Piper Jaffray & Co.

Piper Sandler & Co. as of March 31, 2023

Portfolio Holdings for Piper Sandler & Co.

Piper Sandler & Co. holds 30 positions in its portfolio as reported in the March 2023 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Hope Bancorp Note 2.000% 5/1 (Principal) 11.5 $17M 17M 0.97
Digitalbridge Group Note 5.000% 4/1 (Principal) 11.5 $17M 17M 1.00
Silicon Laboratories Note 0.625% 6/1 (Principal) 10.2 $15M 10M 1.50
Iqiyi Note 2.000% 4/0 (Principal) 10.1 $15M 15M 1.00
Kkr Real Estate Fin Tr Note 6.125% 5/1 (Principal) 9.0 $13M 13M 0.99
Pure Storage Note 0.125% 4/1 (Principal) 6.8 $10M 10M 1.00
Apollo Coml Real Estate Fin Note 5.375%10/1 (Principal) 6.6 $9.7M 10M 0.97
Western Digital Corp. Note 1.500% 2/0 (Principal) 5.9 $8.7M 9.0M 0.97
Teradyne Note 1.250%12/1 (Principal) 4.9 $7.1M 2.3M 3.11
Supernus Pharmaceuticals Note 0.625% 4/0 (Principal) 4.6 $6.7M 6.7M 1.00
Tilray Brands Note 5.000%10/0 (Principal) 3.3 $4.9M 5.0M 0.98
Redwood Trust Note 4.750% 8/1 (Principal) 3.3 $4.9M 5.0M 0.97
Splunk Note 0.500% 9/1 (Principal) 3.2 $4.6M 4.8M 0.98
Nice Sys Note 1.250% 1/1 (Principal) 2.5 $3.7M 1.5M 2.41
Herbalife Nutrition Note 2.625% 3/1 (Principal) 1.9 $2.8M 3.0M 0.95
Hope Ban Put Option (HOPE) 1.9 $2.8M 289k 9.82
Intercept Pharmaceuticals In Note 3.250% 7/0 (Principal) 0.8 $1.2M 1.2M 1.00
Illumina Note 8/1 (Principal) 0.7 $1.0M 1.0M 0.97
Becton Dickinson & Co 6% Dp Conv Pfd B 0.2 $274k 5.5k 49.72
Two Com Cl A 0.2 $256k 25k 10.25
Colombier Acquisition Corp Cl A 0.2 $253k 25k 10.13
Da32 Life Scnce Tec Acqstn C Class A Com 0.2 $253k 25k 10.12
Oppfi Com Cl A (OPFI) 0.1 $122k 59k 2.05
Shattuck Labs (STTK) 0.1 $116k 40k 2.94
New Relic Note 0.500% 5/0 (Principal) 0.1 $109k 110k 0.99
Profrac Hldg Corp Class A Com (ACDC) 0.1 $103k 8.2k 12.67
Ligand Pharmaceuticals Note 0.750% 5/1 (Principal) 0.0 $72k 73k 0.99
Cartesian Growth Corp Ii *w Exp 07/12/202 (RENEW) 0.0 $64k 403k 0.16
Investar Holding (ISTR) 0.0 $31k 2.2k 13.96
Oppfi *w Exp 07/20/202 (OPFI.WS) 0.0 $2.6k 30k 0.09