Skaana Management

Skaana Management as of Dec. 31, 2023

Portfolio Holdings for Skaana Management

Skaana Management holds 188 positions in its portfolio as reported in the December 2023 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Tesla Note 2.000% 5/1 (Principal) 12.9 $72M 6.0M 12.01
Centerpoint Energy Incconv Pfd Taxbl Equity 12.3 $69M 1.3M 51.00
Occidental Petroleum Corporation Put Option (OXY) 6.4 $36M 594k 59.71
RBC Bearings Incorporated Put Option (RBC) 5.8 $32M 114k 284.89
Royal Caribbean Group Note 6.000% 8/1 (Principal) 5.5 $31M 12M 2.66
Rbc Bearings 5% Cnv Pfd Sr A (RBCP) 3.3 $18M 141k 129.81
Epr Pptys PFD C CV 5.75% (EPR.PC) 2.9 $16M 750k 21.30
Carnival Corporation 144a 5.75 10/01/2024 Fixed Income (Principal) 2.6 $15M 7.7M 1.90
United States Stl Corp Note 5.000%11/0 (Principal) 2.6 $15M 4.0M 3.63
Colony Capital Operating Co 5.75 07/15/2025 Fixed Income (Principal) 2.6 $14M 7.4M 1.95
Wts/california Resources Corp Exp10/23/2024 Warr (CRCQW) 2.6 $14M 738k 19.38
Occidental Pete Corp *w Exp 08/03/202 (OXY.WS) 2.5 $14M 352k 38.93
Ncl Corp Note 6.000% 5/1 (Principal) 2.2 $12M 8.1M 1.50
Rivian Automotive Inc 144a 4.625 03/15/2029 Fixed Income (Principal) 1.6 $9.1M 6.5M 1.40
Algonquin Pwr Utils Corp Unit 06/15/2024 (AQNU) 1.6 $8.7M 393k 22.27
Brookdale Sr Living Unit 11/15/2025 (BKDT) 1.5 $8.6M 107k 80.88
Microstrategy Cl A New Put Option (MSTR) 1.5 $8.5M 14k 631.62
Transocean Inc. 144a 4.625 09/30/2029 Fixed Income (Principal) 1.4 $8.1M 3.9M 2.07
Ast Spacemobile Com Cl A (ASTS) 1.2 $6.8M 1.1M 6.03
Spirit Airls Note 4.750% 5/1 (Principal) 1.2 $6.7M 4.0M 1.67
American Airlines Group Note 6.500% 7/0 (Principal) 1.2 $6.6M 6.0M 1.11
Arbor Realty Trust Note 7.500% 8/0 (Principal) 1.1 $6.2M 6.2M 1.01
Nio Inc. 144a 4.625 10/15/2030 Fixed Income (Principal) 1.1 $6.1M 5.8M 1.05
Microstrategy Note 0.750%12/1 (Principal) 1.0 $5.8M 3.5M 1.65
Fluor Corporation Put Option (FLR) 1.0 $5.7M 146k 39.17
American Airls Call Option (AAL) 1.0 $5.7M 415k 13.74
Applied Optoelectronics Inc. 5.25 12/15/2026 Fixed Income (Principal) 1.0 $5.5M 3.9M 1.42
Starwood Ppty Tr Note 6.750% 7/1 (Principal) 1.0 $5.4M 5.1M 1.07
Nio Note 4.500% 2/0 (Principal) 0.9 $5.2M 4.8M 1.08
Enovix Corp 144a 3 05/01/2028 Fixed Income (Principal) 0.9 $5.0M 4.8M 1.04
Wayfair Note 3.250% 9/1 (Principal) 0.9 $4.9M 4.0M 1.23
Carnival Corporation Regs 5.75 12/01/2027 Fixed Income (Principal) 0.9 $4.9M 3.0M 1.64
Cto Realty Growth Inc. 3.875 04/15/2025 Fixed Income (Principal) 0.8 $4.3M 3.6M 1.20
Spirit Airlines Put Option (SAVE) 0.8 $4.3M 261k 16.39
Cinemark Hldgs Note 4.500% 8/1 (Principal) 0.8 $4.2M 3.5M 1.21
Novavax Inc. 144a 5 12/15/2027 Fixed Income (Principal) 0.7 $4.1M 7.2M 0.57
Dynavax Technologies Corp Note 2.500% 5/1 (Principal) 0.7 $3.7M 2.5M 1.45
Nio Spon Ads Put Option (NIO) 0.6 $3.5M 389k 9.07
Stem Inc. 144a 4.25 04/01/2030 Fixed Income (Principal) 0.6 $3.4M 4.8M 0.72
Great Ajax Corp 7.25 CV SR NT 24 0.6 $3.2M 130k 24.58
Nio Inc. 144a 3.875 10/15/2029 Fixed Income (Principal) 0.6 $3.2M 3.0M 1.06
Li Auto Note 0.250% 5/0 (Principal) 0.5 $2.8M 1.9M 1.46
Carnival Corp Unit 99/99/9999 Call Option (CCL) 0.5 $2.7M 147k 18.54
Vertex Energy (VTNR) 0.5 $2.6M 763k 3.39
Target Hospitality Corp Call Option (TH) 0.4 $2.5M 256k 9.73
Novavax Com New Call Option (NVAX) 0.4 $2.3M 479k 4.80
California Res Corp Com Stock Call Option (CRC) 0.4 $2.2M 41k 54.68
Chart Inds 6.75DP CNV PFD B (GTLS.PB) 0.3 $1.9M 35k 55.58
Fisker Cl A Com Stk Put Option (FSRNQ) 0.3 $1.9M 1.1M 1.75
Ncr Corporationpfd 5.5000 03/16/2024 Series Equity (NCRRP) 0.3 $1.8M 1.5k 1224.00
Fisker Inc. 144a 2.5 09/15/2026 Fixed Income (Principal) 0.3 $1.5M 7.0M 0.21
Peabody Engr Corp Note 3.250% 3/0 (Principal) 0.3 $1.4M 1.0M 1.43
Norwegian Cruise Line Hldg L SHS Call Option (NCLH) 0.2 $1.4M 69k 20.04
Bigbear Ai Hldgs Call Option (BBAI) 0.2 $1.2M 553k 2.14
Applied Optoelectronics Call Option (AAOI) 0.2 $1.2M 61k 19.32
Nextera Energy Put Option (NEE) 0.2 $1.2M 19k 60.74
Herbalife Nutrition Ltd. 144a 4.25 06/15/2028 Fixed Income (Principal) 0.2 $1.1M 1.0M 1.15
Chesapeake Energy Corp Put Option (CHK) 0.2 $1.0M 13k 76.94
Wayfair Cl A Call Option (W) 0.2 $987k 16k 61.70
United States Steel Corporation Put Option (X) 0.1 $705k 15k 48.65
Rivian Automotive Com Cl A Call Option (RIVN) 0.1 $704k 30k 23.46
Ast Spacemobile *w Exp 04/06/202 0.1 $687k 424k 1.62
Royal Caribbean Cruises Call Option (RCL) 0.1 $648k 5.0k 129.49
Stem Put Option (STEM) 0.1 $636k 164k 3.88
Amg Capital Trust Iiconv Pfd Usd2.5750 Equity (AATRL) 0.1 $579k 12k 50.22
Enovix Corp Call Option (ENVX) 0.1 $565k 45k 12.52
Sarepta Therapeutics Call Option (SRPT) 0.1 $482k 5.0k 96.43
Vinfast Auto SHS (VFS) 0.1 $482k 58k 8.37
Paysafe SHS Call Option (PSFE) 0.1 $446k 35k 12.79
Astra Space Cl A New Call Option (ASTR) 0.1 $434k 191k 2.28
Target Hospitality Corp *w Exp 03/15/202 0.1 $431k 1.0M 0.43
Lumentum Hldgs Note 0.250% 3/1 (Principal) 0.1 $402k 400k 1.00
Hannon Armstrong Put Option (HASI) 0.1 $386k 14k 27.58
Purecycle Technologies (PCT) 0.1 $300k 74k 4.05
Ginkgo Bioworks Holdings Cl A Shs Call Option (DNA) 0.0 $243k 144k 1.69
Peabody Energy Put Option (BTU) 0.0 $229k 9.4k 24.32
Virgin Galactic Holdings Inc virgin galactic holdings Call Option 0.0 $196k 80k 2.45
Blade Air Mobility Cl A Com Call Option (BLDE) 0.0 $187k 53k 3.53
Cytokinetics Com New Put Option (CYTK) 0.0 $175k 2.1k 83.49
Vinfast Auto *w Exp 08/11/202 (VFSWW) 0.0 $170k 101k 1.69
Indie Semiconductor Class A Com Call Option (INDI) 0.0 $150k 19k 8.11
Chart Industries Put Option (GTLS) 0.0 $150k 1.1k 136.33
Nikola Corp 0.0 $137k 157k 0.87
Amprius Technologies *w Exp 09/14/202 (AMPX.WS) 0.0 $136k 348k 0.39
Cinemark Holdings Call Option (CNK) 0.0 $127k 9.0k 14.09
Blackstone Mtg Tr Com Cl A Put Option (BXMT) 0.0 $106k 5.0k 21.27
The Lion Electric Company *w Exp 12/16/202 (LEV.WS.A) 0.0 $104k 314k 0.33
Ares Capital Corp Note 4.625% 3/0 (Principal) 0.0 $103k 100k 1.03
Faraday Futre Intlgt Elctr I Com Cl A New Call Option 0.0 $100k 433k 0.23
Li Auto Sponsored Ads Call Option (LI) 0.0 $94k 2.5k 37.43
Livewire Group *w Exp 09/26/202 (LVWR.WS) 0.0 $92k 228k 0.41
Affiliated Managers Put Option (AMG) 0.0 $76k 500.00 151.42
Renew Energy Global *w Exp 08/21/202 (RNWWW) 0.0 $67k 59k 1.14
Amprius Technologies Common Stock Call Option (AMPX) 0.0 $66k 13k 5.29
Cano Health Com Cl A Call Option (CANOQ) 0.0 $65k 11k 5.87
Algonquin Power & Utilities equs Put Option (AQN) 0.0 $64k 10k 6.32
Herbalife Com Shs Call Option (HLF) 0.0 $61k 4.0k 15.26
Eve Holding Ord Call Option (EVEX) 0.0 $55k 7.5k 7.32
Selina Hospitality Plc 6 11/01/2026 Fixed Income (Principal) 0.0 $53k 5.3M 0.01
23andme Holding Class A Com Call Option (ME) 0.0 $44k 48k 0.91
Ford Motor Company Call Option (F) 0.0 $38k 3.1k 12.19
Rumble Com Cl A Call Option (RUM) 0.0 $33k 7.4k 4.49
Bigbear Ai Hldgs *w Exp 12/08/202 (BBAI.WS) 0.0 $29k 86k 0.34
Offerpad Solutions Com Cl A Call Option (OPAD) 0.0 $29k 2.8k 10.25
Psq Holdings *w Exp 99/99/999 (PSQH.WS) 0.0 $24k 30k 0.80
Oppfi *w Exp 07/20/202 (OPFI.WS) 0.0 $20k 50k 0.39
Moneyhero Ord Shs Call Option (MNY) 0.0 $16k 9.3k 1.72
Moneyhero *w Exp 09/13/202 (MNYWW) 0.0 $15k 219k 0.07
Freyr Battery SHS Call Option 0.0 $14k 7.2k 1.87
Forafric Global Plc11.5000exp06/09/2027 Warr (AFRIW) 0.0 $13k 8.3k 1.58
Abacus Life *w Exp 06/30/202 (ABLLW) 0.0 $12k 16k 0.75
Canoo Com Cl A Call Option 0.0 $12k 46k 0.26
Rocket Pharmaceuticals *w Exp 09/02/202 (RCKTW) 0.0 $11k 23k 0.49
Better Home & Finance Holdin *w Exp 12/15/202 (BETRW) 0.0 $9.1k 57k 0.16
A Spac Ii Acquisition Corp Right 10/15/2026 0.0 $9.0k 100k 0.09
Custom Truck One Source *w Exp 01/01/202 (CTOSW) 0.0 $8.9k 128k 0.07
Getty Images Holdings Cl A Com Call Option (GETY) 0.0 $6.3k 1.2k 5.25
Clever Leaves Holdings *w Exp 12/18/202 (CLVRW) 0.0 $5.1k 290k 0.02
Wts/onespaworld Holdings Limi11.5000 Exp03/19/2024 Warr 0.0 $4.8k 1.7k 2.85
Faze Holdings Common Stock Call Option 0.0 $3.6k 20k 0.18
Blacksky Technology Com Cl A Call Option (BKSY) 0.0 $3.5k 2.5k 1.40
Nukkleus *w Exp 12/04/202 (NUKKW) 0.0 $3.4k 26k 0.13
Katapult Holdings Com New Call Option (KPLT) 0.0 $3.3k 300.00 10.89
Eos Energy Enterprises *w Exp 11/17/202 (EOSEW) 0.0 $2.6k 13k 0.20
Climaterock Right 10/31/2028 (CLRCR) 0.0 $2.2k 20k 0.11
Faraday Futre Intlgt Elctr I *w Exp 07/21/202 (FFIEW) 0.0 $1.8k 92k 0.02
Anghami *w Exp 02/03/202 (ANGHW) 0.0 $1.6k 20k 0.08
Uwm Holdings Corp11.5000exp01/24/2025 Warr (UWMC.WS) 0.0 $1.6k 5.4k 0.29
Brooge Energy *w Exp 12/20/202 (BROGW) 0.0 $1.5k 104k 0.01
Livewire Group Put Option (LVWR) 0.0 $1.1k 100.00 11.31
Chicken Soup For The Soul En *w Exp 10/22/202 (CSSLQ) 0.0 $1.1k 156k 0.01
Faze Holdings *w Exp 03/01/202 0.0 $1.1k 258k 0.00
Wts/cartesian Growth Corp Ii Exp07/12/2028 Warr (RENEW) 0.0 $1.1k 8.3k 0.13
Clarivate Ord Shs Call Option (CLVT) 0.0 $926.000000 100.00 9.26
Coeptis Therapeutics Hldgs I *w Exp 12/31/202 (COEPW) 0.0 $904.580000 29k 0.03
South Jersey Industries Inc.pfd Usd4.3750 Equity 0.0 $828.000000 12.00 69.00
Spire Global Com Cl A New Call Option (SPIR) 0.0 $782.000000 100.00 7.82
Edoc Acquisition Corp Right 11/30/2027 0.0 $630.000000 100k 0.01
Wts/parker Drilling Companyexp09/16/2024 Warr 0.0 $590.680000 30k 0.02
Katapult Holdings *w Exp 06/09/202 (KPLTW) 0.0 $481.000000 65k 0.01
Shapeways Holdings *w Exp 09/29/202 (SHPSQ) 0.0 $467.088000 156k 0.00
Eos Energy Enterprises Com Cl A Call Option (EOSE) 0.0 $436.000000 400.00 1.09
Lightning Emotors Inc11.5000exp05/18/2025 Warr (ZEVYW) 0.0 $432.264800 393k 0.00
Freyr Battery Sa11.5000exp09/01/2027 Warr 0.0 $419.009400 2.1k 0.20
Ucommune International *w Exp 11/01/202 (UKOMW) 0.0 $354.721600 49k 0.01
Edify Acquisition Corp *w Exp 11/25/202 0.0 $325.728000 23k 0.01
Seastar Medical Holding Corp *w Exp 10/28/202 (ICUCW) 0.0 $304.000000 10k 0.03
Blacksky Technology Inc11.5000exp12/30/2024 Warr (BKSY.WS) 0.0 $285.000000 5.7k 0.05
Agba Group Holding *w Exp 03/15/202 (AGBAW) 0.0 $281.942000 46k 0.01
Edoc Acquisition Corp *w Exp 11/30/202 0.0 $260.580000 20k 0.01
Wts/climaterock Exp12/31/2000 Warr (CLRCW) 0.0 $245.000000 9.8k 0.03
Presto Automation *w Exp 09/21/202 (PRSTW) 0.0 $243.006400 13k 0.02
A Spac Ii Acquisition Corp *w Exp 10/15/202 0.0 $193.779600 38k 0.01
Globalink Invt *w Exp 12/03/202 (GLLIW) 0.0 $165.000000 50k 0.00
Wts/broadstone Acquisition Co11.5000exp12/16/2026 Warr (EVTL.WS) 0.0 $159.040000 2.8k 0.06
Curiositystream *w Exp 10/14/202 (CURIW) 0.0 $120.000000 10k 0.01
Celularity Inc11.5000exp05/24/2026 Warr (CELUW) 0.0 $111.077000 2.8k 0.04
Sharecare Com Cl A Call Option (SHCR) 0.0 $108.000000 100.00 1.08
Uphealth Inc11.5000exp07/01/2024 Warr (UPHLW) 0.0 $55.433700 62k 0.00
Agilethought Inc11.5000exp01/10/2025 Warr (AGLWQ) 0.0 $23.403500 47k 0.00
Wts/dermtech Inc.11.5000exp03/23/2024 Warr (DMTKW) 0.0 $19.000000 5.0k 0.00
Wts/icoreconnect Inc. Exp08/21/2028 Warr (ICCRW) 0.0 $3.350000 17k 0.00
Wts/pmv Consumer Acquisition Exp08/31/2027 Warr (PMVCW) 0.0 $1.965200 9.8k 0.00
Wts/greenrose Acquisition Cor Exp12/31/2024 Warr (GNRWQ) 0.0 $1.310000 13k 0.00
Mf Global Holdings Ltdconv Pfd Priv Pl/144a Series Equity 0.0 $0 50.00 0.00
Wts/hunter Maritime Acquisitiexp12/31/2021 Warr 0.0 $0 75k 0.00
Wts/allegro Merger Corpexp01/06/25 Warr 0.0 $0 45k 0.00
Wts/greencity Acquisition Cor Exp04/30/2026 Warr 0.0 $0 54k 0.00
Wts/novus Capital Corp11.5000exp06/30/2027 Warr 0.0 $0 8.8k 0.00
Wts/viveon Health Acquisition Exp12/31/2049 Warr 0.0 $0 61k 0.00
Wts/lgl Systems Acquisition C11.5000 Exp08/26/2026 Warr 0.0 $0 291k 0.00
Wts/environmental Impact Acqu11.5000exp09/30/2027 Warr 0.0 $0 5.0k 0.00
Wts/chenghe Acquisition Co Exp12/31/2022 Warr 0.0 $0 26k 0.00
Selina Hospitality Plc11.5000exp02/26/2023 Warr (SLNWF) 0.0 $0 100.00 0.00
Wts/brickell Biotech Inc. Exp10/27/2025 Warr 0.0 $0 1.5k 0.00
Wts/callon Petroleum Company 10.0000 Exp12/29/2010 Warr 0.0 $0 25k 0.00
Wts/cellectar Biosciences Inexp06/08/2025 Warr 0.0 $0 33k 0.00
Celsion Corp 2.3600 Exp12/06/2016 Warr 0.0 $0 166k 0.00
Wts/celsion Corp 5.2400 Exp03/30/2015 Warr 0.0 $0 50k 0.00
Wts/celsion Corporation 2.7700 Exp12/02/2017 Warr 0.0 $0 200k 0.00
Wts/discovery Labs Inc.2.8000 Exp02/22/2016 Warr 0.0 $0 8.8k 0.00
Wts/fibrocell Science Inc. 0.3000 Exp05/24/2017 Warr 0.0 $0 250k 0.00
Wts/hecla Mining Company 2.4500 Exp06/09/2014 Warr 0.0 $0 50k 0.00
Wts/modular Medical Inc.6.6000 Exp02/14/2027 Warr 0.0 $0 24k 0.00
Wts/pyxis Oncology Inc Exp07/29/2027 Warr 0.0 $0 73k 0.00
Wts/summer Infant Inc5.0000 Exp04/20/2009 Warr 0.0 $0 15k 0.00
Wts/xoma Corporation1.7600 Exp03/09/2017 Warr 0.0 $0 9.5k 0.00
Lehman Brothers Holdings Inc.conv Pfd 5.2500 03/06/2032 Equity 0.0 $0 2.4k 0.00