Permal Asset Management

Permal Asset Management as of March 31, 2013

Portfolio Holdings for Permal Asset Management

Permal Asset Management holds 0 positions in its portfolio as reported in the March 2013 quarterly 13F filing

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                                                     FORM 13F INFORMATION TABLE
                                                             VALUE  SHARES/ SH/ PUT/ INVSTMT  OTHER            VOTING AUTHORITY
NAME OF ISSUER                 TITLE OF CLASS   CUSIP     (x$1000)  PRN AMT PRN CALL DSCRETN MANAGERS         SOLE   SHARED     NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
CHESAPEAKE GRANITE WASH TR     COM SH BEN INT   165185109      722    51625 SH       DEFINED 1               51625        0        0
CHIMERA INVT CORP              COM              16934Q109     1352   423664 SH       DEFINED 1              423664        0        0
CHIMERA INVT CORP              COM              16934Q109      422   132362 SH       DEFINED 1,2            132362        0        0
COLONY FINL INC                COM              19624R106     1301    58602 SH       DEFINED 1               58602        0        0
COLONY FINL INC                COM              19624R106      423    19037 SH       DEFINED 1,2             19037        0        0
CREXUS INVT CORP               COM              226553105     1281    98337 SH       DEFINED 1               98337        0        0
CREXUS INVT CORP               COM              226553105      525    40325 SH       DEFINED 1,2             40325        0        0
ECA MARCELLUS TR I             COM UNIT         26827L109      669    57283 SH       DEFINED 1               57283        0        0
ETFS PALLADIUM TR              SH BEN INT       26923A106     1333    17600 SH       DEFINED 1               17600        0        0
ETFS PLATINUM TR               SH BEN INT       26922V101     3073    19928 SH       DEFINED 1               19928        0        0
FIRST TR ENERGY INFRASTRCTR    COM              33738C103     2246    94238 SH       DEFINED 1               94238        0        0
INVESCO MORTGAGE CAPITAL INC   COM              46131B100     1292    60406 SH       DEFINED 1               60406        0        0
INVESCO MORTGAGE CAPITAL INC   COM              46131B100      420    19622 SH       DEFINED 1,2             19622        0        0
ISHARES INC                    MSCI EMU INDEX   464286608     3748   114765 SH       DEFINED 1              114765        0        0
ISHARES INC                    MSCI STH KOR CAP 464286772     5503    92580 SH       DEFINED 1,2             92580        0        0
ISHARES INC                    MSCI JAPAN       464286848     4236   392130 SH       DEFINED 1              392130        0        0
ISHARES TR                     FTSE CHINA25 IDX 464287184     8463   229150 SH       DEFINED 1,2            229150        0        0
ISHARES TR                     DJ HOME CONSTN   464288752     2136    89385 SH       DEFINED 1               89385        0        0
ISHARES TR                     DJ OIL EQUIP     464288844     2030    35368 SH       DEFINED 1               35368        0        0
JPMORGAN CHASE & CO            ALERIAN ML ETN   46625H365     2611    57389 SH       DEFINED 1               57389        0        0
MARKET VECTORS ETF TR          GOLD MINER ETF   57060U100     2479    65471 SH       DEFINED 1               65471        0        0
MARKET VECTORS ETF TR          JR GOLD MINERS E 57060U589     2564   153156 SH       DEFINED 1              153156        0        0
MFA FINANCIAL INC              COM              55272X102     1311   140582 SH       DEFINED 1              140582        0        0
MFA FINANCIAL INC              COM              55272X102      437    46927 SH       DEFINED 1,2             46927        0        0
MORGAN STANLEY ASIA PAC FD I   COM              61744U106     2072   128285 SH	     DEFINED 1,2	    128285        0        0
MORGAN STANLEY CHINA A SH FD   COM              617468103    20365   862522 SH       DEFINED 1,2            862522        0        0
NORTHSTAR RLTY FIN CORP        COM              66704R100     1396   147252 SH       DEFINED 1              147252        0        0
NORTHSTAR RLTY FIN CORP        COM              66704R100      430    45354 SH       DEFINED 1,2             45354        0        0
PROSHARES TR                   PSHS ULTSH 20YRS 74347B201     2425    36898 SH       DEFINED 1               36898        0        0
RAIT FINANCIAL TRUST           COM NEW          749227609      794    99608 SH       DEFINED 1               99608        0        0
RAIT FINANCIAL TRUST           COM NEW          749227609      427    53504 SH       DEFINED 1,2             53504        0        0
REACHLOCAL INC                 COM              75525F104     4016   268430 SH       DEFINED 1,2            268430        0        0
RESOURCE CAP CORP              COM              76120W302      749   113191 SH       DEFINED 1              113191        0        0
RESOURCE CAP CORP              COM              76120W302      421    63706 SH       DEFINED 1,2             63706        0        0
SANDRIDGE MISSISSIPPIAN TR I   UNIT BEN INT     80007T101      831    61989 SH       DEFINED 1               61989        0        0
SELECT SECTOR SPDR TR          SBI INT-INDS     81369Y704     4062    97265 SH       DEFINED 1               97265        0        0
SELECT SECTOR SPDR TR          SBI INT-FINL     81369Y605     4080   224043 SH       DEFINED 1              224043        0        0
SILVER BAY RLTY TR CORP        COM              82735Q102      101     4865 SH       DEFINED 1                4865        0        0
SILVER BAY RLTY TR CORP        COM              82735Q102       32     1524 SH       DEFINED 1,2              1524        0        0
SPDR SERIES TRUST              S^P PHARMAC      78464A722     4116    65141 SH       DEFINED 1               65141        0        0
STARWOOD PPTY TR INC           COM              85571B105     1381    49733 SH       DEFINED 1               49733        0        0
STARWOOD PPTY TR INC           COM              85571B105      419    15080 SH       DEFINED 1,2             15080        0        0
TWO HBRS INVT CORP             COM              90187B101     1253    99306 SH       DEFINED 1               99306        0        0
TWO HBRS INVT CORP             COM              90187B101      392    31112 SH       DEFINED 1,2             31112        0        0
VANGUARD INTL EQUITY INDEX F   FTSE EMR MKT ETF 922042858     3827    89208 SH       DEFINED 1               89208        0        0
VANGUARD SPECIALIZED PORTFOL   DIV APP ETF      921908844     4179    63607 SH       DEFINED 1               63607        0        0
WISDOMTREE TRUST               CHINESE YUAN ETF 97717W182     4490   174910 SH       DEFINED 1,2            174910        0        0