Spectrum Asset Management

Spectrum Asset Management as of Sept. 30, 2013

Portfolio Holdings for Spectrum Asset Management

Spectrum Asset Management holds 18 positions in its portfolio as reported in the September 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 24.2 $60M 52k 1137.50
Hsbc Hldgs Plc adr a 1/40pf a 13.1 $32M 1.3M 24.65
Barclays Bank 11.7 $29M 1.2M 25.00
ROYAL BK SCOTLAND Group Plc sp adr l rp pf 11.1 $27M 1.4M 19.83
Barclays Bank Plc 8.125% Non C p 8.9 $22M 858k 25.44
Barclays Bank 8.1 $20M 793k 25.25
BlackRock Credit All Inc Trust IV (BTZ) 6.5 $16M 1.2M 13.04
Bank Of America Corporation preferred (BAC.PL) 5.8 $14M 13k 1081.24
John Hancock Preferred Income Fund III (HPS) 4.6 $11M 677k 16.75
ROYAL BK SCOTLAND Group Plc adr pref shs q 2.7 $6.6M 301k 21.89
ROYAL BK SCOTLAND Group Plc adr pref ser n 0.8 $2.0M 95k 20.76
Barclays Bank Plc Pfd. 6.625% p 0.8 $1.9M 79k 24.43
Bb&t Corp dp shs rp pf 0.7 $1.7M 86k 19.71
Keycorp New pfd 7.75% sr a 0.5 $1.2M 9.4k 124.87
ROYAL BK SCOTLAND Group Plc sp adr pref m 0.2 $564k 27k 20.96
Royal Bk Scotland Group Plc adr pref shs r 0.2 $486k 24k 20.13
ROYAL BK SCOTLAND Group Plc sp adr pref s 0.1 $315k 15k 21.44
Natl Westminster Bk Plc Ser C 7.76% pref 0.1 $266k 11k 25.04