Vertex One Asset Management as of Dec. 31, 2010
Portfolio Holdings for Vertex One Asset Management
Vertex One Asset Management holds 96 positions in its portfolio as reported in the December 2010 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Anglogold Ashanti Holdings Fin pfd cv | 22.0 | $83M | 1.5M | 54.77 | |
| Alcon | 4.1 | $15M | 95k | 161.34 | |
| Apple (AAPL) | 3.4 | $13M | 40k | 318.48 | |
| Market Vectors Gold Miners ETF | 3.0 | $11M | 188k | 60.69 | |
| Platinum Underwriter/ptp | 2.9 | $11M | 242k | 44.97 | |
| Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) | 2.8 | $11M | 11k | 987.85 | |
| Mattel (MAT) | 2.6 | $9.9M | 390k | 25.43 | |
| Montpelier Re Holdings/mrh | 2.6 | $9.8M | 491k | 19.94 | |
| Partner Re | 2.5 | $9.6M | 120k | 80.35 | |
| Dillard's (DDS) | 2.2 | $8.4M | 225k | 37.46 | |
| Genzyme Corporation | 2.2 | $8.4M | 120k | 70.30 | |
| Lkd Barclays Bk Plc Ipath S&p Etn etf | 2.1 | $8.1M | 125k | 64.93 | |
| McAfee | 2.0 | $7.7M | 169k | 45.73 | |
| Bucyrus International | 2.0 | $7.5M | 85k | 88.27 | |
| Hartford Finl Svcs Group Inc dep conv p | 2.0 | $7.4M | 294k | 25.29 | |
| Atlas Energy | 1.8 | $6.9M | 158k | 43.42 | |
| Promotora De Informaciones S adr cl b conv | 1.7 | $6.4M | 683k | 9.42 | |
| Silver Wheaton Corp | 1.6 | $6.1M | 158k | 38.73 | |
| Pfizer (PFE) | 1.5 | $5.8M | 333k | 17.51 | |
| Ingersoll-rand Co Ltd-cl A | 1.4 | $5.5M | 117k | 47.09 | |
| King Pharmaceuticals | 1.3 | $4.9M | 350k | 13.87 | |
| AirTran Holdings | 1.3 | $4.7M | 650k | 7.30 | |
| Windstream Corporation | 1.1 | $4.1M | 299k | 13.76 | |
| Motorola | 1.1 | $4.0M | 450k | 8.96 | |
| Penn West Energy Trust | 1.0 | $3.9M | 164k | 23.69 | |
| Beazer Homes 7.5% 01/15/1 3 nt sub 7.5% | 1.0 | $3.8M | 135k | 27.98 | |
| Del Monte Foods Company | 0.9 | $3.6M | 194k | 18.56 | |
| Pan American Silver Corp Can (PAAS) | 0.9 | $3.5M | 260k | 13.35 | |
| Genworth Financial (GNW) | 0.9 | $3.3M | 252k | 13.14 | |
| Sandisk Corp note 1.000% 5/1 | 0.9 | $3.3M | 3.4M | 0.96 | |
| Ascent Media Corporation | 0.8 | $3.2M | 83k | 38.27 | |
| Alexco Resource Corp | 0.8 | $3.1M | 375k | 8.15 | |
| Aspen Insurance Holdings | 0.8 | $3.0M | 106k | 28.62 | |
| Bank Of America Corporation preferred (BAC.PL) | 0.8 | $3.0M | 3.2k | 944.79 | |
| Anglogold Ashanti Holdings Fin pfd cv | 0.8 | $3.0M | 53k | 55.47 | |
| CNA Surety Corporation | 0.8 | $2.9M | 125k | 23.38 | |
| Citigroup Inc unit | 0.8 | $2.8M | 21k | 136.71 | |
| Qlt | 0.7 | $2.7M | 362k | 7.37 | |
| Xl Group | 0.7 | $2.6M | 118k | 21.82 | |
| Valeant Pharmaceuticals Int | 0.7 | $2.5M | 87k | 28.46 | |
| Zions Bancorporation (ZION) | 0.7 | $2.5M | 102k | 24.23 | |
| Seadrill | 0.6 | $2.4M | 71k | 33.92 | |
| Marshall & Ilsley Corporation | 0.6 | $2.4M | 350k | 6.83 | |
| Merck & Co (MRK) | 0.6 | $2.1M | 59k | 36.04 | |
| Sandisk Corp note 1.000% 5/1 | 0.5 | $2.0M | 2.1M | 0.97 | |
| Pan American Silver Corp Can (PAAS) | 0.5 | $1.8M | 44k | 41.22 | |
| Sabra Health Care REIT (SBRA) | 0.5 | $1.8M | 100k | 18.17 | |
| Plum Creek Timber | 0.5 | $1.8M | 48k | 37.44 | |
| Apple (AAPL) | 0.5 | $1.8M | 5.5k | 322.56 | |
| Citi | 0.5 | $1.8M | 375k | 4.73 | |
| Silver Wheaton Corp | 0.5 | $1.8M | 46k | 39.23 | |
| Sonde Resources | 0.5 | $1.7M | 480k | 3.62 | |
| Bristol Myers Squibb (BMY) | 0.4 | $1.6M | 62k | 26.47 | |
| Celestica (CLS) | 0.4 | $1.5M | 159k | 9.71 | |
| CommScope | 0.4 | $1.5M | 50k | 30.82 | |
| Dillard's (DDS) | 0.4 | $1.5M | 39k | 37.93 | |
| Bank Of Montreal Cadcom (BMO) | 0.4 | $1.5M | 25k | 57.87 | |
| Enerplus Resources Fund | 0.4 | $1.5M | 48k | 30.48 | |
| Cibc Cad (CM) | 0.4 | $1.4M | 17k | 78.84 | |
| Regions Financial Corporation (RF) | 0.3 | $1.3M | 179k | 7.00 | |
| Banco Santander (SAN) | 0.3 | $1.2M | 117k | 10.65 | |
| Fibertower Corp note 9.000%11/1 | 0.3 | $1.2M | 1.1M | 1.14 | |
| Suntrust Banks Inc $1.00 Par Cmn | 0.3 | $1.2M | 41k | 29.52 | |
| Old Republic International Corporation (ORI) | 0.3 | $1.2M | 85k | 13.64 | |
| Pengrowth Energy Tr | 0.3 | $1.2M | 92k | 12.70 | |
| Aspen Insurance Holdings Ltd pfd prp inc eq | 0.3 | $1.1M | 20k | 54.92 | |
| Synovus Financial | 0.3 | $1.1M | 115k | 9.39 | |
| Key (KEY) | 0.3 | $971k | 110k | 8.85 | |
| Bank of America Corporation (BAC) | 0.2 | $921k | 69k | 13.34 | |
| Oncolytics Biotech | 0.2 | $880k | 130k | 6.77 | |
| Whiting Petroleum Corp. Perp. pfd cv | 0.2 | $827k | 3.0k | 275.67 | |
| JPMorgan Chase & Co. (JPM) | 0.2 | $806k | 19k | 42.42 | |
| General Electric Company | 0.2 | $785k | 43k | 18.30 | |
| Gran Tierra Energy | 0.2 | $795k | 100k | 7.95 | |
| Provident Energy Trust (PVX) | 0.2 | $786k | 100k | 7.86 | |
| North Amern Palladium | 0.2 | $685k | 100k | 6.85 | |
| Firstservice Corp sdcv 6.500%12/3 | 0.2 | $625k | 500k | 1.25 | |
| Annaly Capital Management | 0.1 | $568k | 32k | 17.92 | |
| Wells Fargo & Company (WFC) | 0.1 | $555k | 18k | 30.97 | |
| Hartford Finl Svcs Group Inc dep conv p | 0.1 | $512k | 20k | 25.60 | |
| Greenlight Capital Re Ltd cl a (GLRE) | 0.1 | $529k | 20k | 26.45 | |
| American Capital Agency | 0.1 | $517k | 18k | 28.72 | |
| Sprint Nextel Corporation | 0.1 | $495k | 117k | 4.23 | |
| Sun Life Financial (SLF) | 0.1 | $494k | 16k | 30.31 | |
| Group | 0.1 | $456k | 37k | 12.49 | |
| Walt Disney Company (DIS) | 0.1 | $375k | 10k | 37.50 | |
| Keycorp New pfd 7.75% sr a | 0.1 | $343k | 3.2k | 107.19 | |
| Manulife Finl Corp (MFC) | 0.1 | $319k | 19k | 17.24 | |
| Bce (BCE) | 0.1 | $271k | 7.6k | 35.66 | |
| Starwood Property Trust (STWD) | 0.1 | $202k | 9.4k | 21.49 | |
| Eli Lilly & Co. (LLY) | 0.1 | $203k | 5.8k | 35.00 | |
| Kingsway Finl Svcs | 0.1 | $175k | 125k | 1.40 | |
| Validus Holdings | 0.0 | $104k | 3.4k | 30.59 | |
| Weyerhaeuser Company (WY) | 0.0 | $23k | 1.2k | 18.76 | |
| Level 3 Communications Inc note 5.250% 12/1 | 0.0 | $25k | 25k | 1.00 | |
| Kinross Gold Corp (KGC) | 0.0 | $24k | 1.3k | 18.46 |
