Spectrum Asset Management

Spectrum Asset Management as of Sept. 30, 2016

Portfolio Holdings for Spectrum Asset Management

Spectrum Asset Management holds 21 positions in its portfolio as reported in the September 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Lloyds Banking 17.8 $198M 192M 1.03
Barclays Plc note 8.250%12/2 14.3 $159M 159M 1.00
Royal Bk Of Scotland Plc debt 7.500%12/3 13.5 $150M 163M 0.92
Hsbc Hldgs Plc note 6.875%12/2 12.8 $143M 137M 1.04
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 9.7 $108M 82k 1309.28
Barclays Plc note 6.625%12/2 7.4 $82M 90M 0.91
Ing Groep N V dbcv 6.500%12/2 4.8 $53M 55M 0.97
Hsbc Hldgs Plc adr a 1/40pf a 3.1 $35M 1.3M 25.65
Royal Bk Of Scotland Plc note 8.000%12/3 2.9 $33M 35M 0.94
ROYAL BK SCOTLAND Group Plc sp adr l rp pf 2.8 $31M 1.2M 25.08
Barclays Bank 2.6 $29M 1.1M 25.78
Royal Bk Scotland Group Plc note 8.625%12/3 1.9 $22M 22M 0.98
Australia & New Zeala Bkg 14 debt 4.400% 5/1 1.4 $16M 15M 1.06
Barclays Bank Plc 8.125% Non C p 1.4 $16M 596k 26.02
BlackRock Credit All Inc Trust IV (BTZ) 1.2 $13M 967k 13.35
John Hancock Preferred Income Fund III (HPS) 1.1 $13M 646k 19.34
Standard Chartered Plc debt 6.500%12/2 0.8 $9.3M 10M 0.93
Keycorp New pfd 7.75% sr a 0.2 $1.8M 13k 136.60
Royal Bk Scotland Group Plc spon adr ser h 0.1 $1.2M 48k 25.44
ROYAL BK SCOTLAND Group Plc sp adr pref s 0.1 $518k 21k 25.26
Natl Westminster Bk Plc Ser C 7.76% pref 0.1 $574k 22k 25.70