Spectrum Asset Management

Spectrum Asset Management as of Dec. 31, 2016

Portfolio Holdings for Spectrum Asset Management

Spectrum Asset Management holds 23 positions in its portfolio as reported in the December 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Lloyds Banking 17.1 $196M 191M 1.03
Hsbc Hldgs Plc note 6.875%12/2 15.9 $182M 172M 1.06
Barclays Plc note 8.250%12/2 13.5 $155M 149M 1.04
Royal Bk Of Scotland Plc debt 7.500%12/3 12.4 $142M 149M 0.95
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 8.5 $98M 82k 1190.01
Barclays Plc note 6.625%12/2 7.4 $84M 90M 0.94
Ing Groep N V dbcv 6.500%12/2 4.6 $52M 55M 0.96
ROYAL BK SCOTLAND Group Plc sp adr l rp pf 3.1 $35M 1.5M 23.80
Royal Bk Of Scotland Plc note 8.000%12/3 2.9 $33M 35M 0.96
Hsbc Hldgs Plc adr a 1/40pf a 2.8 $32M 1.3M 25.20
Barclays Bank 2.4 $28M 1.1M 25.40
Royal Bk Scotland Group Plc note 8.625%12/3 2.0 $22M 22M 1.02
iShares S&P US Pref Stock Idx Fnd (PFF) 1.5 $18M 472k 37.21
Australia & New Zeala Bkg 14 debt 4.400% 5/1 1.3 $15M 15M 1.01
Barclays Bank Plc 8.125% Non C p 1.3 $15M 576k 25.54
BlackRock Credit All Inc Trust IV (BTZ) 1.1 $13M 967k 12.97
John Hancock Preferred Income Fund III (HPS) 1.0 $12M 646k 17.74
Standard Chartered Plc debt 6.500%12/2 0.8 $9.1M 10M 0.91
Keycorp New pfd 7.75% sr a 0.1 $1.7M 13k 135.06
Royal Bk Scotland Group Plc spon adr ser h 0.1 $1.2M 48k 25.29
ROYAL BK SCOTLAND Group Plc sp adr pref s 0.1 $1.1M 45k 25.05
Natl Westminster Bk Plc Ser C 7.76% pref 0.1 $571k 22k 25.59
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.0 $515k 4.4k 117.13