Weiss Asset Management LP[1

Weiss Asset Management as of March 31, 2018

Portfolio Holdings for Weiss Asset Management

Weiss Asset Management holds 225 positions in its portfolio as reported in the March 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
salesforce (CRM) 11.4 $142M 1.2M 116.30
Sprott Physical Gold & S (CEF) 10.2 $127M 9.6M 13.22
Trinity Inds Inc note 3.875% 6/0 7.1 $89M 65M 1.36
1,375% Liberty Media 15.10.2023 note 4.6 $57M 50M 1.15
Lam Research Corp conv 4.4 $54M 16M 3.31
Convergys Corp sdcv 5.750% 9/1 3.9 $49M 23M 2.11
Shutterfly Inc note 0.250% 5/1 3.4 $42M 33M 1.26
Blackhawk Network Hldgs Inc note 1.500% 1/1 2.9 $36M 33M 1.10
Teva Pharmaceutical Industries (TEVA) 2.5 $31M 1.8M 17.09
Liberty Media Corp deb 3.500% 1/1 2.4 $30M 51M 0.59
Verisign (VRSN) 2.4 $30M 253k 118.56
Bank of America Corporation (BAC) 1.9 $23M 782k 29.99
iShares MSCI South Korea Index Fund (EWY) 1.8 $23M 300k 75.45
Resource Cap Corp Note 4.500 8/1 1.8 $22M 23M 0.97
Cm Seven Star Acquisition 1.8 $22M 2.2M 9.74
Servicenow Inc. note 1.7 $21M 9.4M 2.26
iShares Lehman 7-10 Yr Treas. Bond (IEF) 1.7 $21M 200k 103.19
Rlj Lodging Tr Cum Conv Pfd A reit (RLJ.PA) 1.6 $20M 780k 25.38
Industrea Acquisition Corp cl a 1.3 $16M 1.6M 9.81
Frontier Communications Corp pfd conv ser-a 1.2 $15M 1.3M 11.49
Cien 4 12/15/20 1.1 $14M 9.8M 1.41
Time Warner 1.1 $14M 145k 94.58
Layne Christensen Co note 8.000% 5/0 1.1 $13M 10M 1.33
Union Acquisition Corp 1.0 $13M 1.3M 9.58
Hennessy Cap Acquston Corp I 0.9 $11M 1.1M 9.90
Osprey Energy Acquisition Co Cl A 0.9 $11M 1.1M 9.62
Gty Technology Holdings Inc cl a 0.8 $11M 1.1M 9.95
Videocon D2h 0.8 $10M 1.3M 8.20
Vantage Energy Acquisition 0.8 $10M 1.0M 9.79
Equity Commonwealth (EQC) 0.8 $9.4M 307k 30.67
Gigcapital 0.7 $9.0M 922k 9.77
Kbl Merger Corp Iv 0.7 $9.0M 912k 9.85
Electrum Spl Acquisition Cor 0.7 $8.8M 852k 10.38
Black Ridge Acquisition Corp 0.6 $7.9M 811k 9.69
Landcadia Hldgs Inc cl a 0.6 $7.2M 718k 10.04
Constellation Alpha Cap Corp 0.6 $7.2M 733k 9.87
Pensare Acquisition Corp 0.6 $6.9M 709k 9.72
Granite Pt Mtg Tr Inc Note 5.62512/0 0.5 $6.4M 6.5M 0.98
Haymaker Acquisition Corp 0.5 $6.2M 654k 9.55
Servicenow (NOW) 0.5 $6.1M 37k 165.45
Regalwood Global Energy 0.5 $6.0M 618k 9.70
Kayne Anderson Acquisition 0.5 $5.6M 577k 9.79
Avista Healthcare Pub Acq Co cl a 0.4 $5.4M 538k 9.99
National Energy Services Reu (NESR) 0.4 $5.2M 519k 9.93
Guidewire Software (GWRE) 0.4 $5.1M 63k 80.83
Modern Media Acquisition 0.4 $4.9M 498k 9.93
Hologic (HOLX) 0.4 $4.9M 130k 37.36
Federal Str Acquisition Corp cl a 0.4 $4.8M 494k 9.69
Atlantic Acquisition Corp 0.4 $4.7M 479k 9.92
Bison Cap Acquisition Corp ord 0.4 $4.7M 475k 9.94
Capitol Invt Corp Iv cl a ord 0.4 $4.5M 464k 9.71
Legacy Acquisition Corp 0.4 $4.5M 468k 9.59
Sprott Physical Silver Tr tr unit (PSLV) 0.3 $4.0M 655k 6.04
Brightsphere Inv 0.3 $3.9M 250k 15.76
Anadarko Petroleum Corp conv p 0.3 $3.7M 125k 29.80
Big Rock Partners Acquisi 0.3 $3.7M 381k 9.82
Sentinel Energy Svcs 0.3 $3.6M 371k 9.70
Gordon Pointe Acquisition 0.3 $3.6M 376k 9.71
Opes Acquisition Corp unit 03/07/2023 0.3 $3.5M 350k 10.05
Aberdeen Latin Amer Eqty 0.2 $3.1M 112k 27.38
Mtech Acquisition Corp 0.2 $3.1M 321k 9.58
Matlin & Partners Acquisitio cl a 0.2 $2.8M 283k 9.80
Jensyn Acquisition 0.2 $2.7M 254k 10.50
Frontier Communication 0.2 $2.5M 337k 7.42
Aberdn Emring Mkts Telecomtions 0.2 $2.3M 157k 14.80
Aberdeen Gtr China 0.2 $2.4M 182k 13.21
Zendesk 0.2 $2.4M 50k 47.88
Mudrick Cap Acquisition Corp 0.2 $2.4M 250k 9.60
Energy Select Sector SPDR (XLE) 0.2 $2.0M 30k 67.40
Seabridge Gold (SA) 0.2 $2.2M 200k 10.85
Novellus Systems, Inc. note 2.625% 5/1 0.2 $2.1M 337k 6.12
Barington Hilco Acquisition 0.2 $2.0M 191k 10.70
One Madison Corp 0.2 $2.0M 210k 9.60
Bristow Group Inc note 4.500% 6/0 0.1 $1.8M 1.7M 1.10
Colony Northstar Cr Real Estate Inc Cl A 0.1 $1.9M 100k 18.95
Capstead Mortgage Corporation 0.1 $1.6M 183k 8.65
Reaves Utility Income Fund (UTG) 0.1 $1.6M 58k 28.22
Tcf Finl Corp *w exp 11/14/201 0.1 $1.5M 262k 5.85
Chegg (CHGG) 0.1 $1.5M 72k 20.66
Gores Hldin-cw20 equity wrt 0.1 $1.5M 621k 2.36
Mosaic Acquisition Corp shs cl a 0.1 $1.5M 150k 9.80
Gsv Cap Corp note 4.750% 3/2 0.1 $1.5M 1.5M 1.00
Singapore Fund 0.1 $1.4M 102k 13.26
Aberdeen Israel Fund 0.1 $1.2M 61k 19.48
Aberdeen Chile Fund (AEF) 0.1 $1.2M 133k 9.04
Liberty All-Star Equity Fund (USA) 0.1 $1.2M 191k 6.13
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.1 $1.1M 122k 8.73
Aberdeen Indonesia Fund 0.1 $1.1M 148k 7.29
Draper Oakwood Technology 0.1 $1.1M 111k 9.89
Celgene Corporation 0.1 $1.0M 11k 89.17
Cushing Renaissance 0.1 $992k 63k 15.72
Blackstone Mtg Tr Inc Note 4.750 3/1 bond 0.1 $980k 1.0M 0.98
Incyte Corporation (INCY) 0.1 $854k 10k 83.33
Nuveen Div. Advantage Muni. Fund (NAD) 0.1 $860k 65k 13.14
Nuveen CA Dividend Advantage Muni. Fund (NAC) 0.1 $875k 65k 13.39
Red Hat 0.1 $757k 5.1k 149.49
Gilead Sciences (GILD) 0.1 $762k 10k 75.44
Ionis Pharmaceuticals (IONS) 0.1 $793k 18k 44.10
I Am Cap Acquisition 0.1 $748k 75k 9.97
Tiberius Acquisition Corp unit 02/28/2021 0.1 $757k 75k 10.09
Vertex Pharmaceuticals Incorporated (VRTX) 0.1 $621k 3.8k 163.08
Neurocrine Biosciences (NBIX) 0.1 $652k 7.9k 82.90
Nuveen Mun High Income Opp F (NMZ) 0.1 $654k 52k 12.51
Asia Tigers Fund 0.1 $573k 45k 12.67
Agios Pharmaceuticals (AGIO) 0.1 $610k 7.5k 81.75
H & Q Healthcare Fund equities (HQH) 0.1 $589k 27k 21.54
Bank Of Nt Butterfield&son L (NTB) 0.1 $660k 15k 44.00
Tpg Pace Holdings Corp 0.1 $667k 64k 10.45
India Fund (IFN) 0.0 $465k 19k 24.63
Wells Fargo & Company (WFC) 0.0 $472k 9.0k 52.44
Alexion Pharmaceuticals 0.0 $463k 4.2k 111.57
Morgan Stanley China A Share Fund (CAF) 0.0 $493k 20k 24.92
ROYAL BK SCOTLAND Group Plc sp adr pref s 0.0 $511k 20k 25.60
AllianceBernstein Global Hgh Incm (AWF) 0.0 $494k 42k 11.88
John Hancock Bank & Thrift Opportu. Fund (BTO) 0.0 $457k 12k 38.32
Royce Value Trust (RVT) 0.0 $467k 30k 15.57
Sprott Physical Gold Trust (PHYS) 0.0 $538k 50k 10.76
Sprott Phys Platinum & Palladi (SPPP) 0.0 $540k 63k 8.53
Radius Health 0.0 $469k 13k 35.95
Platinum Eagle Acquisitin Co Unit 01/09/2023 0.0 $497k 49k 10.14
Morgan Stanley India Investment Fund (IIF) 0.0 $311k 10k 30.38
Novo Nordisk A/S (NVO) 0.0 $375k 7.6k 49.24
Methanex Corp (MEOH) 0.0 $340k 5.6k 60.57
Assured Guaranty (AGO) 0.0 $365k 10k 36.21
Gildan Activewear Inc Com Cad (GIL) 0.0 $339k 12k 28.88
Halozyme Therapeutics (HALO) 0.0 $408k 21k 19.60
Templeton Dragon Fund (TDF) 0.0 $355k 16k 22.23
Calamos Strategic Total Return Fund (CSQ) 0.0 $329k 28k 11.83
Gabelli Equity Trust (GAB) 0.0 $323k 53k 6.13
Gabelli Dividend & Income Trust (GDV) 0.0 $413k 19k 22.09
Boulder Growth & Income Fund (STEW) 0.0 $409k 38k 10.78
Guggenheim Enhanced Equity Income Fund. 0.0 $348k 42k 8.33
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 0.0 $407k 30k 13.54
Just Energy Group 0.0 $345k 78k 4.41
Esperion Therapeutics (ESPR) 0.0 $393k 5.4k 72.42
Sage Therapeutics (SAGE) 0.0 $422k 2.6k 161.07
Opes Acquisition Corp 0.0 $388k 40k 9.70
W.W. Grainger (GWW) 0.0 $210k 743.00 282.64
Estee Lauder Companies (EL) 0.0 $202k 1.4k 149.41
Guess? (GES) 0.0 $226k 11k 20.74
MGE Energy (MGEE) 0.0 $202k 3.6k 56.11
Alnylam Pharmaceuticals (ALNY) 0.0 $293k 2.5k 119.11
Cohen & Steers infrastucture Fund (UTF) 0.0 $307k 14k 21.42
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.0 $255k 22k 11.57
Flaherty & Crumrine/Claymore Preferred S (FFC) 0.0 $204k 11k 19.04
Connecticut Water Service 0.0 $228k 3.8k 60.59
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.0 $219k 15k 14.52
Morgan Stanley Emerging Markets Domestic (EDD) 0.0 $204k 26k 7.83
Dreyfus Strategic Muni. 0.0 $254k 33k 7.71
Invesco Quality Municipal Inc Trust (IQI) 0.0 $228k 19k 11.91
Templeton Emerging Markets (EMF) 0.0 $197k 12k 16.28
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 0.0 $234k 19k 12.14
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.0 $198k 15k 13.18
First Tr High Income L/s (FSD) 0.0 $206k 14k 15.02
Endocyte 0.0 $230k 25k 9.07
Voya Financial (VOYA) 0.0 $267k 5.3k 50.55
Voya Infrastructure Industrial & Materia (IDE) 0.0 $213k 14k 15.19
Myovant Sciences 0.0 $203k 9.6k 21.25
Saban Cap Acquisition 0.0 $294k 30k 9.94
Kayne Anderson Acquisition unit 06/30/2022 0.0 $192k 19k 10.11
Tpg Pace Hldgs Corp cl a 0.0 $245k 25k 9.80
Simply Good Foods Co *w exp 07/07/202 0.0 $195k 56k 3.50
Chesapeake Energy Corp note 2.250%12/1 0.0 $64k 70k 0.91
Denny's Corporation (DENN) 0.0 $178k 12k 15.46
General Electric Company 0.0 $179k 13k 13.51
Sally Beauty Holdings (SBH) 0.0 $166k 10k 16.43
Town Sports International Holdings 0.0 $86k 11k 7.58
Idera Pharmaceuticals 0.0 $85k 46k 1.83
Intrepid Potash 0.0 $89k 24k 3.66
BioDelivery Sciences International 0.0 $101k 45k 2.26
Alpine Global Premier Properties Fund 0.0 $182k 29k 6.22
MUTUAL FUND Gabelli Healthcare & Wellnessr*x (GRX) 0.0 $104k 11k 9.45
Invesco Mortgage Capital 0.0 $175k 11k 16.36
VirnetX Holding Corporation 0.0 $109k 28k 3.95
Blackrock Muniyield Insured Fund (MYI) 0.0 $155k 12k 12.68
Invesco Van Kampen Municipal Trust (VKQ) 0.0 $148k 13k 11.69
Japan Smaller Capitalizaion Fund (JOF) 0.0 $169k 14k 12.30
Pioneer Municipal High Income Advantage (MAV) 0.0 $116k 11k 10.71
Pioneer Municipal High Income Trust (MHI) 0.0 $176k 16k 11.28
Putnam Managed Municipal Income Trust (PMM) 0.0 $117k 16k 7.12
Western Ast Clymr Infl Lkd Sc & Incm (WIA) 0.0 $115k 10k 11.50
Clough Global Equity Fund closed-end fund (GLQ) 0.0 $150k 11k 13.12
New York Mortgage Trust 0.0 $178k 30k 5.93
Nuveen Nj Div Advantage Mun (NXJ) 0.0 $142k 11k 13.08
Glu Mobile 0.0 $90k 24k 3.75
Ampio Pharmaceuticals 0.0 $129k 38k 3.39
Wendy's/arby's Group (WEN) 0.0 $183k 10k 17.58
Plug Power (PLUG) 0.0 $91k 48k 1.89
Clearbridge Energy Mlp Opp F 0.0 $113k 12k 9.86
Cys Investments 0.0 $176k 26k 6.72
Verastem 0.0 $94k 32k 2.98
4068594 Enphase Energy (ENPH) 0.0 $174k 38k 4.58
Retail Properties Of America 0.0 $163k 14k 11.65
Resolute Fst Prods In 0.0 $92k 11k 8.34
Mallinckrodt Pub 0.0 $155k 11k 14.51
Ellington Residential Mortga reit (EARN) 0.0 $160k 15k 10.94
Spirit Realty reit 0.0 $173k 22k 7.75
New Media Inv Grp 0.0 $181k 11k 17.10
Navient Corporation equity (NAVI) 0.0 $171k 13k 13.10
New Senior Inv Grp 0.0 $171k 21k 8.18
Digital Turbine (APPS) 0.0 $77k 38k 2.01
Chimera Investment Corp etf 0.0 $176k 10k 17.39
Gannett 0.0 $161k 16k 9.95
Tegna (TGNA) 0.0 $141k 12k 11.36
Kearny Finl Corp Md (KRNY) 0.0 $168k 13k 12.97
Agrofresh Solutions 0.0 $77k 11k 7.32
Arrowhead Pharmaceuticals (ARWR) 0.0 $115k 16k 7.18
Adverum Biotechnologies 0.0 $85k 15k 5.82
Golden Ocean Group Ltd - (GOGL) 0.0 $83k 11k 7.93
Washington Prime Group 0.0 $153k 23k 6.69
R1 Rcm 0.0 $116k 16k 7.13
Global Net Lease (GNL) 0.0 $178k 11k 16.89
Two Hbrs Invt Corp Com New reit 0.0 $173k 11k 15.38
Cnx Resources Corporation (CNX) 0.0 $178k 12k 15.42
Sentinel Energy Svcs Inc unit 11/02/2022 0.0 $184k 19k 9.92
SeaChange International 0.0 $47k 18k 2.69
Safe Bulkers Inc Com Stk (SB) 0.0 $47k 15k 3.17
Novavax 0.0 $48k 23k 2.08
Castle Brands 0.0 $54k 44k 1.24
QuickLogic Corporation 0.0 $18k 12k 1.55
Microvision Inc Del (MVIS) 0.0 $27k 24k 1.15
Tetraphase Pharmaceuticals 0.0 $54k 18k 3.05
Community Health Sys Inc New right 01/27/2016 0.0 $30k 3.0M 0.01
Transenterix 0.0 $31k 18k 1.68
Mtech Acquisition Corp warrants 0.0 $62k 100k 0.62