Spectrum Asset Management

Spectrum Asset Management as of Sept. 30, 2014

Portfolio Holdings for Spectrum Asset Management

Spectrum Asset Management holds 17 positions in its portfolio as reported in the September 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 21.8 $58M 48k 1202.51
Hsbc Hldgs Plc adr a 1/40pf a 14.8 $40M 1.6M 25.16
ROYAL BK SCOTLAND Group Plc sp adr l rp pf 12.4 $33M 1.4M 23.17
Barclays Bank 11.3 $30M 1.2M 25.74
ROYAL BK SCOTLAND Group Plc adr pref shs q 7.6 $20M 814k 25.01
Barclays Bank 7.4 $20M 764k 25.86
Barclays Bank Plc 8.125% Non C p 7.2 $19M 736k 25.97
BlackRock Credit All Inc Trust IV (BTZ) 5.5 $15M 1.1M 13.31
Barclays Bank Plc Pfd. 6.625% p 5.4 $14M 565k 25.34
John Hancock Preferred Income Fund III (HPS) 4.4 $12M 670k 17.51
ROYAL BK SCOTLAND Group Plc adr pref ser n 0.7 $1.9M 77k 24.48
Royal Bk Scotland Group Plc spon adr ser h 0.7 $1.8M 69k 25.41
Keycorp New pfd 7.75% sr a 0.4 $1.0M 8.0k 131.00
Royal Bk Scotland Group Plc adr pref shs r 0.1 $389k 16k 23.86
ROYAL BK SCOTLAND Group Plc sp adr pref t 0.1 $368k 15k 25.26
ROYAL BK SCOTLAND Group Plc sp adr pref s 0.1 $287k 12k 24.76
Natl Westminster Bk Plc Ser C 7.76% pref 0.1 $275k 11k 25.89