SummitAlliance Capital Management

SummitAlliance Capital Management as of Sept. 30, 2011

Portfolio Holdings for SummitAlliance Capital Management

SummitAlliance Capital Management holds 178 positions in its portfolio as reported in the September 2011 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares Lehman 1-3 Year Treas.Bond (SHY) 9.2 $24M 288k 84.57
iShares Lehman 3-7 Yr Treasury Bond (IEI) 8.8 $23M 192k 121.48
Proshares Tr ultr 7-10 trea (UST) 7.2 $19M 181k 104.68
iShares Lehman Aggregate Bond (AGG) 4.2 $11M 100k 110.11
iShares Lehman 7-10 Yr Treas. Bond (IEF) 3.4 $9.0M 85k 105.07
Exxon Mobil Corporation (XOM) 2.6 $6.9M 94k 72.63
International Bancshares Corporation 2.4 $6.4M 490k 13.15
SPDR Barclays Capital Aggregate Bo (SPAB) 2.3 $6.1M 104k 58.27
ProShares Short S&P500 1.8 $4.7M 101k 46.10
SPDR Gold Trust (GLD) 1.8 $4.6M 29k 158.06
SPDR Gold Trust (GLD) 1.8 $4.6M 29k 158.06
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 1.6 $4.4M 42k 103.98
SPDR Barclays Capital High Yield B 1.5 $4.0M 109k 36.19
Chevron Corporation (CVX) 1.4 $3.7M 40k 92.59
iShares Barclays 20+ Yr Treas.Bond (TLT) 1.4 $3.7M 30k 120.80
Pfizer (PFE) 1.2 $3.1M 176k 17.68
ConocoPhillips (COP) 1.1 $3.0M 47k 63.32
SPDR S&P Dividend (SDY) 1.1 $2.8M 57k 48.55
Johnson & Johnson (JNJ) 1.0 $2.7M 42k 63.69
iShares iBoxx $ High Yid Corp Bond (HYG) 1.0 $2.6M 32k 82.84
iShares Dow Jones Select Dividend (DVY) 0.9 $2.5M 51k 48.24
First Trust Value Line Dividend Indx Fnd (FVD) 0.9 $2.4M 168k 14.46
iShares S&P 500 Growth Index (IVW) 0.9 $2.4M 39k 61.24
iShares Cohen & Steers Realty Maj. (ICF) 0.9 $2.3M 37k 61.36
iShares Russell 1000 Growth Index (IWF) 0.9 $2.3M 43k 52.59
McDonald's Corporation (MCD) 0.8 $2.3M 26k 87.81
Intel Corporation (INTC) 0.8 $2.2M 104k 21.33
Philip Morris International (PM) 0.8 $2.1M 34k 62.39
Vanguard Intermediate-Term Bond ETF (BIV) 0.8 $2.1M 24k 87.63
At&t (T) 0.8 $2.1M 72k 28.52
Procter & Gamble Company (PG) 0.8 $2.0M 32k 63.19
ProShares UltraShort S&P500 0.8 $2.0M 78k 25.49
iShares Barclays Credit Bond Fund (USIG) 0.7 $1.9M 18k 107.75
iShares Barclays TIPS Bond Fund (TIP) 0.7 $1.9M 16k 114.31
iShares MSCI EAFE Index Fund (EFA) 0.6 $1.7M 36k 47.79
Apple (AAPL) 0.6 $1.7M 4.3k 381.25
iShares Russell 1000 Value Index (IWD) 0.6 $1.7M 29k 56.60
iShares Russell Midcap Growth Idx. (IWP) 0.6 $1.5M 31k 49.66
SPDR S&P Pharmaceuticals (XPH) 0.6 $1.5M 32k 45.74
Xcel Energy (XEL) 0.5 $1.4M 58k 24.70
PowerShares DB Com Indx Trckng Fund 0.5 $1.4M 55k 25.75
iShares Dow Jones US Consumer Goods (IYK) 0.5 $1.4M 22k 62.91
Dreyfus Strategic Municipal Bond Fund 0.5 $1.4M 164k 8.56
Deere & Company (DE) 0.5 $1.4M 21k 64.58
iShares Russell Midcap Value Index (IWS) 0.5 $1.4M 36k 38.57
Microsoft Corporation (MSFT) 0.5 $1.4M 55k 24.90
Wal-Mart Stores (WMT) 0.5 $1.4M 26k 51.90
International Business Machines (IBM) 0.5 $1.4M 7.8k 174.89
Consumer Discretionary SPDR (XLY) 0.5 $1.3M 39k 34.85
Nuveen Texas Quality Income Municipal 0.5 $1.4M 84k 16.14
iShares Russell 2000 Index (IWM) 0.5 $1.3M 20k 64.28
Industrial SPDR (XLI) 0.5 $1.3M 44k 29.21
Pepsi (PEP) 0.5 $1.3M 21k 61.88
iShares Dow Jones US Real Estate (IYR) 0.4 $1.1M 21k 50.57
iShares Russell 2000 Growth Index (IWO) 0.4 $1.1M 15k 73.49
iShares Russell 2000 Value Index (IWN) 0.4 $1.0M 18k 57.05
SPDR Barclays Capital Convertible SecETF (CWB) 0.4 $1.0M 28k 35.63
Nuveen Insd Dividend Advantage (NVG) 0.4 $1.0M 71k 14.39
General Electric Company 0.4 $972k 64k 15.23
Genuine Parts Company (GPC) 0.4 $976k 19k 50.78
iShares MSCI Emerging Markets Indx (EEM) 0.3 $929k 27k 35.10
J.M. Smucker Company (SJM) 0.3 $914k 13k 72.89
United Sts Commodity Index F (USCI) 0.3 $936k 16k 58.13
Kimberly-Clark Corporation (KMB) 0.3 $894k 13k 71.04
Verizon Communications (VZ) 0.3 $864k 24k 36.81
Schlumberger (SLB) 0.3 $866k 15k 59.70
John Hancock Preferred Income Fund (HPI) 0.3 $859k 41k 21.10
Abbott Laboratories (ABT) 0.3 $840k 16k 51.16
Eli Lilly & Co. (LLY) 0.3 $841k 23k 36.97
Hormel Foods Corporation (HRL) 0.3 $834k 31k 27.03
Powershares Etf Trust Ii intl corp bond 0.3 $849k 32k 26.35
Eaton Vance Municipal Bond Fund (EIM) 0.3 $840k 68k 12.35
Oneok (OKE) 0.3 $822k 12k 66.05
AFLAC Incorporated (AFL) 0.3 $796k 23k 34.96
SCANA Corporation 0.3 $805k 20k 40.47
iShares Dow Jones US Tele (IYZ) 0.3 $805k 40k 20.40
PowerShares DB Agriculture Fund 0.3 $794k 27k 29.67
Nuveen Muni Value Fund (NUV) 0.3 $805k 83k 9.73
Kraft Foods 0.3 $770k 23k 33.59
PowerShares Emerging Markets Sovere 0.3 $759k 29k 26.14
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.3 $764k 54k 14.19
Xilinx 0.3 $731k 27k 27.43
Texas Instruments Incorporated (TXN) 0.3 $744k 28k 26.66
Vanguard Dividend Appreciation ETF (VIG) 0.3 $731k 15k 48.75
Archer Daniels Midland Company (ADM) 0.3 $725k 29k 24.81
Honeywell International (HON) 0.3 $721k 16k 43.92
Energy Conversion Devices In note 3.000% 6/1 0.3 $688k 688k 1.00
Utilities SPDR (XLU) 0.3 $691k 21k 33.60
First Trust Mid Cap Core Alpha Fnd (FNX) 0.3 $682k 24k 28.46
First Trust Mid Cap Core Alpha Fnd (FNX) 0.3 $682k 24k 28.46
Atmos Energy Corporation (ATO) 0.2 $669k 21k 32.44
Nuveen New York Qty Inc Munpl Fnd (NUN) 0.2 $653k 44k 14.80
Altria (MO) 0.2 $634k 24k 26.82
Nuveen NY Select Quality Municipal 0.2 $635k 43k 14.77
Exelon Corporation (EXC) 0.2 $614k 14k 42.59
Darden Restaurants (DRI) 0.2 $578k 14k 42.74
Nextera Energy (NEE) 0.2 $593k 11k 54.05
Bank of America Corporation (BAC) 0.2 $549k 90k 6.12
Wells Fargo & Company (WFC) 0.2 $564k 23k 24.12
CVS Caremark Corporation (CVS) 0.2 $563k 17k 33.56
QEP Resources 0.2 $553k 20k 27.08
Medtronic 0.2 $538k 16k 33.21
Petroleo Brasileiro SA (PBR) 0.2 $504k 22k 22.46
Petroleo Brasileiro SA (PBR) 0.2 $504k 22k 22.46
Daktronics (DAKT) 0.2 $495k 58k 8.58
Alerian Mlp Etf 0.2 $508k 33k 15.25
Marathon Oil Corporation (MRO) 0.2 $476k 22k 21.58
Ja Solar Holdings Co Ltd note 4.500% 5/1 0.2 $439k 439k 1.00
SYSCO Corporation (SYY) 0.2 $448k 17k 25.88
Hugoton Royalty Trust (HGTXU) 0.2 $448k 21k 21.27
PowerShares Global Agriculture Port 0.2 $455k 18k 25.59
BlackRock Enhanced Capital and Income (CII) 0.2 $432k 37k 11.81
iShares MSCI ACWI ex US Index Fund (ACWX) 0.2 $421k 12k 35.05
BP (BP) 0.1 $401k 11k 36.11
BP (BP) 0.1 $401k 11k 36.11
Paychex (PAYX) 0.1 $402k 15k 26.35
Questar Corporation 0.1 $401k 23k 17.73
iShares MSCI Australia Index Fund (EWA) 0.1 $384k 19k 20.07
BlackRock Insured Municipal Income Trust (BYM) 0.1 $384k 27k 14.27
Chesapeake Energy Corporation 0.1 $365k 14k 25.54
Brigham Exploration Company 0.1 $373k 15k 25.29
Western Union Company (WU) 0.1 $351k 23k 15.29
Cisco Systems (CSCO) 0.1 $337k 22k 15.52
Halliburton Company (HAL) 0.1 $337k 11k 30.53
W.R. Berkley Corporation (WRB) 0.1 $353k 12k 29.71
EMC Corporation 0.1 $315k 15k 20.97
Oracle Corporation (ORCL) 0.1 $307k 11k 28.75
Permian Basin Royalty Trust (PBT) 0.1 $309k 15k 20.46
Allied Motion Technologies (ALNT) 0.1 $286k 58k 4.96
iShares MSCI Singapore Index Fund 0.1 $298k 27k 10.99
Nuveen New York Perf. Plus Muni Fund 0.1 $291k 20k 14.94
Nasdaq Omx (NDAQ) 0.1 $276k 12k 23.16
CBS Corporation 0.1 $251k 12k 20.39
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.1 $273k 19k 14.32
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.1 $273k 19k 14.32
Hollyfrontier Corp 0.1 $267k 10k 26.20
Annaly Capital Management 0.1 $236k 14k 16.61
Sara Lee 0.1 $248k 15k 16.32
Neuberger Ber. Intermediate Muni. Fund (NBH) 0.1 $231k 16k 14.77
Blackrock Municipal 2018 Term Trust 0.1 $234k 14k 16.24
ProShares UltraShort Euro (EUO) 0.1 $247k 13k 19.29
Starwood Property Trust (STWD) 0.1 $224k 13k 17.15
Brookfield Ppty Corp Cad 0.1 $217k 16k 13.76
ProShares UltraShort 20+ Year Trea 0.1 $216k 11k 19.48
Piedmont Office Realty Trust (PDM) 0.1 $204k 13k 16.20
Piedmont Office Realty Trust (PDM) 0.1 $204k 13k 16.20
Banco Santander (SAN) 0.1 $173k 22k 8.03
Nuveen Select Maturities Mun Fund (NIM) 0.1 $186k 18k 10.49
Elements Rogers Agri Tot Ret etf 0.1 $197k 22k 8.99
MFS Investment Grade Municipal Trust (CXH) 0.1 $185k 20k 9.31
Pulte (PHM) 0.1 $171k 43k 3.94
CB Richard Ellis 0.1 $166k 12k 13.48
BlackRock Global Opportunities Equity Tr (BOE) 0.1 $166k 12k 14.12
Beacon Federal Ban (BFED) 0.1 $160k 12k 13.33
Nuveen Div. Advantage Muni. Fund (NAD) 0.1 $159k 11k 13.98
Zix Corporation 0.1 $134k 50k 2.68
Pimco Municipal Income Fund II (PML) 0.1 $125k 11k 11.09
Samson Oil & Gas 0.1 $139k 62k 2.26
Samson Oil & Gas 0.1 $139k 62k 2.26
ING Risk Managed Natural Resources Fund 0.1 $141k 11k 12.50
Nuveen Insured Tax-Free Adv Munici (NEA) 0.1 $145k 10k 14.24
Nuveen Premium Income Municipal Fund 0.1 $142k 10k 13.78
Service Corporation International (SCI) 0.0 $114k 12k 9.17
AMR Corporation 0.0 $101k 34k 2.97
Southwest Airlines (LUV) 0.0 $107k 13k 8.04
Bolt Technology 0.0 $114k 11k 10.02
Blackrock Dividend Achievers Trust (BDV) 0.0 $110k 13k 8.71
Hyperdynamics Corp 0.0 $95k 26k 3.72
Gt Solar Int'l 0.0 $98k 14k 7.04
Mbia (MBI) 0.0 $74k 10k 7.29
Global Industries 0.0 $85k 11k 7.95
RF Micro Devices 0.0 $70k 11k 6.36
Nuveen Quality Pref. Inc. Fund II 0.0 $89k 12k 7.57
Tenet Healthcare Corporation 0.0 $54k 13k 4.12
TASER International 0.0 $56k 13k 4.28
Level 3 Communications 0.0 $32k 21k 1.50
Global Inds Ltd dbcv 2.750% 8/0 0.0 $11k 11k 1.00
GeoPetro Resources Company 0.0 $9.0k 28k 0.32