QVT Financial

QVT Financial as of Sept. 30, 2013

Portfolio Holdings for QVT Financial

QVT Financial holds 71 positions in its portfolio as reported in the September 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Salesforce Com Inc note 0.750% 1/1 8.7 $128M 53M 2.44
Tenet Healthcare Corporation (THC) 4.9 $72M 1.7M 41.19
Vivus 4.6 $68M 7.3M 9.30
Ocwen Financial Corporation 4.1 $60M 1.1M 55.77
Illumina Inc note 0.625% 2/1 4.1 $60M 16M 3.71
Wesco Intl Inc dbcv 6.000% 9/1 3.6 $52M 19M 2.75
Halozyme Therapeutics (HALO) 3.4 $50M 4.5M 11.04
Pharmacyclics 3.2 $48M 344k 138.26
Sba Communications Corp note 4.000%10/0 3.2 $47M 18M 2.66
Capital One Financial (COF) 2.9 $43M 629k 68.74
E-trade Financial Corp note 2.9 $42M 26M 1.60
InterMune 2.7 $39M 2.5M 15.38
Green Dot Corporation (GDOT) 2.5 $37M 1.4M 26.33
Cree 2.5 $36M 600k 60.19
Rowan Companies 2.4 $36M 976k 36.72
Achillion Pharmaceuticals 2.4 $35M 12M 3.02
Ypf Sa (YPF) 2.3 $34M 1.7M 20.13
Scorpio Tankers 2.2 $32M 3.3M 9.76
JPMorgan Chase & Co. (JPM) 2.1 $31M 598k 51.69
Legg Mason 1.9 $28M 842k 33.44
BRF Brasil Foods SA 1.7 $25M 997k 24.53
Infinity Pharmaceuticals (INFIQ) 1.6 $23M 1.3M 17.43
Repros Therapeutics Inc *w exp 02/04/201 1.6 $23M 875k 25.97
Citigroup (C) 1.5 $22M 460k 48.51
PHH Corporation 1.5 $22M 919k 23.74
Clovis Oncology 1.4 $21M 345k 60.80
Medivation Inc note 2.625% 4/0 1.4 $21M 15M 1.41
Cbre Group Inc Cl A (CBRE) 1.3 $19M 831k 23.13
Medivation 1.2 $18M 305k 59.94
Array BioPharma 1.2 $18M 2.9M 6.22
E TRADE Financial Corporation 1.1 $17M 1.0M 16.50
Repros Therapeutics Inc *w exp 02/04/201 1.1 $17M 709k 23.49
Dyax 1.1 $16M 2.4M 6.86
Anacor Pharmaceuticals In 1.0 $14M 1.4M 10.62
Wells Fargo & Company (WFC) 1.0 $14M 344k 41.32
Taiwan Semiconductor Mfg (TSM) 0.9 $13M 761k 16.96
Itmn 2 1/2 12/15/17 0.9 $13M 9.0M 1.41
Synta Pharmaceuticals 0.8 $11M 1.8M 6.31
ARM Holdings 0.7 $11M 220k 48.12
Array Biopharma Inc note 3.000% 6/0 0.7 $10M 9.0M 1.16
D Stemline Therapeutics 0.7 $10M 220k 45.30
Universal Display Corporation (OLED) 0.7 $9.6M 300k 32.03
Keryx Biopharmaceuticals 0.6 $9.2M 912k 10.09
China Zenix Auto Intl Ltd ads 0.6 $9.3M 3.1M 2.95
Oncothyreon 0.5 $8.0M 3.9M 2.06
Repros Therapeutics 0.5 $7.8M 302k 25.98
DST Systems 0.5 $7.7M 102k 75.41
Transocean (RIG) 0.5 $7.3M 165k 44.50
Optimer Pharmaceuticals 0.5 $7.3M 578k 12.59
Peregrine Semiconductor 0.5 $7.2M 800k 8.97
Mirati Therapeutics 0.5 $6.8M 593k 11.45
Neurocrine Biosciences (NBIX) 0.4 $6.1M 540k 11.32
Home Loan Servicing Solution ord 0.3 $5.2M 236k 22.01
Epizyme 0.3 $5.0M 125k 40.00
Cms Energy Corp note 5.500% 6/1 0.3 $4.9M 2.5M 1.94
OncoGenex Pharmaceuticals 0.2 $3.7M 400k 9.27
Altisource Portfolio Solns S reg 0.2 $3.5M 25k 140.00
Verastem 0.2 $3.4M 271k 12.45
Qlt 0.2 $2.9M 625k 4.63
Federated Investors (FHI) 0.2 $2.7M 100k 27.16
Lumber Liquidators Holdings 0.2 $2.6M 24k 106.64
Onconova Therapeutics 0.2 $2.5M 94k 26.47
Palatin Technologies 0.2 $2.3M 3.9M 0.59
Bluebird Bio 0.1 $2.0M 75k 26.96
BioCryst Pharmaceuticals (BCRX) 0.1 $1.5M 207k 7.28
The9 0.1 $1.5M 753k 2.04
Agios Pharmaceuticals (AGIO) 0.1 $1.1M 40k 27.95
Ocera Therapeutics 0.1 $809k 96k 8.47
Walter Energy 0.1 $692k 49k 14.04
Idenix Pharmaceuticals 0.0 $519k 100k 5.19
Armour Residential Reit Inc *w exp 11/07/201 0.0 $0 1.7M 0.00