Weiss Asset Management LP[1

Weiss Asset Management as of Dec. 31, 2016

Portfolio Holdings for Weiss Asset Management

Weiss Asset Management holds 215 positions in its portfolio as reported in the December 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Intel Corp sdcv 11.1 $74M 55M 1.36
Xilinx Inc Cvt 2.625 6-15-17 convert 10.8 $72M 34M 2.14
Keycorp New pfd 7.75% sr a 6.9 $46M 341k 135.00
Mentor Graphics 4% 2031 conv 6.7 $45M 24M 1.86
Quinpario Acquisition Corp 2 5.7 $38M 3.8M 9.95
Brocade Communications conv 5.5 $37M 36M 1.01
Nvidia Corp note 1.000 12/0 4.3 $29M 5.4M 5.32
Sprott Physical Gold Trust (PHYS) 4.2 $28M 3.0M 9.39
Allergan Plc pfd conv ser a 3.2 $21M 28k 762.47
Envision Healthcare Corp pfd cnv 5.25% a1 3.1 $21M 174k 119.38
Black Hills Corp unit 99/99/9999 2.8 $19M 275k 68.87
Electrum Spl Acquisition Cor 2.7 $18M 1.8M 9.90
Dynegy Inc unit 07/01/20191 2.4 $16M 257k 62.14
Gp Invts Acquisition Cor 1.8 $12M 1.2M 9.90
Pacira Pharmaceuticals conv 1.7 $11M 7.8M 1.43
M Iii Acquisition Corp equities 1.5 $10M 1.1M 9.75
Southwestern Energy Co Dep 1/2 dep shs 1/20 b 1.3 $8.5M 332k 25.47
Klr Energy Acquisition Corp cl a 1.3 $8.4M 814k 10.35
Vector Group Ltd frnt 1/1 1.2 $8.2M 5.2M 1.57
Stillwater Mng Co note 1.750%10/1 1.1 $7.7M 6.0M 1.28
Jp Morgan Alerian Mlp Index (AMJ) 0.9 $6.3M 200k 31.61
Sprott Phys Platinum & Palladi (SPPP) 0.9 $5.8M 847k 6.90
Alibaba Group Holding (BABA) 0.8 $5.3M 60k 87.82
General Mtrs Co *w exp 07/10/201 0.8 $5.1M 300k 17.13
North Amern Energy Partners 0.8 $5.0M 1.3M 3.85
Stellar Acquisition Iii 0.8 $5.0M 500k 10.00
Boulevard Acquisition cl a 0.7 $4.7M 475k 9.92
Gty Technology Holdings Inc. unit 99/99/9999 0.6 $4.2M 400k 10.50
Double Eagle Acquisition Cor 0.6 $4.0M 399k 9.95
M I Acquisitions 0.6 $4.0M 400k 10.00
Green Plains Inc conv 0.6 $3.8M 2.6M 1.44
American Tower Corp New Pfd Co p 0.6 $3.7M 35k 104.83
Chesapeake Energy Corp note 2.250%12/1 0.5 $3.5M 3.5M 0.99
Theravance Biopharma Inc note 3.250%11/0 0.5 $3.5M 3.0M 1.15
Wpx Energy Inc p 0.5 $3.3M 50k 65.68
E Compass Acquisition Corp ord 0.5 $3.1M 300k 10.25
Advent/Claymore Enhanced Growth & Income 0.4 $2.8M 341k 8.31
Arbor Realty Trust note 6.500 10/0 0.4 $2.8M 2.8M 1.00
Pacific Spl Acquisition Corp 0.4 $2.5M 246k 10.35
Sucampo Pharmaceuticals Inc dbcv 3.250%12/1 0.3 $2.0M 2.0M 1.00
Cf Corp shs cl a 0.3 $2.0M 197k 9.98
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.3 $1.8M 229k 8.02
Barington Hilco Acquisition 0.2 $1.6M 157k 10.16
Origo Acquisition Corp 0.2 $1.3M 127k 10.40
Nuveen CA Dividend Advantage Muni. Fund (NAC) 0.2 $1.2M 84k 14.14
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.1 $1.0M 97k 10.35
Gamco Global Gold Natural Reso (GGN) 0.1 $995k 188k 5.30
Nuveen Muni Value Fund (NUV) 0.1 $948k 99k 9.56
Trina Solar 0.1 $862k 93k 9.30
Cohen & Steers Quality Income Realty (RQI) 0.1 $900k 74k 12.21
Clearbridge Energy M 0.1 $831k 53k 15.56
Eaton Vance Tax-Managed Global Buy-Write (ETW) 0.1 $791k 79k 10.08
Doubleline Income Solutions (DSL) 0.1 $827k 44k 19.00
Cbre Clarion Global Real Estat re (IGR) 0.1 $718k 98k 7.30
Ares Capital Corporation (ARCC) 0.1 $638k 39k 16.49
Eaton Vance Tax-advntg Glbl Di (ETG) 0.1 $690k 49k 14.07
Alpine Total Dyn Fd New cefs 0.1 $668k 88k 7.58
Liberty All-Star Equity Fund (USA) 0.1 $587k 114k 5.16
Nuveen Equity Premium Income Fund (BXMX) 0.1 $623k 49k 12.71
Klondex Mines 0.1 $577k 124k 4.65
Voya Global Eq Div & Pr Opp (IGD) 0.1 $586k 86k 6.78
Invesco Van Kampen Municipal Trust (VKQ) 0.1 $567k 46k 12.26
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 0.1 $552k 39k 14.31
Morgan Stanley China A Share Fund (CAF) 0.1 $440k 26k 17.00
Calamos Strategic Total Return Fund (CSQ) 0.1 $490k 48k 10.29
Eaton Vance Risk Managed Diversified (ETJ) 0.1 $476k 53k 8.96
Morgan Stanley Emerging Markets Domestic (EDD) 0.1 $450k 63k 7.17
Invesco Van Kampen Cal Val Mun Inc Trust (VCV) 0.1 $498k 41k 12.14
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 0.1 $440k 49k 8.95
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.1 $446k 32k 14.09
Nuveen Build Amer Bd (NBB) 0.1 $446k 22k 20.64
Guggenheim Bld Amr Bds Mng D (GBAB) 0.1 $451k 21k 21.41
Duff & Phelps Global (DPG) 0.1 $469k 30k 15.48
Sandridge Energy 0.1 $474k 377k 1.26
Asa (ASA) 0.1 $433k 39k 11.03
Nuveen Quality Pref. Inc. Fund II 0.1 $378k 41k 9.30
Templeton Emerging Markets Income Fund (TEI) 0.1 $386k 35k 10.92
Nuveen Nj Div Advantage Mun (NXJ) 0.1 $404k 31k 13.17
Doubleline Opportunistic Cr (DBL) 0.1 $370k 16k 23.09
Nuveen Preferred And equity (JPI) 0.1 $390k 17k 22.95
H & Q Healthcare Fund equities (HQH) 0.1 $379k 18k 21.11
Easterly Acquisition 0.1 $398k 40k 9.85
Alpine Global Premier Properties Fund 0.1 $366k 71k 5.13
Blackrock Municipal Income Trust (BFK) 0.1 $334k 24k 13.82
Cohen & Steers REIT/P (RNP) 0.1 $325k 17k 19.13
Eaton Vance Enhanced Equity Incm. Fd. II (EOS) 0.1 $333k 26k 12.80
John Hancock Tax-Advantage Dvd Incom (HTD) 0.1 $336k 15k 23.11
Royce Value Trust (RVT) 0.1 $328k 25k 13.38
BLACKROCK INTL GRWTH & INC T COM Bene Inter (BGY) 0.1 $341k 62k 5.51
Allianzgi Nfj Divid Int Prem S cefs 0.1 $302k 24k 12.63
Time 0.1 $353k 20k 17.87
First Tr Dynamic Europe Eqt 0.1 $334k 22k 15.54
Trina Solar Limited note 4.000%10/1 0.1 $335k 360k 0.93
McDermott International 0.0 $296k 40k 7.40
Adams Express Company (ADX) 0.0 $240k 19k 12.72
BlackRock Global Opportunities Equity Tr (BOE) 0.0 $265k 23k 11.58
General American Investors (GAM) 0.0 $258k 8.3k 31.07
John Hancock Pref. Income Fund II (HPF) 0.0 $283k 14k 20.23
Invesco Van Kampen Trust For Inv Grd Mun (VGM) 0.0 $249k 20k 12.74
Blackrock Muniassets Fund (MUA) 0.0 $252k 19k 13.45
Nuveen Real Estate Income Fund (JRS) 0.0 $267k 25k 10.77
Putnam Municipal Opportunities Trust (PMO) 0.0 $294k 25k 11.94
Wells Fargo Adv Global Dividend Opport (EOD) 0.0 $239k 44k 5.45
BlackRock Core Bond Trust (BHK) 0.0 $269k 21k 13.01
Semgroup Corp cl a 0.0 $237k 5.7k 41.74
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 0.0 $272k 21k 12.80
Blackrock California Mun. Income Trust (BFZ) 0.0 $298k 21k 14.49
Van Kampen Advantage Muni Incm Tr II (VKI) 0.0 $283k 25k 11.18
BlackRock MuniHoldings New Jersey Ins Fn (MUJ) 0.0 $255k 18k 13.90
Blackrock Res & Commodities Strategy Tr (BCX) 0.0 $281k 34k 8.27
Flaherty & Crumrine Dyn P (DFP) 0.0 $281k 12k 23.77
Rsp Permian 0.0 $234k 5.2k 44.69
Tekla Healthcare Opportunit (THQ) 0.0 $269k 17k 15.53
Nuveen Global High (JGH) 0.0 $236k 15k 16.01
Calamos (CCD) 0.0 $237k 14k 17.50
iStar Financial 0.0 $199k 16k 12.34
Two Harbors Investment 0.0 $192k 22k 8.73
Carnival Corporation (CCL) 0.0 $203k 3.9k 51.98
Lincoln Electric Holdings (LECO) 0.0 $205k 2.7k 76.72
Redwood Trust (RWT) 0.0 $199k 13k 15.23
Jack in the Box (JACK) 0.0 $209k 1.9k 111.47
Manitowoc Company 0.0 $185k 31k 5.97
Symantec Corporation 0.0 $202k 8.5k 23.88
Mbia (MBI) 0.0 $186k 17k 10.68
Manpower (MAN) 0.0 $207k 2.3k 88.96
Chesapeake Energy Corporation 0.0 $210k 30k 7.02
Domino's Pizza (DPZ) 0.0 $204k 1.3k 159.25
W.R. Grace & Co. 0.0 $203k 3.0k 67.51
Advanced Micro Devices (AMD) 0.0 $192k 17k 11.36
Barnes & Noble 0.0 $181k 16k 11.14
Syntel 0.0 $202k 10k 19.80
Century Aluminum Company (CENX) 0.0 $204k 24k 8.54
Community Health Systems (CYH) 0.0 $185k 33k 5.58
Anworth Mortgage Asset Corporation 0.0 $177k 34k 5.18
MFA Mortgage Investments 0.0 $198k 26k 7.65
Ruth's Hospitality 0.0 $183k 10k 18.29
SM Energy (SM) 0.0 $223k 6.5k 34.41
Pilgrim's Pride Corporation (PPC) 0.0 $191k 10k 18.95
Spirit AeroSystems Holdings (SPR) 0.0 $205k 3.5k 58.32
Templeton Dragon Fund (TDF) 0.0 $197k 12k 16.42
Templeton Global Income Fund (SABA) 0.0 $214k 33k 6.48
Tri-Continental Corporation (TY) 0.0 $210k 9.5k 22.01
Blackrock Muniholdings Insured Fund II (MUE) 0.0 $229k 17k 13.49
Calamos Convertible & Hi Income Fund (CHY) 0.0 $228k 22k 10.56
Eaton Vance Enhanced Equity Income Fund (EOI) 0.0 $227k 18k 12.40
Flaherty & Crumrine/Claymore Preferred S (FFC) 0.0 $200k 11k 18.83
Invesco Mortgage Capital 0.0 $203k 14k 14.60
Blackrock Muniyield Insured Fund (MYI) 0.0 $225k 17k 13.68
Cohen & Steers Total Return Real (RFI) 0.0 $211k 18k 12.08
John Hancock Preferred Income Fund (HPI) 0.0 $204k 10k 20.39
Source Capital (SOR) 0.0 $223k 6.2k 35.94
Western Asset High Incm Fd I (HIX) 0.0 $167k 24k 7.08
Eaton V.Tax-Advantaged Dividend Inc Fund (EVT) 0.0 $201k 9.8k 20.54
Invesco Van Kampen Trust for IGNYM Fund (VTN) 0.0 $218k 16k 13.29
Invesco Municipal Income Opp Trust (OIA) 0.0 $196k 27k 7.15
Invesco Quality Municipal Inc Trust (IQI) 0.0 $167k 13k 12.43
Western Asset Global High Income Fnd (EHI) 0.0 $209k 21k 9.82
BlackRock Insured Municipal Income Trust (BYM) 0.0 $205k 15k 13.90
Blackrock Muniyield Fund (MYD) 0.0 $192k 14k 14.12
Nuveen Ny Divid Advntg Mun F (NAN) 0.0 $200k 15k 13.41
Visteon Corporation (VC) 0.0 $206k 2.6k 80.53
Mexico Fund (MXF) 0.0 $222k 16k 14.08
Kayne Anderson Mdstm Energy 0.0 $167k 11k 15.91
Nuveen Mun Value Fd 2 (NUW) 0.0 $195k 12k 16.23
Insperity (NSP) 0.0 $205k 2.9k 70.96
Universal American 0.0 $190k 19k 9.97
Gnc Holdings Inc Cl A 0.0 $189k 17k 11.01
Cys Investments 0.0 $188k 24k 7.73
Bloomin Brands (BLMN) 0.0 $187k 10k 18.03
Blackrock Multi-sector Incom other (BIT) 0.0 $224k 14k 16.52
Twenty-first Century Fox 0.0 $201k 7.2k 28.11
Sprint 0.0 $189k 22k 8.44
American Airls (AAL) 0.0 $205k 4.4k 46.73
Investors Ban 0.0 $202k 15k 13.95
Navient Corporation equity (NAVI) 0.0 $190k 12k 16.39
Fidelity Natl Inc New Fnfv Group Com Isin #us31620r4020 0.0 $192k 14k 13.71
Tekla Life Sciences sh ben int (HQL) 0.0 $213k 13k 16.99
New Senior Inv Grp 0.0 $191k 20k 9.81
Chimera Investment Corp etf (CIM) 0.0 $206k 12k 17.06
Westrock (WRK) 0.0 $202k 4.0k 50.69
Northstar Realty Finance 0.0 $192k 13k 15.13
Northstar Realty Europe 0.0 $181k 14k 12.57
Four Corners Ppty Tr (FCPT) 0.0 $218k 11k 20.50
Xl 0.0 $203k 5.5k 37.22
Donnelley R R & Sons Co when issued 0.0 $181k 11k 16.30
Agnc Invt Corp Com reit (AGNC) 0.0 $189k 10k 18.15
Mtge Invt Corp Com reit 0.0 $191k 12k 15.72
Cf Corp *w exp 05/25/202 0.0 $230k 184k 1.25
Alcoa (AA) 0.0 $181k 6.5k 28.06
Freeport-McMoRan Copper & Gold (FCX) 0.0 $165k 13k 13.17
Brocade Communications Systems 0.0 $162k 13k 12.46
MUTUAL FUND Gabelli Healthcare & Wellnessr*x (GRX) 0.0 $108k 12k 9.42
Thai Fund 0.0 $139k 18k 7.58
Invesco Van Kampen Penn Vl MI Trust (VPV) 0.0 $166k 14k 12.16
Nuveen Select Tax-Free Income Portfolio (NXP) 0.0 $158k 11k 13.88
Pioneer Municipal High Income Trust (MHI) 0.0 $119k 10k 11.88
Putnam Managed Municipal Income Trust (PMM) 0.0 $105k 15k 7.06
Templeton Emerging Markets (EMF) 0.0 $131k 11k 12.05
Nuveen PA Investnt Quality Municipal (NQP) 0.0 $156k 12k 13.09
BlackRock MuniHolding Insured Investm 0.0 $161k 11k 14.22
Nuveen Tax-Advantaged Total Return Strat 0.0 $123k 11k 11.37
Nuveen Maryland Premium Income Municipal 0.0 $153k 12k 12.40
Cohen and Steers Global Income Builder 0.0 $123k 14k 8.54
GAMCO Natural Resources, Gold & Income Trust (GNT) 0.0 $159k 24k 6.65
LEGG MASON BW GLOBAL Income 0.0 $133k 11k 11.81
Dreyfus Mun Bd Infrastructure 0.0 $153k 13k 12.27
Ing Global Advantage And Premium Opportunity Fund (IGA) 0.0 $116k 12k 9.83
Gabelli Global Multimedia Trust (GGT) 0.0 $92k 13k 7.22
Voya Asia Pacific High Div Equity Income Fund (IAE) 0.0 $88k 10k 8.67
Overseas Shipholding Group I Cl A (OSG) 0.0 $44k 12k 3.81
Stellar Acquisition Iii Inc w exp 03/22/202 0.0 $100k 500k 0.20
M I Acquisitions Inc *w exp 99/99/999 0.0 $95k 378k 0.25
Community Health Sys Inc New right 01/27/2016 0.0 $0 3.0M 0.00
Axar Acquisition Corp *w exp 12/31/202 0.0 $16k 195k 0.08
Axar Acquisition Corp *w exp 12/31/2022 0.0 $0 125k 0.00