Vertex One Asset Management

Vertex One Asset Management as of Dec. 31, 2018

Portfolio Holdings for Vertex One Asset Management

Vertex One Asset Management holds 119 positions in its portfolio as reported in the December 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Red Hat 9.1 $31M 177k 175.64
Social Cap Hedosophia Hldgs unit 99/99/9999 7.3 $25M 2.4M 10.23
Bofi Holding (AX) 4.2 $14M 570k 25.18
Lilis Energy 2.6 $9.0M 6.6M 1.37
Brookfield Business Partners unit (BBU) 2.5 $8.5M 278k 30.46
Valero Energy Partners 2.5 $8.4M 198k 42.17
Vectren Corporation 2.3 $7.8M 109k 71.98
Randgold Resources 2.2 $7.5M 87k 85.65
Unisys Corporation (UIS) 2.1 $7.3M 631k 11.63
Spartan Energy Acquisition Cl A Unt 2.1 $7.2M 722k 10.00
Transocean (RIG) 2.1 $7.1M 1.0M 6.94
athenahealth 2.0 $7.0M 53k 131.94
Schnitzer Steel Industries (RDUS) 2.0 $6.8M 315k 21.55
Haymaker Acquisition Corp 1.9 $6.5M 654k 10.01
Flextronics International Ltd Com Stk (FLEX) 1.8 $6.2M 821k 7.61
Franco-Nevada Corporation (FNV) 1.7 $5.9M 85k 70.12
Tesaro 1.7 $5.8M 79k 74.24
Twenty-first Century Fox 1.6 $5.4M 113k 48.12
Taseko Cad (TGB) 1.5 $5.1M 11M 0.48
Arris 1.5 $5.0M 165k 30.57
Northern Dynasty Minerals Lt (NAK) 1.4 $4.9M 8.6M 0.57
Century Communities (CCS) 1.2 $4.3M 247k 17.26
Tribune Co New Cl A 1.2 $4.1M 90k 45.38
Skyworks Solutions (SWKS) 1.2 $4.0M 59k 67.01
Amci Acquisition Corp unit 01/07/2019 1.2 $4.0M 400k 9.95
Navigators 1.1 $3.8M 55k 69.50
Pure Acquisition Corp unit 04/13/2023 1.0 $3.5M 341k 10.40
Mag Silver Corp 1.0 $3.4M 471k 7.32
TransMontaigne Partners 0.9 $3.2M 78k 40.58
Sendgrid 0.9 $3.1M 72k 43.17
Pandora Media 0.9 $3.0M 374k 8.09
Fintech Acquisition Corp Iii unit 12/01/2023 0.9 $3.0M 300k 10.03
Ensco Plc Shs Class A 0.8 $2.9M 809k 3.56
Brookfield Ppty Partners L P unit ltd partn 0.8 $2.9M 179k 16.13
Mcewen Mining 0.8 $2.8M 1.5M 1.83
Federal Str Acquisition Corp cl a 0.8 $2.7M 259k 10.23
Imperva 0.8 $2.6M 47k 55.68
Catchmark Timber Tr Inc cl a 0.8 $2.6M 372k 7.10
Churchill Cap Corp unit 99/99/9999 0.7 $2.5M 250k 10.12
One Madison Corp 0.7 $2.5M 250k 10.03
CalAmp 0.7 $2.4M 184k 13.01
Diamond Offshore Drilling 0.7 $2.3M 244k 9.44
Lf Cap Acquisition Corp unit 06/19/2025 0.7 $2.3M 225k 10.07
Legacy Acquisition Corp unit 05/31/2024 0.7 $2.2M 220k 10.18
Apptio Inc cl a 0.6 $2.2M 58k 37.96
Sentinel Energy Svcs Inc unit 11/02/2022 0.6 $2.2M 210k 10.30
Noble Corp Plc equity 0.6 $2.1M 814k 2.62
Qorvo (QRVO) 0.6 $2.1M 34k 60.73
Regalwood Global Energy Ltd unit 99/99/9999 0.6 $2.0M 200k 10.19
Dfb Healthcare Acquistion Co unit 01/30/2023 0.6 $2.0M 200k 10.20
Leo Holdings Corp unit 99/99/9999 0.6 $2.0M 200k 10.22
Twelve Seas Investment Compa unit 06/21/2023 0.6 $2.1M 200k 10.26
Mtech Acquisition Corp 0.6 $2.0M 200k 10.07
Vectoiq Acquisition Corp unit 05/11/2023 0.6 $2.0M 200k 10.08
Boxwood Merger Unt 0.6 $2.0M 200k 9.93
Graf Industrial Red Unt 0.6 $2.0M 200k 10.00
Schultze Special Purpose Acquisi Unt 0.6 $2.0M 200k 9.98
Cf Fin Acquisition Corp unit 04/30/2025 0.6 $2.0M 200k 10.00
Integrated Device Technology 0.6 $1.9M 40k 48.42
Trinity Merger Corp 0.6 $1.9M 185k 10.22
Gilead Sciences (GILD) 0.5 $1.8M 29k 62.55
Dd3 Acquisition Corp unit 10/12/2023 0.5 $1.6M 160k 10.02
Big Rock Partners Acquisi Co unit 11/20/2022 0.5 $1.6M 150k 10.57
Nebula Acqisition Corp 0.4 $1.5M 150k 10.11
Far Pt Acquisition Corp unit 06/01/2025 0.4 $1.5M 150k 10.09
Megalith Finl Acquisition Co unit 09/30/2025 0.4 $1.5M 150k 10.08
Chardan Healthcare Acquisition 0.4 $1.5M 150k 10.07
M.D.C. Holdings 0.4 $1.4M 51k 28.11
Gordon Pointe Acquisition Co unit 01/18/2023 0.4 $1.5M 140k 10.38
Gigcapital Inc unit 03/06/2025 0.4 $1.3M 125k 10.57
Allegro Merger Corp unit 12/31/2023 0.4 $1.3M 125k 10.32
Shire 0.4 $1.3M 7.4k 174.02
Mosaic Acquisition Corp unit 99/99/9999 0.4 $1.3M 125k 10.12
Nabors Industries 0.4 $1.2M 617k 2.00
Pensare Acquisition Corp unit 07/27/2022 0.3 $1.2M 113k 10.55
Social Cap Hedosophia Hldgs *w exp 99/99/999 0.3 $1.1M 1.6M 0.72
Baytex Energy Corp (BTE) 0.3 $1.0M 586k 1.77
Leisure Acquisition Corp unit 99/99/9999 0.3 $1.0M 100k 10.13
Mudrick Cap Acquisition Corp unit 02/01/2023 0.3 $1.0M 100k 10.30
Gs Acquisition Hldgs Corp unit 06/12/2023 0.3 $1.0M 100k 10.25
New Frontier Corp unit 99/99/9999 0.3 $1.0M 100k 10.15
Forum Merger Ii Corp unit 09/30/2025 0.3 $1.0M 100k 10.11
Opes Acquisition Corp unit 03/07/2023 0.3 $998k 100k 9.98
Gores Holdings Iii Inc unit 09/07/2024 0.3 $1.0M 100k 10.05
Chaserg Technlgy Acquisitn C unit 09/30/2023 0.3 $999k 100k 9.99
Edtechx Holdings Acquisition unit 12/31/2025 0.3 $999k 100k 9.99
Vantage Energy Acquisition unit 04/12/2024 0.3 $927k 90k 10.30
Trident Acquisitions Corp unit 05/09/2023 0.3 $913k 90k 10.14
National-Oilwell Var 0.2 $853k 33k 25.69
Profire Energy 0.2 $838k 578k 1.45
Bce (BCE) 0.2 $790k 20k 39.50
Orbotech Ltd Com Stk 0.2 $785k 14k 56.54
Arya Sciences Acquisition Co unit 10/04/2023 0.2 $775k 75k 10.33
Rio Tinto (RIO) 0.2 $727k 15k 48.47
Patterson-UTI Energy (PTEN) 0.2 $689k 67k 10.35
Rev (REVG) 0.2 $670k 89k 7.51
Obsidian Energy 0.2 $569k 1.5M 0.37
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.1 $505k 400.00 1262.50
Hl Acquisitions Corp unit 06/21/2023 0.1 $517k 50k 10.34
Seacor Holding Inc note 3.000 11/1 0.1 $465k 500k 0.93
Celestica 0.1 $429k 49k 8.77
Beazer Homes Usa (BZH) 0.1 $461k 49k 9.48
Synchronoss Technologies conv 0.1 $437k 450k 0.97
Superior Energy Services 0.1 $410k 122k 3.35
Chesapeake Energy Corp convertible security 0.1 $405k 500k 0.81
Nuance Communications 0.1 $376k 400k 0.94
LightPath Technologies (LPTH) 0.1 $299k 200k 1.49
Hornbeck Offshore Services 0.1 $261k 181k 1.44
Suncoke Energy Partners 0.1 $262k 25k 10.62
CenturyLink 0.1 $227k 15k 15.13
Black Ridge Acquisition Corp 0.1 $209k 21k 10.04
Precision Drilling Corporation 0.0 $126k 72k 1.74
Bellatrix Exploration 0.0 $141k 307k 0.46
Federal Str Acquisition Corp *w exp 07/24/202 0.0 $100k 125k 0.80
Mtech Acquisition Corp warrants 0.0 $105k 175k 0.60
One Madison Corp w exp 99/99/999 0.0 $68k 88k 0.78
Us Well Services Inc us well services inc-cw21 0.0 $69k 115k 0.60
Haymaker Acquisition Corp *w exp 10/27/202 0.0 $32k 40k 0.81
Platinum Eagle Acquisitin Co *w exp 01/17/202 0.0 $35k 27k 1.31