Vertex One Asset Management

Vertex One Asset Management as of June 30, 2018

Portfolio Holdings for Vertex One Asset Management

Vertex One Asset Management holds 137 positions in its portfolio as reported in the June 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
BofI Holding 7.1 $44M 1.1M 40.91
Lilis Energy 5.6 $35M 6.7M 5.20
Social Cap Hedosophia Hldgs unit 99/99/9999 4.9 $30M 2.8M 10.97
Ensco Plc Shs Class A 4.3 $27M 3.7M 7.26
Brookfield Business Partners unit (BBU) 3.4 $21M 548k 38.33
Micron Technology (MU) 3.1 $19M 370k 52.44
Franco-Nevada Corporation (FNV) 2.6 $16M 223k 72.98
Noble Corp Plc equity 2.6 $16M 2.5M 6.33
Transocean (RIG) 2.5 $16M 1.2M 13.44
Schnitzer Steel Industries (RDUS) 2.3 $14M 420k 33.70
Rockwell Collins 2.2 $14M 101k 134.68
Andeavor 2.1 $13M 99k 131.18
Valeant Pharmaceuticals Int 2.0 $12M 519k 23.27
Nxp Semiconductors N V (NXPI) 1.9 $12M 108k 109.27
Rsp Permian 1.9 $12M 267k 44.02
Taseko Cad (TGB) 1.9 $12M 11M 1.06
Jpmorgan Chase & Co. w exp 10/201 1.9 $12M 181k 63.43
Twenty-first Century Fox 1.7 $10M 210k 49.69
Aetna 1.6 $9.5M 52k 183.50
Unisys Corporation (UIS) 1.5 $9.1M 702k 12.90
Dct Industrial Trust Inc reit usd.01 1.3 $8.1M 121k 66.73
Xl 1.3 $8.0M 143k 55.95
Gramercy Property Trust 1.2 $7.2M 265k 27.32
Orbotech Ltd Com Stk 1.1 $6.9M 112k 61.80
Mtge Invt Corp Com reit 1.1 $6.9M 352k 19.60
Mag Silver Corp (MAG) 1.1 $6.8M 626k 10.80
Carrizo Oil & Gas 1.1 $6.7M 239k 27.85
Pinnacle Foods Inc De 1.1 $6.5M 100k 65.06
Shire 1.1 $6.5M 39k 168.79
Diamond Offshore Drilling 1.0 $6.2M 299k 20.86
Patterson-UTI Energy (PTEN) 0.9 $5.4M 301k 18.00
Rowan Companies 0.9 $5.4M 336k 16.22
Skyworks Solutions (SWKS) 0.9 $5.4M 56k 96.64
Rev (REVG) 0.9 $5.3M 313k 17.01
Beazer Homes Usa (BZH) 0.8 $5.2M 355k 14.75
Catchmark Timber Tr Inc cl a 0.8 $5.3M 413k 12.73
Northern Dynasty Minerals Lt (NAK) 0.8 $4.7M 8.7M 0.54
Century Communities (CCS) 0.8 $4.7M 148k 31.55
Whiting Petroleum Corp 0.8 $4.6M 87k 52.71
CalAmp 0.7 $4.3M 184k 23.43
Pure Acquisition Corp unit 04/13/2023 0.7 $4.1M 400k 10.25
Flextronics International Ltd Com Stk (FLEX) 0.7 $4.1M 289k 14.11
Pinnacle Entertainment 0.7 $4.1M 121k 33.73
Ggp 0.6 $3.9M 192k 20.43
Mitel Networks Corp 0.6 $3.7M 337k 10.97
Mcewen Mining 0.6 $3.5M 1.7M 2.07
Cavium 0.6 $3.5M 41k 86.50
Mtech Acquisition Corp unit 01/19/2023 0.6 $3.4M 325k 10.37
Qorvo (QRVO) 0.5 $3.2M 40k 80.18
Trinity Merger Corp 0.5 $2.9M 285k 10.06
Social Cap Hedosophia Hldgs *w exp 99/99/999 0.5 $2.8M 1.6M 1.80
Av Homes 0.4 $2.7M 125k 21.40
Twelve Seas Investment Compa unit 06/21/2023 0.4 $2.5M 250k 10.06
Validus Holdings 0.4 $2.3M 35k 67.59
Kayne Anderson Acquisition unit 06/30/2022 0.4 $2.3M 227k 10.35
Haymaker Acquisition unit 10/19/2022 0.4 $2.3M 229k 10.11
Tiberius Acquisition Corp unit 02/28/2021 0.4 $2.3M 230k 10.15
Spectra Energy Partners 0.4 $2.3M 65k 35.42
Lf Cap Acquisition Corp unit 06/19/2025 0.4 $2.3M 225k 10.07
Legacy Acquisition Corp unit 05/31/2024 0.4 $2.2M 220k 10.02
Nabors Industries 0.3 $2.1M 330k 6.41
Tpg Pace Holdings Corp 0.3 $2.1M 200k 10.50
Cm Seven Star Acquisition Co unit 08/21/2022 0.3 $2.1M 175k 12.06
Sentinel Energy Svcs Inc unit 11/02/2022 0.3 $2.1M 210k 10.09
M.D.C. Holdings (MDC) 0.3 $2.0M 67k 30.77
Ne Us 01/17/15 40 Call call 0.3 $2.0M 10k 197.38
Regalwood Global Energy Ltd unit 99/99/9999 0.3 $2.0M 200k 10.15
Platinum Eagle Acquisitin Co Unit 01/09/2023 0.3 $2.0M 200k 10.05
Dfb Healthcare Acquistion Co unit 01/30/2023 0.3 $2.0M 200k 10.16
Leo Holdings Corp unit 99/99/9999 0.3 $2.0M 200k 10.17
Thunder Bridge Acquisition L unit 01/01/2025 0.3 $2.0M 200k 10.04
Vectoiq Acquisition Corp unit 05/11/2023 0.3 $2.0M 200k 10.06
Vantage Energy Acquisition unit 04/12/2024 0.3 $2.0M 190k 10.40
Albemarle Corporation (ALB) 0.3 $1.9M 20k 94.35
Capitol Invt Corp Iv unit 99/99/9999 0.3 $1.9M 184k 10.30
LaSalle Hotel Properties 0.3 $1.8M 53k 34.23
Industrea Acquisition Corp unit 07/21/2024 0.3 $1.8M 175k 10.40
Diamond Offshore Drilling In option 0.3 $1.8M 3.7k 476.61
One Madison Unt 0.3 $1.8M 175k 10.10
Obsidian Energy 0.3 $1.7M 1.5M 1.13
Osprey Energy Acquisition Co Cl A 0.3 $1.7M 170k 10.15
Klondex Mines 0.3 $1.7M 716k 2.31
Arrow Electronics (ARW) 0.3 $1.6M 21k 75.30
Matlin & Partners Acquisitio unit 05/28/2021a 0.3 $1.6M 152k 10.55
Federal Str Acquisition Corp unit 99/99/9999 0.3 $1.6M 159k 10.23
Big Rock Partners Acquisi Co unit 11/20/2022 0.3 $1.6M 150k 10.53
Nebula Acqisition Corp 0.2 $1.5M 150k 10.07
Far Pt Acquisition Corp unit 06/01/2025 0.2 $1.5M 150k 10.19
Gordon Pointe Acquisition Co unit 01/18/2023 0.2 $1.4M 140k 10.31
General Electric Company 0.2 $1.3M 94k 13.61
Gores Hldgs Ii Inc unit 99/99/9999 0.2 $1.3M 119k 10.65
Gigcapital Inc unit 03/06/2025 0.2 $1.3M 125k 10.50
Rio Tinto (RIO) 0.2 $1.2M 22k 55.48
Mosaic Acquisition Corp unit 99/99/9999 0.2 $1.3M 125k 10.02
Gilead Sciences (GILD) 0.2 $1.1M 16k 70.83
Hornbeck Offshore Services 0.2 $1.1M 289k 3.96
Pensare Acquisition Corp unit 07/27/2022 0.2 $1.2M 113k 10.60
Transocean Ltd option 0.2 $1.1M 4.2k 270.00
Mudrick Cap Acquisition Corp unit 02/01/2023 0.2 $1.0M 100k 10.25
Gs Acquisition Hldgs Corp unit 06/12/2023 0.2 $1.0M 100k 10.22
Pattern Energy Group Inc. 4.00% July 15, 2020 ccb 0.2 $1.0M 1.0M 1.00
Leisure Acquisition Corp unit 99/99/9999 0.2 $1.0M 100k 10.04
Opes Acquisition Corp unit 03/07/2023 0.2 $1.0M 100k 10.06
New Frontier Corp unit 99/99/9999 0.2 $1.0M 100k 10.05
Trident Acquisitions Corp unit 05/09/2023 0.1 $904k 90k 10.04
LightPath Technologies (LPTH) 0.1 $862k 375k 2.30
Precision Drilling Corporation 0.1 $814k 246k 3.31
Hunter Maritime Acquisition cl a 0.1 $692k 70k 9.89
Vertex Energy (VTNR) 0.1 $607k 572k 1.06
Nxp Semiconductors Nv cmn 0.1 $564k 388.00 1453.61
Bellatrix Exploration 0.1 $550k 550k 1.00
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.1 $504k 400.00 1260.00
Torchlight Energy Resources 0.1 $462k 340k 1.36
Thrx 2 1/8 01/15/23 0.1 $485k 500k 0.97
Seacor Holding Inc note 3.000 11/1 0.1 $490k 500k 0.98
Chesapeake Energy Corp convertible security 0.1 $510k 500k 1.02
Hl Acquisitions Corp unit 06/21/2023 0.1 $503k 50k 10.06
Ensco Plc call 0.1 $429k 3.3k 130.00
At&t (T) 0.1 $355k 11k 32.09
CenturyLink 0.1 $373k 20k 18.65
Suncoke Energy Partners 0.1 $370k 25k 15.00
Bg Staffing 0.1 $349k 15k 23.27
Nuance Communications 0.1 $384k 400k 0.96
Gsv Cap Corp note 4.750% 3/2 0.1 $398k 415k 0.96
Citigroup Inc Com Us cmn 0.1 $332k 33M 0.01
Banco Santander (SAN) 0.0 $251k 47k 5.34
Tpg Pace Energy Hldgs Corp w exp 99/99/999 0.0 $265k 96k 2.75
Now (DNOW) 0.0 $187k 14k 13.36
Superior Energy Services 0.0 $136k 14k 9.71
Matlin & Partners Acquisitio *w exp 03/15/202 0.0 $114k 175k 0.65
Gores Hldgs Ii Inc *w exp 03/06/202 0.0 $90k 49k 1.85
Federal Str Acquisition Corp *w exp 07/24/202 0.0 $91k 70k 1.30
Industrea Acquisition Corp *w exp 08/01/202 0.0 $63k 105k 0.60
Osprey Energy Acquisition Co *w exp 07/21/202 0.0 $40k 25k 1.60
Alta Mesa Res Inc *w exp 03/28/202 0.0 $33k 23k 1.41
Purple Innovation Incorporated Warrant Exp 020223 *w exp 02/02/202 0.0 $91k 131k 0.69
Hunter Maritime Acquisition *w exp 99/99/999 0.0 $15k 35k 0.43