Vertex One Asset Management

Vertex One Asset Management as of Sept. 30, 2018

Portfolio Holdings for Vertex One Asset Management

Vertex One Asset Management holds 139 positions in its portfolio as reported in the September 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Bofi Holding (AX) 5.7 $37M 1.1M 34.39
Lilis Energy 5.1 $33M 6.8M 4.90
Ensco Plc Shs Class A 4.7 $30M 3.6M 8.44
Social Cap Hedosophia Hldgs unit 99/99/9999 4.5 $29M 2.8M 10.20
Brookfield Business Partners unit (BBU) 3.8 $25M 538k 45.84
Advanced Micro Devices (AMD) 3.0 $19M 619k 30.89
Aetna 2.8 $18M 90k 202.85
Pinnacle Foods Inc De 2.8 $18M 275k 64.81
Noble Corp Plc equity 2.8 $18M 2.5M 7.03
Micron Technology (MU) 2.7 $18M 390k 45.23
Twenty-first Century Fox 2.2 $14M 305k 46.33
Unisys Corporation (UIS) 2.1 $14M 680k 20.40
Jpmorgan Chase & Co. w exp 10/201 2.0 $13M 181k 72.65
Rockwell Collins 2.0 $13M 92k 140.47
Bausch Health Companies (BHC) 1.9 $12M 474k 25.68
Transocean (RIG) 1.9 $12M 867k 13.95
Schnitzer Steel Industries (RDUS) 1.8 $11M 420k 27.05
Spectra Energy Partners 1.5 $9.6M 270k 35.71
Franco-Nevada Corporation (FNV) 1.4 $9.3M 149k 62.56
Taseko Cad (TGB) 1.4 $8.7M 11M 0.79
Ca 1.3 $8.6M 194k 44.15
Forest City Realty Trust Inc Class A 1.3 $8.6M 343k 25.09
Industrea Acquisition Corp cl a 1.2 $7.5M 735k 10.20
Spartan Energy Acquisition Cl A Unt 1.1 $7.3M 722k 10.16
LaSalle Hotel Properties 1.0 $6.7M 194k 34.59
Energen Corporation 1.0 $6.7M 78k 86.17
Shire 1.0 $6.4M 36k 181.27
Ocean Rig Udw 1.0 $6.5M 187k 34.62
Rowan Companies 1.0 $6.3M 336k 18.83
Vectren Corporation 0.9 $6.0M 85k 71.49
Mitel Networks Corp 0.8 $5.5M 499k 11.02
Gramercy Property Trust 0.8 $5.5M 200k 27.44
Patterson-UTI Energy (PTEN) 0.8 $5.2M 301k 17.11
Andeavor 0.8 $5.2M 35k 149.88
Orbotech Ltd Com Stk 0.8 $5.1M 85k 59.44
Skyworks Solutions (SWKS) 0.8 $5.0M 56k 90.71
Northern Dynasty Minerals Lt (NAK) 0.8 $5.1M 9.0M 0.56
Mag Silver Corp 0.8 $5.1M 626k 8.08
Diamond Offshore Drilling 0.8 $5.0M 249k 20.00
Carrizo Oil & Gas 0.8 $5.0M 198k 25.20
Rev (REVG) 0.8 $4.9M 313k 15.70
Catchmark Timber Tr Inc cl a 0.7 $4.7M 413k 11.43
CalAmp 0.7 $4.4M 184k 23.96
Klx Inc Com $0.01 0.7 $4.2M 67k 62.78
Pure Acquisition Corp unit 04/13/2023 0.6 $4.2M 400k 10.38
Kayne Anderson Acquisition 0.6 $4.0M 399k 10.12
Integrated Device Technology 0.6 $4.0M 84k 47.01
Century Communities (CCS) 0.6 $3.9M 148k 26.25
Flextronics International Ltd Com Stk (FLEX) 0.6 $3.8M 289k 13.12
Beazer Homes Usa (BZH) 0.6 $3.7M 355k 10.50
Sodastream International 0.5 $3.5M 24k 143.08
Mcewen Mining 0.5 $3.3M 1.7M 1.95
Qorvo (QRVO) 0.5 $3.1M 40k 76.89
Federal Str Acquisition Corp cl a 0.5 $3.0M 409k 7.44
Trinity Merger Corp 0.5 $2.9M 285k 10.27
Express Scripts Holding 0.4 $2.9M 30k 95.00
Advantage Oil & Gas 0.4 $2.8M 993k 2.79
Mtech Acquisition Corp unit 01/19/2023 0.4 $2.7M 225k 11.95
Churchill Cap Corp unit 99/99/9999 0.4 $2.5M 250k 10.15
Ne Us 01/17/15 40 Call call 0.4 $2.5M 10k 240.68
Pinnacle Entertainment 0.4 $2.4M 71k 33.69
Haymaker Acquisition unit 10/19/2022 0.4 $2.4M 229k 10.36
Tiberius Acquisition Corp unit 02/28/2021 0.4 $2.3M 230k 10.17
K2m Group Holdings 0.3 $2.3M 83k 27.37
Legacy Acquisition Corp unit 05/31/2024 0.3 $2.2M 220k 10.13
Lf Cap Acquisition Corp unit 06/19/2025 0.3 $2.3M 225k 10.12
Convergys Corporation 0.3 $2.2M 91k 23.74
Sentinel Energy Svcs Inc unit 11/02/2022 0.3 $2.2M 210k 10.27
Regalwood Global Energy Ltd unit 99/99/9999 0.3 $2.1M 200k 10.30
Platinum Eagle Acquisitin Co Unit 01/09/2023 0.3 $2.1M 200k 10.39
Dfb Healthcare Acquistion Co unit 01/30/2023 0.3 $2.1M 200k 10.35
Leo Holdings Corp unit 99/99/9999 0.3 $2.1M 200k 10.28
Twelve Seas Investment Compa unit 06/21/2023 0.3 $2.1M 200k 10.35
Vectoiq Acquisition Corp unit 05/11/2023 0.3 $2.0M 200k 10.20
Nabors Industries 0.3 $2.0M 330k 6.16
Vantage Energy Acquisition unit 04/12/2024 0.3 $2.0M 190k 10.45
Thunder Bridge Acquisition L unit 01/01/2025 0.3 $2.0M 200k 10.10
M.D.C. Holdings 0.3 $2.0M 67k 29.58
Profire Energy 0.3 $1.8M 575k 3.19
One Madison Unt 0.3 $1.8M 175k 10.37
General Electric Company 0.3 $1.7M 154k 11.29
Hornbeck Offshore Services 0.3 $1.7M 289k 5.88
Social Cap Hedosophia Hldgs *w exp 99/99/999 0.3 $1.7M 1.6M 1.07
Big Rock Partners Acquisi Co unit 11/20/2022 0.2 $1.6M 150k 10.55
Arrow Electronics (ARW) 0.2 $1.6M 21k 73.71
Matlin & Partners Acquisitio cl a 0.2 $1.5M 152k 10.06
Nebula Acqisition Corp 0.2 $1.5M 150k 10.15
Far Pt Acquisition Corp unit 06/01/2025 0.2 $1.5M 150k 10.28
Gordon Pointe Acquisition Co unit 01/18/2023 0.2 $1.5M 140k 10.53
Megalith Finl Acquisition Co unit 09/30/2025 0.2 $1.5M 150k 10.10
Obsidian Energy 0.2 $1.4M 1.5M 0.94
Rio Tinto (RIO) 0.2 $1.3M 26k 51.03
Cm Seven Star Acquisition Co unit 08/21/2022 0.2 $1.3M 125k 10.73
Gigcapital Inc unit 03/06/2025 0.2 $1.3M 125k 10.74
Diamond Offshore Drilling In option 0.2 $1.3M 3.7k 352.96
Mosaic Acquisition Corp unit 99/99/9999 0.2 $1.3M 125k 10.20
Allegro Merger Corp unit 12/31/2023 0.2 $1.3M 125k 10.27
Gilead Sciences (GILD) 0.2 $1.2M 16k 77.22
Baytex Energy Corp (BTE) 0.2 $1.2M 413k 2.90
Pensare Acquisition Corp unit 07/27/2022 0.2 $1.2M 113k 10.69
Envision Healthcare 0.2 $1.1M 25k 45.71
Transocean Ltd option 0.2 $1.1M 4.2k 250.95
Leisure Acquisition Corp unit 99/99/9999 0.2 $1.0M 100k 10.23
Mudrick Cap Acquisition Corp unit 02/01/2023 0.2 $1.0M 100k 10.28
Opes Acquisition Corp unit 03/07/2023 0.2 $1.0M 100k 10.16
Gs Acquisition Hldgs Corp unit 06/12/2023 0.2 $1.0M 100k 10.34
New Frontier Corp unit 99/99/9999 0.2 $1.0M 100k 10.20
Gores Holdings Iii Inc unit 09/07/2024 0.2 $1.0M 100k 10.22
Trident Acquisitions Corp unit 05/09/2023 0.1 $910k 90k 10.11
Precision Drilling Corporation 0.1 $848k 246k 3.45
LightPath Technologies (LPTH) 0.1 $757k 375k 2.02
Forum Merger Ii Corp unit 09/30/2025 0.1 $749k 74k 10.12
Hunter Maritime Acquisition cl a 0.1 $697k 70k 9.96
Ensco Plc call 0.1 $617k 3.3k 186.97
Bellatrix Exploration 0.1 $599k 576k 1.04
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.1 $516k 400.00 1290.00
Thrx 2 1/8 01/15/23 0.1 $510k 500k 1.02
Seacor Holding Inc note 3.000 11/1 0.1 $485k 500k 0.97
Pattern Energy Group Inc. 4.00% July 15, 2020 ccb 0.1 $500k 500k 1.00
Chesapeake Energy Corp convertible security 0.1 $495k 500k 0.99
Hl Acquisitions Corp unit 06/21/2023 0.1 $516k 50k 10.32
CenturyLink 0.1 $424k 20k 21.20
Farmland Partners (FPI) 0.1 $470k 70k 6.69
Activision Blizzard Inc option 0.1 $385k 500.00 770.00
Suncoke Energy Partners 0.1 $376k 25k 15.25
Nuance Communications 0.1 $408k 400k 1.02
Torchlight Energy Resources 0.1 $326k 340k 0.96
Now (DNOW) 0.0 $232k 14k 16.57
Matlin & Partners Acquisitio *w exp 03/15/202 0.0 $245k 327k 0.75
Industrea Acquisition Corp *w exp 08/01/202 0.0 $274k 277k 0.99
Seadrill 0.0 $206k 8.3k 24.80
Superior Energy Services 0.0 $136k 14k 9.71
Gores Hldgs Ii Inc *w exp 03/06/202 0.0 $105k 49k 2.16
Kayne Anderson Acquisition *w exp 06/30/202 0.0 $70k 51k 1.38
Falcon Minerals Corp *w exp 07/21/202 0.0 $43k 25k 1.72
Citigroup Inc Com Us cmn 0.0 $0 30M 0.00
Hunter Maritime Acquisition *w exp 99/99/999 0.0 $11k 35k 0.31
Alta Mesa Res Inc *w exp 03/28/202 0.0 $12k 23k 0.51
Purple Innovation Incorporated Warrant Exp 020223 *w exp 02/02/202 0.0 $25k 131k 0.19