Silverback Asset Management

Silverback Asset Management as of June 30, 2014

Portfolio Holdings for Silverback Asset Management

Silverback Asset Management holds 58 positions in its portfolio as reported in the June 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Mu Us conv 12.6 $122M 36M 3.44
Citigroup Inc Com Us cmn 9.1 $88M 1.9M 47.10
Xm Sirius cv 7% 8.3 $81M 42M 1.90
Citigroup Inc *w exp 10/28/201 7.7 $75M 1.6M 47.10
Kinder Morgan Inc/delaware Wts 7.4 $71M 2.0M 36.26
Slxp 1 1/2 03/15/19 4.0 $39M 20M 1.96
Cemex Sab De Cv conv bnd 3.3 $32M 22M 1.45
Starwood Ppty note 4.0% 1/15/ 3.1 $30M 26M 1.15
SPDR Gold Trust (GLD) 2.6 $26M 200k 128.04
American Rlty Cap Pptys Inc note 3.000% 8/0 2.5 $24M 24M 1.02
Dominion Res Inc Va unit 04/01/2013 2.4 $23M 20M 1.16
Notes Gencorp Inc. 4.0625% dbcv 2.2 $21M 9.9M 2.13
Take-two Interactive Sof note 2.0 $20M 15M 1.31
iShares Russell 2000 Index (IWM) 1.8 $18M 150k 118.81
Vector Group Ltd frnt 1/1 1.8 $17M 13M 1.34
Group 1 Automotive Inc frnt 2.250% 6/1 1.8 $17M 12M 1.43
Pdl Biopharma Inc Sr Nt Conv 4.000% 02/01/18 B/e Dtd 02/12/14 1.8 $17M 15M 1.14
Ak Steel Corp. conv 1.7 $17M 10M 1.66
Stillwater Mng Co note 1.750%10/1 1.7 $16M 11M 1.47
Enersys note 3.375% 6/0 1.6 $16M 9.2M 1.73
Blackstone Mtg Tr Inc Note cb 1.5 $15M 13M 1.10
Alliant Techsystems Inc note 3.000% 8/1 1.4 $14M 8.0M 1.76
Fluidigm Corporation convertible cor 1.4 $13M 14M 0.95
Amag Pharmaceuticals Inc note 2.500% 2/1 1.3 $13M 12M 1.06
Bpz Resources Inc note 8.500%10/0 1.3 $13M 11M 1.18
Spirit Rlty Cap Inc New Note cb 1.3 $13M 13M 1.00
Vipshop Holdings Ltd - Ads bond 1.2 $12M 10M 1.18
Vector Group Ltd note 1.75% 4/15 1.1 $10M 9.6M 1.07
National Health Invs Inc note 1.1 $10M 10M 1.02
J2 Global Inc note 3.250% 6/1 1.1 $10M 10M 1.02
Ciena Corp 144a 4.0 03-15-15 convert 1.0 $9.5M 8.0M 1.19
Ocwen Financial Corporation 0.8 $7.4M 200k 37.10
Gulf Coast Ultra Deep Royalty (GULTU) 0.7 $7.1M 2.4M 2.93
Solazyme Inc bond 0.6 $5.7M 5.0M 1.14
Apollo Coml Real Estate Fin Inc Sr Nt Conv 5.500% 03/15/19 B/e Dtd 03/17/14 0.6 $5.3M 5.0M 1.06
Merrimack Pharmaceuticals In note 4.500% 7/1 0.5 $4.7M 3.5M 1.35
Newpark Res Inc note 4.000%10/0 0.5 $4.5M 3.3M 1.34
Spectranetics Corp mtnf 2.625% 6/0 0.4 $4.2M 4.0M 1.04
J.C. Penney Company 0.4 $4.0M 441k 9.05
Molycorp Inc Del....... Note 6.0% 9/1/17 0.4 $3.4M 5.3M 0.65
RF Micro Devices 0.3 $3.3M 346k 9.59
Exelixis Inc cnv 0.3 $3.0M 3.6M 0.85
PHH Corporation 0.2 $2.3M 101k 22.98
Vringo 0.1 $1.4M 418k 3.42
Newmont Mining Corporation (NEM) 0.1 $1.3M 52k 25.44
JDS Uniphase Corporation 0.1 $1.2M 100k 12.47
FuelCell Energy 0.1 $997k 416k 2.40
Advaxis 0.1 $971k 308k 3.15
AmSurg 0.1 $911k 20k 45.55
Moly 0.1 $832k 324k 2.57
Starwood Property Trust (STWD) 0.1 $758k 32k 23.76
BPZ Resources 0.1 $642k 208k 3.08
Sanofi Aventis Wi Conval Rt 0.1 $462k 925k 0.50
Solazyme 0.1 $484k 41k 11.78
Carriage Services (CSV) 0.0 $266k 16k 17.16
Cubist Pharmaceutic-cvr 0.0 $276k 2.3M 0.12
Advaxis 0.0 $278k 88k 3.15
Merrimack Pharmaceuticals In 0.0 $216k 30k 7.30