |
| Carnival Corp Paired Ctf (CCL) | 0.4 | $3.9M | 128k | 30.30 | |
| Corrections Corp Amer Com New | 0.4 | $3.9M | 170k | 22.69 | |
| Apple (AAPL) | 0.4 | $3.8M | 9.9k | 381.18 | |
| Agrium | 0.4 | $3.8M | 57k | 66.54 | |
| Morgan Stanley Com New (MS) | 0.4 | $3.7M | 277k | 13.50 | |
| Amdocs Ord (DOX) | 0.4 | $3.6M | 133k | 27.12 | |
| Methanex Corp (MEOH) | 0.4 | $3.5M | 167k | 20.83 | |
| Unilever Spon Adr New (UL) | 0.4 | $3.5M | 111k | 31.19 | |
| Southwest Airlines (LUV) | 0.4 | $3.3M | 417k | 8.04 | |
| General Mills (GIS) | 0.4 | $3.3M | 87k | 38.47 | |
| Qualcomm (QCOM) | 0.3 | $3.3M | 68k | 48.63 | |
| Citigroup Com New (C) | 0.3 | $3.3M | 128k | 25.62 | |
| Cme (CME) | 0.3 | $3.2M | 13k | 246.40 | |
| Glaxosmithkline Sponsored Adr | 0.3 | $3.2M | 76k | 41.29 | |
| Boston Scientific Corporation (BSX) | 0.3 | $3.1M | 523k | 5.91 | |
| Wynn Resorts (WYNN) | 0.3 | $3.1M | 27k | 115.08 | |
| BP Sponsored Adr (BP) | 0.3 | $3.0M | 83k | 36.07 | |
| National Grid Spon Adr New | 0.3 | $3.0M | 60k | 49.60 | |
| Discover Financial Services | 0.3 | $3.0M | 129k | 22.94 | |
| Norfolk Southern (NSC) | 0.3 | $2.9M | 48k | 61.02 | |
| Eni S P A Sponsored Adr (E) | 0.3 | $2.8M | 80k | 35.13 | |
| TRW Automotive Holdings | 0.3 | $2.7M | 83k | 32.73 | |
| State Street Corporation (STT) | 0.3 | $2.7M | 85k | 32.16 | |
| H.J. Heinz Company | 0.3 | $2.7M | 54k | 50.48 | |
| Ryanair Hldgs Sponsored Adr | 0.3 | $2.6M | 102k | 25.75 | |
| General Electric Company | 0.3 | $2.5M | 167k | 15.24 | |
| Howard Hughes | 0.3 | $2.5M | 59k | 42.10 | |
| FedEx Corporation (FDX) | 0.3 | $2.5M | 37k | 67.68 | |
| HSBC HLDGS Spon Adr New (HSBC) | 0.3 | $2.4M | 64k | 38.04 | |
| Pall Corporation | 0.3 | $2.4M | 57k | 42.40 | |
| Sanofi Sponsored Adr (SNY) | 0.3 | $2.4M | 73k | 32.80 | |
| McDonald's Corporation (MCD) | 0.3 | $2.4M | 27k | 87.82 | |
| Discovery Communicatns Com Ser A | 0.2 | $2.3M | 62k | 37.62 | |
| HudBay Minerals (HBM) | 0.2 | $2.2M | 241k | 9.32 | |
| Novo-nordisk A S Adr (NVO) | 0.2 | $2.2M | 22k | 99.52 | |
| Kimberly-Clark Corporation (KMB) | 0.2 | $2.2M | 30k | 71.01 | |
| Digital Realty Trust (DLR) | 0.2 | $2.1M | 38k | 55.16 | |
| Bunge | 0.2 | $2.0M | 35k | 58.29 | |
| Weatherford International Lt Reg Shs | 0.2 | $2.0M | 166k | 12.21 | |
| Westpac Bkg Corp Sponsored Adr | 0.2 | $2.0M | 21k | 96.06 | |
| Annaly Capital Management | 0.2 | $2.0M | 121k | 16.63 | |
| ConocoPhillips (COP) | 0.2 | $2.0M | 32k | 63.32 | |
| Grupo Televisa Sa De Cv Sp Adr Rep Ord (TV) | 0.2 | $2.0M | 108k | 18.39 | |
| News Corp Cl A | 0.2 | $2.0M | 128k | 15.47 | |
| Agnico (AEM) | 0.2 | $2.0M | 33k | 59.77 | |
| Fresenius Med Care Ag&co Kga Sponsored Adr (FMS) | 0.2 | $2.0M | 29k | 67.53 | |
| UnitedHealth (UNH) | 0.2 | $1.9M | 42k | 46.12 | |
| Sprint Nextel Corp Com Ser 1 | 0.2 | $1.9M | 630k | 3.04 | |
| Mindray Medical Intl Spon Adr | 0.2 | $1.9M | 80k | 23.61 | |
| Bank of New York Mellon Corporation (BK) | 0.2 | $1.8M | 99k | 18.59 | |
| CIGNA Corporation | 0.2 | $1.8M | 43k | 41.94 | |
| Gen-Probe Incorporated | 0.2 | $1.8M | 31k | 57.25 | |
| Dick's Sporting Goods (DKS) | 0.2 | $1.7M | 52k | 33.46 | |
| Overseas Shipholding | 0.2 | $1.7M | 125k | 13.74 | |
| Sun Life Financial (SLF) | 0.2 | $1.7M | 71k | 23.88 | |
| Statoil Asa Sponsored Adr | 0.2 | $1.6M | 76k | 21.55 | |
| Washington Post CL B | 0.2 | $1.6M | 4.8k | 326.97 | |
| Silver Wheaton Corp | 0.2 | $1.6M | 53k | 29.52 | |
| Hldgs (UAL) | 0.2 | $1.6M | 80k | 19.38 | |
| Aetna | 0.2 | $1.5M | 42k | 36.35 | |
| Humana (HUM) | 0.2 | $1.5M | 21k | 72.73 | |
| Amc Networks Cl A (AMCX) | 0.2 | $1.5M | 47k | 31.95 | |
| EQT Corporation (EQT) | 0.2 | $1.5M | 28k | 53.36 | |
| Owens Ill Com New | 0.2 | $1.5M | 100k | 15.12 | |
| Joy Global | 0.1 | $1.4M | 23k | 62.38 | |
| Ace SHS | 0.1 | $1.4M | 23k | 60.60 | |
| Cash Store Finl Svcs | 0.1 | $1.4M | 159k | 8.47 | |
| Cognizant Technology Solutio Cl A (CTSH) | 0.1 | $1.3M | 21k | 62.70 | |
| Oracle Corporation (ORCL) | 0.1 | $1.2M | 41k | 28.74 | |
| Macy's (M) | 0.1 | $1.2M | 44k | 26.32 | |
| Vale S A Adr (VALE) | 0.1 | $1.1M | 50k | 22.80 | |
| Liberty Global Com Ser A | 0.1 | $1.0M | 29k | 36.18 | |
| Credicorp (BAP) | 0.1 | $1.0M | 11k | 92.20 | |
| Check Point Software Tech Lt Ord (CHKP) | 0.1 | $1.0M | 20k | 52.76 | |
| Virgin Media | 0.1 | $964k | 40k | 24.35 | |
| Orient-express Hotels Cl A | 0.1 | $953k | 138k | 6.91 | |
| Webster Financial Corporation (WBS) | 0.1 | $953k | 62k | 15.30 | |
| Exfo Sub Vtg Shs | 0.1 | $870k | 138k | 6.30 | |
| Molson Coors Brewing CL B (TAP) | 0.1 | $853k | 22k | 39.61 | |
| Hdfc Bank Adr Reps 3 Shs (HDB) | 0.1 | $790k | 27k | 29.15 | |
| Banco Santander Chile Sp Adr Rep Com (BSAC) | 0.1 | $760k | 10k | 73.48 | |
| Transocean Reg Shs (RIG) | 0.1 | $727k | 15k | 47.74 | |
| Deere & Company (DE) | 0.1 | $723k | 11k | 64.57 | |
| Ctrip Com Intl American Dep Shs | 0.1 | $647k | 20k | 32.16 | |
| Las Vegas Sands (LVS) | 0.1 | $531k | 14k | 38.34 | |
| Petroleo Brasileiro Sa Petro Sponsored Adr (PBR) | 0.1 | $480k | 21k | 22.45 | |
| Companhia De Saneamento Basi Sponsored Adr (SBS) | 0.0 | $439k | 9.5k | 46.35 | |
| NVR (NVR) | 0.0 | $411k | 680.00 | 603.98 | |
| Lennar Corp Cl A (LEN) | 0.0 | $389k | 29k | 13.54 | |
| D.R. Horton (DHI) | 0.0 | $376k | 42k | 9.04 | |
| Toll Brothers (TOL) | 0.0 | $361k | 25k | 14.43 | |
| Intel Corporation (INTC) | 0.0 | $353k | 17k | 21.33 | |
| United Cmnty Bks Ga Cap Stk (UCB) | 0.0 | $347k | 41k | 8.49 | |
| Imris (IMRSQ) | 0.0 | $346k | 89k | 3.88 | |
| Kt Corp Sponsored Adr (KT) | 0.0 | $339k | 23k | 14.78 | |
| Automatic Data Processing (ADP) | 0.0 | $336k | 7.1k | 47.15 | |
| Pepsi (PEP) | 0.0 | $328k | 5.3k | 61.90 | |
| Wi-lan | 0.0 | $320k | 55k | 5.85 | |
| BioMed Realty Trust | 0.0 | $317k | 19k | 16.57 | |
| & PROD CO shares Brookfield | 0.0 | $315k | 47k | 6.65 | |
| DuPont Fabros Technology | 0.0 | $312k | 16k | 19.69 | |
| Imax Corp Cad (IMAX) | 0.0 | $304k | 21k | 14.48 | |
| Genuine Parts Company (GPC) | 0.0 | $300k | 5.9k | 50.80 | |
| Alexandria Real Estate Equities (ARE) | 0.0 | $300k | 4.9k | 61.39 | |
| Corporate Office Pptys Tr Sh Ben Int (CDP) | 0.0 | $291k | 13k | 21.78 | |
| SYSCO Corporation (SYY) | 0.0 | $275k | 11k | 25.90 | |
| Chubb Corporation | 0.0 | $274k | 4.6k | 59.99 | |
| Chevron Corporation (CVX) | 0.0 | $269k | 2.9k | 92.52 | |
| Verizon Communications (VZ) | 0.0 | $252k | 6.8k | 36.80 | |
| Telecomunicacoes De Sao Paul Spon Adr Pfd | 0.0 | $233k | 8.8k | 26.45 | |
| Seadrill SHS | 0.0 | $226k | 8.2k | 27.53 | |
| Glg Life Tech Corp Com New | 0.0 | $223k | 65k | 3.43 | |
| Spectra Energy | 0.0 | $206k | 8.4k | 24.53 | |
| Sara Lee | 0.0 | $206k | 13k | 16.35 | |
| China Pete & Chem Corp Spon Adr H Shs | 0.0 | $204k | 2.1k | 95.80 | |
| UniSource Energy | 0.0 | $199k | 5.5k | 36.09 | |
| Southern Company (SO) | 0.0 | $193k | 4.5k | 42.37 | |
| Hillenbrand (HI) | 0.0 | $192k | 10k | 18.40 | |
| Royal Dutch Shell Spon Adr B | 0.0 | $186k | 3.0k | 62.05 | |
| WPP Adr | 0.0 | $184k | 4.0k | 46.05 | |
| Avista Corporation (AVA) | 0.0 | $184k | 7.7k | 23.85 | |
| Compania Cervecerias Unidas Sponsored Adr (CCU) | 0.0 | $180k | 3.5k | 51.65 | |
| Nucor Corporation (NUE) | 0.0 | $171k | 5.4k | 31.64 | |
| United Technologies Corporation | 0.0 | $170k | 2.4k | 70.36 | |
| Astrazeneca Sponsored Adr (AZN) | 0.0 | $169k | 3.8k | 44.36 | |
| Intellipharmaceuticsintl Inc C | 0.0 | $168k | 50k | 3.35 | |
| Wal-Mart Stores (WMT) | 0.0 | $165k | 3.2k | 51.90 | |
| Makita Corp Adr New (MKTAY) | 0.0 | $160k | 4.5k | 35.45 | |
| Raytheon Com New | 0.0 | $159k | 3.9k | 40.87 | |
| Iron Mountain Incorporated | 0.0 | $152k | 4.8k | 31.62 | |
| Owens & Minor (OMI) | 0.0 | $151k | 5.3k | 28.48 | |
| Mccormick & Co Com Non Vtg (MKC) | 0.0 | $150k | 3.2k | 46.16 | |
| Smucker J M Com New (SJM) | 0.0 | $149k | 2.1k | 72.89 | |
| Honda Motor Amern Shs (HMC) | 0.0 | $146k | 5.0k | 29.15 | |
| Lockheed Martin Corporation (LMT) | 0.0 | $146k | 2.0k | 72.64 | |
| Entergy Corporation (ETR) | 0.0 | $146k | 2.2k | 66.29 | |
| Cincinnati Financial Corporation (CINF) | 0.0 | $145k | 5.5k | 26.33 | |
| Regal Entmt Group Cl A | 0.0 | $145k | 12k | 11.74 | |
| Bob Evans Farms | 0.0 | $142k | 5.0k | 28.52 | |
| Darden Restaurants (DRI) | 0.0 | $141k | 3.3k | 42.75 | |
| Partner Re | 0.0 | $138k | 2.6k | 52.27 | |
| Safety Insurance (SAFT) | 0.0 | $136k | 3.6k | 37.83 | |
| Cracker Barrel Old Country Store (CBRL) | 0.0 | $135k | 3.4k | 40.08 | |
| Bemis Company | 0.0 | $133k | 4.5k | 29.31 | |
| BlackRock | 0.0 | $133k | 900.00 | 148.01 | |
| Commerce Bancshares (CBSH) | 0.0 | $125k | 3.6k | 34.75 | |
| Diageo P L C Spon Adr New (DEO) | 0.0 | $125k | 1.6k | 75.93 | |
| Cullen/Frost Bankers (CFR) | 0.0 | $124k | 2.7k | 45.86 | |
| Medtronic | 0.0 | $119k | 3.6k | 33.24 | |
| Diana Shipping (DSX) | 0.0 | $119k | 16k | 7.42 | |
| Landauer | 0.0 | $116k | 2.4k | 49.54 | |
| 3M Company (MMM) | 0.0 | $116k | 1.6k | 71.79 | |
| Onebeacon Insurance Group Lt Cl A | 0.0 | $111k | 8.1k | 13.64 | |
| Nordic American Tanker Shippin (NAT) | 0.0 | $111k | 7.8k | 14.10 | |
| General Dynamics Corporation (GD) | 0.0 | $110k | 1.9k | 56.89 | |
| ABM Industries (ABM) | 0.0 | $109k | 5.7k | 19.06 | |
| Tower | 0.0 | $108k | 4.7k | 22.86 | |
| Telefonica S A Sponsored Adr (TEF) | 0.0 | $105k | 5.5k | 19.12 | |
| Ship Finance International L SHS | 0.0 | $105k | 8.1k | 13.00 | |
| PNC Financial Services (PNC) | 0.0 | $105k | 2.2k | 48.19 | |
| France Telecom Sponsored Adr | 0.0 | $98k | 6.0k | 16.37 | |
| First Niagara Financial | 0.0 | $94k | 10k | 9.15 | |
| Compass Diversified Holdings Sh Ben Int (CODI) | 0.0 | $86k | 7.1k | 12.18 | |
| Us Bancorp Del Com New (USB) | 0.0 | $81k | 3.5k | 23.54 | |
| National CineMedia | 0.0 | $81k | 5.6k | 14.51 | |
| Atlantic Tele Network Com New | 0.0 | $76k | 2.3k | 32.88 | |
| PetSmart | 0.0 | $74k | 1.7k | 42.65 | |
| Paychex (PAYX) | 0.0 | $70k | 2.7k | 26.37 | |
| Grupo Aeroportuario Del Sure Spon Adr Ser B (ASR) | 0.0 | $61k | 1.2k | 49.72 | |
| Sabra Health Care REIT (SBRA) | 0.0 | $60k | 6.3k | 9.54 | |
| Apollo Investment | 0.0 | $47k | 6.3k | 7.52 |
