Sandler O'Neill Asset Management as of Sept. 30, 2012
Portfolio Holdings for Sandler O'Neill Asset Management
Sandler O'Neill Asset Management holds 0 positions in its portfolio as reported in the September 2012 quarterly 13F filing
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE
------------------------------ -------------- --------- -------- -------- --- ---- -------- --------- -------- -------- -------
{C} {S} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
D 1ST CENTY BK NATL AS SN COM ST COMMON STOCK 31943X102 3831 842000 SH SOLE 842000 0 0
D 1ST UNITED BANCORP INC. (FL) C COMMON STOCK 33740N105 8144 1262600 SH SOLE 1262600 0 0
D ACCESS NATL CORP COM STK COMMON STOCK 004337101 1623 118800 SH SOLE 118800 0 0
D AERCAP HOLDINGS NV COM STK COMMON STOCK N00985106 3223 257800 SH SOLE 257800 0 0
D AFFILIATED MANAGERS GROUP INC COMMON STOCK 008252108 1230 10000 SH SOLE 10000 0 0
D ALLIANCE BANCORP INC OF PA COMMON STOCK 01890A108 2666 215000 SH SOLE 215000 0 0
D AMERICAN INTERNATIONAL GRP INC COMMON STOCK 026874784 6243 190400 SH SOLE 190400 0 0
D AMERICAN RIVER BANKSHARES COM COMMON STOCK 029326105 6992 920000 SH SOLE 920000 0 0
D ASB BANCORP INC COM STK COMMON STOCK 00213T109 2148 138600 SH SOLE 138600 0 0
D ATHENS BANCSHARES CORP COM STK COMMON STOCK 047042106 4040 245000 SH SOLE 245000 0 0
D BANCFIRST CORP COM STK COMMON STOCK 05945F103 9408 219000 SH SOLE 219000 0 0
D BANK MUTUAL CORP COM STK COMMON STOCK 063750103 2671 587100 SH SOLE 587100 0 0
D BANK OF AMERICA CORP COM STK COMMON STOCK 060505104 4580 518700 SH SOLE 518700 0 0
D BANNER CORP COM STK COMMON STOCK 06652V208 798 29400 SH SOLE 29400 0 0
D BAR HARBOR BANKSHARES COM STK COMMON STOCK 066849100 5583 156200 SH SOLE 156200 0 0
D BERKSHIRE HILLS BANCORP INC COMMON STOCK 084680107 1245 54418 SH SOLE 54418 0 0
D BLACKROCK INC COM STK COMMON STOCK 09247X101 1997 11200 SH SOLE 11200 0 0
D BRIDGE BANCORP INC COM STK COMMON STOCK 108035106 5991 257000 SH SOLE 257000 0 0
D BRIDGE CAPITAL HOLDINGS COMMON STOCK 108030107 5239 338900 SH SOLE 338900 0 0
D BROWN & BROWN INC COM STK COMMON STOCK 115236101 261 10000 SH SOLE 10000 0 0
D BSB BANCORP INC. COM STK COMMON STOCK 05573H108 6126 474900 SH SOLE 474900 0 0
D CAPITAL ONE FINL COR COM STK COMMON STOCK 14040H105 24948 437600 SH SOLE 437600 0 0
D CENTRAL PACIFIC FINANCIAL CORP COMMON STOCK 154760409 263 18400 SH SOLE 18400 0 0
D CENTURY BANCORP INC COM STK COMMON STOCK 156432106 7843 245700 SH SOLE 245700 0 0
D CHICOPEE BANCORP INC COM STK COMMON STOCK 168565109 3848 266300 SH SOLE 266300 0 0
D CITIGROUP INC COM STK COMMON STOCK 172967424 22881 699300 SH SOLE 699300 0 0
D CITIZENS & NORTHN CO RP COM ST COMMON STOCK 172922106 2940 149900 SH SOLE 149900 0 0
D CITY NATIONAL CORP CA COM STK COMMON STOCK 178566105 6341 123100 SH SOLE 123100 0 0
D COBIZ FINANCIAL INC COM STK COMMON STOCK 190897108 2870 410000 SH SOLE 410000 0 0
D COLONIAL FINL SERVICES INC COMMON STOCK 19566B101 1026 76200 SH SOLE 76200 0 0
D COMERICA INC COM STK COMMON STOCK 200340107 31261 1006800 SH SOLE 1006800 0 0
D COMMUNITY BANK SYSTEM INC COMMON STOCK 203607106 5314 188500 SH SOLE 188500 0 0
D DORAL FINL CORP COM STK COMMON STOCK 25811P886 4200 4465000 SH SOLE 4465000 0 0
D EAGLE BANCORP INC COM STK COMMON STOCK 268948106 2879 172200 SH SOLE 172200 0 0
D EAGLE BANCORP MONTANA INC COM COMMON STOCK 26942G100 3255 300000 SH SOLE 300000 0 0
D ESSA BANCORP INC COM STK COMMON STOCK 29667D104 935 90000 SH SOLE 90000 0 0
D EVANS BANCORP INC COM STK COMMON STOCK 29911Q208 5872 372800 SH SOLE 372800 0 0
D EVERCORE PARTNERS INC COM STK COMMON STOCK 29977A105 9717 359900 SH SOLE 359900 0 0
D FEDFIRST FINANCIAL CORP COM ST COMMON STOCK 31429C101 1902 126400 SH SOLE 126400 0 0
D FIDELITY SOUTHERN CORP COM STK COMMON STOCK 316394105 473 50000 SH SOLE 50000 0 0
D FIRST CITIZENS BANCSHARES INC COMMON STOCK 31946M103 7151 43900 SH SOLE 43900 0 0
D FIRST COMMUNITY CORP COM STK COMMON STOCK 319835104 3529 418600 SH SOLE 418600 0 0
D FIRST DEFIANCE FINANCIAL CORP COMMON STOCK 32006W106 4714 273100 SH SOLE 273100 0 0
D FIRST FINANCIAL BANCORP OHIO COMMON STOCK 320209109 16876 998000 SH SOLE 998000 0 0
D FIRST HORIZON NATIONAL CORP COMMON STOCK 320517105 2889 300000 SH SOLE 300000 0 0
D FIRST INTERSTATE BANCSYSTEM COMMON STOCK 32055Y201 793 53000 SH SOLE 53000 0 0
D FIRST MIDWEST BANCORP INC DEL COMMON STOCK 320867104 24084 1917500 SH SOLE 1917500 0 0
D FLAGSTAR BANCORP INC COM STK COMMON STOCK 337930507 385 350000 SH SOLE 350000 0 0
D FLUSHING FINANCIAL CORP COM ST COMMON STOCK 343873105 2820 178500 SH SOLE 178500 0 0
D FORTEGRA FINL CORP COM STK COMMON STOCK 34954W104 397 50000 SH SOLE 50000 0 0
D FOX CHASE BANCORP INC COM STK COMMON STOCK 35137T108 8122 520000 SH SOLE 520000 0 0
D ARTHUR J. GALLAGHER & CO COM COMMON STOCK 363576109 10692 298500 SH SOLE 298500 0 0
D GEORGETOWN BANCORP INC COM STK COMMON STOCK 372591107 1261 114620 SH SOLE 114620 0 0
D GUARANTY BANCORP COM STK COMMON STOCK 40075T102 299 148000 SH SOLE 148000 0 0
D HAMPTON ROADS BANCSHARES INC COMMON STOCK 409321502 1174 782531 SH SOLE 782531 0 0
D HANCOCK HOLDING COMPANY COM COMMON STOCK 410120109 886 28600 SH SOLE 28600 0 0
D HERITAGE FINANCIAL CORPORATIO COMMON STOCK 42722X106 7247 482200 SH SOLE 482200 0 0
D HERITAGE OAKS BANCORP COM STK COMMON STOCK 42724R107 10380 1802000 SH SOLE 1802000 0 0
D HF FINANCIAL CORP COM STK COMMON STOCK 404172108 8035 655900 SH SOLE 655900 0 0
D HINGHAM INSTITUTION FOR SVGS COMMON STOCK 433323102 2577 40000 SH SOLE 40000 0 0
D HOME FEDERAL BANCORP INC LA C COMMON STOCK 43708L108 3927 220000 SH SOLE 220000 0 0
D HOMETRUST BANCSHARES INC COM COMMON STOCK 437872104 5851 441600 SH SOLE 441600 0 0
D HOPFED BANCORP INC COM STK COMMON STOCK 439734104 5510 734602 SH SOLE 734602 0 0
D HUNTINGTON BANCSHARES INC COM COMMON STOCK 446150104 2758 400000 SH SOLE 400000 0 0
D IF BANCORP INC COM STK COMMON STOCK 44951J105 5031 382600 SH SOLE 382600 0 0
D INVESCO LTD COM STK COMMON STOCK G491BT108 6088 243600 SH SOLE 243600 0 0
D JACKSONVILLE BANCORP INC FLA COMMON STOCK 469249106 307 333333 SH SOLE 333333 0 0
D JACKSONVILLE BANCORP INC IL COMMON STOCK 46924R106 794 48100 SH SOLE 48100 0 0
D JP MORGAN CHASE & CO COM STK COMMON STOCK 46625H100 9715 240000 SH SOLE 240000 0 0
D JP MORGAN CHASE WRNT EXP 10/28 WARRANTS 46634E114 1312 127500 SH SOLE 127500 0 0
D KEYCORP NY COM STK COMMON STOCK 493267108 25179 2880900 SH SOLE 2880900 0 0
D LOUISIANA BANCORP INC COM COMMON STOCK 54619P104 3224 201000 SH SOLE 201000 0 0
D LPL FINANCIAL HOLDINGS INC COM COMMON STOCK 50212V100 571 20000 SH SOLE 20000 0 0
D M^T BANK CORPORATION COMMON STOCK 55261F104 4396 46200 SH SOLE 46200 0 0
D MAINSOURCE FINANCIAL GROUP INC COMMON STOCK 56062Y102 1475 114900 SH SOLE 114900 0 0
D MB FINANCIAL INC COM STK COMMON STOCK 55264U108 11109 562500 SH SOLE 562500 0 0
D MERIDIAN INTERSTATE BNCRP INC COMMON STOCK 58964Q104 10890 660000 SH SOLE 660000 0 0
D METLIFE INC COM STK COMMON STOCK 59156R108 3274 95000 SH SOLE 95000 0 0
D MIDWESTONE FINANCIAL GRP INC COMMON STOCK 598511103 5167 239900 SH SOLE 239900 0 0
D MORGAN STANLEY COM STK COMMON STOCK 617446448 16635 993700 SH SOLE 993700 0 0
D MUTUALFIRST FINANCIA L INC COM COMMON STOCK 62845B104 3114 272200 SH SOLE 272200 0 0
D NEWPORT BANCORP INC COM STK COMMON STOCK 651754103 5111 344200 SH SOLE 344200 0 0
D NORTH VALLEY BANCORP COM STK COMMON STOCK 66304M204 4585 337400 SH SOLE 337400 0 0
D NORTHEAST BANCORP COM STK COMMON STOCK 663904209 329 34600 SH SOLE 34600 0 0
D NORTHRIM BANCORP INC COMMON STOCK 666762109 5984 297100 SH SOLE 297100 0 0
D OBA FINANCIAL SERVIC ES INC COMMON STOCK 67424G101 3222 212700 SH SOLE 212700 0 0
D OCEANFIRST FINL CORP COM STK COMMON STOCK 675234108 10175 693600 SH SOLE 693600 0 0
D OMNIAMERICAN BANCORP INC COMMON STOCK 68216R107 18107 796620 SH SOLE 796620 0 0
D ONEIDA FINANCIAL CORP COM STK COMMON STOCK 682479100 1632 150700 SH SOLE 150700 0 0
D PACIFIC PREMIER BANCORP COM S COMMON STOCK 69478X105 6144 644000 SH SOLE 644000 0 0
D PALMETTO BANCSHARES INC COM ST COMMON STOCK 697062206 7823 977895 SH SOLE 977895 0 0
D PARK STERLING BK CHARLOTTE NC COMMON STOCK 70086Y105 6614 1338900 SH SOLE 1338900 0 0
D PEOPLES FED BANCSHARES INC COMMON STOCK 711037101 4493 260000 SH SOLE 260000 0 0
D PIPER JAFFRAY COMPANIES COM ST COMMON STOCK 724078100 4777 187689 SH SOLE 187689 0 0
D PNC FINANCIAL SERVICES GRP INC COMMON STOCK 693475105 3471 55000 SH SOLE 55000 0 0
D POAGE BANKSHARES INC COM STK COMMON STOCK 730206109 3992 324000 SH SOLE 324000 0 0
D PREFERRED BANK COM STK COMMON STOCK 740367404 10255 723200 SH SOLE 723200 0 0
D REGIONS FINANCIAL CORP COM STK COMMON STOCK 7591EP100 1440 200000 SH SOLE 200000 0 0
D RIVERVIEW BANCORP INC COM STK COMMON STOCK 769397100 2221 1627400 SH SOLE 1627400 0 0
D ROCKVILLE FINL INC COM STK COMMON STOCK 774188106 236 19200 SH SOLE 19200 0 0
D SANDY SPRING BANCORP INC COM COMMON STOCK 800363103 1033 53658 SH SOLE 53658 0 0
D SAVANNAH BANCORP INC COM STK COMMON STOCK 804748101 696 69600 SH SOLE 69600 0 0
D SEACOAST BKG CORP FLA COMMON COMMON STOCK 811707306 3737 2350000 SH SOLE 2350000 0 0
D SI FINL GROUP INC COM STK COMMON STOCK 78425V104 4227 360700 SH SOLE 360700 0 0
D SIERRA BANCORP COM STK COMMON STOCK 82620P102 3253 265300 SH SOLE 265300 0 0
D SIMMONS FIRST NATION AL CORP C COMMON STOCK 828730200 18737 769325 SH SOLE 769325 0 0
D SOMERSET HILLS BANCORP BERNA COMMON STOCK 834728107 4351 514900 SH SOLE 514900 0 0
D SOUTHERN MISSOURI BANCORP INC COMMON STOCK 843380106 5305 220300 SH SOLE 220300 0 0
D SOUTHWEST BANCORP INC COM STK COMMON STOCK 844767103 5425 500000 SH SOLE 500000 0 0
D SPDR S^P 500 ETF TRUST COMMON STOCK 78462F103 4319 30000 SH CALL SOLE 30000 0 0
D SPDR S^P 500 ETF TRUST COMMON STOCK 78462F103 35993 250000 SH PUT SOLE 250000 0 0
D SPDR S^P 500 ETF TRUST COMMON STOCK 78462F103 4319 30000 SH PUT SOLE 30000 0 0
D SPDR S^P 500 ETF TRUST COMMON STOCK 78462F103 14397 100000 SH PUT SOLE 100000 0 0
D STANDARD FINANCIAL CORP COMMON STOCK 853393106 5554 329600 SH SOLE 329600 0 0
D STATE BANK FINL CORP COM STK COMMON STOCK 856190103 37343 2264600 SH SOLE 2264600 0 0
D STATE INVESTORS BANCORP INC CO COMMON STOCK 857030100 3763 281900 SH SOLE 281900 0 0
D STATE STREET CORPORATION COM SOMMON STOCK 857477103 6856 163400 SH SOLE 163400 0 0
D STERLING BANCORP COM STK COMMON STOCK 859158107 3578 360700 SH SOLE 360700 0 0
D STERLING FINANCIAL CORP COM COMMON STOCK 859319303 8908 400000 SH SOLE 400000 0 0
D SUNSHINE FINANCIAL INC COM STK COMMON STOCK 86782T109 848 80000 SH SOLE 80000 0 0
D SUNTRUST BANKS INC COM STK COMMON STOCK 867914103 7672 271400 SH SOLE 271400 0 0
D SUNTRUST BANKS INC WRNT EXP WARRANTS 867914129 1279 215000 SH SOLE 215000 0 0
D TAYLOR CAPITAL GROUP INC COM COMMON STOCK 876851106 6334 370000 SH SOLE 370000 0 0
D TERRITORIAL BANCORP INC COM ST COMMON STOCK 88145X108 9086 395900 SH SOLE 395900 0 0
D TEXAS CAPITAL BANCSHARES INC C COMMON STOCK 88224Q107 7457 150000 SH SOLE 150000 0 0
D TOMPKINS FINANCIAL CORP COM ST COMMON STOCk 890110109 1333 32900 SH SOLE 32900 0 0
D TRUSTCO BANK CORP NY COM STK COMMON STOCK 898349105 173 30264 SH SOLE 30264 0 0
D UNITED CMNTY FINL CORP OHIO C COMMON STOCK 909839102 186 53400 SH SOLE 53400 0 0
D WALKER & DUNLOP INC COMMON STOCK 93148P102 3381 220000 SH SOLE 220000 0 0
D WASHINGTON FEDERAL INC COM STK COMMON STOCK 938824109 1166 70000 SH SOLE 70000 0 0
D WELLS FARGO COMPANY COMMON STOCK 949746101 5104 147800 SH SOLE 147800 0 0
D WEST BANCORPORATION INC COM ST COMMON STOCK 95123P106 337 28000 SH SOLE 28000 0 0
D WEST END INDIANA BNCSHRS INC COMMON STOCK 952678100 1846 138000 SH SOLE 138000 0 0
D WILLIS LEASE FINANCE CORP COM COMMON STOCK 970646105 1856 150400 SH SOLE 150400 0 0
D WILSHIRE BANCORP INC COM STK COMMON STOCK 97186T108 10939 1736400 SH SOLE 1736400 0 0
D WINTRUST FINL CORP COM STK COMMON STOCK 97650W108 5575 148400 SH SOLE 148400 0 0
D WOLVERINE BANCORP INC COMMON STOCK 977880103 2350 134300 SH SOLE 134300 0 0
D XENITH BANKSHARES INC COMMON STOCK 98410X105 4817 1025000 SH SOLE 1025000 0 0
D ZIONS BANCORPORATION COM STK COMMON STOCK 989701107 18956 917500 SH SOLE 917500 0 0
S REPORT SUMMARY 139 DATA RECORDS 826545 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED