Water Island Capital

Water Island Capital as of Sept. 30, 2014

Portfolio Holdings for Water Island Capital

Water Island Capital holds 155 positions in its portfolio as reported in the September 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Foster Wheeler Ltd Com Stk 5.0 $153M 4.8M 31.62
tw tele 4.8 $146M 3.5M 41.61
Dryships Inc. note 5.000%12/0 4.8 $145M 15M 9.89
Amer Rlty Cap Healthcar Tr Icom us equities / etf's 4.5 $135M 13M 10.48
Safeway 4.4 $134M 3.9M 34.30
URS Corporation 4.2 $126M 2.2M 57.61
Protective Life 4.2 $126M 1.8M 69.41
Directv 4.2 $126M 1.5M 86.52
Shire 3.8 $116M 448k 259.05
Family Dollar Stores 3.7 $112M 1.5M 77.24
Pepco Holdings 3.4 $103M 3.9M 26.76
Covidien 3.4 $102M 1.2M 86.51
TriQuint Semiconductor 3.4 $102M 5.4M 19.07
Concur Technologies 2.6 $80M 628k 126.82
Rockwood Holdings 2.4 $72M 935k 76.45
Bce (BCE) 2.3 $71M 1.7M 42.76
Athlon Energy 2.3 $71M 1.2M 58.23
TRW Automotive Holdings 2.2 $67M 657k 101.25
Time Warner Cable 2.0 $61M 423k 143.49
Integrys Energy 1.9 $59M 910k 64.82
Tim Hortons Inc Com Stk 1.6 $48M 609k 78.74
Compuware Corporation 1.6 $48M 4.5M 10.61
Tibco Software 1.6 $47M 2.0M 23.63
Annie's 1.5 $45M 973k 45.90
Dresser-Rand 1.4 $44M 534k 82.26
Sigma-Aldrich Corporation 1.4 $42M 309k 136.01
Allergan 1.1 $33M 182k 178.19
Glimcher Realty Trust 1.1 $32M 2.3M 13.54
Conversant 1.1 $32M 922k 34.25
Kinder Morgan (KMI) 0.8 $23M 590k 38.34
Move 0.6 $19M 909k 20.96
CONSOL Energy 0.6 $17M 440k 37.86
Kinder Morgan Energy Partners 0.5 $16M 174k 93.28
Hudson City Ban 0.5 $16M 1.7M 9.72
Kinder Morgan Management 0.5 $16M 170k 94.15
El Paso Pipeline Partners 0.5 $16M 399k 40.16
Medical Action Industries 0.5 $15M 1.1M 13.78
General Motors Company (GM) 0.5 $16M 486k 31.94
Lin Media 0.5 $16M 697k 22.20
Genworth Financial (GNW) 0.5 $15M 1.1M 13.10
OmniAmerican Ban 0.5 $15M 571k 25.36
Mylan 0.5 $14M 307k 45.49
Bolt Technology 0.4 $13M 590k 21.94
Tamin 0.4 $13M 494k 26.10
Einstein Noah Restaurant 0.4 $13M 632k 20.16
BE Aerospace 0.4 $12M 147k 83.94
1st United Ban 0.4 $12M 1.4M 8.52
Manitowoc Company 0.4 $11M 472k 23.45
Outerwall 0.4 $11M 195k 56.10
Tyson Foods (TSN) 0.3 $9.3M 237k 39.37
Peabody Energy Corporation 0.3 $9.0M 725k 12.38
Morgans Hotel Group Co note 2.375%10/1 0.3 $8.7M 8.8M 1.00
Kodiak Oil & Gas 0.3 $8.8M 650k 13.57
Annaly Cap Mgmt Inc note 4.000% 2/1 0.3 $8.7M 8.4M 1.04
Metropcs Communications (TMUS) 0.3 $8.8M 305k 28.87
Weatherford Intl Plc ord 0.3 $8.6M 415k 20.80
Juniper Networks (JNPR) 0.3 $8.5M 386k 22.15
Assured Guaranty (AGO) 0.3 $8.5M 382k 22.16
Actavis 0.3 $8.3M 34k 241.28
Via 0.2 $7.5M 98k 76.94
DISH Network 0.2 $7.3M 113k 64.58
Kinder Morgan Inc cmn 0.2 $7.3M 590k 12.32
Bpz Resources Inc note 8.500%10/0 0.2 $6.9M 7.1M 0.98
Bank of Kentucky Financial 0.2 $6.8M 146k 46.23
Multimedia Games 0.2 $6.0M 166k 36.01
Now (DNOW) 0.2 $5.8M 190k 30.41
Agilent Technologies Inc C ommon (A) 0.2 $5.6M 98k 56.98
Kindred Healthcare 0.2 $5.5M 284k 19.40
EMC Corporation 0.2 $5.0M 171k 29.26
Shutterfly 0.2 $4.8M 99k 48.74
Tyson Foods Inc cnv p 0.2 $4.9M 98k 50.30
PetSmart 0.1 $4.4M 63k 70.09
Bally Technologies 0.1 $4.4M 55k 80.70
Globalstar Inc cv sr unsec nt 0.1 $4.6M 755k 6.11
Energizer Holdings 0.1 $4.2M 34k 123.21
CF Industries Holdings (CF) 0.1 $4.1M 15k 279.22
VALEANT PHARMACEUTICALS Inte call 0.1 $3.8M 233k 16.35
Xrs 0.1 $3.8M 683k 5.55
Civeo 0.1 $4.0M 347k 11.61
Civeo 0.1 $3.8M 352k 10.75
Cal Dive Intl Inc Del note 5.000% 7/1 0.1 $3.7M 5.7M 0.65
Gentiva Health Services 0.1 $3.3M 198k 16.78
Talisman Energy Inc Com Stk 0.1 $3.1M 353k 8.65
Sirius Xm Holdings (SIRI) 0.1 $3.2M 904k 3.49
At&t Inc option 0.1 $2.8M 2.0M 1.43
Charter Communications 0.1 $2.8M 18k 151.37
SWS 0.1 $2.3M 334k 6.89
Time Warner 0.1 $1.8M 24k 75.21
Pike Electric Corporation 0.1 $1.9M 160k 11.89
Molson Coors Brewing Company (TAP) 0.1 $1.8M 24k 74.44
Chiquita Brands International 0.1 $1.7M 119k 14.20
Express 0.1 $1.9M 124k 15.61
Ambit Bioscience 0.1 $1.9M 126k 15.40
CareFusion Corporation 0.1 $1.4M 32k 45.25
Burger King Worldwide Inc. cmn 0.1 $1.4M 487k 2.95
International Rectifier Corporation 0.0 $1.2M 48M 0.03
Berry Plastics (BERY) 0.0 $1.1M 43k 25.24
Ipath S&p 500 Vix S/t Fu Etn 0.0 $1.2M 39k 31.17
Iron Mountain Incorporated 0.0 $798k 24k 32.65
Time Warner Cable Inc put 0.0 $898k 295k 3.05
Omnicare Inc dbcv 3.250%12/1 0.0 $516k 500k 1.03
Juniper Networks Inc option 0.0 $723k 782k 0.93
Allergan Inc option 0.0 $562k 40k 14.05
Concur Technologies Inc Cmn Stock cmn 0.0 $467k 58k 7.99
Outerwall 0.0 $581k 195k 2.98
Concur Technologies Inc note 0.500% 6/1 0.0 $653k 500k 1.30
Weatherford Intl Plc ord 0.0 $597k 733k 0.81
Medtronic 0.0 $403k 6.5k 61.95
E M C Corp Mass option 0.0 $329k 318k 1.03
Spdr S&p 500 Etf Tr option 0.0 $160k 195k 0.82
Kindred Healthcare Inc option 0.0 $162k 295k 0.55
Albemarle Corp Cmn Stk cmn 0.0 $302k 161k 1.88
Be Aerospace Inc Cmn Stk cmn 0.0 $249k 146k 1.70
Dish Network Corp Common Stock cmn 0.0 $163k 112k 1.45
KODIAK OIL & GAS CORP COMMON Stock cmn 0.0 $425k 653k 0.65
Mylan Inc Cmn Stock cmn 0.0 $394k 293k 1.34
TRW AUTOMOTIVE HOLDINGS CORP Common Stock cmn 0.0 $394k 100k 3.95
Viacom Inc Cmn Stk-class B cmn 0.0 $161k 98k 1.65
Covidien Plc cmn 0.0 $307k 877k 0.35
Shire Plc-adr put 0.0 $181k 403k 0.45
T-mobile Us Inc put 0.0 $226k 293k 0.77
Cubist Pharmaceutic-cvr 0.0 $354k 3.0M 0.12
Actavis 0.0 $178k 34k 5.20
Alpha Natural Resources 0.0 $62k 25k 2.48
salesforce (CRM) 0.0 $121k 2.1k 57.53
Illumina (ILMN) 0.0 $98k 600.00 163.92
Illumina Inc option 0.0 $8.9k 20k 0.45
Allergan 0.0 $145k 341k 0.42
Cf Inds Hldgs Inc put 0.0 $82k 20k 4.22
Agilent Technologies Inc Cmn Stk cmn 0.0 $62k 171k 0.36
Alliance Data Systems Cmn Stk cmn 0.0 $141k 43k 3.30
Bally Technologies Inc Cmn Stk cmn 0.0 $144k 55k 2.62
Bally Technologies Inc Cmn Stk cmn 0.0 $65k 55k 1.18
Energizer Hldgs Inc Cmn Stock cmn 0.0 $65k 39k 1.65
Express Inc cmn 0.0 $49k 247k 0.20
Family Dollar Stores Cmn Stk cmn 0.0 $3.0k 120k 0.03
Gentiva Health Services Cmn Stock cmn 0.0 $83k 196k 0.42
INTERNATIONAL RECTIFIER COMMON New York cmn 0.0 $9.8k 196k 0.05
Iron Mountain Inc Del Cmn Stock cmn 0.0 $26k 49k 0.53
MOLSON COORS BREWING COMPANY Common Stock Class B cmn 0.0 $69k 50k 1.38
Petsmart Inc Cmn Stk cmn 0.0 $33k 64k 0.53
Pike Electric Corp Common Stock cmn 0.0 $1.9k 76k 0.03
Protective Life Corp Cmn Stk cmn 0.0 $2.5k 20k 0.12
Shutterfly Inc cmn 0.0 $68k 98k 0.70
Sigma Aldrich Corp cmn 0.0 $472.920000 2.1k 0.23
Tw Telecom Inc Cmn Stk cmn 0.0 $150k 76k 1.98
Tw Telecom Inc Cmn Stk cmn 0.0 $82k 50k 1.65
TYSON FOODS, INC. CLASS A COMMON Stock cmn 0.0 $26k 342k 0.07
Abbvie 0.0 $142k 380k 0.38
Berry Plastics 0.0 $27k 98k 0.28
Charter Communications Inc D cl a 0.0 $26k 20k 1.32
Sirius Xm Hldgs 0.0 $70k 2.0M 0.04
Civeo 0.0 $3.5k 140k 0.03
Now 0.0 $139k 293k 0.47
Glimcher Realty Trust sh ben int 0.0 $2.1k 82k 0.03