Symphony Asset Management

Symphony Asset Management as of Sept. 30, 2012

Portfolio Holdings for Symphony Asset Management

Symphony Asset Management holds 324 positions in its portfolio as reported in the September 2012 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Gilead Sciences Inc 1.000% 05/01/14 Cvt bnd 375 3.7 $42M 28M 1.51
Biomarin Pharmaceutical 1.875% 04/23/17 C bnd 090 3.3 $37M 18M 2.08
Istar Financial Inc Flt 10/01/12 Cvt bnd 450 2.4 $27M 27M 1.00
Archer Daniels 0.875% 02/15/14 Cvt bnd 039 2.3 $26M 26M 1.00
Linear Technology Corp 3.000% 05/01/27 Sr bnd 535 2.3 $26M 25M 1.04
D.r. Horton Inc 2.000% 05/15/14 Sr:dhi Cv bnd 233 2.1 $23M 14M 1.64
Hologic Inc Flt 12/15/37 Cvt bnd 436 2.1 $23M 23M 0.99
Molson Coors Brewing Co 2.500% 07/30/13 C bnd 608 1.9 $21M 20M 1.04
Omnicare Inc 3.250% 12/15/35 Sr:ocr Cvt bnd 681 1.7 $19M 19M 0.99
Viropharma Inc 2.000% 03/15/17 Cvt bnd 928 1.7 $19M 11M 1.74
Caci International Inc 2.125% 05/01/14 bnd 127 1.7 $19M 17M 1.11
Onyx Pharmaceuticals Inc 4.000% 08/15/16 bnd 683 1.6 $18M 8.0M 2.25
Sandisk Corp 1.000% 05/15/13 Cvt bnd 800 1.6 $18M 18M 0.99
Endo Pharmaceut Hldgs In 1.750% 04/15/15 bnd 292 1.6 $17M 14M 1.22
Apple Inc. Com 037 1.5 $16M 25k 667.09
Smithfield Foods Inc 06/30/20 cal 832 1.5 $16M 15M 1.07
Annaly Capital Mgmt 5.000% 05/15/15 Cvt bnd 035 1.4 $16M 16M 1.02
Kinross Gold Corp 1.750% 03/15/28 Cvt bnd 496 1.4 $15M 15M 1.00
On Semiconductor con 682 1.2 $13M 13M 1.02
Equinix Inc 3.000% 10/15/14 Cvt bnd 294 1.1 $13M 6.5M 1.97
Nuvasive Inc 2.250% 03/15/13 Cvt bnd 670 1.1 $13M 13M 0.99
Rambus Inc 5.000% 06/15/14 Cvt bnd 750 1.1 $13M 13M 1.00
Charles River Laboratori 2.250% 06/15/13 bnd 159 1.1 $12M 12M 1.02
Netapp Inc 1.750% 06/01/13 Cvt bnd 641 1.1 $12M 10M 1.14
Electronic Arts Inc 0.750% 07/15/16 Cvt bnd 285 1.1 $12M 13M 0.91
General Cable Corp 0.875% 11/15/13 Cvt bnd 369 1.0 $12M 12M 1.00
Knight Capital Group Inc 3.500% 03/15/15 Cv bnd 499 1.0 $11M 13M 0.90
International Game Technology con 459 0.9 $10M 9.8M 1.04
Carrizo Oil & Gas Inc 4.375% 06/01/28 Cvt bnd 144 0.9 $9.9M 9.8M 1.01
United Therapeutics Corp 1.000% 09/15/16 Sr bnd 913 0.9 $9.9M 7.5M 1.32
Tyson Foods con 902 0.8 $9.5M 8.6M 1.11
Theravance Inc 3.000% 01/15/15 Cvt bnd 883 0.8 $9.0M 7.5M 1.20
Newmont Mining Corp. Com 651 0.8 $8.8M 157k 56.02
Arris Group Inc con 042 0.8 $8.3M 8.0M 1.04
Altria Group 0.7 $8.2M 246k 33.39
Microsoft Corp 0.7 $7.7M 259k 29.76
Target Corp 0.7 $7.7M 121k 63.47
Vertex Pharmaceuticals 10/01/2 sr unsecu925 0.7 $7.7M 6.0M 1.28
Eaton Vance Senior Income Trust 0.7 $7.3M 964k 7.60
Coinstar Inc 4.000% 09/01/14 Cvt bnd 192 0.7 $7.2M 5.5M 1.31
Symantec Corp con 871 0.6 $7.0M 6.5M 1.08
General Electric 0.6 $6.9M 304k 22.71
Euronet Worldwide Inc 3.500% 10/15/25 C bnd 298 0.6 $6.7M 6.7M 1.00
American Eagle Outfitters 0.6 $6.6M 314k 21.08
Barnes Group 0.6 $6.6M 44k 151.82
Hercules Offshore Llc Flt 06/01/38 Cvt bnd 427 0.6 $6.6M 6.6M 1.00
Leap Wireless Intl Inc 4.500% 07/15/14 Cv bnd 521 0.5 $6.0M 6.4M 0.95
Lifepoint Hospitals Inc 3.500% 05/15/14 C bnd 532 0.5 $6.0M 5.5M 1.09
Headwaters Inc 8.750% 02/01/16 Cvt bnd 422 0.5 $6.0M 5.8M 1.02
Helix Energy Solutions 3.250% 12/15/25 Cvt bnd 127 0.5 $6.0M 6.0M 1.00
Eaton Vance Floating Rate Income Trust 0.5 $5.9M 354k 16.72
Wells Fargo & Company 7.500% Perp Sr:l Cv bnd 949 0.5 $5.9M 4.7k 1237.55
Meritage Homes Corp 1.875% 09/15/32 Cvt bnd 590 0.5 $5.9M 6.0M 0.99
Cf Industries Holdings 0.5 $5.8M 26k 222.22
Verizon Communications 0.5 $5.7M 124k 45.57
Ross Stores 0.5 $5.5M 86k 64.60
Pvh 0.5 $5.5M 59k 93.72
Amgen 0.5 $5.4M 64k 84.29
Zebra Technologies Corp-cl A 0.5 $5.3M 129k 41.35
Lifepoint Hospitals Inc 3.250% 08/15/25 Cvt bnd 532 0.5 $5.3M 5.3M 1.00
Tyco International 0.5 $5.1M 92k 56.26
Wells Fargo & Co 0.5 $5.0M 146k 34.53
Ebay 0.4 $4.8M 100k 48.37
Home Depot 0.4 $4.9M 82k 60.37
Johnson & Johnson Com 478 0.4 $4.7M 69k 68.91
Xl Group 0.4 $4.7M 197k 24.03
Nvidia Corp. 0.4 $4.6M 344k 13.34
Stillwater Mining Compan 1.875% 03/15/28 bnd 860 0.4 $4.6M 4.6M 1.00
Starbucks Corp 0.4 $4.4M 86k 50.71
Marathon Petroleum Corporation 0.4 $4.4M 80k 54.59
Goodrich Petroleum Corp 5.000% 10/01/29 C bnd 382 0.4 $4.3M 4.6M 0.94
Exxon Mobil Corporation 0.4 $4.3M 47k 91.46
Deckers Outdoor Corp C om 243 0.4 $4.2M 116k 36.64
Thermo Fisher Scientific Inc. Com 883 0.4 $4.2M 71k 58.83
Merck & Co 0.4 $4.2M 92k 45.09
Watson Pharmaceuticals 0.4 $4.1M 48k 85.14
Hca Holdings Inc. Com 404 0.4 $4.1M 124k 33.25
Monsanto Co. New Com 611 0.3 $3.8M 42k 91.01
United Technologies Corp 0.3 $3.6M 46k 78.31
Tibco Software Inc C om 886 0.3 $3.7M 123k 30.22
E M C Corp Mass 0.3 $3.5M 129k 27.27
Signet Jewelers 0.3 $3.4M 70k 48.77
Guangdong Hongtu Tech. 0.3 $3.3M 84k 39.61
Union Pacific Corp. Com 907 0.3 $3.3M 28k 118.70
Donnelley R R & Sons Co C om 257 0.3 $3.3M 214k 15.50
Google Inc. cl a 382 0.3 $3.3M 4.3k 754.41
International Business Machs C 0.3 $3.3M 16k 207.47
Mosaic Co equity 619 0.3 $3.2M 56k 57.61
Anixter con 035 0.3 $3.3M 3.0M 1.09
Charles River Laboratories 0.3 $3.1M 153k 20.53
Intel Corp 0.3 $3.1M 139k 22.66
National Oilwell Varco 0.3 $3.2M 39k 80.09
Omega Healthcare Investors 0.3 $3.1M 135k 22.73
Rent-a-center Inc equity 760 0.3 $3.1M 88k 35.04
Lender Processing Services Inc equity 526 0.3 $3.1M 113k 27.89
Dendreon Corp 2.875% 01/15/16 Cvt bnd 248 0.3 $2.9M 4.5M 0.66
Pennymac Mortgage Investment 0.3 $3.0M 128k 23.36
Chevron Corp 0.3 $2.8M 25k 116.56
Medical Properties Trust 0.3 $2.9M 279k 10.45
Costco Wholesale Corp. New Com 221 0.2 $2.8M 28k 100.18
Aflac 0.2 $2.8M 59k 47.88
Lyondellbasell Indu-cl A 0.2 $2.8M 55k 51.66
Mckesson Corp 0.2 $2.8M 32k 86.04
Spx Corp 0.2 $2.8M 42k 65.41
Angie's List 0.2 $2.7M 52k 53.18
Jpmorgan Chase & Company 0.2 $2.7M 66k 40.47
Vmware Inc. cl a com 928 0.2 $2.6M 27k 96.74
Cadence Design Sys 0.2 $2.6M 206k 12.87
Hartford Financial Svcs Grp 0.2 $2.7M 139k 19.43
Philip Morris International 0.2 $2.6M 29k 89.92
Capital One Financial Corp 0.2 $2.6M 46k 57.01
General Dynamics Corp 0.2 $2.6M 39k 66.11
Oracle Corp 0.2 $2.6M 82k 31.46
American Capital Agency Corp 0.2 $2.5M 73k 34.60
Centerpoint Energy 0.2 $2.4M 113k 21.30
Foot Locker 0.2 $2.5M 70k 35.51
Discover Financial Services 0.2 $2.3M 59k 39.73
Marathon Oil Corp 0.2 $2.3M 79k 29.57
American Cap Ltd C om 025 0.2 $2.4M 209k 11.35
Comcast Corp. 0.2 $2.2M 61k 35.76
Affiliated Managers Group Inc. Com 008 0.2 $2.2M 18k 123.00
Regions Financial Corp 0.2 $2.2M 305k 7.19
Ocwen Finl Corp C om new 675 0.2 $2.3M 82k 27.41
Bristow Group Inc 3.000% 06/15/38 Cvt bnd 110 0.2 $2.2M 2.2M 1.03
Interpublic Group Cos 4.750% 03/15/23 Cvt bnd 460 0.2 $2.2M 2.0M 1.09
Murphy Oil, Corp. 0.2 $2.1M 39k 53.68
Quanta Services 0.2 $2.2M 87k 24.71
Republic Services 0.2 $2.1M 77k 27.50
Xylem 0.2 $2.1M 85k 25.15
Medtronic 0.2 $2.0M 46k 43.12
Occidental Petroleum, Corp. 0.2 $2.0M 24k 86.06
Public Service Enterprise Gp 0.2 $2.0M 62k 32.18
Nationstar Mortgage Holdings 0.2 $2.0M 59k 33.18
Prologis Lp 2.625% 05/15/38 Sr:* Cvt bnd 743 0.2 $2.0M 2.0M 1.00
Abbott Laboratories 0.2 $1.9M 28k 68.56
International Paper 0.2 $1.9M 54k 36.32
Torchmark Corp 0.2 $1.9M 37k 51.33
Intermune Inc 2.500% 09/15/18 Cvt bnd 458 0.2 $1.9M 2.5M 0.77
Avago Technologies 0.2 $1.8M 51k 34.87
Ingersoll-rand 0.2 $1.8M 41k 44.82
Lorillard 0.2 $1.8M 15k 116.47
Priceline.com 0.2 $1.8M 2.9k 618.97
Coca Cola 0.1 $1.6M 44k 37.94
Caterpillar 0.1 $1.7M 20k 86.04
Macy's 0.1 $1.6M 44k 37.60
Southern Copper Corp 0.1 $1.6M 48k 34.35
Taubman Centers 0.1 $1.7M 22k 76.74
Us Bancorp 0.1 $1.7M 50k 34.29
Everest Re Group Ltd C om g32 0.1 $1.7M 16k 106.97
Health Mgmt Associates Inc-a 0.1 $1.7M 200k 8.39
F5 Networks 0.1 $1.6M 15k 104.62
Ameriprise Financial 0.1 $1.6M 28k 56.68
Dr Pepper Snapple Group 0.1 $1.6M 36k 44.52
Eli Lilly & Co 0.1 $1.6M 33k 47.42
Pfizer 0.1 $1.6M 65k 24.86
Visa Inc-class A Shares 0.1 $1.6M 12k 134.27
Williams-sonoma 0.1 $1.5M 35k 43.98
Expedia Inc equit302 0.1 $1.6M 27k 57.83
Brookfield Residential Prope 0.1 $1.6M 115k 13.98
Thq Inc 5.000% 08/15/14 Cvt bnd 872 0.1 $1.6M 3.1M 0.52
Baxter Intl 0.1 $1.5M 24k 60.28
M & T Bank Corp 0.1 $1.5M 16k 95.20
Mead Johnson Nutrition 0.1 $1.5M 21k 73.29
Westlake Chem Corp C om 960 0.1 $1.5M 20k 73.08
Intermune Inc 5.000% 03/01/15 Cvt bnd 458 0.1 $1.5M 1.5M 0.99
Devon Energy Corp. 0.1 $1.4M 23k 60.51
Health Care Reit 0.1 $1.3M 22k 57.76
Xerox Corp 0.1 $1.3M 181k 7.34
Finish Line Inc C l a 317 0.1 $1.3M 57k 22.72
Pantry Inc 3.000% 11/15/12 Cvt bnd 698 0.1 $1.3M 1.2M 1.12
Consolidated Edison 0.1 $1.2M 20k 59.88
Dte Energy Company 0.1 $1.2M 21k 59.93
Motorola Solutions Inc Com mon stock 620 0.1 $1.3M 25k 50.55
Brookdale Senior Living 0.1 $1.3M 55k 23.23
Colgate-palmolive 0.1 $1.2M 11k 107.28
Southern 0.1 $1.2M 25k 46.11
Huntsman Corp C om 447 0.1 $1.1M 74k 14.93
Headwaters Inc 2.500% 02/01/14 Cvt bnd 422 0.1 $1.1M 1.2M 0.97
Becton Dickinson And 0.1 $974k 12k 78.62
Biogen Idec 0.1 $988k 6.6k 149.09
Csx Corp 0.1 $999k 48k 20.75
Sh.karthik P 0.1 $1.0M 17k 59.77
Keycorp 0.1 $1.0M 120k 8.74
Limited Brands 0.1 $1.0M 21k 49.26
Mastercard Inc-class A 0.1 $1.0M 2.3k 451.77
Phillips 66 0.1 $965k 21k 46.36
Precious Tra 0.1 $916k 8.0k 114.79
Tesoro Corp 0.1 $901k 22k 41.87
Apache Corp. 0.1 $870k 10k 86.50
Digital Realty Trust 0.1 $882k 13k 69.81
Halliburton 0.1 $888k 26k 33.68
Hj Heinz 0.1 $941k 17k 55.94
Oneok 0.1 $847k 18k 48.30
Textron 0.1 $917k 35k 26.17
Time Warner Cable 0.1 $934k 9.8k 95.11
Waste Management 0.1 $881k 28k 32.07
Brinker International 0.1 $765k 22k 35.32
Heartware International 0.1 $783k 58k 13.49
L-3 Communications Holdings 0.1 $790k 11k 71.75
Scripps Networks Inter-cl A 0.1 $741k 12k 61.17
Tfs Finl Corp C om 872 0.1 $743k 82k 9.07
Walter Investment Management 0.1 $770k 21k 37.00
Express Scripts Holding 0.1 $795k 13k 62.56
Parexel International 0.1 $792k 26k 30.77
Potash Corp. Sask. Inc. Com 737 0.1 $653k 15k 43.38
Emmis Communications Corp cl a 291 0.1 $675k 11k 62.49
Annaly Capital Management In 0.1 $678k 40k 16.85
Broadcom Corp-cl A 0.1 $624k 18k 34.56
Corelogic 0.1 $677k 26k 26.54
Cummins 0.1 $622k 6.7k 92.20
Davita 0.1 $695k 6.7k 103.72
Oil States International 0.1 $684k 8.6k 79.52
Genesee & Wyo Inc. cl a 371 0.1 $620k 9.3k 66.95
Citigroup Inc-cw19 0.1 $646k 1.7M 0.37
Tanger Factory Outlet Center 0.1 $698k 22k 32.28
Prestige Brands Holdings 0.1 $632k 37k 16.94
Molycorp Inc 3.250% 06/15/16 Cvt bnd 608 0.1 $700k 1.0M 0.70
Air Products & Chemicals 0.1 $562k 7.9k 70.87
Alliance Data Systems Corp 0.1 $592k 4.2k 142.03
Ansys 0.1 $542k 7.4k 73.40
Clean Harbors 0.1 $528k 11k 48.86
Marsh & Mclennan Cos 0.1 $568k 16k 35.84
Norfolk Southern Corp 0.1 $589k 9.3k 63.66
Rayonier 0.1 $555k 11k 48.94
Resmed 0.1 $541k 13k 40.51
Teradata Corp 0.1 $517k 6.9k 75.45
Volcano Corp 0.1 $523k 41k 12.78
Clearwater Paper Corp C om 185 0.1 $510k 12k 41.28
Energy Xxi 0.1 $599k 17k 34.97
Hexcel Corp New C om 428 0.1 $531k 22k 24.01
Mentor Graphics Corp C om 587 0.1 $539k 35k 15.45
National Finl Partners Corp C om 636 0.1 $533k 32k 16.90
Portland Gen Elec Co C om new 736 0.1 $598k 22k 27.04
Equity Lifestyle Properties 0.1 $568k 8.3k 68.20
Wright Express Corp 0.1 $609k 8.7k 69.78
Charter Communications, Inc equity 161 0.1 $520k 6.9k 75.11
Manhattan Assocs 0.1 $599k 11k 57.23
Pacwest Bancorp Del 0.1 $540k 23k 23.37
Align Technology 0.1 $503k 14k 36.97
Ann 0.1 $516k 14k 37.70
Briggs & Stratton 0.1 $528k 28k 18.69
Nuvasive Inc 2.750% 07/01/17 Cvt bnd 670 0.1 $555k 578k 0.96
Primerica 0.1 $608k 21k 28.63
Equity One 0.1 $523k 25k 21.05
Cisco Systems 0.0 $491k 26k 19.07
Csg Systems International 0.0 $413k 18k 22.53
Accenture Plc-cl A 0.0 $442k 6.3k 70.08
Centurylink 0.0 $454k 11k 40.38
Marsh & Mclennan Cos 0.0 $498k 15k 33.93
Reynolds American 0.0 $440k 10k 43.31
Spectra Energy Corp 0.0 $481k 16k 29.37
Stryker Corp 0.0 $457k 8.2k 55.64
Suntrust Banks 0.0 $488k 17k 28.27
Wabtec Corp 0.0 $393k 4.9k 80.35
Ameristar Casinos Inc C om 030 0.0 $453k 25k 17.80
G & K Svcs Inc C l a 361 0.0 $420k 13k 31.33
Pinnacle Entmt Inc C om 723 0.0 $481k 9.4k 51.00
Wellcare Health Plans Inc C om 949 0.0 $462k 8.2k 56.51
Oasis Petroleum 0.0 $481k 16k 29.47
Apollo Invt Corp equity 037 0.0 $466k 59k 7.88
Tivo 0.0 $467k 45k 10.42
Two Harbors Investment Cor pfd 901 0.0 $478k 41k 11.76
Wats 0.0 $427k 5.6k 75.68
Air Methods 0.0 $390k 3.3k 119.27
Ramco-gershenson Properties 0.0 $404k 32k 12.51
Hanger 0.0 $442k 16k 28.50
Chesapeake Utilities 0.0 $474k 10k 47.33
Stone Energy 0.0 $365k 15k 25.13
C.h. Robinson Worldwide 0.0 $353k 6.0k 58.49
Eastman Chemical 0.0 $342k 6.0k 57.07
Estee Lauder Companies-cl A 0.0 $344k 5.6k 61.64
Fedex Corp 0.0 $318k 3.7k 84.85
Joy Global 0.0 $302k 5.4k 56.02
Marriott International-cl A 0.0 $372k 9.5k 39.07
Nv Energy 0.0 $365k 20k 18.02
Partnerre 0.0 $372k 5.0k 74.27
Questar Corp 0.0 $310k 15k 20.32
Rackspace Hosting 0.0 $341k 5.2k 65.98
Rockwell Automation 0.0 $370k 5.3k 69.67
Validus Holdings 0.0 $388k 11k 33.94
Whole Foods Market 0.0 $352k 3.6k 97.51
Actuant Corp C l a new 005 0.0 $284k 9.9k 28.63
Commvault Systems Inc C om 204 0.0 $314k 5.4k 58.68
Verifone Sys Inc C om 923 0.0 $375k 14k 27.88
Hilltop Holdings 0.0 $333k 26k 12.73
Life Time Fitness 0.0 $353k 7.7k 45.67
Phh Corp. Co m new 693 0.0 $293k 14k 20.34
Alterra Capital Holdings 0.0 $302k 13k 23.99
Ascent Capital Group Inc-a 0.0 $365k 6.8k 53.98
Cai International 0.0 $382k 19k 20.57
Chesapeake Lodging Trust 0.0 $363k 18k 19.85
Kaiser Aluminum 0.0 $303k 5.2k 58.48
Rudolph Technologies 0.0 $309k 29k 10.50
Seacube Container Leasing Ltsh 0.0 $293k 16k 18.77
Capital Senior Living 0.0 $301k 21k 14.45
Bbcn Bancorp Inc cs 073 0.0 $291k 23k 12.61
Bancorpsouth 0.0 $337k 23k 14.75
Kulicke & Soffa 0.0 $307k 30k 10.41
C&j Energy Services 0.0 $349k 18k 19.89
Genes 0.0 $357k 5.4k 66.65
Movado 0.0 $364k 11k 33.74
Vanguard Health Systems 0.0 $364k 29k 12.38
Dole Food 0.0 $292k 21k 14.03
Rosetta Resources 0.0 $295k 6.2k 47.82
Forestar Group 0.0 $173k 10k 16.68
Lumber Liquidators Holdings 0.0 $200k 3.9k 50.77
Saks 0.0 $227k 22k 10.31
Schweitzer-mauduit Intl Inc C om 808 0.0 $227k 6.9k 32.98
Silicon Image Inc C om 827 0.0 $227k 50k 4.58
Owens & Minor Inc Com 690 0.0 $260k 8.7k 29.90
Amsurg Corp equity 032 0.0 $277k 9.8k 28.38
Fair Isaac 0.0 $221k 5.0k 44.34
Citigroup Inc-cw18 0.0 $190k 3.8M 0.05
Coca-cola Bottling Co Consol 0.0 $265k 3.9k 68.25
Oxford Industries 0.0 $269k 4.8k 56.36
Petroquest Energy 0.0 $240k 36k 6.71
Photronics 0.0 $278k 52k 5.37
Saks Incorporated 2.000% 03/15/24 Cvt bnd 793 0.0 $208k 200k 1.04
Steris 0.0 $274k 7.7k 35.46
United Rentals 0.0 $240k 7.3k 32.67
Vitamin Shoppe 0.0 $221k 3.8k 58.17
Team Health 0.0 $249k 9.2k 27.09
Greenbrier Cos Inc 2.375% 05/15/26 Cvt bnd 393 0.0 $257k 260k 0.99
H&e Equipment Services 0.0 $238k 20k 12.15