Spectrum Asset Management

Spectrum Asset Management as of March 31, 2014

Portfolio Holdings for Spectrum Asset Management

Spectrum Asset Management holds 17 positions in its portfolio as reported in the March 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 24.9 $60M 51k 1173.00
Hsbc Hldgs Plc adr a 1/40pf a 16.6 $40M 1.6M 25.45
Barclays Bank 12.3 $30M 1.2M 25.67
ROYAL BK SCOTLAND Group Plc sp adr l rp pf 11.2 $27M 1.2M 21.58
Barclays Bank Plc 8.125% Non C p 8.5 $20M 780k 26.01
Barclays Bank 8.2 $20M 755k 25.94
BlackRock Credit All Inc Trust IV (BTZ) 6.9 $17M 1.2M 13.52
John Hancock Preferred Income Fund III (HPS) 4.9 $12M 680k 17.32
ROYAL BK SCOTLAND Group Plc adr pref shs q 3.0 $7.1M 301k 23.60
Barclays Bank Plc Pfd. 6.625% p 1.3 $3.2M 127k 25.27
ROYAL BK SCOTLAND Group Plc adr pref ser n 0.6 $1.5M 66k 22.61
Royal Bk Scotland Group Plc spon adr ser h 0.6 $1.4M 54k 25.01
Keycorp New pfd 7.75% sr a 0.5 $1.2M 9.4k 129.99
ROYAL BK SCOTLAND Group Plc sp adr pref m 0.2 $430k 19k 22.82
Royal Bk Scotland Group Plc adr pref shs r 0.1 $342k 16k 22.04
ROYAL BK SCOTLAND Group Plc sp adr pref s 0.1 $277k 12k 23.06
Natl Westminster Bk Plc Ser C 7.76% pref 0.1 $272k 11k 25.60