Vertex One Asset Management as of Dec. 31, 2014
Portfolio Holdings for Vertex One Asset Management
Vertex One Asset Management holds 120 positions in its portfolio as reported in the December 2014 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Allergan | 5.9 | $54M | 253k | 212.59 | |
| Royal Bank of Scotland | 5.8 | $53M | 4.4M | 12.11 | |
| Talisman Energy Inc Com Stk | 3.7 | $34M | 4.3M | 7.83 | |
| Northern Tier Energy | 3.5 | $32M | 1.5M | 22.14 | |
| Greenlight Capital Re Ltd cl a (GLRE) | 2.9 | $27M | 821k | 32.65 | |
| Office Depot | 2.6 | $24M | 2.8M | 8.57 | |
| Silver Wheaton Corp | 2.5 | $23M | 1.1M | 20.33 | |
| CareFusion Corporation | 2.5 | $22M | 377k | 59.34 | |
| Covidien | 2.4 | $22M | 215k | 102.28 | |
| New Residential Investment (RITM) | 2.4 | $22M | 1.7M | 12.77 | |
| TRW Automotive Holdings | 2.1 | $19M | 187k | 102.85 | |
| Restaurant Brands Intl Inc Com equity / large cap (QSR) | 2.1 | $19M | 493k | 39.04 | |
| Jabil Circuit (JBL) | 2.0 | $19M | 856k | 21.83 | |
| Unisys Corporation (UIS) | 2.0 | $19M | 635k | 29.48 | |
| Rockwood Holdings | 2.0 | $18M | 227k | 78.80 | |
| Synovus Finl (SNV) | 2.0 | $18M | 658k | 27.09 | |
| Pacific Ethanol | 1.9 | $17M | 1.7M | 10.33 | |
| Protective Life | 1.8 | $17M | 238k | 69.65 | |
| Skyworks Solutions (SWKS) | 1.6 | $15M | 206k | 72.71 | |
| Sigma-Aldrich Corporation | 1.6 | $15M | 108k | 137.27 | |
| Family Dollar Stores | 1.6 | $14M | 178k | 79.21 | |
| Covance | 1.5 | $14M | 133k | 103.84 | |
| Mattel (MAT) | 1.5 | $14M | 444k | 30.95 | |
| Cubist Pharmaceuticals | 1.4 | $13M | 130k | 100.65 | |
| Montpelier Re Holdings/mrh | 1.4 | $13M | 357k | 35.82 | |
| BP Prudhoe Bay Royalty Trust (BPT) | 1.4 | $13M | 186k | 67.64 | |
| Goodyear Tire & Rubber Company (GT) | 1.3 | $12M | 427k | 28.57 | |
| Banco Santander (SAN) | 1.3 | $12M | 1.4M | 8.33 | |
| Dresser-Rand | 1.2 | $11M | 138k | 81.80 | |
| Kinder Morgan (KMI) | 1.2 | $11M | 250k | 42.31 | |
| Genworth Financial (GNW) | 1.1 | $10M | 1.2M | 8.50 | |
| Platinum Underwriter/ptp | 1.1 | $9.7M | 132k | 73.42 | |
| Liberty Media Corp Del Com Ser C | 1.0 | $9.5M | 270k | 35.03 | |
| Aviv Reit | 1.0 | $9.3M | 271k | 34.48 | |
| Glimcher Realty Trust | 0.9 | $8.5M | 616k | 13.74 | |
| Volcano Corporation note 1.750%12/0 | 0.9 | $8.5M | 8.5M | 1.00 | |
| Xerox Corporation | 0.9 | $8.4M | 607k | 13.86 | |
| Xl Group | 0.9 | $8.4M | 244k | 34.37 | |
| Adept Technology | 0.9 | $8.0M | 923k | 8.68 | |
| WellCare Health Plans | 0.9 | $7.9M | 97k | 82.06 | |
| Celestica (CLS) | 0.8 | $7.7M | 654k | 11.77 | |
| Hovnanian Enterprises | 0.8 | $7.2M | 1.7M | 4.13 | |
| Susquehanna Bancshares | 0.8 | $7.1M | 525k | 13.43 | |
| Customers Ban (CUBI) | 0.8 | $7.0M | 360k | 19.46 | |
| BofI Holding | 0.7 | $6.7M | 86k | 77.81 | |
| Beazer Homes Usa (BZH) | 0.7 | $6.6M | 343k | 19.36 | |
| RF Micro Devices | 0.7 | $6.5M | 394k | 16.59 | |
| Key (KEY) | 0.7 | $6.5M | 465k | 13.90 | |
| Catchmark Timber Tr Inc cl a | 0.7 | $6.4M | 567k | 11.32 | |
| Regions Financial Corporation (RF) | 0.7 | $6.2M | 587k | 10.56 | |
| Plum Creek Timber | 0.7 | $5.9M | 139k | 42.79 | |
| Micron Technology (MU) | 0.6 | $5.3M | 150k | 35.01 | |
| Zions Bancorporation (ZION) | 0.5 | $4.9M | 173k | 28.51 | |
| Citigroup (C) | 0.5 | $4.8M | 499k | 9.56 | |
| Time Warner Cable | 0.5 | $4.5M | 30k | 152.05 | |
| Barclays (BCS) | 0.5 | $4.6M | 304k | 15.01 | |
| Suntrust Banks Inc $1.00 Par Cmn | 0.5 | $4.3M | 103k | 41.90 | |
| Noble Corp Plc equity | 0.5 | $4.2M | 256k | 16.57 | |
| Nmi Hldgs Inc cl a (NMIH) | 0.5 | $4.2M | 456k | 9.13 | |
| North Atlantic Drilling | 0.5 | $4.2M | 2.6M | 1.63 | |
| Diamond Offshore Drilling | 0.5 | $4.1M | 112k | 36.71 | |
| Rayonier (RYN) | 0.4 | $4.0M | 142k | 27.94 | |
| Taseko Cad (TGB) | 0.4 | $3.6M | 3.5M | 1.03 | |
| New Senior Inv Grp | 0.4 | $3.5M | 216k | 16.45 | |
| M.D.C. Holdings (MDC) | 0.4 | $3.4M | 129k | 26.47 | |
| Brookfield Ppty Partners L P unit ltd partn | 0.4 | $3.5M | 153k | 22.83 | |
| Liberty Broadband Cl C (LBRDK) | 0.4 | $3.4M | 68k | 49.82 | |
| Spansion | 0.3 | $3.1M | 90k | 34.22 | |
| Ford Motor Company (F) | 0.3 | $3.0M | 193k | 15.50 | |
| Terrapin 3 Acquisition Corp unit 06/27/2019 | 0.3 | $3.0M | 300k | 10.01 | |
| Blackstone Mtg Tr (BXMT) | 0.3 | $2.8M | 96k | 29.14 | |
| Intel Corporation (INTC) | 0.3 | $2.7M | 73k | 36.29 | |
| Wells Fargo & Company (WFC) | 0.3 | $2.5M | 46k | 54.83 | |
| CenturyLink | 0.3 | $2.6M | 65k | 39.58 | |
| Freeport-McMoRan Copper & Gold (FCX) | 0.3 | $2.6M | 111k | 23.36 | |
| Sun Life Financial (SLF) | 0.3 | $2.6M | 71k | 36.20 | |
| BHP Billiton (BHP) | 0.3 | $2.6M | 55k | 47.33 | |
| Partner Re | 0.2 | $2.1M | 18k | 114.12 | |
| Central European Media sr nt cv 5%15 | 0.2 | $2.0M | 2.0M | 1.01 | |
| Weyerhaeuser C conv prf | 0.2 | $2.0M | 35k | 57.71 | |
| Hennessy Cap Acquisition Cor | 0.2 | $2.0M | 200k | 9.80 | |
| Northstar Rlty Fin | 0.2 | $2.0M | 116k | 17.58 | |
| Mag Silver Corp (MAG) | 0.2 | $1.5M | 187k | 8.22 | |
| Annaly Cap Mgmt Inc note 5.000% 5/1 | 0.2 | $1.5M | 1.5M | 1.01 | |
| Ensco Plc Shs Class A | 0.2 | $1.5M | 50k | 29.96 | |
| Revolution Lighting Tech | 0.1 | $1.4M | 1.0M | 1.35 | |
| Century Communities (CCS) | 0.1 | $1.4M | 79k | 17.28 | |
| Hologic Inc frnt 2.000%12/1 | 0.1 | $1.3M | 1.0M | 1.25 | |
| Hercules Offshore | 0.1 | $1.2M | 1.2M | 1.00 | |
| Yamana Gold | 0.1 | $1.2M | 300k | 4.05 | |
| AVANIR Pharmaceuticals | 0.1 | $1.2M | 70k | 16.94 | |
| Seadrill | 0.1 | $1.1M | 89k | 11.94 | |
| ROYAL BK SCOTLAND Group Plc adr pref shs q | 0.1 | $1.1M | 44k | 25.50 | |
| Jds Uniphase Corp conv | 0.1 | $1.1M | 1.0M | 1.06 | |
| Paragon Offshore Plc equity | 0.1 | $1.1M | 391k | 2.77 | |
| Webmd Health Conv Sr Notes conv | 0.1 | $1.0M | 1.0M | 1.00 | |
| Pdl Biopharma Inc Sr Nt Conv 4.000% 02/01/18 B/e Dtd 02/12/14 | 0.1 | $960k | 1.0M | 0.96 | |
| Pennymac Corp conv | 0.1 | $960k | 1.0M | 0.96 | |
| Alcoa Inc cnv p | 0.1 | $1.0M | 20k | 50.45 | |
| Paramount Gold and Silver | 0.1 | $874k | 857k | 1.02 | |
| Alaska Communications Systems conv | 0.1 | $950k | 1.0M | 0.95 | |
| ROYAL BK SCOTLAND Group Plc sp adr pref s | 0.1 | $799k | 32k | 25.37 | |
| Transocean (RIG) | 0.1 | $691k | 38k | 18.33 | |
| TriQuint Semiconductor | 0.1 | $689k | 25k | 27.56 | |
| Beazer Homes Pfd 7.5% 2015 pfd cv | 0.1 | $757k | 26k | 29.69 | |
| Qlt | 0.1 | $641k | 160k | 4.00 | |
| Vertex Energy (VTNR) | 0.1 | $616k | 147k | 4.19 | |
| Shutterfly Inc note 0.250% 5/1 | 0.1 | $665k | 700k | 0.95 | |
| Wl Ross Holding Corp Uts | 0.1 | $642k | 56k | 11.47 | |
| ROYAL BK SCOTLAND Group Plc sp adr pref t | 0.1 | $564k | 23k | 24.85 | |
| Chiquita Brands Intl Inc note 4.250% 8/1 | 0.1 | $500k | 500k | 1.00 | |
| Adt | 0.1 | $489k | 14k | 36.22 | |
| Mcewen Mining | 0.0 | $380k | 339k | 1.12 | |
| Compania de Minas Buenaventura SA (BVN) | 0.0 | $276k | 5.1k | 54.12 | |
| Starwood Property Trust note | 0.0 | $268k | 250k | 1.07 | |
| Bpz Resources Inc bond | 0.0 | $225k | 500k | 0.45 | |
| Trust Spanish (SBSAA) | 0.0 | $194k | 84k | 2.31 | |
| Covisint | 0.0 | $187k | 71k | 2.64 | |
| Hennessy Cap Acquisition Cor *w exp 01/23/201 | 0.0 | $56k | 150k | 0.37 | |
| Liberty Broadband - Rights 1 other | 0.0 | $129k | 14k | 9.56 |
