Polygon Management

Polygon Management as of Sept. 30, 2018

Portfolio Holdings for Polygon Management

Polygon Management holds 55 positions in its portfolio as reported in the September 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Ligand Pharmaceuticals Inc note 0.750% 8/1 12.1 $101M 30M 3.42
Renewable Energy Group Inc note 4.000% 6/1 8.0 $66M 24M 2.74
Teladoc Inc note 3.000%12/1 5.8 $49M 24M 2.08
Unisys Corp note 5.500% 3/0 5.7 $48M 22M 2.22
Allegheny Technologies Inc note 4.750% 7/0 5.7 $47M 22M 2.18
Arris 5.5 $46M 1.8M 25.99
Microchip Technology Inc note 1.625% 2/1 5.3 $44M 29M 1.51
Repligen Corp note 2.125% 6/0 4.3 $36M 20M 1.78
Lgi Homes Inc conv 4.2 $35M 16M 2.22
Micron Technology Inc conv 3.3 $27M 18M 1.56
Shire 3.2 $27M 149k 181.27
Mercadolibre Inc note 2.250% 7/0 3.2 $27M 10M 2.70
Autolus Therapeutics Plc spon ads (AUTL) 2.9 $24M 790k 30.67
Wright Medical Group Nv 2.25 20211115 2.7 $23M 16M 1.45
Lexicon note5 2.6 $22M 15M 1.50
Zions Bancorporation *w exp 05/22/202 2.0 $17M 928k 17.90
Corenergy Infrastructure note 7% 6/15 2.0 $17M 14M 1.18
Carbonite Inc note 2.500% 4/0 1.8 $15M 10M 1.51
Invacare Corp conv bnd 1.8 $15M 14M 1.09
Liberty Media Corp deb 3.500% 1/1 1.7 $14M 20M 0.70
Intrexon Corp note 3.500% 7/0 1.5 $13M 11M 1.19
National CineMedia 1.4 $11M 1.1M 10.59
Invacare Corp convertible security 1.3 $11M 9.6M 1.13
Tesla Inc convertible security 1.2 $10M 10M 1.02
Inotek Pharmaceuticals 5.75% Cb 08/01/2021-registe bond 1.0 $8.6M 7.7M 1.12
Dht Holdings (DHT) 0.8 $6.9M 1.5M 4.70
Trulia Inc. 2.750% December 15, 2020 ccb 0.7 $5.4M 2.8M 1.93
Medicines Company conv 0.7 $5.4M 5.0M 1.08
Gopro (GPRO) 0.6 $5.0M 698k 7.20
Gopro Inc note 3.500% 4/1 0.6 $4.9M 5.0M 0.98
Nightstar Therapeutics 0.6 $4.6M 225k 20.43
Carriage Svcs Inc note 2.750% 3/1 0.5 $4.3M 3.9M 1.10
Adaptimmune Therapeutics (ADAP) 0.5 $4.1M 300k 13.56
Retrophin Inc note 2.500% 9/1 0.5 $4.1M 4.0M 1.03
Pembina Pipeline Corp (PBA) 0.4 $3.5M 103k 34.00
Harmonic Inc note 4.000 12/0 0.4 $3.5M 3.0M 1.17
Wheaton Precious Metals Corp (WPM) 0.4 $3.2M 180k 17.50
Magnachip Semiconductor Sa Note 5.000 3/0 bnd 0.4 $3.0M 2.2M 1.36
Encana Corp 0.3 $3.0M 225k 13.12
Crescent Point Energy Trust 0.3 $2.7M 425k 6.37
Suncor Energy (SU) 0.3 $2.5M 65k 38.72
Parsley Energy Inc-class A 0.3 $2.4M 83k 29.25
Fortis (FTS) 0.3 $2.3M 72k 32.44
Vermilion Energy (VET) 0.2 $2.1M 63k 32.97
Cae (CAE) 0.2 $1.9M 95k 20.32
Enerplus Corp 0.2 $1.7M 135k 12.36
Marathon Oil Corporation (MRO) 0.2 $1.5M 65k 23.28
Euronet Worldwide Inc Note 1.500%10/0 0.1 $1.0M 721k 1.40
Gores Hldin-cw20 equity wrt 0.1 $935k 883k 1.06
General Mtrs Co *w exp 07/10/201 0.1 $820k 50k 16.49
Baytex Energy Corp (BTE) 0.1 $725k 250k 2.90
Algonquin Power & Utilities equs (AQN) 0.1 $569k 55k 10.35
Wright Medical Group Rtsn V 0.0 $344k 239k 1.44
Trilogy Metals (TMQ) 0.0 $316k 158k 2.00
Associated Banc Corp *w exp 11/21/201 0.0 $106k 15k 7.30