Spectrum Asset Management as of Sept. 30, 2011
Portfolio Holdings for Spectrum Asset Management
Spectrum Asset Management holds 16 positions in its portfolio as reported in the September 2011 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Flaherty & Crumrine/Claymore Preferred S (FFC) | 15.4 | $43M | 2.7M | 16.00 | |
| Hsbc Hldgs Plc adr a 1/40pf a | 13.6 | $38M | 1.7M | 22.77 | |
| John Hancock Preferred Income Fund III (HPS) | 11.7 | $32M | 2.0M | 16.14 | |
| Barclays Bank Plc 8.125% Non C p | 10.3 | $28M | 1.2M | 23.11 | |
| Barclays Bank | 9.5 | $26M | 1.2M | 21.14 | |
| BlackRock Credit All Inc Trust II | 8.7 | $24M | 2.6M | 9.34 | |
| ROYAL BK SCOTLAND Group Plc sp adr l rp pf | 8.1 | $22M | 1.4M | 15.99 | |
| Barclays Bank | 7.7 | $21M | 961k | 22.06 | |
| Commonwealth Reit cv pfd-e 7.25% | 6.4 | $18M | 721k | 24.44 | |
| Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) | 5.7 | $16M | 15k | 1033.04 | |
| Bank Of America Corporation preferred (BAC.PL) | 1.6 | $4.5M | 5.8k | 771.18 | |
| Barclays Bank Plc Pfd. 6.625% p | 0.7 | $2.0M | 102k | 19.55 | |
| Keycorp New pfd 7.75% sr a | 0.3 | $908k | 8.9k | 101.89 | |
| Royal Bk Scotland Group Plc adr pref shs r | 0.2 | $564k | 55k | 10.34 | |
| Flaherty & Crumrine/Claymore Total Retur (FLC) | 0.1 | $400k | 23k | 17.42 | |
| Natl Westminster Bk Plc Ser C 7.76% pref | 0.1 | $202k | 11k | 17.88 |
