WBI Investments as of Sept. 30, 2012
Portfolio Holdings for WBI Investments
WBI Investments holds 0 positions in its portfolio as reported in the September 2012 quarterly 13F filing
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Form 13F Information Table
ISS TOC CUSIP VAL AMT SH/PRN PUT/CALL INVST_DIS OTH_MAN VA_SOLE VA_SHRD VA_NONE
ACCENTURE PLC IRELAND UNIT 99/99/9999 G1151C101 21007 299969 SH SOLE 21007
COVIDIEN PLC PUT G2554F113 1 18 SH SOLE 1
INGERSOLL-RAND PLC UNIT 99/99/9999 AG47791101 2 53 SH SOLE 2
INVESCO LTD PUT G491BT108 33016 1321174 SH SOLE 33016
MICHAEL KORS HLDGS LTD PUT G60754101 0 2 SH SOLE 0
TYCO INTERNATIONAL LTD PUT H89128104 1 18 SH SOLE 1
LYONDELLBASELL INDUSTRIES N PUT N53745100 0 2 SH SOLE 0
AVAGO TECHNOLOGIES LTD PUT Y0486S104 0 3 SH SOLE 0
AT^T INC COM NEW 00206R102 0 8 SH SOLE 0
ABBOTT LABS PUT 002824100 2 29 SH SOLE 2
ADVISORSHARES TR MADRONA DOMESTIC 00768Y883 574 27338 SH SOLE 574
AETNA INC NEW PUT 00817Y108 0 4 SH SOLE 0
AGILENT TECHNOLOGIES INC NOTE 7.500% 8/1 00846U101 0 3 SH SOLE 0
ALEXION PHARMACEUTICALS INC PUT 015351109 0 1 SH SOLE 0
AMERICAN EXPRESS CO PUT 025816109 0 5 SH SOLE 0
AMERIPRISE FINL INC COM 03076C106 0 1 SH SOLE 0
APACHE CORP COM 037411105 755 8728 SH SOLE 755
APPLE INC COM 037833100 1 1 SH SOLE 1
APPLIED INDL TECHNOLOGIES IN COM NEW 03820C105 1809 43657 SH SOLE 1809
APPLIED MATLS INC PUT 038222105 0 7 SH SOLE 0
ASSOCIATED BANC CORP PUT 045487105 1721 130740 SH SOLE 1721
BANK OF NEW YORK MELLON CORP PUT 064058100 32287 1427345 SH SOLE 32287
BARCLAYS BK PLC IPATH INVS^P STF 06740P114 851 18375 SH SOLE 851
BLACKROCK INC COM 09247X101 0 1 SH SOLE 0
BOEING CO PUT 097023105 0 3 SH SOLE 0
C H ROBINSON WORLDWIDE INC COM 12541W209 8794 150121 SH SOLE 8794
CIT GROUP INC PUT 125581801 0 2 SH SOLE 0
CME GROUP INC COM 12572Q105 0 1 SH SOLE 0
CSX CORP DBCV 10/3 126408103 667 32157 SH SOLE 667
CVS CAREMARK CORPORATION PUT 126650100 4 75 SH SOLE 4
CABOT OIL & GAS CORP PUT 127097103 0 2 SH SOLE 0
CAMERON INTERNATIONAL CORP PUT 13342B105 0 2 SH SOLE 0
CAPITAL ONE FINL CORP PUT 14040H105 0 7 SH SOLE 0
CATERPILLAR INC DEL PUT ADDED 149123101 26372 306506 SH SOLE 26372
CENOVUS ENERGY INC PUT 15135U109 4422 126885 SH SOLE 4422
CENTURYLINK INC PUT 156700106 0 4 SH SOLE 0
CHEVRON CORP NEW COM 166764100 7473 64116 SH SOLE 7473
CINEMARK HOLDINGS INC COM 17243V102 13651 608621 SH SOLE 13651
CISCO SYS INC PUT 17275R102 7603 398270 SH SOLE 7603
CITRIX SYS INC COM 177376100 0 1 SH SOLE 0
CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2012 18383M472 576 16085 SH SOLE 576
COACH INC COM 189754104 34888 622781 SH SOLE 34888
COCA COLA CO SPONSORED ADR 191216100 0 7 SH SOLE 0
COGNIZANT TECHNOLOGY SOLUTIO PUT 192446102 0 1 SH SOLE 0
COLGATE PALMOLIVE CO PUT 194162103 0 1 SH SOLE 0
COMCAST CORP NEW *W EXP 05/01/201 20030N101 5 152 SH SOLE 5
COMCAST CORP NEW PUT 20030N200 0 7 SH SOLE 0
CONOCOPHILLIPS PUT 20825C104 4 75 SH SOLE 4
CUMMINS INC PUT 231021106 0 1 SH SOLE 0
DANAHER CORP DEL NOTE 1/2 235851102 0 4 SH SOLE 0
DARDEN RESTAURANTS INC PUT 237194105 0 2 SH SOLE 0
DAVITA INC COM PAR $1 23918K108 0 2 SH SOLE 0
DEERE & CO PUT 244199105 19269 233655 SH SOLE 19269
DELL INC PUT 24702R101 0 9 SH SOLE 0
DELUXE CORP PUT 248019101 6 193 SH SOLE 6
DEVON ENERGY CORP NEW NOTE 1.750%11/1 25179M103 0 2 SH SOLE 0
DISCOVER FINL SVCS PUT 254709108 5 127 SH SOLE 5
DU PONT E I DE NEMOURS & CO NOTE 5.000%12/0 263534109 27900 554998 SH SOLE 27900
E M C CORP MASS NOTE 1.750%12/0 268648102 0 4 SH SOLE 0
EAST WEST BANCORP INC PUT 27579R104 4 178 SH SOLE 4
EBAY INC COM SH BEN INT 278642103 0 4 SH SOLE 0
ECOLAB INC PUT 278865100 0 2 SH SOLE 0
ELECTRONIC ARTS INC NOTE 0.750% 7/1 A285512109 0 5 SH SOLE 0
EMERSON ELEC CO PUT ADDED 291011104 4825 99965 SH SOLE 4825
EMPIRE DIST ELEC CO PFD CV SER A 291641108 11 526 SH SOLE 11
EVERCORE PARTNERS INC COM NEW 29977A105 2044 75693 SH SOLE 2044
EXXON MOBIL CORP PUT 30231G102 20526 224447 SH SOLE 20526
FEDEX CORP COM 31428X106 0 2 SH SOLE 0
FIDELITY NATL INFORMATION SV PUT 31620M106 0 4 SH SOLE 0
FIRST MERCHANTS CORP PUT 320817109 343 22875 SH SOLE 343
FIRST TR EXCHANGE TRADED FD PUT 33733E302 7 184 SH SOLE 7
FIRST TR S^P REIT INDEX FD COM SHS 33734G108 7 378 SH SOLE 7
FIRST TR EXCHANGE TRADED FD COM SHS 33734X101 7 308 SH SOLE 7
FIRST TR EXCHANGE TRADED FD PUT 33734X119 6 265 SH SOLE 6
FIRST TR EXCHANGE TRADED FD PUT 33734X143 7 214 SH SOLE 7
FORD MTR CO DEL *W EXP 01/01/201 345370860 0 5 SH SOLE 0
FRANKLIN ELEC INC PUT 353514102 528 8734 SH SOLE 528
GAP INC DEL PUT 364760108 0 1 SH SOLE 0
GENESIS ENERGY L P PUT 371927104 18 548 SH SOLE 18
GENUINE PARTS CO COM NEW 372460105 0 2 SH SOLE 0
GILEAD SCIENCES INC NOTE 1.625% 5/0 375558103 0 2 SH SOLE 0
GLOBAL X FDS GLB X BRZ FINL 37950E846 636 33690 SH SOLE 636
HARRIS CORP DEL PUT 413875105 21511 419981 SH SOLE 21511
HOME DEPOT INC PUT 437076102 0 4 SH SOLE 0
HUNTSMAN CORP ECOL STRAT ETF AD447011107 9140 612196 SH SOLE 9140
ILLINOIS TOOL WKS INC PUT 452308109 10 167 SH SOLE 10
INSPERITY INC COM 45778Q107 429 17003 SH SOLE 429
INTEL CORP SDCV 3.250% 8/0 A458140100 3 125 SH SOLE 3
INTERNATIONAL GAME TECHNOLOG NOTE 3.250% 5/0 459902102 2 134 SH SOLE 2
INTL PAPER CO PUT 460146103 0 3 SH SOLE 0
ISHARES INC JAPAN SML CAP 464286608 9 290 SH SOLE 9
ISHARES INC PUT 464286665 6 129 SH SOLE 6
ISHARES INC MSCI USA IDX 464286699 1 62 SH SOLE 1
ISHARES INC PUT 464286848 1 119 SH SOLE 1
ISHARES TR PUT 464287119 607 7675 SH SOLE 607
ISHARES TR PUT 464287226 31 279 SH SOLE 31
ISHARES TR PUT 464287242 120158986764 SH SOLE 120158
ISHARES TR PUT 464287432 25344 204023 SH SOLE 25344
ISHARES TR PUT 464287440 32707 301554 SH SOLE 32707
ISHARES TR PUT 464287598 19 267 SH SOLE 19
ISHARES TR PUT 464287614 17 254 SH SOLE 17
ISHARES TR PUT 464287630 5 70 SH SOLE 5
ISHARES TR PUT 464287648 5 49 SH SOLE 5
ISHARES TR PUT 464287804 12 150 SH SOLE 12
ISHARES TR SMLL CORE INDX 464288513 53913 584104 SH SOLE 53913
ISHARES TR PUT 464288588 0 4 SH SOLE 0
ISHARES TR PUT 464288661 0 1 SH SOLE 0
ISHARES TR BARCLYS SH TREA 464288687 2679 67202 SH SOLE 2679
ISHARES TR TRGT 2045 INDX 46429B655 2235 44289 SH SOLE 2235
JPMORGAN CHASE & CO COM 46625H100 52657 1300820 SH SOLE 52657
JOHNSON & JOHNSON COM 478160104 3 50 SH SOLE 3
JOHNSON CTLS INC NOTE 6.500% 9/3 478366107 9336 340716 SH SOLE 9336
KAYDON CORP CL A ADDED 486587108 4121 184482 SH SOLE 4121
KELLOGG CO PUT 487836108 0 1 SH SOLE 0
KENNAMETAL INC PUT 489170100 6030 162611 SH SOLE 6030
KOHLS CORP PUT DELET 500255104 0 4 SH SOLE 0
LABORATORY CORP AMER HLDGS NOTE 9/1 50540R409 0 2 SH SOLE 0
LAS VEGAS SANDS CORP PUT 517834107 16587 357711 SH SOLE 16587
LAUDER ESTEE COS INC PUT 518439104 0 1 SH SOLE 0
LIMITED BRANDS INC COM NEW 532716107 0 2 SH SOLE 0
LOWES COS INC PUT 548661107 3902 129043 SH SOLE 3902
MGM RESORTS INTERNATIONAL SH BEN INT 552953101 0 9 SH SOLE 0
MARKETAXESS HLDGS INC COM 57060D108 1917 60640 SH SOLE 1917
MARKET VECTORS ETF TR PUT 57060U837 888 38029 SH SOLE 888
MARSH & MCLENNAN COS INC PUT 571748102 0 3 SH SOLE 0
MASCO CORP NOTE 7/2 574599106 0 3 SH SOLE 0
MCDONALDS CORP PUT 580135101 0 1 SH SOLE 0
MERCK & CO INC NEW COM 58933Y105 0 2 SH SOLE 0
METLIFE INC PUT 59156R108 0 3 SH SOLE 0
MICROSOFT CORP PUT 594918104 5698 191481 SH SOLE 5698
MONSANTO CO NEW PUT 61166W101 0 2 SH SOLE 0
NATIONAL OILWELL VARCO INC COM 637071101 0 4 SH SOLE 0
NEXTERA ENERGY INC COM 65339F101 5 65 SH SOLE 5
NIKE INC SPONSORED ADR 654106103 0 1 SH SOLE 0
NOBLE ENERGY INC PUT 655044105 0 2 SH SOLE 0
NORTHEAST UTILS COM 664397106 0 4 SH SOLE 0
NOVARTIS A G COM 66987V109 6434 105035 SH SOLE 6434
OCCIDENTAL PETE CORP DEL COM 674599105 0 2 SH SOLE 0
OLIN CORP COM 680665205 0 5 SH SOLE 0
ORACLE CORP COM NEW 68389X105 0 7 SH SOLE 0
PNC FINL SVCS GROUP INC PUT 693475105 3 53 SH SOLE 3
PARKER HANNIFIN CORP PUT 701094104 20476 244986 SH SOLE 20476
PEPSICO INC PUT 713448108 3 42 SH SOLE 3
PFIZER INC PUT 717081103 0 12 SH SOLE 0
PIMCO ETF TR PUT 72201R205 0 1 SH SOLE 0
POWERSHARES INDIA ETF TR US REAL EST FD 73935L100 654 34828 SH SOLE 654
POWERSHARES ETF TRUST PUT 73935X104 1024 21178 SH SOLE 1024
POWERSHARES ETF TRUST PUT 73935X708 399 18250 SH SOLE 399
POWERSHARES ETF TRUST II CONV PORTFOLIO 73936Q769 41430 1660525 SH SOLE 41430
POWERSHARES GLOBAL ETF TRUST PUT 73936T573 0 2 SH SOLE 0
PRAXAIR INC SPONSORED ADR 74005P104 0 2 SH SOLE 0
PRUDENTIAL FINL INC COM 744320102 0 1 SH SOLE 0
QUALCOMM INC COM DELET 747525103 7554 120915 SH SOLE 7554
ROCKWELL AUTOMATION INC PUT 773903109 14073 202344 SH SOLE 14073
ROCKWELL COLLINS INC COM 774341101 8771 163521 SH SOLE 8771
ROYAL BK SCOTLAND N V TRENDPILOT ETN 78009L407 618 19881 SH SOLE 618
ROYAL DUTCH SHELL PLC PUT 780259206 7219 104001 SH SOLE 7219
RYDER SYS INC PUT 783549108 8998 230359 SH SOLE 8998
RYDEX ETF TRUST GUG RUSS1000 EQL 78355W601 595 6625 SH SOLE 595
SPDR INDEX SHS FDS PUT 78463X400 589 9047 SH SOLE 589
SPDR SERIES TRUST BRCLY INTL CRP 78464A201 611 4848 SH SOLE 611
SPDR SERIES TRUST NUV HGHYLD MUN 78464A292 40777 894036 SH SOLE 40777
SPDR S^P MIDCAP 400 ETF TR PUT 78467Y107 18 100 SH SOLE 18
SPDR SER TR INV GRD FLT RT 78468R408 39142 1285900 SH SOLE 39142
SAFEWAY INC PUT 786514208 39179 2434980 SH SOLE 39179
SALESFORCE COM INC NOTE 0.750% 1/1 79466L302 0 1 SH SOLE 0
SCHOLASTIC CORP PUT 807066105 0 1 SH SOLE 0
SMUCKER J M CO PUT 832696405 0 1 SH SOLE 0
SPRINT NEXTEL CORP PUT 852061100 0 12 SH SOLE 0
STAPLES INC PUT 855030102 0 9 SH SOLE 0
STARBUCKS CORP PUT 855244109 0 5 SH SOLE 0
STURM RUGER & CO INC PUT 864159108 4202 84905 SH SOLE 4202
TD AMERITRADE HLDG CORP COM 87236Y108 0 7 SH SOLE 0
TJX COS INC NEW COM NEW DELET 872540109 0 4 SH SOLE 0
TAL INTL GROUP INC PUT 874083108 2580 75915 SH SOLE 2580
TARGET CORP PUT 87612E106 2 25 SH SOLE 2
TERADATA CORP DEL PUT 88076W103 0 1 SH SOLE 0
TEXAS INSTRS INC PUT 882508104 0 6 SH SOLE 0
THERMO FISHER SCIENTIFIC INC PUT 883556102 0 2 SH SOLE 0
THOMSON REUTERS CORP UNIT 99/99/9999 884903105 8532 295647 SH SOLE 8532
THOR INDS INC PUT 885160101 5823 160317 SH SOLE 5823
TIME WARNER INC COM 887317303 2 37 SH SOLE 2
TORONTO DOMINION BK ONT PUT 891160509 18270 219222 SH SOLE 18270
TRAVELERS COMPANIES INC COM 89417E109 2 26 SH SOLE 2
TRAVELCENTERS OF AMERICA LLC PUT 894174101 0 17 SH SOLE 0
TRUSTMARK CORP PUT 898402102 1671 68661 SH SOLE 1671
UNION PAC CORP COM 907818108 0 1 SH SOLE 0
UNITED TECHNOLOGIES CORP PUT 913017109 0 1 SH SOLE 0
UNITEDHEALTH GROUP INC PUT 91324P102 0 3 SH SOLE 0
URBAN OUTFITTERS INC PUT 917047102 0 1 SH SOLE 0
VALEANT PHARMACEUTICALS INTL PUT DELET 91911K102 0 2 SH SOLE 0
VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932778 621 9105 SH SOLE 621
VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 921932844 457 7126 SH SOLE 457
VANGUARD WORLD FDS PUT 92204A603 406 5879 SH SOLE 406
VANGUARD INTL EQUITY INDEX F PUT 922042858 7 164 SH SOLE 7
VANGUARD SCOTTSDALE FDS SHTRM GVT BD ETF 92206C409 26261 326915 SH SOLE 26261
VANGUARD SCOTTSDALE FDS LONG-TERM GOV 92206C870 43331 494246 SH SOLE 43331
VENTAS INC PUT 92276F100 0 2 SH SOLE 0
VANGUARD INDEX FDS PUT 922908769 617 8378 SH SOLE 617
VERIFONE SYS INC PUT 92342Y109 0 1 SH SOLE 0
VIACOM INC NEW PUT 92553P201 10281 191854 SH SOLE 10281
VISA INC PUT 92826C839 0 3 SH SOLE 0
WADDELL & REED FINL INC ADR 930059100 19526 595861 SH SOLE 19526
WAL-MART STORES INC PUT 931142103 6 85 SH SOLE 6
WATSON PHARMACEUTICALS INC PUT 942683103 0 1 SH SOLE 0
WELLS FARGO & CO NEW PUT 949746101 40717 1179168 SH SOLE 40717
WESTERN UN CO PUT 959802109 0 25 SH SOLE 0
WHOLE FOODS MKT INC PUT 966837106 0 2 SH SOLE 0
WISCONSIN ENERGY CORP PUT 976657106 0 5 SH SOLE 0
XEROX CORP PUT 984121103 2 246 SH SOLE 2
YUM BRANDS INC COM 988498101 0 2 SH SOLE 0