Polygon Management

Polygon Management as of March 31, 2021

Portfolio Holdings for Polygon Management

Polygon Management holds 112 positions in its portfolio as reported in the March 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Tesla Note 2.000% 5/1 (Principal) 17.3 $242M 23M 10.77
Cleveland-cliffs DBCV 1.500% 1/1 (Principal) 7.9 $111M 42M 2.62
Teradyne Note 1.250%12/1 (Principal) 6.9 $96M 25M 3.85
Renewable Energy Group Note 4.000% 6/1 (Principal) 5.9 $83M 14M 6.12
Snap Note 0.750% 8/0 (Principal) 5.4 $76M 32M 2.36
J2 Global Note 3.250% 6/1 (Principal) 5.0 $69M 39M 1.78
Liberty Media Corp Del Deb 3.500% 1/1 (Principal) 3.7 $52M 52M 1.01
Nice Sys Note 1.250% 1/1 (Principal) 2.5 $35M 14M 2.62
World Wrestling Entmt Note 3.375%12/1 (Principal) 2.4 $34M 15M 2.26
First Majestic Silver Corp Note 1.875% 3/0 (Principal) 2.1 $30M 18M 1.65
Allegheny Technologies Note 4.750% 7/0 (Principal) 2.0 $28M 18M 1.61
Akamai Technologies Note 0.125% 5/0 (Principal) 1.7 $24M 20M 1.21
Talend S A Ads 1.7 $24M 372k 63.64
Nuance Communications DBCV 1.000%12/1 (Principal) 1.7 $23M 13M 1.85
Realpage Note 1.500%11/1 (Principal) 1.5 $21M 10M 2.09
United States Stl Corp Note 5.000%11/0 (Principal) 1.5 $21M 9.4M 2.20
Bally's Corp (BALY) 1.4 $20M 310k 64.98
Splunk Note 1.125% 9/1 (Principal) 1.3 $18M 15M 1.18
Bandwidth Note 0.250% 3/0 (Principal) 1.2 $17M 11M 1.53
Isis Pharmaceuticals Inc Del Note 1.000%11/1 (Principal) 1.0 $14M 14M 1.02
Autolus Therapeutics Spon Ads (AUTL) 1.0 $14M 2.4M 5.73
Ligand Pharmaceuticals Note 0.750% 5/1 (Principal) 0.9 $13M 12M 1.04
Takeda Pharmaceutical Sponsored Ads (TAK) 0.8 $11M 589k 18.26
Kkr Acquisition Holding I Unit 99/99/9999 0.8 $11M 1.0M 10.01
Zillow Group Note 2.750% 5/1 (Principal) 0.7 $10M 5.0M 2.08
Fortress Value Acquisi Corp Unit 03/31/2028 0.7 $10M 1.0M 9.90
Freeline Therapeutics Hldgs Sponsored Ads 0.7 $9.2M 750k 12.30
Zillow Group Note 1.375% 9/0 (Principal) 0.7 $9.1M 3.0M 3.00
Colfax Corp Unit 01/15/2022t (Principal) 0.6 $9.0M 50k 180.70
Coupa Software Note 0.125% 6/1 (Principal) 0.6 $8.5M 5.0M 1.70
Byte Acquisition Corp Unit 03/18/2029 0.6 $8.5M 850k 10.00
Corenergy Infrastructure Tr Note 5.875% 8/1 (Principal) 0.6 $7.9M 8.5M 0.93
Accelerate Acquisition Corp Unit 99/99/9999 0.5 $7.4M 750k 9.93
Virgin Group Acquisit Corp I Unit 99/99/9999 0.5 $7.4M 750k 9.93
Vector Acquisition Corp Ii Cl A Shs 0.5 $7.4M 750k 9.90
G Squared Ascend I Shs Cl A 0.5 $7.4M 750k 9.80
Intrexon Corp Note 3.500% 7/0 (Principal) 0.5 $7.3M 8.6M 0.86
Peridot Acquisition Corp Ii Unit 99/99/9999 0.5 $7.0M 700k 9.94
Longview Acquisition Corp Ii Unit 99/99/9999 0.5 $6.5M 650k 10.04
Warburg Pincus Captal Corp I Unit 99/99/9999 0.5 $6.5M 650k 9.98
Tcw Special Purpose Acqu Cor Unit 99/99/9999 0.5 $6.5M 650k 9.95
Mp Materials Corp Com Cl A (MP) 0.5 $6.4M 179k 35.95
Pathfinder Acquisition Corp Unit 02/17/2026 0.4 $6.3M 636k 9.90
Fortuna Silver Mines SDCV 4.650%10/3 (Principal) 0.4 $6.2M 4.2M 1.49
Independence Holdings Corp Unit 03/02/2026 0.4 $6.0M 600k 10.00
Ftac Hera Acquisition Corp Unit 02/28/2026 0.4 $6.0M 600k 9.99
Lexicon Pharmaceuticals Note 5.250%12/0 (Principal) 0.4 $5.8M 5.3M 1.11
Ross Acquisition Corp Ii Unit 99/99/9999 0.4 $5.7M 576k 9.96
Gores Holdings Vii Unit 02/12/2028 0.4 $5.7M 574k 9.96
Agile Growth Corp Unit 03/09/2026 0.4 $5.5M 557k 9.93
Sandbridge X2 Corp Unit 99/99/9999 0.4 $5.5M 550k 9.99
Silver Spike Acquisitn Corp Unit 02/26/2026 0.4 $5.3M 530k 9.95
Ship Finance International 5.75 10/15/1 (Principal) 0.4 $5.1M 5.0M 1.02
Blackrock Innovation And Grw Shs Ben Int (BIGZ) 0.4 $5.1M 250k 20.30
Austerlitz Acquisition Corp Ii Unit 99/99/9999 0.4 $5.0M 500k 10.03
Dhb Capital Corp Unit 03/31/2028 0.3 $4.5M 457k 9.92
Insight Enterprises Note 0.750% 2/1 (Principal) 0.3 $4.4M 3.0M 1.47
Gores Technology Partners Ii Unit 03/16/2028 0.3 $4.4M 441k 9.98
Catcha Investment Corp Unit 99/99/9999 0.3 $4.1M 408k 9.95
Khosla Ventures Acqut Co Iii Com Cl A 0.3 $4.0M 400k 9.96
Landcadia Holdings Iv Unit 05/01/2025 0.3 $4.0M 400k 9.90
Tailwind Internatnal Acq Cor Unit 99/99/9999 0.3 $4.0M 400k 9.89
Two Com Cl A 0.2 $3.5M 350k 9.95
Nextgen Acquisition Corp Ii Unit 03/23/2026 0.2 $3.5M 350k 9.90
Microchip Technology Note 1.625% 2/1 (Principal) 0.2 $3.5M 1.0M 3.46
Tb Sa Acquisition Corp Unit 03/25/2028 0.2 $3.4M 350k 9.85
Okta Note 0.125% 9/0 (Principal) 0.2 $3.4M 2.5M 1.35
Wayfair Note 1.000% 8/1 (Principal) 0.2 $3.4M 1.5M 2.24
Austerlitz Acquisition Corp I Unit 99/99/9999 0.2 $3.3M 325k 10.04
Aurora Cannabis Note 5.500% 2/2 (Principal) 0.2 $3.1M 3.6M 0.88
Twelve Seas Investment Co Ii Unit 99/99/9999 (TWLVU) 0.2 $3.1M 315k 9.85
Warburg Pincus Captal Corp I Unit 99/99/9999 0.2 $2.8M 274k 10.08
Gores Hldgs Viii Unit 02/01/2028 0.2 $2.7M 274k 10.00
Churchill Capital Corp Vii Unit 99/99/9999 (CVIIU) 0.2 $2.5M 248k 9.97
Integra Res Corp Com New 0.2 $2.2M 830k 2.71
Inseego Corp Note 3.250% 5/0 (Principal) 0.2 $2.2M 2.0M 1.08
Dragoneer Growth Opt Corp Ii Cl A Shs 0.1 $2.0M 200k 10.11
Reinvent Technology Partners Unit 03/12/2026 0.1 $2.0M 200k 10.04
Ssr Mining (SSRM) 0.1 $1.6M 109k 14.28
Gigcapital4 Unit 99/99/9999 0.1 $1.5M 150k 9.87
Gol Linhas Aereas Inteligent Spon Adr Pfd New (GOLLQ) 0.1 $1.3M 172k 7.65
Hostess Brands *w Exp 11/04/202 0.1 $1.3M 883k 1.45
Tuatara Capital Acquisitn Unit 99/99/9999 0.1 $1.0M 100k 10.00
Cohn Robbins Holdings Corp Com Cl A 0.1 $951k 97k 9.83
American Airls Group Note 6.500% 7/0 (Principal) 0.1 $868k 500k 1.74
Spartan Acquisition Corp Iii Unit 99/99/9999 0.1 $867k 87k 10.03
Gores Technology Partners In Unit 03/16/2028 0.1 $813k 81k 10.02
Lazard Growth Acquisition Unit 99/99/9999 0.0 $657k 66k 10.00
Churchill Capital Corp V Com Cl A 0.0 $619k 63k 9.87
Oak Street Health 0.0 $597k 11k 54.27
Conx Corp Com Cl A (CNXX) 0.0 $541k 54k 9.97
Bridgetown 2 Holdings Cl A 0.0 $536k 52k 10.25
Social Capital Hedosopha Hld Shs Cl A 0.0 $533k 50k 10.71
Gores Metropoulos Ii Unit 01/31/2028 0.0 $523k 52k 10.11
Bridgetown Holdings Com Cl A 0.0 $520k 48k 10.84
Jaws Mustang Acquisition Cor Unit 99/99/9999 (JWSUF) 0.0 $515k 51k 10.15
Apollo Strategic Grwt Cpl I Unit 99/99/9999 0.0 $513k 51k 9.98
Svf Investment Corp Cl A Shs 0.0 $511k 50k 10.22
Reinvent Technology Partners Cl A 0.0 $510k 50k 10.15
Fortress Value Acquis Corp I Com Cl A 0.0 $507k 51k 9.88
New Vista Acquisition Corp Unit 02/01/2026 0.0 $501k 50k 9.98
Slam Corp Unit 99/99/9999 (SLMUF) 0.0 $496k 50k 9.92
Reinvent Technology Partners Shs Cl A 0.0 $488k 49k 10.01
Precigen (PGEN) 0.0 $360k 52k 6.89
Social Capital Hedosopha Hld Shs Cl A 0.0 $313k 29k 10.96
Blueriver Acquisition Corp Unit 01/04/2026 (BLUVF) 0.0 $298k 30k 9.96
Geo Group Inc/the reit Call Option (GEO) 0.0 $202k 26k 7.77
Blueriver Acquisition Corp Shs Cl A (BLUAF) 0.0 $194k 20k 9.70
Hecla Mining Company (HL) 0.0 $160k 28k 5.68
G Squared Ascend I *w Exp 02/01/202 0.0 $143k 150k 0.95
Altimar Acquisition Corp Ii Unit 99/99/9999 0.0 $102k 10k 10.20
Decarbonization Plus Acqu Ii Unit 01/19/2026 0.0 $101k 10k 10.10