Vertex One Asset Management as of Sept. 30, 2012
Portfolio Holdings for Vertex One Asset Management
Vertex One Asset Management holds 88 positions in its portfolio as reported in the September 2012 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Nexen | 13.1 | $91M | 3.6M | 25.35 | |
| Anglogold Ashanti Holdings Fin pfd cv | 9.2 | $64M | 1.5M | 41.60 | |
| ROYAL BK SCOTLAND Group Plc sp adr pref t | 7.5 | $52M | 2.3M | 22.70 | |
| Sprint Nextel Corporation | 6.9 | $48M | 8.7M | 5.52 | |
| Apple (AAPL) | 5.3 | $37M | 55k | 667.44 | |
| American Rlty Cap Tr | 4.9 | $34M | 2.9M | 11.73 | |
| Cooper Industries | 4.5 | $32M | 422k | 75.08 | |
| Shaw | 4.0 | $28M | 646k | 43.63 | |
| PHH Corporation | 3.6 | $25M | 1.2M | 20.36 | |
| Liberty Media | 2.3 | $16M | 850k | 18.50 | |
| Facebook Inc cl a (META) | 2.1 | $15M | 685k | 21.66 | |
| Amarin Corporation (AMRN) | 1.8 | $13M | 1.0M | 12.60 | |
| Montpelier Re Holdings/mrh | 1.8 | $12M | 551k | 22.30 | |
| Central European Media sr nt cv 5%15 | 1.7 | $12M | 13M | 0.95 | |
| Chimera Investment Corporation | 1.7 | $12M | 4.3M | 2.71 | |
| Platinum Underwriter/ptp | 1.6 | $11M | 274k | 40.88 | |
| Monster Worldwide | 1.5 | $11M | 1.4M | 7.33 | |
| Dollar Thrifty Automotive | 1.5 | $10M | 120k | 86.96 | |
| Kraft Foods | 1.5 | $10M | 250k | 41.36 | |
| Partner Re | 1.5 | $10M | 137k | 74.30 | |
| Mattel (MAT) | 1.4 | $10M | 283k | 35.49 | |
| Greenlight Capital Re Ltd cl a (GLRE) | 1.4 | $10M | 402k | 24.76 | |
| American International (AIG) | 1.4 | $9.8M | 300k | 32.80 | |
| Pfizer (PFE) | 1.3 | $9.0M | 363k | 24.86 | |
| Talisman Energy Inc Com Stk | 1.2 | $8.7M | 655k | 13.32 | |
| Student Transn | 1.2 | $8.5M | 1.2M | 6.80 | |
| Tyco International Ltd S hs | 0.9 | $6.2M | 110k | 56.27 | |
| Xl Group | 0.8 | $5.7M | 239k | 24.04 | |
| Par Pharmaceutical Companies | 0.7 | $5.0M | 100k | 49.99 | |
| Aspen Insurance Holdings | 0.7 | $4.6M | 151k | 30.50 | |
| Liberty Ventures Ser A | 0.7 | $4.6M | 337k | 13.54 | |
| Qlt | 0.6 | $4.2M | 532k | 7.87 | |
| Level 3 Communications | 0.6 | $4.0M | 175k | 22.98 | |
| Merck & Co (MRK) | 0.5 | $3.6M | 80k | 45.12 | |
| Genworth Financial (GNW) | 0.5 | $3.5M | 678k | 5.23 | |
| Morgan Stanley (MS) | 0.5 | $3.3M | 200k | 16.74 | |
| Key (KEY) | 0.4 | $3.0M | 348k | 8.74 | |
| Regions Financial Corporation (RF) | 0.4 | $2.7M | 377k | 7.21 | |
| Liberty Media 4.000 11/15/29 deb 4.000% | 0.4 | $2.7M | 4.3M | 0.64 | |
| Ingersoll-rand Co Ltd-cl A | 0.4 | $2.7M | 61k | 44.83 | |
| Celestica (CLS) | 0.4 | $2.5M | 137k | 18.51 | |
| Zions Bancorporation (ZION) | 0.3 | $2.4M | 119k | 20.66 | |
| Bristol Myers Squibb (BMY) | 0.3 | $2.2M | 66k | 33.76 | |
| Plum Creek Timber | 0.3 | $2.2M | 49k | 43.85 | |
| Banco Santander (SAN) | 0.3 | $2.1M | 279k | 7.46 | |
| Citigroup Inc unit | 0.3 | $1.8M | 19k | 97.00 | |
| Validus Holdings | 0.2 | $1.7M | 50k | 33.91 | |
| Beazer Homes USA | 0.2 | $1.7M | 473k | 3.55 | |
| Citigroup (C) | 0.2 | $1.7M | 51k | 32.74 | |
| Suntrust Banks Inc $1.00 Par Cmn | 0.2 | $1.5M | 53k | 28.28 | |
| Seadrill | 0.2 | $1.3M | 33k | 39.24 | |
| Louisiana-Pacific Corporation (LPX) | 0.2 | $1.3M | 101k | 12.50 | |
| Royal Gold Inc conv | 0.2 | $1.2M | 1.0M | 1.22 | |
| Aspen Insurance Holdings Ltd pfd prp inc eq | 0.2 | $1.1M | 20k | 58.07 | |
| Sandisk Corp note 1.500% 8/1 | 0.2 | $1.1M | 1.0M | 1.14 | |
| Bank of America Corporation (BAC) | 0.1 | $1.0M | 114k | 8.83 | |
| Old Republic International Corporation (ORI) | 0.1 | $791k | 85k | 9.31 | |
| Johnson & Johnson (JNJ) | 0.1 | $689k | 10k | 68.90 | |
| Eli Lilly & Co. (LLY) | 0.1 | $716k | 15k | 47.42 | |
| ROYAL BK SCOTLAND Group Plc adr pref shs q | 0.1 | $662k | 32k | 21.02 | |
| Goodyear Tire Rubr Pfd 5.875% p | 0.1 | $689k | 16k | 44.17 | |
| Wells Fargo & Company (WFC) | 0.1 | $619k | 18k | 34.54 | |
| Trust Spanish (SBSAA) | 0.1 | $651k | 200k | 3.26 | |
| Synovus Finl Corp unit 99/99/9999 | 0.1 | $542k | 25k | 21.68 | |
| Annaly Capital Management | 0.1 | $590k | 35k | 16.86 | |
| Las Vegas Sands (LVS) | 0.1 | $533k | 12k | 46.35 | |
| Resource Capital | 0.1 | $588k | 100k | 5.88 | |
| ROYAL BK SCOTLAND Group Plc sp adr pref s | 0.1 | $571k | 28k | 20.62 | |
| Hovnanian Enterprises | 0.1 | $519k | 150k | 3.46 | |
| Bce (BCE) | 0.1 | $457k | 10k | 43.94 | |
| Tor Dom Bk Cad (TD) | 0.1 | $500k | 6.0k | 83.33 | |
| Manulife Finl Corp (MFC) | 0.1 | $467k | 39k | 12.04 | |
| Keycorp New pfd 7.75% sr a | 0.1 | $396k | 3.2k | 123.75 | |
| Microsoft Corporation (MSFT) | 0.1 | $399k | 13k | 29.78 | |
| Synovus Financial | 0.1 | $427k | 180k | 2.37 | |
| Denison Mines Corp (DNN) | 0.1 | $444k | 300k | 1.48 | |
| Chubb Corporation | 0.1 | $366k | 4.8k | 76.25 | |
| General Electric Company | 0.1 | $377k | 17k | 22.71 | |
| American Capital Agency | 0.1 | $346k | 10k | 34.60 | |
| Bk Nova Cad (BNS) | 0.0 | $274k | 5.0k | 54.80 | |
| Barclays Bk Plc ipth s^p vix | 0.0 | $270k | 30k | 9.00 | |
| Libertyinteractivecorp lbtventcoma | 0.0 | $248k | 5.0k | 49.60 | |
| Bank of New York Mellon Corporation (BK) | 0.0 | $226k | 10k | 22.60 | |
| Shaw Communications Inc cl b conv | 0.0 | $205k | 10k | 20.50 | |
| Cisco Systems (CSCO) | 0.0 | $223k | 12k | 19.06 | |
| Verizon Communications (VZ) | 0.0 | $228k | 5.0k | 45.60 | |
| Hovnanian Enterprises Inc unit 99/99/9999 | 0.0 | $190k | 10k | 19.00 | |
| Apollo Residential Mortgage | 0.0 | $220k | 10k | 22.00 |
