Vertex One Asset Management

Vertex One Asset Management as of June 30, 2014

Portfolio Holdings for Vertex One Asset Management

Vertex One Asset Management holds 105 positions in its portfolio as reported in the June 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Northern Tier Energy Com Un Repr Part 6.4 $63M 2.4M 26.74
Forest Laboratories 5.6 $56M 567k 99.00
Cvr Refng Comunit Rep Lt 4.9 $49M 2.0M 25.01
Bp Prudhoe Bay Rty Tr Unit Ben Int (BPT) 4.1 $41M 415k 98.94
Royal Bk Scotland Group Spons Adr 20 Ord 3.8 $38M 3.3M 11.29
New Residential Invt 3.0 $30M 4.7M 6.30
American Realty Capital Prop 3.0 $30M 2.4M 12.53
Covidien SHS 2.7 $27M 299k 90.18
Greenlight Capital Re Class A (GLRE) 2.4 $24M 721k 32.94
Newcastle Investment 2.4 $24M 5.0M 4.79
Time Warner Cable 2.3 $23M 154k 147.30
Allergan 2.0 $20M 120k 169.22
Royal Bk Scotland Group Sp Adr Pref T 2.0 $20M 792k 25.25
Genworth Finl Com Cl A (GNW) 2.0 $20M 1.1M 17.40
Questcor Pharmaceuticals 1.9 $19M 205k 92.49
Jabil Circuit (JBL) 1.8 $18M 856k 20.90
Montpelier Re Holdings SHS 1.8 $18M 555k 31.95
Office Depot 1.7 $17M 3.0M 5.69
Platinum Underwriter/ptp 1.7 $17M 259k 64.85
Synovus Finl Corp Com New (SNV) 1.7 $17M 690k 24.38
Central European Media Note 5.000%11/1 1.7 $17M 17M 0.99
Liberty Media Corp Delaware Cl A 1.6 $16M 120k 136.68
Mattel (MAT) 1.5 $15M 394k 38.97
Partner Re 1.5 $15M 140k 109.21
Pacific Ethanol Com Par $.001 1.5 $15M 1.0M 15.29
North Atlantic Drilling 1.5 $15M 1.4M 10.62
Unisys Corp Com New (UIS) 1.4 $14M 560k 24.74
Banco Santander Sa Adr (SAN) 1.4 $14M 1.3M 10.42
Hillshire Brands 1.4 $14M 220k 62.30
Susser Holdings Corporation 1.1 $11M 135k 80.72
Skyworks Solutions (SWKS) 1.1 $11M 231k 46.96
Brookfield Ppty Partners Unit Ltd Partn 0.9 $9.0M 432k 20.93
Goodyear Tire & Rubber Company (GT) 0.9 $9.0M 323k 27.78
SandRidge Energy 0.9 $8.9M 1.3M 7.15
Xl Group SHS 0.9 $8.7M 267k 32.73
Hovnanian Enterprises Cl A 0.9 $8.5M 1.6M 5.15
Protective Life 0.8 $8.4M 121k 69.33
Celestica Sub Vtg Shs (CLS) 0.8 $8.2M 654k 12.59
Sirius Xm Holdings (SIRI) 0.8 $8.0M 2.3M 3.46
Xerox Corporation 0.8 $7.7M 623k 12.44
Martin Marietta Materials (MLM) 0.8 $7.5M 57k 132.05
Weyerhaeuser Company (WY) 0.7 $7.4M 223k 33.09
Beazer Homes Usa Com New (BZH) 0.7 $7.2M 343k 20.98
Taseko Cad (TGB) 0.7 $7.1M 2.9M 2.50
Seadrill SHS 0.7 $7.1M 177k 39.95
Key (KEY) 0.7 $6.7M 465k 14.33
Merck & Co (MRK) 0.7 $6.6M 115k 57.85
WellCare Health Plans 0.7 $6.6M 89k 74.66
Windstream Hldgs 0.7 $6.5M 650k 9.96
BofI Holding 0.6 $6.3M 86k 73.47
Regions Financial Corporation (RF) 0.6 $6.2M 587k 10.62
Quicksilver Resources 0.6 $6.1M 2.3M 2.67
Bpz Resources Note 8.500%10/0 0.6 $6.0M 5.1M 1.18
RF Micro Devices 0.6 $5.7M 593k 9.59
Catchmark Timber Tr Cl A 0.6 $5.5M 402k 13.67
Hercules Offshore 0.5 $5.3M 1.3M 4.02
Zions Bancorporation (ZION) 0.5 $5.1M 173k 29.47
Plum Creek Timber 0.5 $5.1M 113k 45.10
Nmi Hldgs Cl A (NMIH) 0.4 $4.4M 422k 10.50
Suntrust Banks Inc $1.00 Par Cmn 0.4 $4.4M 110k 40.06
Validus Holdings Com Shs 0.4 $4.1M 107k 38.24
M.D.C. Holdings (MDC) 0.3 $3.3M 109k 30.29
Wells Fargo & Company (WFC) 0.3 $3.2M 61k 52.55
Adt 0.3 $2.9M 83k 34.95
Sun Life Financial (SLF) 0.3 $2.9M 77k 36.83
Rayonier (RYN) 0.3 $2.8M 79k 35.55
Darden Restaurants (DRI) 0.3 $2.7M 58k 46.27
Bank of New York Mellon Corporation (BK) 0.3 $2.7M 71k 37.48
CenturyLink 0.3 $2.6M 73k 36.21
Diamond Offshore Drilling 0.3 $2.6M 53k 49.62
Manulife Finl Corp (MFC) 0.3 $2.6M 131k 19.91
Marvell Technology Group Ord 0.3 $2.5M 175k 14.33
Fidelity National Financial Cl A 0.2 $2.5M 75k 32.76
Midway Gold Corp 0.2 $2.4M 2.6M 0.90
Weyerhaeuser Pref Conv Ser A 0.2 $2.0M 35k 56.74
Citigroup Com New (C) 0.2 $1.9M 40k 47.10
Annaly Capital Management 0.2 $1.7M 150k 11.43
Atlas Pipeline Partners Unit L P Int 0.2 $1.7M 49k 34.40
Intel Corporation (INTC) 0.2 $1.7M 54k 30.90
Wl Ross Hldg Corp Unit 99/99/9999 0.2 $1.5M 148k 10.30
Hennessy Cap Acquisition Cor Unit 99/99/9999 0.2 $1.5M 150k 10.08
Hologic FRNT 2.000%12/1 0.1 $1.3M 1.0M 1.26
Intel Corp SDCV 2.950%12/1 0.1 $1.2M 1.0M 1.25
Toronto Dominion Bk Ont Com New (TD) 0.1 $1.2M 23k 51.58
Pdl Biopharma Note 4.000% 2/0 0.1 $1.2M 1.0M 1.15
Webmd Health Corp Note 2.500% 1/3 0.1 $1.1M 1.0M 1.06
Navistar Intl Corp Note 3.000%10/1 0.1 $1.0M 1.0M 1.01
Pennymac Corp Note 5.375% 5/0 0.1 $995k 1.0M 0.99
Micron Technology (MU) 0.1 $989k 30k 32.97
Qlt 0.1 $969k 160k 6.04
Titan Machy Note 3.750% 5/0 0.1 $878k 1.0M 0.88
Beazer Homes Usa Unit 99/99/9999 0.1 $821k 26k 32.20
Royal Bk Scotland Group Adr Pref Shs Q 0.1 $785k 32k 24.92
Nicholas Financial Com New (NICK) 0.1 $768k 54k 14.36
Shutterfly Note 0.250% 5/1 0.1 $707k 700k 1.01
Spanish Broadcasting Sys Cl A New (SBSAA) 0.1 $582k 103k 5.64
Royal Bk Scotland Group Sp Adr Pref S 0.1 $557k 23k 24.54
Resource Capital 0.1 $535k 95k 5.63
Bpz Resources MTNF 6.500% 3/0 0.1 $512k 500k 1.02
Chiquita Brands Intl Note 4.250% 8/1 0.1 $506k 500k 1.01
Hennessy Cap Acquisition Cor 0.0 $487k 50k 9.74
Amer Rlty Cap Healthcar Tr Icom us equities / etf's 0.0 $402k 37k 10.90
Fusion-io 0.0 $283k 25k 11.32
Starwood Ppty Tr Note 4.550% 3/0 0.0 $283k 250k 1.13
Tri Pointe Homes (TPH) 0.0 $159k 10k 15.74