Sargent Investment Group as of Sept. 30, 2019
Portfolio Holdings for Sargent Investment Group
Sargent Investment Group holds 137 positions in its portfolio as reported in the September 2019 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Universal Display Corporation (OLED) | 5.3 | $12M | 71k | 167.90 | |
| Antares Pharma | 5.0 | $11M | 3.3M | 3.35 | |
| Carlyle Group | 4.7 | $10M | 408k | 25.56 | |
| Blackstone Group Inc Com Cl A (BX) | 4.4 | $9.7M | 198k | 48.84 | |
| Apple (AAPL) | 4.0 | $8.9M | 40k | 223.98 | |
| Exelixis (EXEL) | 3.7 | $8.2M | 466k | 17.68 | |
| Amazon (AMZN) | 3.5 | $7.8M | 4.5k | 1735.87 | |
| Ares Capital Corporation (ARCC) | 3.0 | $6.7M | 360k | 18.63 | |
| Mitek Systems (MITK) | 3.0 | $6.6M | 681k | 9.65 | |
| First Tr Exchange Traded Fd nasdaq cea cyb (CIBR) | 2.3 | $5.2M | 187k | 27.65 | |
| J P Morgan Exchange Traded F ultra shrt (JPST) | 2.2 | $5.0M | 98k | 50.42 | |
| Abbott Laboratories (ABT) | 2.0 | $4.5M | 54k | 83.66 | |
| Microsoft Corporation (MSFT) | 2.0 | $4.5M | 32k | 139.02 | |
| Spectrum Pharmaceuticals | 2.0 | $4.4M | 536k | 8.29 | |
| Pgim Ultra Short Bd Etf etf/closed end- (PULS) | 1.9 | $4.2M | 83k | 50.19 | |
| Square Inc cl a (SQ) | 1.7 | $3.8M | 62k | 61.95 | |
| Easterly Government Properti reit (DEA) | 1.7 | $3.8M | 177k | 21.30 | |
| Invesco High Income 2023 Tar | 1.7 | $3.7M | 355k | 10.39 | |
| Peregrine Pharmaceuticals (CDMO) | 1.5 | $3.4M | 637k | 5.30 | |
| United Bankshares (UBSI) | 1.5 | $3.3M | 88k | 37.88 | |
| Cohen & Steers Quality Income Realty (RQI) | 1.5 | $3.3M | 209k | 15.85 | |
| Alphabet Inc Class C cs (GOOG) | 1.4 | $3.0M | 2.5k | 1219.09 | |
| Johnson & Johnson (JNJ) | 1.2 | $2.6M | 20k | 129.37 | |
| First Trust DB Strateg Val Idx Fnd (FTCS) | 1.1 | $2.5M | 45k | 56.78 | |
| Cohen & Steers infrastucture Fund (UTF) | 1.1 | $2.5M | 92k | 27.24 | |
| Wal-Mart Stores (WMT) | 1.0 | $2.2M | 19k | 118.67 | |
| Boston Omaha (BOC) | 1.0 | $2.2M | 112k | 19.83 | |
| First Trust DJ Internet Index Fund (FDN) | 0.9 | $2.1M | 16k | 134.62 | |
| Starwood Property Trust (STWD) | 0.9 | $2.0M | 82k | 24.23 | |
| Tpg Specialty Lnding Inc equity | 0.8 | $1.9M | 89k | 20.98 | |
| First Trust Morningstar Divid Ledr (FDL) | 0.8 | $1.7M | 53k | 31.04 | |
| Northrop Grumman Corporation (NOC) | 0.7 | $1.6M | 4.2k | 374.67 | |
| International Business Machines (IBM) | 0.7 | $1.6M | 11k | 145.43 | |
| Invesco High Income 2024 Tar cmn (IHTA) | 0.7 | $1.6M | 152k | 10.40 | |
| Costco Wholesale Corporation (COST) | 0.7 | $1.5M | 5.3k | 288.04 | |
| Cytosorbents (CTSO) | 0.7 | $1.5M | 296k | 5.03 | |
| First Tr Exchange Traded Fd fst low mtg etf (LMBS) | 0.7 | $1.5M | 29k | 51.99 | |
| Procter & Gamble Company (PG) | 0.7 | $1.5M | 12k | 124.35 | |
| Coca-Cola Company (KO) | 0.7 | $1.4M | 26k | 54.46 | |
| Intel Corporation (INTC) | 0.7 | $1.4M | 28k | 51.52 | |
| General Electric Company | 0.6 | $1.4M | 153k | 8.94 | |
| JPMorgan Chase & Co. (JPM) | 0.6 | $1.3M | 11k | 117.66 | |
| Facebook Inc cl a (META) | 0.6 | $1.3M | 7.3k | 178.09 | |
| Triplepoint Venture Gr Bdc cs (TPVG) | 0.6 | $1.2M | 75k | 16.47 | |
| Solar Cap (SLRC) | 0.6 | $1.2M | 59k | 20.64 | |
| Legacytexas Financial | 0.5 | $1.2M | 27k | 43.52 | |
| First Tr Exchange Traded Fd dj glbl divid (FGD) | 0.5 | $1.2M | 52k | 22.92 | |
| Berkshire Hathaway (BRK.B) | 0.5 | $1.1M | 5.4k | 207.99 | |
| Exxon Mobil Corporation (XOM) | 0.5 | $1.1M | 16k | 70.59 | |
| Gabelli Dividend & Income Trust (GDV) | 0.5 | $1.1M | 52k | 21.51 | |
| Victory Portfolios Ii cemp us 500 vola (CFA) | 0.5 | $1.1M | 21k | 52.92 | |
| ZIOPHARM Oncology | 0.5 | $1.0M | 241k | 4.28 | |
| First Tr Exchange Traded Fd dorsey wrt 5 etf (FV) | 0.4 | $963k | 33k | 29.59 | |
| Washington Trust Ban (WASH) | 0.4 | $946k | 20k | 48.29 | |
| Cohen & Steers Clsd-End Optuny Fnd (FOF) | 0.4 | $959k | 73k | 13.10 | |
| Absolute Shs Tr wbi tct inc sh | 0.4 | $940k | 37k | 25.57 | |
| First Trust Nasdaq Artificial Intelligence And Robotics Etf etf (ROBT) | 0.4 | $951k | 30k | 31.63 | |
| Corning Incorporated (GLW) | 0.4 | $907k | 32k | 28.53 | |
| Baxter International (BAX) | 0.4 | $904k | 10k | 87.50 | |
| Adobe Systems Incorporated (ADBE) | 0.4 | $883k | 3.2k | 276.37 | |
| WisdomTree MidCap Earnings Fund (EZM) | 0.4 | $876k | 22k | 39.44 | |
| Vanguard REIT ETF (VNQ) | 0.4 | $856k | 9.2k | 93.29 | |
| Coherus Biosciences (CHRS) | 0.4 | $841k | 42k | 20.25 | |
| Boeing Company (BA) | 0.4 | $825k | 2.2k | 380.36 | |
| MasterCard Incorporated (MA) | 0.4 | $797k | 2.9k | 271.46 | |
| Royce Value Trust (RVT) | 0.3 | $751k | 55k | 13.75 | |
| 3M Company (MMM) | 0.3 | $736k | 4.5k | 164.51 | |
| Pepsi (PEP) | 0.3 | $728k | 5.3k | 137.10 | |
| Chevron Corporation (CVX) | 0.3 | $703k | 5.9k | 118.55 | |
| salesforce (CRM) | 0.3 | $698k | 4.7k | 148.51 | |
| Nuveen High Income November | 0.3 | $668k | 68k | 9.90 | |
| iShares Dow Jones US Financial (IYF) | 0.3 | $644k | 5.0k | 128.80 | |
| Bank of America Corporation (BAC) | 0.3 | $610k | 21k | 29.17 | |
| UnitedHealth (UNH) | 0.3 | $615k | 2.8k | 217.47 | |
| Oracle Corporation (ORCL) | 0.3 | $625k | 11k | 54.99 | |
| Alphabet Inc Class A cs (GOOGL) | 0.3 | $615k | 504.00 | 1220.24 | |
| Merck & Co (MRK) | 0.3 | $587k | 7.0k | 84.16 | |
| First Trust Value Line Dividend Indx Fnd (FVD) | 0.3 | $597k | 17k | 34.88 | |
| First Trust Large Cap Core Alp Fnd (FEX) | 0.3 | $582k | 9.6k | 60.94 | |
| First Trust Tech AlphaDEX Fnd (FXL) | 0.3 | $577k | 8.9k | 65.16 | |
| Zoetis Inc Cl A (ZTS) | 0.3 | $564k | 4.5k | 124.70 | |
| First Trust Iv Enhanced Short (FTSM) | 0.2 | $550k | 9.2k | 60.11 | |
| Cedar Fair (FUN) | 0.2 | $533k | 9.1k | 58.41 | |
| Firstservice Corp (FSV) | 0.2 | $524k | 5.1k | 102.62 | |
| Union Pacific Corporation (UNP) | 0.2 | $515k | 3.2k | 161.95 | |
| Henry Schein (HSIC) | 0.2 | $514k | 8.1k | 63.46 | |
| Illinois Tool Works (ITW) | 0.2 | $500k | 3.2k | 156.64 | |
| Starbucks Corporation (SBUX) | 0.2 | $503k | 5.7k | 88.48 | |
| Sandy Spring Ban (SASR) | 0.2 | $499k | 15k | 33.69 | |
| Pfizer (PFE) | 0.2 | $492k | 14k | 35.90 | |
| At&t (T) | 0.2 | $494k | 13k | 37.84 | |
| Marriott International (MAR) | 0.2 | $497k | 4.0k | 124.25 | |
| Citigroup (C) | 0.2 | $481k | 7.0k | 69.01 | |
| Eaton Vance Mun Income Term Tr (ETX) | 0.2 | $450k | 21k | 21.69 | |
| Absolute Shs Tr wbi lgcp tc yl (WBIG) | 0.2 | $420k | 18k | 23.79 | |
| Absolute Shs Tr wbi pwr fctr etf (WBIY) | 0.2 | $412k | 17k | 24.42 | |
| Absolute Shs Tr Wbi Bulbear Tr Added etf | 0.2 | $430k | 21k | 20.98 | |
| iShares S&P NA Tec. Semi. Idx (SOXX) | 0.2 | $391k | 1.9k | 211.35 | |
| World Gold Tr spdr gld minis | 0.2 | $388k | 26k | 14.68 | |
| Nike (NKE) | 0.2 | $371k | 4.0k | 93.83 | |
| Enterprise Products Partners (EPD) | 0.2 | $366k | 13k | 28.57 | |
| Invesco S&p 500 Equal Weight Etf (RSP) | 0.2 | $377k | 3.5k | 108.18 | |
| American Express Company (AXP) | 0.2 | $364k | 3.1k | 118.18 | |
| McDonald's Corporation (MCD) | 0.2 | $344k | 1.6k | 214.46 | |
| Verizon Communications (VZ) | 0.2 | $343k | 5.7k | 60.40 | |
| Las Vegas Sands (LVS) | 0.1 | $322k | 5.6k | 57.81 | |
| Vanguard Scottsdale Fds cmn (VTHR) | 0.1 | $310k | 2.3k | 135.37 | |
| Tekla World Healthcare Fd ben int (THW) | 0.1 | $309k | 23k | 13.43 | |
| Invesco S&p 500 Low Volatility Etf (SPLV) | 0.1 | $310k | 5.4k | 57.89 | |
| CVS Caremark Corporation (CVS) | 0.1 | $292k | 4.6k | 63.11 | |
| Pebblebrook Hotel Trust (PEB) | 0.1 | $281k | 10k | 27.79 | |
| Paypal Holdings (PYPL) | 0.1 | $295k | 2.8k | 103.69 | |
| Capstone Turbine | 0.1 | $280k | 549k | 0.51 | |
| Quarterhill | 0.1 | $286k | 220k | 1.30 | |
| Automatic Data Processing (ADP) | 0.1 | $274k | 1.7k | 161.18 | |
| Ulta Salon, Cosmetics & Fragrance (ULTA) | 0.1 | $263k | 1.1k | 250.48 | |
| SPDR S&P Biotech (XBI) | 0.1 | $276k | 3.6k | 76.35 | |
| Mondelez Int (MDLZ) | 0.1 | $274k | 5.0k | 55.33 | |
| Walt Disney Company (DIS) | 0.1 | $247k | 1.9k | 130.14 | |
| Philip Morris International (PM) | 0.1 | $242k | 3.2k | 75.93 | |
| Vaneck Vectors Gold Miners mutual (GDX) | 0.1 | $254k | 9.5k | 26.74 | |
| Atomera (ATOM) | 0.1 | $251k | 67k | 3.77 | |
| Cisco Systems (CSCO) | 0.1 | $215k | 4.3k | 49.48 | |
| Paychex (PAYX) | 0.1 | $223k | 2.7k | 82.59 | |
| Fiserv (FI) | 0.1 | $223k | 2.2k | 103.38 | |
| Saul Centers (BFS) | 0.1 | $230k | 4.2k | 54.44 | |
| Duke Energy (DUK) | 0.1 | $223k | 2.3k | 95.87 | |
| Etf Managers Tr purefunds ise cy | 0.1 | $214k | 5.7k | 37.45 | |
| CarMax (KMX) | 0.1 | $204k | 2.3k | 88.16 | |
| Qualcomm (QCOM) | 0.1 | $208k | 2.7k | 76.16 | |
| Danaher Corporation (DHR) | 0.1 | $207k | 1.4k | 144.76 | |
| EnerSys (ENS) | 0.1 | $202k | 3.1k | 66.01 | |
| Blackrock Tcp Cap Corp (TCPC) | 0.1 | $203k | 15k | 13.53 | |
| Deutsche Bank Ag-registered (DB) | 0.1 | $150k | 20k | 7.50 | |
| Mediwound Ltd cmn | 0.1 | $152k | 48k | 3.20 | |
| Novavax (NVAX) | 0.1 | $104k | 21k | 5.03 | |
| Home Depot (HD) | 0.0 | $47k | 8.1k | 5.83 |
