Weiss Asset Management LP[1

Weiss Asset Management as of March 31, 2016

Portfolio Holdings for Weiss Asset Management

Weiss Asset Management holds 69 positions in its portfolio as reported in the March 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
National Penn Bancshares 17.2 $69M 6.5M 10.64
Nextera Energy Unit 09/01/2016 9.8 $40M 650k 60.90
Vector Group FRNT 1/1 (Principal) 4.9 $20M 13M 1.49
Allergan Pfd Conv Ser A 4.1 $17M 18k 919.17
Quinpario Acquisition Corp 2 3.8 $15M 1.6M 9.78
Double Eagle Acquisition Cor 3.6 $15M 1.5M 9.72
Ar Cap Acquisition 3.4 $14M 1.4M 9.85
T Mobile Us Conv Pfd Ser A 3.3 $13M 200k 66.20
Terrapin 3 Acquisition Corp Com Cl A 3.3 $13M 1.3M 9.90
AllianceBernstein Income Fund 3.1 $12M 1.6M 7.85
Wesco Intl DBCV 6.000% 9/1 (Principal) 2.9 $12M 6.0M 1.93
Boulevard Acquisition Cl A 2.7 $11M 1.1M 9.75
Electrum Spl Acquisition Cor SHS 2.4 $9.7M 1.0M 9.65
Atlantic Alliance Partner SHS 2.1 $8.6M 825k 10.43
Gp Invts Acquisition Cor SHS 2.0 $8.0M 842k 9.55
Klr Energy Acquisition Corp Unit 12/31/2020 2.0 $8.0M 799k 10.03
Nuveen Lg/sht Commodity Totr Com Ut Ben Int 1.9 $7.8M 518k 15.06
Fidelity National Financial Note 4.250% 8/1 (Principal) 1.9 $7.6M 4.1M 1.87
Crown Castle Intl Corp Cnv Pfd Stk Sr A 1.6 $6.4M 60k 107.20
North Amern Energy Partners 1.6 $6.3M 3.1M 2.06
Hennessy Cap Acquisition Cor 1.5 $6.0M 617k 9.68
Ramco-gershenson Pptys Tr Perp Pfd-d Cv 1.5 $5.9M 90k 65.29
Arowana SHS 1.4 $5.7M 573k 9.95
Nuveen Dividend Advantage Municipal Fd 2 1.2 $4.9M 333k 14.85
Amsurg Corp Pfd Cnv Sr A-1 % 1.1 $4.3M 30k 142.50
C B Pharma Acquisition Corp SHS 1.1 $4.3M 423k 10.10
Gores Hldgs Cl A 0.9 $3.8M 385k 9.75
Wl Ross Hldg Corp Com Shs 0.9 $3.6M 359k 10.03
LMP Real Estate Income Fund 0.8 $3.3M 240k 13.66
BB&T Corporation 0.8 $3.1M 94k 33.27
E Compass Acquisition Corp Ord Shs 0.7 $3.0M 300k 10.00
Intelsat S A Man Conv Jr Pfd 0.7 $2.8M 376k 7.42
Nuveen Diversified Commodty Com Ut Ben Int 0.7 $2.8M 310k 8.91
Harmony Merger 0.7 $2.6M 265k 9.90
Ishares Tr Nasdq Biotec Etf (IBB) 0.6 $2.6M 10k 260.80
Barington Hilco Acquisition 0.6 $2.6M 257k 9.93
1347 Cap 0.6 $2.5M 250k 9.94
Strategic Global Income Fund 0.5 $2.2M 242k 8.91
Nuveen Qual Preferred Inc. Fund III 0.5 $2.1M 241k 8.57
Abengoa Yield Ord Shs 0.5 $2.0M 110k 17.78
Managed High Yield Plus Fund 0.5 $2.0M 1.1M 1.78
Pacific Spl Acquisition Corp SHS 0.4 $1.8M 175k 10.00
Alere Perp Pfd Conv Se 0.4 $1.7M 4.3k 394.98
Allergan SHS Put Option 0.4 $1.6M 6.0k 268.00
Dt Asia Invts SHS 0.4 $1.5M 150k 10.15
Andina Acquisition Corp Ii SHS 0.4 $1.5M 150k 9.70
Antero Res (AR) 0.3 $1.2M 50k 24.88
Nuveen Select Quality Municipal Fund 0.3 $1.2M 85k 14.65
Energen Corporation 0.3 $1.1M 30k 36.60
Global High Income Fund 0.2 $960k 111k 8.69
Zais Financial 0.2 $905k 61k 14.91
Seabridge Gold (SA) 0.2 $657k 60k 10.92
Nuveen Quality Preferred Income Fund 0.2 $655k 79k 8.32
Nuveen Municipal Advantage Fund 0.1 $600k 42k 14.34
Hydra Inds Acquisition 0.1 $561k 57k 9.89
Easterly Acquisition 0.1 $485k 50k 9.70
Nuveen Insd Dividend Advantage (NVG) 0.1 $465k 31k 15.17
Nuveen Core Equity Alpha Fund (JCE) 0.1 $430k 32k 13.62
Nuveen Premium Income Municipal Fund 0.1 $405k 28k 14.57
Primero Mining Corporation 0.1 $277k 153k 1.82
Nuveen Premier Mun Income 0.0 $158k 11k 14.12
Pace Hldgs Corp Cl A 0.0 $106k 11k 9.42
E Compass Acquisition Corp Right 02/18/2017 0.0 $72k 300k 0.24
Intelsat Sa 0.0 $38k 15k 2.49
Sunedison 0.0 $33k 61k 0.54
Andina Acquisition Corp Ii Right 09/01/2017 0.0 $20k 79k 0.25
Community Health Sys Right 99/99/9999 0.0 $18k 3.0M 0.01
Pacific Spl Acquisition Corp Right 03/15/2017 0.0 $16k 119k 0.13
Easterly Acquisition Corp *w Exp 07/29/202 0.0 $10k 25k 0.40