Vertex One Asset Management

Vertex One Asset Management as of March 31, 2018

Portfolio Holdings for Vertex One Asset Management

Vertex One Asset Management holds 135 positions in its portfolio as reported in the March 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
BofI Holding 8.5 $47M 1.2M 40.53
Micron Technology (MU) 5.6 $31M 600k 52.14
Lilis Energy 5.2 $29M 7.3M 3.97
Social Cap Hedosophia Hldgs unit 99/99/9999 4.8 $27M 2.5M 10.57
Brookfield Business Partners unit (BBU) 3.7 $21M 573k 36.05
Jpmorgan Chase & Co. w exp 10/201 3.3 $19M 266k 69.55
Franco-Nevada Corporation (FNV) 2.7 $15M 223k 68.23
Microsemi Corporation 2.5 $14M 219k 64.72
Mylan Nv 2.5 $14M 340k 41.17
Schnitzer Steel Industries (RDUS) 2.4 $14M 420k 32.35
Carrizo Oil & Gas 2.4 $13M 834k 16.00
Rockwell Collins 2.4 $13M 97k 134.85
Taseko Cad (TGB) 2.3 $13M 11M 1.18
Transocean (RIG) 2.1 $12M 1.2M 9.90
Cavium 1.9 $11M 136k 79.38
Noble Corp Plc equity 1.8 $9.9M 2.7M 3.71
Xl 1.7 $9.4M 170k 55.26
Aetna 1.5 $8.5M 50k 169.00
Valeant Pharmaceuticals Int 1.4 $8.0M 501k 15.92
Monsanto Company 1.3 $7.4M 63k 116.68
Unisys Corporation (UIS) 1.3 $7.1M 660k 10.75
Northern Dynasty Minerals Lt (NAK) 1.3 $7.0M 7.7M 0.91
Mag Silver Corp (MAG) 1.1 $6.2M 634k 9.79
Teck Resources Ltd cl b (TECK) 1.1 $5.9M 230k 25.75
Hilton Grand Vacations (HGV) 1.1 $5.9M 137k 43.02
Catchmark Timber Tr Inc cl a 1.1 $5.9M 470k 12.47
Validus Holdings 1.0 $5.7M 85k 67.45
Beazer Homes Usa (BZH) 1.0 $5.7M 355k 15.95
Skyworks Solutions (SWKS) 1.0 $5.6M 56k 100.26
Ensco Plc Shs Class A 1.0 $5.4M 1.2M 4.39
Patterson-UTI Energy (PTEN) 0.9 $5.3M 301k 17.51
Diamond Offshore Drilling 0.9 $5.1M 349k 14.66
Orbital Atk 0.9 $5.0M 38k 132.60
Time Warner 0.9 $5.0M 53k 94.59
Flextronics International Ltd Com Stk (FLEX) 0.8 $4.7M 289k 16.33
Nxp Semiconductors N V (NXPI) 0.8 $4.3M 37k 117.01
CalAmp 0.8 $4.2M 184k 22.88
Dynegy 0.8 $4.2M 310k 13.52
Rowan Companies 0.7 $3.9M 336k 11.54
Century Communities (CCS) 0.7 $3.8M 128k 29.95
Student Transn 0.7 $3.7M 495k 7.49
Mcewen Mining 0.7 $3.6M 1.8M 2.08
Pinnacle Entertainment 0.6 $3.5M 116k 30.15
Mtech Acquisition Corp unit 01/19/2023 0.6 $3.3M 325k 10.17
Leo Holdings Corp unit 99/99/9999 0.5 $3.0M 300k 10.00
Freeport-McMoRan Copper & Gold (FCX) 0.5 $2.9M 163k 17.57
Qorvo (QRVO) 0.5 $2.8M 40k 70.45
Social Cap Hedosophia Hldgs *w exp 99/99/999 0.5 $2.6M 1.6M 1.66
Tiberius Acquisition Corp unit 02/28/2021 0.5 $2.5M 250k 10.06
DST Systems 0.4 $2.3M 28k 83.65
Citigroup Inc Com Us cmn 0.4 $2.3M 46M 0.05
Kayne Anderson Acquisition unit 06/30/2022 0.4 $2.3M 227k 10.04
Industrea Acquisition Corp unit 07/21/2024 0.4 $2.3M 225k 10.19
Tribune Co New Cl A 0.4 $2.2M 54k 40.50
Sentinel Energy Svcs Inc unit 11/02/2022 0.4 $2.2M 225k 9.92
Legacy Acquisition Corp unit 05/31/2024 0.4 $2.2M 220k 9.95
Tpg Pace Holdings Corp 0.4 $2.1M 200k 10.47
Haymaker Acquisition unit 10/19/2022 0.4 $2.0M 200k 9.95
Regalwood Global Energy Ltd unit 99/99/9999 0.4 $2.0M 200k 10.08
Platinum Eagle Acquisitin Co Unit 01/09/2023 0.4 $2.0M 200k 10.15
Dfb Healthcare Acquistion Co unit 01/30/2023 0.4 $2.0M 200k 10.05
Vantage Energy Acquisition unit 04/12/2024 0.3 $1.9M 190k 10.23
M.D.C. Holdings 0.3 $1.9M 67k 27.91
Tpg Pace Energy Hldgs Corp cl a 0.3 $1.9M 189k 10.11
Capitol Invt Corp Iv unit 99/99/9999 0.3 $1.9M 184k 10.11
Cm Seven Star Acquisition Co unit 08/21/2022 0.3 $1.8M 175k 10.25
One Madison Unt 0.3 $1.8M 175k 10.00
Arrow Electronics (ARW) 0.3 $1.6M 21k 77.03
National Energy Services Reu (NESR) 0.3 $1.7M 167k 9.93
Rev (REVG) 0.3 $1.6M 77k 20.76
Obsidian Energy 0.3 $1.6M 1.6M 1.00
Federal Str Acquisition Corp unit 99/99/9999 0.3 $1.6M 159k 10.26
Matlin & Partners Acquisitio unit 05/28/2021a 0.3 $1.6M 152k 10.28
Big Rock Partners Acquisi Co unit 11/20/2022 0.3 $1.5M 150k 10.33
Osprey Energy Acquisition Co unit 07/21/2022 0.3 $1.5M 150k 10.10
Nebula Acqisition Corp 0.3 $1.5M 150k 10.12
Callidus Software 0.3 $1.4M 40k 35.95
Gordon Pointe Acquisition Co unit 01/18/2023 0.3 $1.4M 140k 10.35
Nabors Industries 0.2 $1.4M 200k 6.99
Klondex Mines 0.2 $1.4M 600k 2.35
Gores Hldgs Ii Inc unit 99/99/9999 0.2 $1.3M 119k 10.65
Gigcapital Inc unit 03/06/2025 0.2 $1.3M 125k 10.38
KapStone Paper and Packaging 0.2 $1.3M 37k 34.31
Pensare Acquisition Corp unit 07/27/2022 0.2 $1.2M 113k 10.42
Vertex Energy (VTNRQ) 0.2 $1.0M 899k 1.12
Saban Cap Acquisition Corp unit 99/99/9999 0.2 $993k 94k 10.53
Pattern Energy Group Inc. 4.00% July 15, 2020 ccb 0.2 $990k 1.0M 0.99
Ggp 0.2 $1.0M 50k 20.46
Hennessy Cap Acquston Corp I unit 06/15/2024 0.2 $999k 95k 10.52
Leisure Acquisition Corp unit 99/99/9999 0.2 $987k 100k 9.87
Mosaic Acquisition Corp unit 99/99/9999 0.2 $1.0M 100k 10.06
Mudrick Cap Acquisition Corp unit 02/01/2023 0.2 $1.0M 100k 10.22
Opes Acquisition Corp unit 03/07/2023 0.2 $1.0M 100k 10.05
Banco Santander (SAN) 0.1 $823k 126k 6.55
LightPath Technologies (LPTH) 0.1 $825k 375k 2.20
Blue Buffalo Pet Prods 0.1 $796k 20k 39.80
Cypress Semiconductor Corp note 4.500% 1/1 0.1 $700k 500k 1.40
Precision Drilling Corporation 0.1 $683k 246k 2.78
Hunter Maritime Acquisition cl a 0.1 $687k 70k 9.81
Gilead Sciences (GILD) 0.1 $603k 8.0k 75.38
BHP Billiton (BHP) 0.1 $600k 14k 44.44
Vector (VGR) 0.1 $612k 30k 20.40
Diamond Offshore Drilling In option 0.1 $535k 3.7k 143.82
Thrx 2 1/8 01/15/23 0.1 $540k 500k 1.08
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.1 $516k 400.00 1290.00
Hornbeck Offshore Services 0.1 $510k 175k 2.91
Baytex Energy Corp (BTE) 0.1 $499k 182k 2.74
Keyw Holding Corp conv bd us 0.1 $490k 500k 0.98
Seacor Holding Inc note 3.000 11/1 0.1 $485k 500k 0.97
Gsv Cap Corp note 4.750% 3/2 0.1 $500k 500k 1.00
General Electric Company 0.1 $418k 31k 13.48
Suncoke Energy Partners 0.1 $439k 25k 17.80
Synchronoss Technologies conv 0.1 $428k 450k 0.95
Knowles Corp note 3.250%11/0 0.1 $468k 450k 1.04
Chesapeake Energy Corp convertible security 0.1 $435k 500k 0.87
Ne Us 01/17/15 40 Call call 0.1 $407k 10k 39.51
Nuance Communications 0.1 $408k 400k 1.02
Lumentum Hldgs (LITE) 0.1 $406k 6.4k 63.84
CenturyLink 0.1 $329k 20k 16.45
Transocean Ltd option 0.1 $357k 4.2k 85.00
Banc Of California (BANC) 0.1 $357k 19k 19.30
National Energy Services Reu *w exp 05/05/202 0.1 $259k 275k 0.94
Tpg Pace Energy Hldgs Corp w exp 99/99/999 0.1 $271k 146k 1.85
Now (DNOW) 0.0 $143k 14k 10.21
Energy Xxi Gulfcoast 0.0 $156k 41k 3.83
Superior Energy Services 0.0 $118k 14k 8.43
S&W Seed Company (SANW) 0.0 $87k 24k 3.62
Electrum Spl Acquisition Cor *w exp 99/99/999 0.0 $109k 320k 0.34
Matlin & Partners Acquisitio *w exp 03/15/202 0.0 $93k 175k 0.53
Federal Str Acquisition Corp *w exp 07/24/202 0.0 $88k 70k 1.25
Purple Innovation Incorporated Warrant Exp 020223 *w exp 02/02/202 0.0 $99k 131k 0.75
Gores Hldgs Ii Inc *w exp 03/06/202 0.0 $83k 49k 1.71
Industrea Acquisition Corp *w exp 08/01/202 0.0 $58k 105k 0.55
Alta Mesa Res Inc *w exp 03/28/202 0.0 $36k 23k 1.54
Hunter Maritime Acquisition *w exp 99/99/999 0.0 $19k 35k 0.54