Rockwood Asset Management

Rockwood Asset Management as of Dec. 31, 2010

Portfolio Holdings for Rockwood Asset Management

Rockwood Asset Management holds 128 positions in its portfolio as reported in the December 2010 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Royce Value Trust (RVT) 5.0 $6.2M 428k 14.54
SunAmerica Focused Alpha Growth Fund 4.7 $5.9M 336k 17.54
Royce Micro Capital Trust (RMT) 4.6 $5.8M 590k 9.80
Crexus Investment 4.3 $5.4M 414k 13.10
Eaton Vance Risk Managed Diversified (ETJ) 3.7 $4.6M 348k 13.28
Invesco Mortgage Capital 3.7 $4.6M 210k 21.84
Eaton Vance Tax-Managed Global Dive Eq (EXG) 3.7 $4.6M 436k 10.53
Alpine Total Dynamic Dividend Fund 3.5 $4.3M 730k 5.92
Promotora De Informaciones S adr cl b conv 2.5 $3.1M 325k 9.54
WisdomTree Dreyfus Chinese Yuan 2.3 $2.9M 115k 25.37
Blackrock Build America Bond Trust (BBN) 2.3 $2.9M 167k 17.36
Neuberger Berman Real Estate Sec (NRO) 2.2 $2.8M 697k 3.99
Dynex Capital 2.2 $2.7M 250k 10.92
NFJ Dividend Interest & Premium Strategy 2.0 $2.5M 140k 17.51
Western Asset Hgh Yld Dfnd (HYI) 1.9 $2.4M 133k 18.27
Eaton Vance Tax Managed Diversified Eq. (ETY) 1.8 $2.3M 204k 11.31
Apollo Commercial Real Est. Finance (ARI) 1.8 $2.2M 135k 16.35
First Tr High Income L/s (FSD) 1.6 $2.1M 113k 18.17
Federated Enhanced Treasury 1.5 $1.9M 111k 16.74
Western Asset Global Cp Defi (GDO) 1.4 $1.8M 102k 17.93
BlackRock Enhanced Government Fund (EGF) 1.4 $1.8M 115k 15.51
SunAmerica Focused Alpha Large Cap Fund 1.3 $1.7M 107k 15.74
DWS Dreman Value Income Edge Fund 1.3 $1.7M 119k 14.08
RiverSource LaSalle Int Real Est Fnd 1.3 $1.6M 172k 9.40
Liberty All-Star Equity Fund (USA) 1.2 $1.6M 316k 4.93
Dividend Capital Realty Income Allocatio 1.2 $1.5M 446k 3.45
Tri-Continental Corporation (TY) 1.1 $1.4M 102k 13.76
Wells Fargo Adv Inc Opport Fund (EAD) 1.1 $1.3M 140k 9.63
Exd - Eaton Vance Tax-advant 0.9 $1.2M 69k 16.72
Cohen & Steers infrastucture Fund (UTF) 0.9 $1.1M 69k 16.42
Adams Express Company (ADX) 0.8 $1.1M 99k 10.74
Wstrn Asst Emrgng Mrkts Incm Fnd 0.8 $1.1M 81k 13.06
John Hancock Bank & Thrift Opportu. Fund (BTO) 0.8 $1.0M 61k 17.22
Eaton Vance Municipal Bond Fund (EIM) 0.8 $1.0M 89k 11.48
Cypress Sharpridge Investments 0.8 $991k 77k 12.90
Nuveen Quality Pref. Inc. Fund II 0.8 $988k 125k 7.90
Two Harbors Investment 0.8 $979k 100k 9.79
Western Asset Managed High Incm Fnd 0.8 $973k 159k 6.12
AllianceBernstein Income Fund 0.8 $946k 119k 7.93
Petroleum & Resources Corporation 0.7 $872k 32k 27.03
Cohen & Steers Quality Income Realty (RQI) 0.7 $844k 97k 8.66
Blackrock Muniholdings Insured Fund II (MUE) 0.7 $821k 69k 11.96
LMP Capital and Income Fund (SCD) 0.6 $788k 63k 12.45
Western Asset Premier Bond Fund (WEA) 0.6 $793k 56k 14.13
Global Income & Currency Fund 0.6 $792k 55k 14.48
Guggenheim Bld Amr Bds Mng D (GBAB) 0.6 $785k 43k 18.17
Augusta Res Corp 0.6 $754k 198k 3.81
Pimco Municipal Income Fund II (PML) 0.6 $754k 75k 10.05
Nuveen Quality Preferred Income Fund 0.6 $740k 100k 7.40
Flaherty & Crumrine Pref. Income (PFD) 0.6 $697k 60k 11.62
Cohen & Steers Clsd-End Optuny Fnd (FOF) 0.6 $706k 54k 13.03
Flagstar Ban 0.5 $619k 380k 1.63
Eaton Vance Tax-Managed Global Buy-Write (ETW) 0.5 $619k 51k 12.26
INVESCO VAN KAMPEN SELECT MU SH Ben Int 0.5 $600k 54k 11.21
Dreyfus Strategic Muni. 0.5 $586k 75k 7.80
Western Asset Global High Income Fnd (EHI) 0.5 $592k 46k 12.87
Blackrock Municipal Income Trust (BFK) 0.4 $558k 44k 12.68
Pioneer Municipal High Income Advantage (MAV) 0.4 $497k 40k 12.42
Cazador Acquisition Corporat 0.4 $483k 50k 9.66
AllianceBernstein Global Hgh Incm (AWF) 0.4 $472k 33k 14.30
Nuveen Insured Municipal Opp. Fund 0.4 $480k 37k 13.04
Nuveen Select Quality Municipal Fund 0.4 $473k 35k 13.63
Wells Fargo Advantage Utils (ERH) 0.4 $475k 41k 11.60
Chimera Investment Corporation 0.3 $411k 100k 4.11
Nuveen Dividend Advantage Municipal Fd 2 0.3 $410k 31k 13.31
Nuveen Premier Insd Mun Inco 0.3 $416k 31k 13.48
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.3 $372k 27k 13.78
Central Securities (CET) 0.3 $360k 16k 21.95
Managed Duration Invtmt Grd Mun Fund 0.3 $366k 28k 13.12
MFS Intermediate Income Trust (MIN) 0.3 $348k 55k 6.31
Blackrock Muniyield Fund (MYD) 0.3 $337k 25k 13.43
Eaton Vance Municipal Income Trust (EVN) 0.3 $331k 30k 11.14
General American Investors (GAM) 0.3 $322k 12k 26.85
Western Asset High Incm Fd I (HIX) 0.3 $328k 35k 9.37
Blackrock MuniHoldings Insured 0.3 $327k 27k 12.11
Invesco Van Kampen Municipal Trust (VKQ) 0.2 $312k 25k 12.48
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.2 $308k 20k 15.32
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.2 $307k 24k 12.95
Nuveen Insured Quality Muncipal Fund 0.2 $297k 24k 12.55
Blackrock Munivest Fund II (MVT) 0.2 $288k 21k 13.98
Alpine Global Premier Properties Fund 0.2 $277k 39k 7.10
Nuveen Qual Preferred Inc. Fund III 0.2 $279k 36k 7.75
BlackRock Muni Income Investment Trust 0.2 $278k 23k 12.32
BlackRock MuniVest Fund (MVF) 0.2 $274k 29k 9.45
Eaton Vance Tax Managed Buy Write Opport (ETV) 0.2 $262k 20k 13.10
Pimco CA Municipal Income Fund (PCQ) 0.2 $260k 21k 12.38
PIONEER DIV HIGH INCOME TRUS COM Bene Inter (HNW) 0.2 $263k 13k 20.23
Eaton Vance Ohio Municipal bond fund 0.2 $261k 23k 11.52
BlackRock Ltd. Duration Income Trust (BLW) 0.2 $257k 16k 16.28
BlackRock Inv. Quality Munic. Trust (BKN) 0.2 $247k 19k 13.14
Federated Premier Municipal Income (FMN) 0.2 $246k 18k 13.37
Nuveen Premium Income Municipal Fund 0.2 $253k 20k 12.84
Blackrock Muniholdings Fund II 0.2 $239k 18k 13.66
BlackRock MuniHolding Insured Investm 0.2 $244k 19k 12.77
Madison Strategic Sector Premium Fund 0.2 $244k 19k 12.84
Blackrock Muniyield Quality Fund II (MQT) 0.2 $230k 20k 11.33
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.2 $210k 16k 13.04
Pimco CA Muni. Income Fund III (PZC) 0.2 $216k 24k 9.00
Gabelli Global Multimedia Trust (GGT) 0.2 $206k 25k 8.21
Eaton Vance New York Municipal Bond Fund (ENX) 0.2 $200k 16k 12.20
BlackRock Insured Municipal Income Trust (BYM) 0.2 $196k 15k 12.95
American Income Fund (MRF) 0.1 $193k 23k 8.40
MUTUAL FUND Gabelli Healthcare & Wellnessr*x (GRX) 0.1 $188k 27k 7.09
Putnam Managed Municipal Income Trust (PMM) 0.1 $189k 27k 6.93
Alliance California Municipal Income Fun 0.1 $179k 14k 13.16
BlackRock Insured Municipal Income Inves 0.1 $176k 14k 13.04
Cornerstone Strategic Value 0.1 $174k 20k 8.83
Dreyfus Strategic Municipal Bond Fund 0.1 $167k 22k 7.59
Blackrock Muniyield Insured Fund (MYI) 0.1 $160k 13k 12.50
PIMCO Strategic Global Government Fund (RCS) 0.1 $158k 16k 10.21
Western Asset Glbl Partners Incm Fnd 0.1 $164k 14k 11.88
Eaton Vance California Mun. Income Trust (CEV) 0.1 $163k 14k 11.66
Blackrock Nj Municipal Bond 0.1 $146k 11k 13.39
BlackRock MuniYield Investment Fund 0.1 $153k 12k 12.97
BlackRock Credit All Inc Trust IV (BTZ) 0.1 $133k 11k 12.11
Nuveen Insured Tax-Free Adv Munici (NEA) 0.1 $134k 10k 13.40
Nuveen Oh Div Adv Muni Fd 2 0.1 $132k 10k 13.20
Calamos Strategic Total Return Fund (CSQ) 0.1 $131k 14k 9.29
Putnam Municipal Opportunities Trust (PMO) 0.1 $125k 12k 10.87
Eaton Vance Calif Mun Bd 0.1 $120k 11k 11.01
EATON VANCE MI Municipal 0.1 $114k 10k 11.40
Pacholder High Yield 0.1 $110k 13k 8.46
Cornerstone Total Rtrn Fd In 0.1 $110k 14k 7.90
Invesco Municipal Premium Income Trust (PIA) 0.1 $83k 11k 7.62
Hyperion Brookfield Total Return (HTR) 0.1 $80k 14k 5.69
Helios Strategic Mortgage IncmeFnd 0.1 $77k 13k 6.17
MFS Government Markets Income Trust (MGF) 0.1 $73k 11k 6.76
Cazador Acquisition Corporat *w exp 99/99/999 0.0 $17k 50k 0.34