Rockwood Asset Management

Rockwood Asset Management as of Sept. 30, 2011

Portfolio Holdings for Rockwood Asset Management

Rockwood Asset Management holds 42 positions in its portfolio as reported in the September 2011 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
LMP Capital and Income Fund (SCD) 15.0 $8.3M 728k 11.45
Apollo Residential Mortgage 8.2 $4.6M 280k 16.40
BlackRock Enhanced Government Fund (EGF) 7.9 $4.4M 288k 15.32
Cohen & Steers Clsd-End Optuny Fnd (FOF) 7.9 $4.4M 377k 11.63
Newcastle Investment 5.8 $3.3M 800k 4.07
Eaton Vance Risk Managed Diversified (ETJ) 5.8 $3.2M 293k 10.95
Royce Value Trust (RVT) 4.2 $2.4M 213k 11.08
Adams Express Company (ADX) 4.1 $2.3M 250k 9.21
Royce Micro Capital Trust (RMT) 4.1 $2.3M 297k 7.64
Neuberger Berman Real Estate Sec (NRO) 4.0 $2.2M 636k 3.52
Greater China Fund 4.0 $2.2M 226k 9.76
Rmr Real Estate Income 3.4 $1.9M 71k 26.96
Colony Financial 3.1 $1.7M 134k 12.92
RMR Asia Pacific Real Estate Fund 2.5 $1.4M 107k 13.33
Crexus Investment 2.5 $1.4M 158k 8.88
Apollo Commercial Real Est. Finance (ARI) 1.7 $951k 72k 13.17
Federated Enhanced Treasury 1.6 $882k 59k 15.01
Global Income & Currency Fund 1.5 $838k 65k 12.99
Promotora De Informaciones S adr cl b conv 1.4 $793k 179k 4.43
Zweig Total Return Fund 1.2 $697k 230k 3.03
First Trust Strat High Income Fund III (FHO) 1.2 $667k 168k 3.97
Cazador Acquisition Corporat 0.9 $485k 50k 9.70
Boulder Growth & Income Fund (STEW) 0.8 $462k 85k 5.46
Berkshire Hathaway (BRK.B) 0.8 $426k 6.0k 71.00
Eaton Vance Tax-Managed Global Buy-Write (ETW) 0.7 $390k 40k 9.75
Invesco Van Kampen Senior Income Trust (VVR) 0.6 $317k 75k 4.23
Pennantpark Floating Rate Capi (PFLT) 0.6 $309k 29k 10.55
Central Securities (CET) 0.5 $296k 15k 19.73
Sun Bancorp 0.5 $281k 106k 2.65
MCG Capital Corporation 0.5 $257k 65k 3.95
First Trust Strgy. High Income Fund II (FHY) 0.4 $215k 47k 4.61
Capstead Mortgage Corporation 0.4 $208k 18k 11.56
Boulder Total Return Fund 0.3 $196k 15k 13.52
Firsthand Tech Value (SVVC) 0.3 $157k 11k 14.62
Korea Equity Fund 0.3 $150k 13k 11.19
Morgan Stanley East. Euro 0.3 $149k 11k 13.55
Chimera Investment Corporation 0.3 $145k 52k 2.78
Flagstar Ban 0.2 $125k 255k 0.49
Institutional Financial Mark 0.2 $117k 62k 1.90
Full Circle Cap Corp 0.2 $111k 16k 7.11
American Capital 0.1 $85k 13k 6.80
Cazador Acquisition Corporat *w exp 99/99/999 0.0 $15k 50k 0.30