Vertex One Asset Management

Vertex One Asset Management as of June 30, 2012

Portfolio Holdings for Vertex One Asset Management

Vertex One Asset Management holds 81 positions in its portfolio as reported in the June 2012 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Anglogold Ashanti Holdings Fin pfd cv 11.9 $64M 1.5M 41.22
ROYAL BK SCOTLAND Group Plc sp adr pref t 9.1 $49M 2.5M 19.66
Apple (AAPL) 7.8 $42M 72k 584.22
Goodrich Corporation 6.7 $36M 282k 126.95
Cooper Industries 4.8 $26M 377k 68.21
PHH Corporation 4.7 $25M 1.4M 17.49
Monster Worldwide 4.7 $25M 2.9M 8.50
Facebook Inc cl a (META) 4.0 $21M 685k 31.13
American Rlty Cap Tr 3.7 $20M 1.8M 10.92
Sprint Nextel Corporation 3.3 $17M 5.4M 3.26
Progress Energy 2.5 $13M 221k 60.19
AboveNet 2.2 $12M 142k 84.03
Liberty Media 2.2 $12M 650k 17.80
Montpelier Re Holdings/mrh 2.1 $11M 531k 21.30
Partner Re 2.0 $11M 138k 75.70
Platinum Underwriter/ptp 1.9 $10M 274k 38.12
Student Transn 1.9 $10M 1.5M 6.66
Central European Media sr nt cv 5%15 1.9 $10M 12M 0.88
Mattel (MAT) 1.7 $9.2M 283k 32.45
Greenlight Capital Re Ltd cl a (GLRE) 1.6 $8.5M 332k 25.43
Pfizer (PFE) 1.5 $8.2M 358k 23.01
Gen-Probe Incorporated 1.5 $7.8M 95k 82.23
Collective Brands 1.2 $6.4M 297k 21.43
Xl Group 0.9 $5.0M 239k 21.05
Aspen Insurance Holdings 0.8 $4.4M 151k 28.91
Gaylord Entertainment Company 0.7 $3.9M 100k 38.57
Genworth Financial (GNW) 0.6 $3.4M 606k 5.66
Merck & Co (MRK) 0.6 $3.4M 80k 41.77
Qlt 0.5 $2.9M 382k 7.61
Key (KEY) 0.5 $2.7M 348k 7.74
ROYAL BK SCOTLAND Group Plc sp adr pref s 0.5 $2.7M 151k 17.74
Regions Financial Corporation (RF) 0.5 $2.5M 377k 6.75
Celestica (CLS) 0.5 $2.6M 354k 7.26
Ingersoll-rand Co Ltd-cl A 0.5 $2.6M 61k 42.19
Bristol Myers Squibb (BMY) 0.4 $2.4M 65k 35.97
Suno 0.4 $2.4M 50k 47.52
Zions Bancorporation (ZION) 0.4 $2.3M 119k 19.43
Plum Creek Timber 0.4 $2.3M 57k 39.72
Extorre Gold Mines 0.4 $2.1M 500k 4.13
Banco Santander (SAN) 0.3 $1.8M 270k 6.56
ROYAL BK SCOTLAND Group Plc sp adr pref m 0.3 $1.8M 100k 17.53
Citigroup Inc unit 0.3 $1.6M 19k 85.58
Validus Holdings 0.3 $1.6M 50k 32.04
Elster Group SE 0.3 $1.6M 80k 20.31
Beazer Homes USA 0.3 $1.5M 473k 3.25
Citigroup (C) 0.3 $1.4M 51k 27.42
Suntrust Banks Inc $1.00 Par Cmn 0.2 $1.3M 53k 24.23
Seadrill 0.2 $1.2M 35k 35.55
Louisiana-Pacific Corporation (LPX) 0.2 $1.1M 101k 10.88
Rouse Pptys 0.2 $1.1M 84k 13.56
Aspen Insurance Holdings Ltd pfd prp inc eq 0.2 $1.1M 20k 54.52
Royal Gold Inc conv 0.2 $1.1M 1.0M 1.05
Synovus Finl Corp unit 99/99/9999 0.2 $1.0M 55k 18.49
Johnson & Johnson (JNJ) 0.2 $1.0M 15k 67.60
Sandisk Corp note 1.500% 8/1 0.2 $1.0M 1.0M 1.03
Bank of America Corporation (BAC) 0.2 $932k 114k 8.18
Trust Spanish (SBSAA) 0.1 $811k 200k 4.06
Eli Lilly & Co. (LLY) 0.1 $756k 18k 42.95
Old Republic International Corporation (ORI) 0.1 $705k 85k 8.29
Goodyear Tire Rubr Pfd 5.875% p 0.1 $674k 16k 43.21
Chubb Corporation 0.1 $568k 7.8k 72.82
Sandisk Corp note 1.000% 5/1 0.1 $594k 600k 0.99
Wells Fargo & Company (WFC) 0.1 $600k 18k 33.48
Rogers Communications -cl B (RCI) 0.1 $598k 17k 36.24
ROYAL BK SCOTLAND Group Plc adr pref shs q 0.1 $568k 32k 18.03
Barclays Bk Plc ipth s^p vix 0.1 $609k 40k 15.22
Newmont Mining Corporation (NEM) 0.1 $534k 11k 48.55
Windstream Corporation 0.1 $483k 50k 9.66
Microsoft Corporation (MSFT) 0.1 $410k 13k 30.60
Annaly Capital Management 0.1 $420k 25k 16.80
Hovnanian Enterprises 0.1 $435k 150k 2.90
Bce (BCE) 0.1 $428k 10k 41.15
Keycorp New pfd 7.75% sr a 0.1 $357k 3.2k 111.56
General Electric Company 0.1 $369k 18k 20.85
Synovus Financial 0.1 $357k 80k 4.46
Tor Dom Bk Cad (TD) 0.1 $391k 5.0k 78.20
Sonde Resources 0.1 $345k 196k 1.76
Bank of New York Mellon Corporation (BK) 0.0 $220k 10k 22.00
Shaw Communications Inc cl b conv 0.0 $189k 10k 18.90
Hovnanian Enterprises Inc unit 99/99/9999 0.0 $163k 10k 16.30
Primus Telecommunications Grou 0.0 $156k 10k 15.60