Vertex One Asset Management

Vertex One Asset Management as of Sept. 30, 2015

Portfolio Holdings for Vertex One Asset Management

Vertex One Asset Management holds 126 positions in its portfolio as reported in the September 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Fiat Chrysler Auto 7.9 $58M 4.4M 13.21
Restaurant Brands Intl Inc Com equity / large cap (QSR) 5.0 $36M 1.0M 35.88
Precision Castparts 3.3 $24M 106k 229.71
Chubb Corporation 3.3 $24M 196k 122.65
Jpmorgan Chase & Co. w exp 10/201 3.1 $23M 1.2M 19.91
Crescent Point Energy Trust (CPG) 3.1 $23M 2.0M 11.39
Partner Re 2.9 $21M 154k 138.88
Time Warner Cable 2.8 $20M 114k 179.37
Jabil Circuit (JBL) 2.6 $19M 856k 22.37
Altera Corporation 2.3 $17M 338k 50.08
Synovus Finl (SNV) 2.2 $17M 557k 29.60
Liberty Media Corp Del Com Ser C 2.0 $15M 435k 34.46
Goodyear Tire & Rubber Company (GT) 1.9 $14M 487k 29.33
Broadcom Corporation 1.7 $12M 240k 51.43
Health Net 1.6 $12M 191k 60.22
Cameron International Corporation 1.5 $11M 175k 61.32
Express 1.5 $11M 600k 17.87
Intrexon 1.3 $9.7M 306k 31.80
Mattel (MAT) 1.3 $9.4M 445k 21.06
IAC/InterActive 1.2 $9.1M 139k 65.27
Banco Santander (SAN) 1.2 $8.7M 1.6M 5.28
Xl Group 1.2 $8.6M 237k 36.32
Skyworks Solutions (SWKS) 1.1 $8.3M 99k 84.21
DealerTrack Holdings 1.1 $8.3M 131k 63.16
Baytex Energy Corp (BTE) 1.1 $8.2M 2.6M 3.18
City National Corporation 1.1 $8.2M 93k 88.05
Unisys Corporation (UIS) 1.0 $7.6M 641k 11.90
Xerox Corporation 1.0 $7.5M 772k 9.73
Allergan 1.0 $7.5M 28k 271.82
M.D.C. Holdings (MDC) 1.0 $7.4M 283k 26.18
Pacific Ethanol 1.0 $7.4M 1.1M 6.49
Solera Holdings 1.0 $7.3M 136k 54.00
HCC Insurance Holdings 1.0 $7.4M 95k 77.47
Genworth Financial (GNW) 0.9 $7.0M 1.5M 4.62
Beazer Homes Usa (BZH) 0.9 $7.0M 522k 13.33
BofI Holding 0.9 $6.8M 53k 128.83
Rio Tinto (RIO) 0.9 $6.8M 200k 33.82
Home Properties 0.9 $6.8M 90k 74.75
First Majestic Silver Corp (AG) 0.9 $6.7M 2.1M 3.19
Nxp Semiconductors N V (NXPI) 0.9 $6.7M 77k 87.07
Cytec Industries 0.9 $6.3M 85k 73.85
Customers Ban (CUBI) 0.8 $6.2M 241k 25.70
Key (KEY) 0.8 $6.1M 465k 13.01
Zions Bancorporation (ZION) 0.8 $5.9M 213k 27.54
Catchmark Timber Tr Inc cl a 0.8 $5.8M 567k 10.28
Thoratec Corporation 0.8 $5.7M 90k 63.26
Hovnanian Enterprises 0.8 $5.7M 3.2M 1.77
Schnitzer Steel Industries (RDUS) 0.8 $5.5M 409k 13.54
Sigma-Aldrich Corporation 0.8 $5.5M 40k 138.91
Regions Financial Corporation (RF) 0.7 $5.3M 587k 9.01
Bonanza Creek Energy 0.7 $5.0M 1.2M 4.07
Gran Tierra Energy 0.7 $4.9M 2.3M 2.13
Quinpario Acquisition Corp 2 unit 01/01/2023 0.6 $4.6M 450k 10.28
Gores Hldgs Inc unit 99/99/9999 0.6 $4.6M 450k 10.14
Mag Silver Corp (MAG) 0.6 $4.4M 620k 7.09
American International (AIG) 0.6 $4.3M 191k 22.70
Freeport-McMoRan Copper & Gold (FCX) 0.5 $4.0M 413k 9.69
Suntrust Banks Inc $1.00 Par Cmn 0.5 $3.9M 103k 38.24
Barclays (BCS) 0.5 $3.8M 257k 14.78
Noble Corp Plc equity 0.5 $3.8M 345k 10.91
Strategic Hotels & Resorts 0.5 $3.6M 264k 13.79
Patterson-UTI Energy (PTEN) 0.5 $3.5M 268k 13.14
BHP Billiton (BHP) 0.5 $3.6M 113k 31.62
Taseko Cad (TGB) 0.5 $3.5M 8.8M 0.40
Qorvo (QRVO) 0.4 $3.2M 72k 45.05
Barclays Plc option 0.4 $3.2M 34k 95.00
StanCorp Financial 0.4 $3.1M 27k 114.21
Electrum Spl Acquisition Cor unit 99/99/9999 0.4 $3.0M 300k 9.88
Iac Interactivecorp Comm on 0.4 $2.9M 6.0k 480.00
CurrencyShares British Pound Ster. Trst 0.4 $2.7M 18k 148.21
Terrapin 3 Acquisition Corp unit 06/27/2019 0.4 $2.7M 260k 10.20
Ensco Plc Shs Class A 0.3 $2.5M 181k 14.08
Century Communities (CCS) 0.3 $2.5M 126k 19.85
Hennessy Capital Acq 0.3 $2.5M 250k 9.86
Global Partner Acquisition C unit 07/01/2020 0.3 $2.5M 250k 10.10
Cablevision Systems Corporation 0.3 $2.4M 75k 32.47
Bluerock Residential Growth Re 0.3 $2.4M 200k 11.98
Liberty Broadband Cl C (LBRDK) 0.3 $2.5M 48k 51.18
Freescale Semiconductor Holdin 0.3 $2.3M 63k 36.59
Double Eagle Acquisition Cor unit 99/99/9999 0.3 $2.0M 200k 10.14
Diamond Offshore Drilling 0.3 $1.9M 111k 17.30
Office Depot 0.2 $1.9M 291k 6.42
CenturyLink 0.2 $1.8M 73k 25.12
Symetra Finl Corp 0.2 $1.8M 58k 31.64
North Atlantic Drilling 0.2 $1.7M 2.3M 0.77
Harmony Merger Corp unit 99/99/9999 0.2 $1.8M 175k 10.20
TECO Energy 0.2 $1.7M 65k 26.26
Agrium 0.2 $1.7M 19k 89.21
Williams Partners 0.2 $1.7M 53k 31.93
Ford Motor Company (F) 0.2 $1.5M 113k 13.57
Transocean (RIG) 0.2 $1.5M 115k 12.92
Mcewen Mining 0.2 $1.4M 1.6M 0.87
Yamana Gold 0.2 $1.3M 774k 1.68
Sun Life Financial (SLF) 0.2 $1.2M 38k 32.10
Kinross Gold Corp (KGC) 0.2 $1.2M 677k 1.73
Agnico Eagle Mines Ltd option 0.1 $1.0M 3.2k 326.88
Agrium 0.1 $1.0M 4.2k 240.00
Lake Shore Gold 0.1 $1.1M 1.3M 0.84
Revolution Lighting Tech 0.1 $950k 1.0M 0.95
AGL Resources 0.1 $916k 15k 61.07
Xplore Technologies Corporation 0.1 $853k 160k 5.33
Pdl Biopharma Inc Sr Nt Conv 4.000% 02/01/18 B/e Dtd 02/12/14 0.1 $890k 1.0M 0.89
Wells Fargo & Company (WFC) 0.1 $791k 15k 51.36
Broadcom Corp option 0.1 $832k 800.00 1040.00
Rmg Networks Hldgs 0.1 $838k 997k 0.84
Kythera Biopharmaceuticals I 0.1 $712k 9.5k 74.95
Morgans Hotel 0.1 $664k 200k 3.32
Eldorado Gold Corp 0.1 $638k 200k 3.19
Weyerhaeuser C conv prf 0.1 $596k 13k 47.68
Goldcorp Inc New option 0.1 $540k 9.0k 60.00
Seadrill 0.1 $527k 89k 5.90
Silver Wheaton Corp 0.1 $414k 35k 12.00
Randgold Res Ltd option 0.1 $460k 1.0k 460.00
Vertex Energy (VTNR) 0.1 $464k 217k 2.14
National Penn Bancshares 0.1 $353k 30k 11.77
Manulife Finl Corp (MFC) 0.1 $334k 22k 15.38
American Intl Group 0.1 $341k 6.0k 56.83
Qlt 0.0 $258k 97k 2.65
Barrick Gold Corp (GOLD) 0.0 $222k 35k 6.34
Altera Corporation 0.0 $221k 962.00 229.73
Altera Corp 0.0 $240k 800.00 300.00
Alcoa Inc cnv p 0.0 $250k 7.5k 33.33
Pace Holdings Corp. equities 0.0 $256k 25k 10.24
Thompson Creek Metals 0.0 $100k 218k 0.46
GulfMark Offshore 0.0 $92k 15k 6.13
Fiat Chrysler Auto 0.0 $36k 30k 1.20