Vertex One Asset Management

Vertex One Asset Management as of Dec. 31, 2016

Portfolio Holdings for Vertex One Asset Management

Vertex One Asset Management holds 111 positions in its portfolio as reported in the December 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
BofI Holding 6.2 $37M 1.3M 28.55
Transalta Corp (TAC) 4.3 $26M 4.6M 5.54
Brookfield Business Partners unit (BBU) 3.9 $23M 955k 24.06
Independence Realty Trust In (IRT) 3.7 $22M 2.5M 8.92
Jpmorgan Chase & Co. w exp 10/201 3.6 $22M 486k 44.27
Terraform Power 3.4 $20M 1.6M 12.81
Restaurant Brands Intl Inc Com equity / large cap (QSR) 3.2 $19M 400k 47.66
Adient (ADNT) 3.0 $18M 303k 58.60
Nxp Semiconductors N V (NXPI) 2.6 $15M 156k 98.01
Fiat Chrysler Auto 2.3 $14M 1.5M 9.12
Jabil Circuit (JBL) 2.0 $12M 507k 23.67
St. Jude Medical 1.8 $11M 137k 80.19
Rio Tinto (RIO) 1.8 $11M 282k 38.46
Synovus Finl (SNV) 1.6 $9.5M 232k 41.08
Taseko Cad (TGB) 1.5 $9.0M 10M 0.87
American Capital 1.4 $8.6M 482k 17.92
Zions Bancorporation (ZION) 1.4 $8.4M 196k 43.04
Senior Housing Properties Trust 1.4 $8.4M 445k 18.93
Regions Financial Corporation (RF) 1.4 $8.1M 564k 14.36
M.D.C. Holdings 1.3 $8.0M 311k 25.66
Schnitzer Steel Industries (RDUS) 1.3 $7.8M 305k 25.70
Goodyear Tire & Rubber Company (GT) 1.3 $7.8M 253k 30.87
Skyworks Solutions (SWKS) 1.3 $7.8M 104k 74.66
Noble Corp Plc equity 1.3 $7.8M 1.3M 5.92
Bluerock Residential Growth Re 1.3 $7.8M 565k 13.72
Golar Lng Partners Lp unit 1.3 $7.5M 314k 24.04
Beazer Homes Usa (BZH) 1.3 $7.5M 564k 13.30
Media Gen 1.3 $7.5M 399k 18.83
Patterson-UTI Energy (PTEN) 1.2 $7.5M 277k 26.92
Mag Silver Corp (MAG) 1.2 $7.0M 634k 11.02
Century Communities (CCS) 1.1 $6.7M 319k 21.00
American Intl Group 1.1 $6.5M 277k 23.46
Columbia Pipeline Prtn -redh 1.1 $6.4M 372k 17.15
Brocade Communications Systems 1.0 $6.2M 495k 12.49
Western Refining 1.0 $6.1M 162k 37.85
Key (KEY) 1.0 $6.0M 331k 18.27
Suncoke Energy Partners 1.0 $6.0M 312k 19.25
Cabela's Incorporated 1.0 $5.9M 100k 58.55
Catchmark Timber Tr Inc cl a 1.0 $5.9M 522k 11.26
Qorvo (QRVO) 1.0 $5.7M 109k 52.73
Level 3 Communications 0.9 $5.6M 100k 56.36
Suntrust Banks Inc $1.00 Par Cmn 0.9 $5.6M 103k 54.85
Westar Energy 0.9 $5.3M 94k 56.35
Flextronics International Ltd Com Stk (FLEX) 0.9 $5.2M 364k 14.37
Syngenta 0.9 $5.1M 65k 79.05
Mcewen Mining 0.9 $5.1M 1.8M 2.93
Reynolds American 0.8 $4.9M 87k 56.04
Jernigan Cap 0.8 $4.7M 225k 21.05
Quinpario Acquisition Corp 2 unit 01/01/2023 0.8 $4.6M 450k 10.13
Unisys Corporation (UIS) 0.7 $4.3M 289k 14.95
BE Aerospace 0.7 $4.2M 70k 60.19
Ensco Plc Shs Class A 0.7 $4.1M 421k 9.72
Spectra Energy 0.6 $3.6M 88k 41.09
Linear Technology Corporation 0.5 $3.2M 52k 62.34
Mentor Graphics Corporation 0.5 $3.1M 85k 36.89
Freeport-McMoRan Copper & Gold (FCX) 0.5 $3.1M 236k 13.19
Diamond Offshore Drilling 0.5 $3.0M 171k 17.70
Electrum Spl Acquisition Cor unit 99/99/9999 0.5 $3.0M 300k 10.16
Transocean (RIG) 0.5 $3.0M 203k 14.74
Monsanto Company 0.5 $2.7M 26k 105.19
Dell Technologies Inc Class V equity 0.5 $2.7M 50k 54.96
Harman International Industries 0.5 $2.7M 24k 111.17
BP Prudhoe Bay Royalty Trust (BPT) 0.4 $2.6M 112k 23.75
Saban Cap Acquisition Corp unit 99/99/9999 0.4 $2.6M 250k 10.37
Global Partner Acquisition C unit 07/01/2020 0.4 $2.5M 250k 10.00
Hennessy Cap Acquisition Cor 0.4 $2.5M 250k 10.09
Vertex Energy (VTNRQ) 0.4 $2.4M 1.8M 1.31
Precision Drilling Corporation 0.4 $2.3M 425k 5.46
Citigroup Inc Com Us cmn 0.4 $2.3M 15M 0.15
PrivateBan 0.4 $2.2M 40k 54.20
Nevsun Res 0.4 $2.2M 700k 3.09
Overstock (BYON) 0.3 $2.1M 120k 17.50
Allied World Assurance 0.3 $2.1M 39k 53.70
Royal Gold (RGLD) 0.3 $1.9M 31k 63.33
Natural Resource Partners miscellaneous-ltd partnerships (NRP) 0.3 $1.9M 59k 32.29
Oci Partners 0.3 $1.8M 219k 8.35
Valspar Corporation 0.3 $1.8M 18k 103.60
Transocean Ltd option 0.3 $1.7M 3.0k 573.00
Hunter Maritime Acquisition unit 99/99/9999 0.3 $1.5M 150k 10.15
American Intl Group Inc option 0.2 $1.5M 2.8k 550.91
Ciner Res 0.2 $1.5M 50k 29.08
BHP Billiton (BHP) 0.2 $1.4M 38k 35.79
LightPath Technologies (LPTH) 0.2 $1.3M 825k 1.54
Terraform Global 0.2 $1.2M 300k 3.95
At&t (T) 0.2 $1.0M 25k 42.53
Mattel (MAT) 0.2 $1.0M 37k 27.56
Colony Financial 0.2 $927k 46k 20.24
Hudson Technologies (HDSN) 0.2 $961k 120k 8.01
Whitewave Foods Co cmn 0.2 $981k 1.8k 560.25
Nuance Communications 0.2 $970k 1.0M 0.97
Pattern Energy Group Inc. 4.00% July 15, 2020 ccb 0.2 $970k 1.0M 0.97
Banco Santander (SAN) 0.1 $916k 177k 5.18
Equity One 0.1 $921k 30k 30.70
Ensco Plc call 0.1 $921k 2.8k 334.91
Bofi Hldg 0.1 $918k 831.00 1104.69
James River Group Holdings L (JRVR) 0.1 $831k 20k 41.55
Northstar Realty Finance 0.1 $727k 48k 15.15
Sun Life Financial (SLF) 0.1 $659k 17k 38.47
Atwood Oceanics 0.1 $622k 47k 13.12
Manulife Finl Corp (MFC) 0.1 $610k 34k 17.82
American International (AIG) 0.1 $522k 8.0k 65.25
Hornbeck Offshore Services 0.1 $505k 70k 7.21
Bats Global Mkts 0.1 $457k 14k 33.54
Avista Healthcare Pub Acq Co unit 99/99/9999 0.1 $503k 50k 10.06
Rmg Networks Hldgs 0.1 $309k 454k 0.68
Pace Holdings Corp. equities 0.1 $269k 25k 10.76
S&W Seed Company (SANW) 0.0 $249k 54k 4.61
Xplore Technologies Corporation 0.0 $256k 127k 2.02
Ne Us 01/17/15 40 Call call 0.0 $252k 2.9k 86.90
Seacor Holdings 0.0 $207k 2.9k 71.38
Conyers Pk Acquisition unit 99/99/99991 0.0 $163k 15k 10.87