Nwq Investment Management Company as of Sept. 30, 2013
Portfolio Holdings for Nwq Investment Management Company
Nwq Investment Management Company holds 160 positions in its portfolio as reported in the September 2013 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Hartford Financial Services (HIG) | 3.7 | $388M | 13M | 31.12 | |
| Apache Corporation | 3.6 | $379M | 4.5M | 85.14 | |
| American International Group Com New (AIG) | 3.5 | $372M | 7.6M | 48.63 | |
| Canadian Natural Resources (CNQ) | 3.5 | $367M | 12M | 31.44 | |
| Talisman Energy Inc Com Stk | 3.4 | $362M | 32M | 11.50 | |
| Citigroup Com New (C) | 3.3 | $350M | 7.2M | 48.51 | |
| Microsoft Corporation (MSFT) | 3.2 | $339M | 10M | 33.28 | |
| Ca | 3.1 | $331M | 11M | 29.67 | |
| General Motors Company (GM) | 3.1 | $327M | 9.1M | 35.97 | |
| Unum (UNM) | 3.1 | $326M | 11M | 30.44 | |
| Pfizer (PFE) | 3.0 | $319M | 11M | 28.73 | |
| MetLife (MET) | 2.7 | $289M | 6.2M | 46.95 | |
| Viacom CL B | 2.7 | $282M | 3.4M | 83.58 | |
| Cisco Systems (CSCO) | 2.6 | $278M | 12M | 23.43 | |
| Sanofi Sponsored Adr (SNY) | 2.6 | $275M | 5.4M | 50.63 | |
| Aon Shs Cl A | 2.5 | $264M | 3.6M | 74.44 | |
| Teva Pharmaceutical Industries Adr (TEVA) | 2.2 | $232M | 6.1M | 37.78 | |
| Time Warner Com New | 2.1 | $217M | 3.3M | 65.81 | |
| CenturyLink | 2.0 | $212M | 6.8M | 31.38 | |
| Wells Fargo & Company (WFC) | 1.8 | $192M | 4.6M | 41.32 | |
| JPMorgan Chase & Co. (JPM) | 1.8 | $190M | 3.7M | 51.69 | |
| Occidental Petroleum Corporation (OXY) | 1.7 | $177M | 1.9M | 93.54 | |
| CVS Caremark Corporation (CVS) | 1.7 | $174M | 3.1M | 56.75 | |
| Loews Corporation (L) | 1.7 | $174M | 3.7M | 46.74 | |
| Paccar (PCAR) | 1.6 | $166M | 3.0M | 55.66 | |
| Goldman Sachs (GS) | 1.5 | $160M | 1.0M | 158.21 | |
| Capital One Financial (COF) | 1.5 | $159M | 2.3M | 68.74 | |
| Ingersoll-Rand SHS | 1.4 | $152M | 2.3M | 64.94 | |
| Raytheon Com New | 1.4 | $151M | 2.0M | 77.07 | |
| Union Pacific Corporation (UNP) | 1.3 | $140M | 901k | 155.34 | |
| AngloGold Ashanti Sponsored Adr | 1.2 | $127M | 9.6M | 13.28 | |
| Baker Hughes Incorporated | 1.0 | $109M | 2.2M | 49.10 | |
| NRG Energy Com New (NRG) | 1.0 | $108M | 3.9M | 27.33 | |
| Vodafone Group Spons Adr New | 1.0 | $107M | 3.0M | 35.18 | |
| Barrick Gold Corp (GOLD) | 0.9 | $98M | 5.3M | 18.62 | |
| Applied Materials (AMAT) | 0.9 | $91M | 5.2M | 17.53 | |
| Oracle Corporation (ORCL) | 0.8 | $87M | 2.6M | 33.17 | |
| Philip Morris International (PM) | 0.7 | $79M | 908k | 86.59 | |
| LSI Corporation | 0.7 | $70M | 8.9M | 7.83 | |
| Harman International Industries | 0.6 | $66M | 999k | 66.23 | |
| Mosaic (MOS) | 0.6 | $62M | 1.5M | 43.02 | |
| Elizabeth Arden | 0.6 | $60M | 1.6M | 36.92 | |
| Reinsurance Group of America Com New (RGA) | 0.6 | $60M | 891k | 66.99 | |
| Forestar | 0.6 | $58M | 2.7M | 21.53 | |
| Carrizo Oil & Gas | 0.5 | $57M | 1.5M | 37.29 | |
| Coherent | 0.5 | $55M | 902k | 61.36 | |
| Microsemi Corporation | 0.5 | $55M | 2.3M | 24.25 | |
| iShares iBoxx $ Investment Grade Corporate Bond ETF Iboxx Inv Cp Etf (LQD) | 0.5 | $51M | 446k | 113.52 | |
| Orbital Sciences | 0.5 | $49M | 2.3M | 21.18 | |
| Griffon Corporation (GFF) | 0.4 | $47M | 3.7M | 12.54 | |
| Interpublic Group of Companies (IPG) | 0.4 | $46M | 2.7M | 17.18 | |
| Trimas Corp Com New (TRS) | 0.4 | $44M | 1.2M | 37.31 | |
| TreeHouse Foods (THS) | 0.4 | $43M | 645k | 66.83 | |
| Teradyne (TER) | 0.4 | $42M | 2.5M | 16.52 | |
| Inter Parfums (IPAR) | 0.4 | $40M | 1.3M | 29.99 | |
| MKS Instruments (MKSI) | 0.4 | $39M | 1.5M | 26.59 | |
| Albany International Corp Cl A (AIN) | 0.3 | $36M | 995k | 35.87 | |
| Bob Evans Farms | 0.3 | $35M | 612k | 57.27 | |
| Denbury Resources Com New | 0.3 | $35M | 1.9M | 18.41 | |
| Willis Group Holdings SHS | 0.3 | $35M | 796k | 43.33 | |
| Texas Capital Bancshares (TCBI) | 0.3 | $32M | 701k | 45.89 | |
| McDermott International | 0.3 | $32M | 4.3M | 7.43 | |
| Norwegian Cruise Line Holdings SHS (NCLH) | 0.3 | $32M | 1.0M | 30.85 | |
| Western Alliance Bancorporation (WAL) | 0.3 | $30M | 1.6M | 18.93 | |
| GP Strategies Corporation | 0.3 | $28M | 1.1M | 26.22 | |
| Clearwater Paper (CLW) | 0.3 | $28M | 588k | 47.77 | |
| PMC-Sierra | 0.3 | $28M | 4.2M | 6.62 | |
| Deltic Timber Corporation | 0.3 | $28M | 422k | 65.14 | |
| PrivateBan | 0.3 | $27M | 1.2M | 21.40 | |
| Euronet Worldwide (EEFT) | 0.2 | $26M | 654k | 39.88 | |
| Neenah Paper | 0.2 | $23M | 572k | 39.31 | |
| Axis Capital Holdings SHS (AXS) | 0.2 | $22M | 507k | 43.31 | |
| Aspen Insurance Holdings SHS | 0.2 | $20M | 551k | 36.29 | |
| Marten Transport (MRTN) | 0.2 | $19M | 1.1M | 17.17 | |
| Astronics Corporation (ATRO) | 0.2 | $19M | 473k | 39.77 | |
| International Rectifier Corporation | 0.2 | $19M | 757k | 24.77 | |
| EnerSys (ENS) | 0.2 | $18M | 298k | 60.63 | |
| Jazz Pharmaceuticals Shs Usd (JAZZ) | 0.2 | $18M | 193k | 91.97 | |
| Homestreet (HMST) | 0.2 | $17M | 901k | 19.19 | |
| Measurement Specialties | 0.2 | $17M | 313k | 54.24 | |
| Redwood Trust (RWT) | 0.2 | $17M | 852k | 19.69 | |
| GSI Group Com New | 0.2 | $17M | 1.7M | 9.54 | |
| Entegris (ENTG) | 0.2 | $16M | 1.6M | 10.16 | |
| Methode Electronics (MEI) | 0.1 | $15M | 528k | 28.00 | |
| Hooker Furniture Corporation (HOFT) | 0.1 | $13M | 892k | 14.95 | |
| PennyMac Financial Services Cl A | 0.1 | $13M | 708k | 18.79 | |
| Mistras (MG) | 0.1 | $13M | 739k | 17.00 | |
| FBR & Co Com New | 0.1 | $12M | 442k | 26.81 | |
| Schawk Cl A | 0.1 | $12M | 783k | 14.84 | |
| P.H. Glatfelter Company | 0.1 | $12M | 426k | 27.07 | |
| Integrated Device Technology | 0.1 | $11M | 1.2M | 9.42 | |
| PacWest Ban | 0.1 | $11M | 323k | 34.29 | |
| CSX Corporation (CSX) | 0.1 | $11M | 419k | 25.74 | |
| WESCO International (WCC) | 0.1 | $11M | 139k | 76.53 | |
| GlaxoSmithKline Sponsored Adr | 0.1 | $11M | 212k | 50.17 | |
| Delphi Automotive SHS | 0.1 | $10M | 178k | 58.42 | |
| Medley Capital Corporation | 0.1 | $10M | 748k | 13.79 | |
| Boise Cascade (BCC) | 0.1 | $10M | 381k | 26.95 | |
| Ares Capital Corporation (ARCC) | 0.1 | $9.5M | 551k | 17.29 | |
| Partner Re | 0.1 | $9.5M | 104k | 91.54 | |
| Texas Roadhouse (TXRH) | 0.1 | $8.5M | 322k | 26.30 | |
| Royal Dutch Shell Spons Adr A | 0.1 | $8.0M | 123k | 65.68 | |
| Allied World Assurance Co Holdings SHS | 0.1 | $7.7M | 78k | 99.38 | |
| Hormel Foods Corporation (HRL) | 0.1 | $7.0M | 166k | 42.12 | |
| Lattice Semiconductor (LSCC) | 0.1 | $6.8M | 1.5M | 4.46 | |
| Wells Fargo & Co Perp Pfd Cnv A (Principal) (WFC.PL) | 0.1 | $6.5M | 5.8k | 1137.45 | |
| Orion Marine (ORN) | 0.1 | $6.2M | 597k | 10.41 | |
| Merck & Co (MRK) | 0.1 | $6.0M | 125k | 47.61 | |
| National CineMedia | 0.1 | $5.6M | 298k | 18.86 | |
| Total SA Sponsored Adr (TTE) | 0.1 | $5.6M | 96k | 57.92 | |
| Tcp Capital | 0.1 | $5.5M | 339k | 16.23 | |
| Telefonaktiebolaget LM Ericsson Adr B Sek 10 (ERIC) | 0.1 | $5.4M | 404k | 13.35 | |
| Bank of America Corp 7.25%CNV PFD L (BAC.PL) | 0.0 | $4.8M | 4.5k | 1081.23 | |
| Cott Corp | 0.0 | $4.7M | 615k | 7.69 | |
| Bank of New York Mellon Corporation (BK) | 0.0 | $4.6M | 153k | 30.19 | |
| Bruker Corporation (BRKR) | 0.0 | $4.6M | 221k | 20.65 | |
| Middleby Corporation (MIDD) | 0.0 | $4.5M | 22k | 208.90 | |
| AstraZeneca Sponsored Adr (AZN) | 0.0 | $4.5M | 86k | 51.93 | |
| Ashford Hospitality Trust 9% Cum Pfd Ser E | 0.0 | $3.9M | 152k | 25.97 | |
| Reliance Steel & Aluminum (RS) | 0.0 | $3.8M | 52k | 73.27 | |
| FEI Company | 0.0 | $3.7M | 43k | 87.79 | |
| Louisiana-Pacific Corporation (LPX) | 0.0 | $3.6M | 204k | 17.59 | |
| General Electric Company | 0.0 | $3.5M | 148k | 23.89 | |
| Procter & Gamble Company (PG) | 0.0 | $3.5M | 46k | 75.58 | |
| Guess? (GES) | 0.0 | $3.4M | 114k | 29.85 | |
| Microchip Technology (MCHP) | 0.0 | $3.1M | 77k | 40.29 | |
| Twenty-First Century Fox Cl A | 0.0 | $3.1M | 91k | 33.51 | |
| Analog Devices (ADI) | 0.0 | $2.9M | 63k | 47.05 | |
| Simon Property (SPG) | 0.0 | $2.9M | 20k | 148.23 | |
| Bio-Rad Laboratories Cl A (BIO) | 0.0 | $2.6M | 23k | 117.56 | |
| NRG Yield Com Cl A | 0.0 | $2.6M | 86k | 30.29 | |
| Golub Capital BDC (GBDC) | 0.0 | $2.3M | 132k | 17.33 | |
| Eaton Corp SHS (ETN) | 0.0 | $2.1M | 31k | 68.83 | |
| PennyMac Mortgage Investment Trust (PMT) | 0.0 | $2.0M | 87k | 22.68 | |
| Aurico Gold | 0.0 | $1.7M | 452k | 3.81 | |
| Best Buy (BBY) | 0.0 | $1.4M | 38k | 37.51 | |
| Frontier Communications | 0.0 | $1.4M | 334k | 4.18 | |
| Weyerhaeuser Company (WY) | 0.0 | $1.3M | 46k | 28.62 | |
| Taubman Centers Pfd Ser K | 0.0 | $1.0M | 46k | 22.36 | |
| iShares Russell 1000 Value ETF Rus 1000 Val Etf (IWD) | 0.0 | $973k | 11k | 86.24 | |
| Boston Private Financial Holdings Dep Shs | 0.0 | $946k | 40k | 23.79 | |
| CommonWealth REIT 6.50% Pfd Cum Co (Principal) | 0.0 | $862k | 41k | 20.93 | |
| Waste Management (WM) | 0.0 | $755k | 18k | 41.25 | |
| Sunstone Hotel Investors Cv 8% Cum Pfd-d | 0.0 | $749k | 30k | 25.24 | |
| Tyson Foods Cl A (TSN) | 0.0 | $711k | 25k | 28.26 | |
| Exxon Mobil Corporation (XOM) | 0.0 | $632k | 7.3k | 86.10 | |
| Suncor Energy (SU) | 0.0 | $546k | 15k | 35.80 | |
| HSBC Holdings Adr A 1/40pf A | 0.0 | $314k | 13k | 24.63 | |
| Halliburton Company (HAL) | 0.0 | $288k | 6.0k | 48.13 | |
| UMH Properties Cv Red Pfd-a | 0.0 | $263k | 10k | 25.58 | |
| UnitedHealth (UNH) | 0.0 | $226k | 3.2k | 71.66 | |
| Peabody Energy Corporation | 0.0 | $177k | 10k | 17.21 | |
| Hallador Energy (HNRG) | 0.0 | $153k | 21k | 7.32 | |
| Arch Coal | 0.0 | $137k | 33k | 4.10 | |
| Toyota Motor Corp Sp Adr Rep2com (TM) | 0.0 | $39k | 307.00 | 127.04 | |
| Cameco Corporation (CCJ) | 0.0 | $36k | 2.0k | 17.85 | |
| Royal Dutch Shell Spon Adr B | 0.0 | $36k | 516.00 | 69.77 | |
| Banco Santander Brasil SA/Brazil Ads Rep 1 Unit (BSBR) | 0.0 | $28k | 4.0k | 7.06 | |
| Kinross Gold Corp Com No Par (KGC) | 0.0 | $25k | 5.0k | 5.03 | |
| Newmont Mining Corporation (NEM) | 0.0 | $14k | 500.00 | 28.00 |
